Opinion
The People appeal from the trial court’s order granting defendant Gregory Allen Cannedy’s motion to recuse the Alameda County District Attorney’s Office (district attorney’s office) pursuant to Penal Code section 1424. They contend that the trial court abused its discretion in granting the order because there was insufficient evidence to support it, the court applied the incorrect legal standard, the order conflicts with established case law, and the court failed to consider less restrictive alternatives. We agree that the trial court erred in recusing the entire district attorney’s office and reverse.
In March 2007, the district attorney charged defendant, a former San Leandro police officer, with false imprisonment by violence and attempted sexual battery by restraint of Jane Doe Two (counts 1 and 2) and false imprisonment by violence, attempted sexual battery by restraint, and sexual battery of Jane Doe One (counts 3, 4, and 5). 1 The incidents underlying the charges involved defendant’s allegedly making sexual advances and touching the victims inappropriately.
At some point, defendant learned that the district attorney intended to offer the testimony of Ms. A., 2 one of its employees, who would testify about uncharged similar acts by defendant. In investigating the charges against defendant, Sergeant Rick DeCosta interviewed Ms. A. 3 Ms. A. related that she worked for the district attorney’s Hayward office as a stenographer for seven years. She knew defendant because he went to the district attorney’s office for subpoenas and also for a period of time was the police department’s liaison to the district attorney’s office. In 2002 or 2003, Ms. A. was having drinks with friends at the Englander Sports Pub. She saw defendant, and they chatted. Defendant asked her if she was all right to drive home. Defendant gave Ms. A. his business card and asked her to call him when she got home so that he would know she was okay. Ms. A. arrived home at approximately 11:00 or 11:30 p.m. She called defendant when she was on her way home, leaving him a message saying, “Everything’s fine. I’m going home now.” Ms. A. went home, put on her pajamas, and went to bed. She fell asleep and was awakened by her cell phone but ignored it. She answered the cell phone when it rang again shortly thereafter. It was defendant, and he wanted to know if she was okay. She told him that she was fine, but defendant kept talking, and she realized that he was at her front door. Ms. A. had not given defendant her address but had told him the general area in which she lived. Defendant asked her to “come to the door so I know you’re okay.” Ms. A. thought that was weird but opened the door. Defendant told her he just wanted a hug good night. Ms. A. just wanted to get back to sleep so she gave him a hug. But defendant pushed himself into the apartment. He would not let go of her. Ms. A. told him to leave and tried to push him off. But defendant started to kiss her neck and touch her groin area through her clothing. Ms. A. pushed him away again and told him to leave right away.
The following day, Ms. A. told one of her coworkers about the incident. She also told her sister, who worked at the district attorney’s office as the supervisor for welfare fraud. Her sister’s husband is retired from the district attorney’s office. Ms. A. did not report the incident because she thought it would create an awkward situation at work, and she thought she could handle it herself, so she just let it go. She also thought it was possible people would not believe her because defendant was a police officer.
On May 31, 2007, defendant moved to disqualify the district attorney’s office. He contended that the office was required to recuse itself from the case because of Ms. A.’s anticipated testimony. In a declaration submitted in support of the motion, defendant stated that he worked in the district attorney’s office as a court liaison for two or three months in 2005, spending approximately four hours daily in the office. There, he spoke with Ms. A. on a regular basis and Ms. A., on one occasion, invited him to her house to meet her sister. He also declared that he worked with the deputy district attorney who had charged him in the present case and talked with him on a number of occasions about factors he considered in filing cases.
The district attorney’s office opposed the recusal motion, arguing that the victims were not connected to the district attorney’s office, the conduct against Ms. A. was beyond the statute of limitations, and the less drastic remedy of having her “walled off from the case” had already been implemented. The trial court granted the motion.
DISCUSSION
Penal Code section 1424 provides that a motion to disqualify the district attorney “may not be granted unless the evidence shows that a conflict of interest exists that would render it unlikely that the defendant would receive a fair trial.” On appeal, our role is to determine whether substantial evidence supports the trial court’s factual findings, and whether, based on those findings, the ruling was within the court’s discretion.
(People v. Eubanks
(1996)
Defendant’s recusal motion below was based upon the assumption that several employees of the district attorney’s office would be called as witnesses and that the trial deputy would “be compelled, in clear violation of the authorities cited, to either argue for the credibility of her colleagues or, even more awkwardly, attack their credibility if their testimony tends to undermine Ms. A[.]’s testimony.” Thus, argued defendant, it was “simply unrealistic to think any Alameda DA could impartially litigate a case—including charging and settlement decisions, conduct at trial, and sentencing positions—which involves allegations of sexual abuse against members of her own office, and at which other members of the office are likely to weigh in at trial.” At the hearing on the recusal motion, defense counsel clarified the thrust of his motion: “It’s whether or not the prosecutor, because of this situation with an employee being called as a material witness in their case, will exercise its discretion evenhandedly, and then my client can get a fair trial. Getting a fair trial has to do with pretrial motions. It has to do with offers of pretrial dispositions. It has to do with the way the prosecutor handles the investigatory aspect of the case. All of that has to do with whether or not my client can receive a fair trial.” As far as a potential conflict that might arise out of the prosecutor’s role in examining the employee witnesses, defense counsel argued that the deputy district attorney might “rather than perhaps saying, ‘Wait a minute here. We may have a problem with this witness’ credibility,’ the People continue to vouch for her credibility by all accounts by adding additional charges against Mr. Cannedy based on that interview. ['[[] That’s what I talk about when I say can he get a fair trial. It has to do with the way the People are evaluating this case. . . .” Thus the thrust of defendant’s
Relying on
People
v.
Superior Court (Greer)
(1977)
Recusal of an entire district attorney’s office is an extreme step. The threshold necessary for recusing an entire office is higher than that for an individual prosecutor.
(Millsap
v.
Superior Court
(1999)
Thus, “the entire prosecutorial office of the district attorney should not be recused in the absence of some substantial reason related to the proper administration of criminal justice.”
(People ex rel. Younger v. Superior Court
(1978)
Under the circumstances of the present case, such a drastic remedy was not called for. When the alleged conflict is, as it was here, the fact that an employee of the district attorney’s office might be a witness, “It is well settled that merely because an employee may be a potential witness and credibility of that witness may have to be argued by the prosecuting attorney, there is no sufficient basis for that reason alone to recuse an entire prosecutorial office. [Citation.] This rule has been applied even to cases wherein one or more deputy district attorneys are witnesses. [Citation.]”
(People v. Merritt, supra,
In another opinion regarding district attorney recusals, handed down the same day, the court succinctly summarized the method of review, “The trial court’s findings of fact are reviewed for substantial evidence, its conclusions of law are reviewed de novo, and its application of the law to the facts is reversible only if arbitrary and capricious.”
(Haraguchi v. Superior Court
(2008)
In the present case, both the factual findings of the trial court and its conclusions of law are questionable. The trial court did not indicate that it was making specific factual findings in ruling on the recusal motion. The
To the extent these statements are factual findings, only the statement indicating that a district attorney’s office employee (Ms. A.) might be called as a witness, along with two other district attorney’s office employees that she might have spoken to, is supported by substantial evidence. 6 There was evidence before the court, primarily from declarations filed by the district attorney in opposition to the recusal motion, that indicated that Ms. A. told her sister (who worked in another branch of the district attorney’s office) about the incident, as well as a district attorney’s office investigator. Whether any other potential district attorney’s office employee witnesses might be called was pure speculation and was not supported by substantial evidence. 7 Also speculative was the trial court’s musings about how and why building an ethical wall around Ms. A. might not work, as detailed below.
More troubling, however, was the court’s understanding and application of the law relating to recusal motions. The trial court discussed the applicable law at several points in the proceedings. Prior to ruling on the motion, the court expressed, in essence, that it would be cleaner if the Attorney General, rather than the district attorney, prosecuted the case. After speculating that some nine district attorney’s office employees could end up testifying, the court indicated, “I think if all this happens and it’s not your DA’s Office, let the chips fall where they may and let the prosecutor, whoever it may be,
As the court explained in
Haraguchi,
in order for a conflict to rise to the level necessary to recuse an individual district attorney or an entire district attorney’s office, there must be “an actual likelihood of unfair treatment.”
(People v. Haraguchi, supra,
The trial court did not identify any evidence of a conflict of interest under the correct standard that rose to the level required to recuse the entire district attorney’s office, even indicating at one point that there was only a
potential
conflict. In fact, some of the trial court’s statements could be interpreted as factual findings that no such conflict existed. In
Petrisca,
the court found that “The lack of evidence as to any conflict of interest is further demonstrated by the trial court’s own separate finding that ‘the District Attorney’s Office has handled the case appropriately to date’ and that ‘all charging decisions that were made were handled in an appropriate fashion.’ ”
(People v. Petrisca, supra,
Instead, the trial court determined that there was a possible conflict arising from the fact that a deputy of that office potentially would be faced with examining and arguing the credibility of certain fellow employees. The court appeared to extrapolate from the fact that Ms. A. might testify, and that two other district attorney’s office employees
8
then might be called as witnesses to impeach her credibility, to a “parade of horrors” worst case scenario where many district attorney’s office employees would testify, presumably based upon the court’s speculation that “walling off” Ms. A. (so that other employees would not talk with her about her potential testimony) would not be successful. The court did not identify how or why the existence of the identified three potential district attorney’s office employee witnesses in the case would constitute a conflict of interest, as that term is used in Penal Code section 1424, or, if it did constitute a conflict of interest, how it could possibly rise to the level required to recuse the entire office. Other than its speculative analysis of “walling off” Ms. A., the court did not explore other possible
The trial court based its finding of a conflict requiring recusal on its stated belief that the district attorney handling the case would have to “vouch” for the credibility of one or more of its own employees. As the Attorney General pointed out at oral argument, if the trial court meant the term “vouch” literally, such conduct would always be improper and objectionable, whether or not the witness was an employee of the district attorney’s office. If the court meant that a conflict arose sufficient to justify recusal of the entire district attorney’s office because the deputy district attorney would have to argue regarding the credibility of district attorney’s office employee witnesses, then its reasoning is still faulty. Taken to its logical conclusion, if the trial court’s general reasoning were correct in this regard, the district attorney’s office would have to be recused whenever a potential witness was an employee, as credibility of witnesses is always an issue that the deputy district attorney may have to argue. That is simply not what the statute, or settled case law, indicates.
The trial court did not explain the underpinnings of its apparent belief that recusal is required generally when employees of the district attorney’s office may be called as witnesses. The trial court did indicate that the testimony of Ms. A. would be a focal point of the trial.
10
The court did not, however, explain why that would require recusal when there was no evidence of a likelihood of unfair treatment of defendant. Why does the calling of an employee of the district attorney’s office as a witness create a conflict, and under what circumstances does that conflict rise to the level necessitating recusal? The
Younger
case
(Younger, supra,
86 Cal.App.3d at pp. 204-211), even though it involved a pre-Penal Code section 1424 recusal motion based upon an alleged violation of the California Rules of Professional Conduct,
With regard to the potential of the prosecuting deputy district attorney’s having to argue the credibility of a fellow employee (there a fellow deputy district attorney),
Younger
had this to say, “Just what it is that real parties find improper in that prospect is not specified. We perceive no impropriety, apparent or real. If [the witness] were a district attorney’s investigator rather than a trial deputy, there could be no claim of impropriety in the trial prosecutor’s arguing his credibility, and no basis is apparent upon which right is changed to wrong by the fact that [the witness] is a deputy district attorney. The prosecutor may be called upon to argue the credibility of any or all prosecution witnesses, and we fail to perceive why [the witness’s] credibility would present any special problem. . . . Neither a prosecutor nor any other advocate vouches for the credibility of the witnesses he presents and, indeed, as mentioned earlier, may not ethically do so. From the standpoint of appearances, we do not believe either the jury or the general public would think it any more improper for the trial prosecutor to argue the credibility of another deputy district attorney than that of an investigator employed in the district attorney’s office. Nor do we believe they would perceive any substantial distinction between another district attorney’s arguing [the witness’s] credibility and a deputy attorney general’s doing the same thing.”
(Younger, supra,
In cases decided after the enactment of Penal Code section 1424, the Supreme Court has explained why, when the specific deputy district attorney prosecuting the case is a witness, recusal may be necessary, for “if she became a witness she and the defense attorneys would face the awkward task of arguing [her] credibility to the jury, and because the jury might find it difficult to separate her roles as prosecutor and witness. [Citation.]”
(People v. Hernandez, supra,
Here, the potential for conflict is even more remote, as it is neither the deputy district attorney herself who is the potential witness nor another deputy district attorney, but support staff employees. The court has specifically indicated that the mere fact that one or more employees of a district attorney’s office may be called as a witness does not require recusal of the entire office. As the court stated in
People
v.
Snow, supra,
30 Cal.4th at pages 86-87, “[w]e note . . . that recusal of an entire district attorney’s office, especially a large one such as Los Angeles County’s, has generally not been held required merely because one or more employees of that office are
Both the trial court and defendant below (as well as on appeal) relied heavily upon the case of
People v. Jenan, supra,
Even if correctly decided,
People v. Jenan, supra,
In conclusion, to the extent the trial court made factual findings in this case, some were not supported by substantial evidence. Further, the trial court applied the wrong standard of law in determining that the motion to recuse should be granted under Penal Code section 1424. Finally, given the facts of the case, the trial court’s determination that recusal of the entire district attorney’s office was called for was an abuse of discretion, as less drastic alternatives (such as transferring the case to another branch office and further “walling-off’ Ms. A., as suggested by the prosecution below) would suffice under the circumstances to prevent any actual conflict of interest that would rise to the level of being “ ‘ “so grave as to render it unlikely that defendant would receive fair treatment” ’ ” as required by Penal Code section 1424.
(People v. Petrisca, supra,
As Justice Werdegar recently stated, “Prosecutors are public fiduciaries. They are servants of the People, obliged to pursue impartially in each case the interests of justice and of the community as a whole. When conflicts arise that compromise their ability to do so, they can and should be recused. But defendants bear the burden of demonstrating a genuine conflict; in the absence of any such conflict, a trial court should not interfere with the People’s prerogative to select who is to represent them.”
(People v. Haraguchi, supra,
The order recusing the district attorney’s office is reversed and the matter is remanded to the trial court for action consistent with this opinion.
Reardon, Acting P. J., concurred. Rivera, J., concurred in the result.
Notes
The trial court subsequently reduced count 3 to a misdemeanor.
We suppress the name of the victim in accordance with the California Supreme Court’s policy statement concerning protective nondisclosure. (Cal. Style Manual (4th ed. 2000) § 5:9.)
The Attorney General has moved in the trial court to settle the record on appeal to include two exhibits to defendant’s recusal motion—the transcript of DeCosta’s interview of Ms. A. and DeCosta’s report of his investigation of the alleged incident involving Ms. A. As the parties do not dispute that the exhibits were part of defendant’s recusal motion, we consider them here for purposes of understanding the factual scenario before the trial court.
On appeal, the precise basis of defendant’s argument is less clear. Much of his discussion of the law regarding recusal relates to recusal based upon the likelihood of unfair treatment by the district attorney. Ultimately, however, defendant relies upon the basis for the trial court’s order recusing the district attorney’s office, that the deputy district attorney trying the case would have to vouch for the credibility of other district attorney’s office employees called as witnesses.
We note that
People
v.
Superior Court (Greer), supra,
There is no apparent disagreement regarding the importance of the credibility of the charged sexual assault victims in this case. To the extent that defense counsel may attack their credibility at trial, Ms. A.’s potential testimony regarding an uncharged similar incident, and therefore her credibility, could also be important components of the prosecution’s case.
As the Attorney General noted at oral argument, the statement by the trial court regarding nine district attorney’s office employees being called as witnesses may have been hyperbole emphasizing the trial court’s belief that the number of potential district attorney’s office witnesses would increase.
Again, the three identified potential district attorney’s office employee witnesses were clerical or investigator staff, not deputy district attorneys.
The Alameda County District Attorney’s office has 11 branch offices, including five that handle general criminal matters. Other branches handle specialized prosecutions such as domestic violence, consumer fraud, etc. (<http://www.alcoda.org> [as of July 31, 2009].) Transferring the case to another branch office would presumably lessen any potential that the deputy handling the case would be impacted by daily interaction with Ms. A., thereby lessening any potential of unfair treatment. Focusing on the basis of the trial court’s recusal order, such a transfer would assist in “walling-off” Ms. A. from the prosecution of the case and, along with other efforts, lessen the likelihood of her discussion of the matter with coworkers, since the case would not be a part of the day-to-day workings in Ms. A.’s branch office.
The trial court at one point indicated that “I think the prosecutors are in a very awkward situation in arguing that all three of the victims are in a different position. I’m saying it puts credibility on Ms. A. directly at the focus of the case as it does with Jane Doe Number 1 and Jane Doe Number 2.”
The standard here applied by
Younger, supra,
If the concern is that the jury might be inclined to give more weight to a witness employed by the district attorney’s office, we agree with
Younger, supra,
The appellate court described the size of the involved district attorney’s office as “relatively small.” The Jenan case arose in Tulare County. The Alameda County District Attorney’s office is, on the other hand, relatively large, currently employing some 151 deputy district attorneys. (Verified July 10, 2009, by telephone call to the payroll records clerk in the Alameda County Office of Human Resource Services; see also Mart, D.A. to Take Ten-percent Pay Cut, Martinez News-Gazette (May 1, 2009).)
There are 58 counties in the state of California; Alameda County has the eighth largest district attorney’s office in the state. (Verified July 20, 2009, by e-mail from the publications director of the California District Attorneys Association.)
Again, it is difficult to ascertain from the record what the trial court’s precise conclusions were.
