Lead Opinion
delivered the opinion of the court:
Dеfendant, Juan Caballero, appeals from an order of the circuit court of Cook County dismissing, without an evidentiary hearing, his petition for post-conviction relief (725 ILCS 5/122 — 1 et seq. (West 1992)) and relief from judgment (735 ILCS 5/2 — 1401 (West 1992)). Because defendant was sentenced to death for the underlying murder convictions, the present appeal lies directly to this court. 134 Ill. 2d R. 651(a).
Early on the morning of February 25, 1979, the bodies of three teenage males, Michael Salcido, Arthur Salcido, and Frank Mussa, were discovered in a car in a Chicago alley. In 1980, a jury found defendant guilty on charges of murder, unlаwful restraint, and armed violence with respect to each of the three victims. On direct appeal, this court affirmed defendant’s convictions and death sentence. People v. Caballero,
Defendant filed a petition for post-conviction relief alleging, inter alia, that he was denied effective assistance of counsel at his capital sentencing hearing. The circuit court dismissed the petition without an evidentiary hearing. On appeal, this court held that the allegations made a substantial showing of constitutional rights deprivation and remanded the cause for an evidentiary hearing. People v. Caballero,
On October 29, 1993, defendant filed a petition for post-conviction relief and relief from judgment based on the unconstitutional disparity of his death sentence, and later amended the petition to include violation of his due process right to "reverse-Witherspoon,” or "life quаlify,” the jury. The State moved to dismiss defendant’s petition. On May 29, 1996, after oral argument on the State’s motion, the circuit court dismissed the petition and this appeal followed. The facts of this case are adequately set forth in our opinion on defendant’s direct appeal and will not be repeated here.
Initially, we note that while defendant alternatively argues that he is entitled to relief from judgment pursuant to section 2 — 1401 of the Civil Practice Law (735 ILCS 5/2 — 1401 (West 1992)), where a section 2 — 1401 petition is filed beyond two years after the judgment was entered, it cannot be considered. 735 ILCS 5/2— 1401(c) (West 1992); see also People v. Logan,
Defendant’s section 2 — 1401 petition was filed 13 years after the judgment of conviction was entered and sentence imposed in 1980, and he does not contend that any of the grounds for tolling the limitations period exist. Therefore, section 2 — 1401 is not available as a remedy. Although the circuit court did not state its reasoning for dismissing that portion of defendant’s petition, we may affirm for any reason warranted by the record, regardless of the reasons relied on by the lower court. People v. Nash,
The State contends that the circuit court also properly dismissed defendant’s petition for post-сonviction relief because, as his second, it is procedurally barred. It is true that the Post-Conviction Hearing Act (Act) contemplates the filing of only one petition, and "a ruling on a post-conviction petition has res judicata effect with respect to all claims that were raised or could have been raised in the initial petition.” People v. Free,
"The filing of successive post-conviction petitions sets up two competing interests. On the one hand, there is the State’s interest in providing a forum for the vindication of the petitioner’s constitutional rights. On the other hand, the State has a legitimate interest in the finality of criminal litigation and judgments. ***
* * *
Where, however, the claimed error is one which could not have been presented in an earlier proceeding, procedural bars may be ineffectual in bringing about that finality which ordinarily follows direct appeal and the first post-conviction proceeding. In such cases, there is the potential that a second or subsequent post-conviction petition may be filed ***.” Flores,153 Ill. 2d at 274-75 .
Defendant’s sentence disparity claim constitutes one such сase.
Defendant and three codefendants have been convicted of the triple homicide involved herein. Defendant and codefendant Luis Ruiz were tried in 1980 before one judge supervising two separate juries, and, following separate sentencing hearings, both men were sentenced to death. In his second post-conviction petition, defendant claims that the disparity between his death sentence and the prison sentences of codefendants Placido LaBoy and Nelson Aviles violates defendant’s constitutional rights. Defendant has suрplemented his petition with portions of the circuit court records of Aviles and LaBoy, which indicate that Aviles had been a fugitive from 1979 until 1988. After Aviles was arrested in California, he agreed to testify against LaBoy and plead guilty to the murders in exchange for an agreed recommendation by the State of a 40-year sentence. In February 1992, Aviles testified at LaBoy’s jury trial and, although the State sought the death penalty, the jury concluded that a sentence other than death should be imposed. Accordingly, LaBoy was sentenced to three consecutive naturаl-life terms of imprisonment. In March 1992, Aviles plead guilty and received concurrent sentences of 40 years on each of the three murder counts.
LaBoy and Aviles were sentenced during the pendency of defendant’s appeal from the circuit court’s denial of his first post-conviction petition. On April. 3, 1992, defendant filed with this court a "Motion to Take Judicial Notice of the Trial of Codefendants and to Raise the Additional Issue of Proportionality and to Submit Additional Authority.” Defendant’s motion was denied on May 12,1992. This court’s opinion affirming denial of defendant’s first post-conviction petition was filed October 15,1992, and rehearing was denied on December 7, 1992.
It is thus obvious that defendant’s claim of unconstitutional disparity in sentencing could not have been presented in an earlier proceeding, and, indeed, his attempt to raise the claim on appeal from his first post-conviction petition was rebuffed by this court. Therefore, defendant’s claim of sentence disparity is neither res judicata nor waived. See Flores,
Finally, the statutory time limitation in the Act is also no bar to defendant’s sentence disparity claim. The applicable section provides, inter alia:
"No proceedings under this Article shall be commenced more than *** 6 months after the date of the order denying certiorari by the United States Supreme Court *** or 3 years from the date of conviction, whichever is later, unless the petitioner alleges facts showing that the delay was not due to his culpable negligence.” (Emphasis added.) 725 ILCS 5/122 — 1 (West 1992).
Defendant’s petition sets forth a factual chronology in support of his allegation that "any delay in filing this Petition was not due to Defendant’s culpable negligence but was a result of the timing of the sentencings of LaBoy and Aviles.” The circuit court specifically agreed with defendant on this point, stating: "defendant could not have raised this disparate sentencing issue *** on his direct appeal or in his initial post-conviction petition.” We do not believe this finding by the circuit court was manifestly erroneous. See People v. Silagy,
Defendant contends that his petition was sufficient to require a hearing and a ruling on the merits of his sentence disparity claim, but that the circuit court dismissed the petition based on the mistaken belief that the issue of unconstitutional disparity of sentences could only be considered by an appellate court. Following oral argument by the parties at the hearing on the State’s motion to dismiss, the circuit court cited extensively from this court’s decisions in Peoрle v. Page,
In Page and Edgeston, this court held that a defendant’s request to have the jury at his capital sentencing hearing consider nonstatutory mitigating evidence of a codefendant’s natural life sentence was neither constitutionally required nor relevant to the jury’s examination of the individual defendant’s characteristics and the circumstances оf his offense. Edgeston,
Neither Page nor Edgeston dealt with the sentence disparity issue in the context of a petition for post-conviction relief, nor did they hold thаt a circuit court could not consider such an issue raised under the Act. Disparity of sentence is cognizable under the Act in noncapital cases (see People v. Wren,
One who seeks relief under the Act for disparity of sentence must allege facts which, if proven, indicate that his constitutional rights were violated in that regard. See Wren,
Defendant’s petition alleged that his death sentence was unconstitutionally disparate from the natural life sentence received by LaBoy, who, accоrding to testimony at his trial and sentencing and the affidavit of defendant’s counsel, played a more culpable role in the murders and had a more significant criminal record and less rehabilitative potential than defendant. The petition further alleged that defendant’s death sentence was unconstitutionally disparate from the 40-year prison term received by Aviles, who played a similar role in the offenses. Defendant’s petition was verified and its allegations were additionally supported by numerous exhibits, including circuit court computer records reflecting the sentences received by LaBoy and Aviles, and relevant portions of the official transcript from LaBoy’s trial and penalty phase proceedings detailing the relative culpability of the various participants in the murders, Aviles’ plea agreement, LaBoy’s criminal background, rehabilitative potential and the findings and conclusions of the trial court in sentencing LaBoy.
The standard for the evaluation of defendant’s sentence disparity claim is clear:
"A Post-Conviction Hearing Act proceeding is not an appeal per se, but a collateral attack on a judgment. [Citation.] In order to prevail under the Act, the defendant must establish a substantial deprivation of his rights under the United States Constitution or the Constitution of Illinois. [Citation.] The defendant is not entitled to an evidentiary hearing unless the allegations of his petition, supported where appropriate by the trial record or by accompanying affidavits, make a substantial showing that the defendant’s rights have been so violated. [Citation.] For the purpose of determining whether to grant an evidentiary hearing, all well-pleaded faсts in the petition and in any accompanying affidavits are to be taken as true. [Citations.]” Caballero,126 Ill. 2d at 258-59 .
In light of these considerations, we believe that defendant has made a substantial showing that his constitutional rights were violated so as to entitle him to an evidentiary hearing on the disparity between his death sentence and LaBoy’s life sentence. See People v. Gleckler,
However, with regard to Aviles, we find that even if all the "well-pleaded facts” in the petition and supporting exhibits are taken as true, defendant has not established an unconstitutional disparity. A sentence imposed on a codefendant who pleaded guilty as part of a plea agreement does not provide a valid basis of comparison to a sentence entered after a trial. See People v. Brown,
Finally, we address defendant’s contention that the trial court’s failure to "reverse-Witherspoon” the jury entitles him to post-conviction relief. Defendant raised this issue on direct appeal, and this court rejected the argument that his capital sentencing jury should have been "life qualified” in order to exclude all jurors who feel that the death penalty should be automatically imposed in all murder cases.
"In Teague v. Lane (1989),
Application of the Teague test indicates that Morgan should not be applied retroactively because it constituted a new rule. Clearly, the result defendant seeks was not "dictated” by existing precedent, where this court rejected his original claim that his jury should have been "life qualified.” Caballero,
Nevertheless, defendant argues that the Morgan ■ Court did not enunciate a new rule, but rather based its decision on precedent interpreting the due process clause requirement that a jury be impartial. We agree with the State that while the right to reverse Witherspoon does stem from a defendant’s due process right to an impartial jury (see Morgan,
The first exception states that the nеw rule should be given retroactive application if it places certain kinds of primary, private individual conduct beyond the power of the criminal-law-making authority to proscribe. Teague,
Under the second exception, a new rule may be applied on collateral review if it requires the observance of those procedures that are implicit in the concept of ordered liberty. Teague,
In light of these considerations, we find no error in the circuit court’s dismissal of defendant’s post-conviction petition with respect to this issue. Application of Morgan to defendant’s post-conviction proceeding would have been an improper, retroactive operation of a new rule of criminal procedure in order to collaterally challenge defendant’s conviction, which had become final before Morgan was announced. See Holman,
For the reasons stated, the judgment of the circuit court of Cook County is affirmed in part and reversed in part. The cause is remanded to the circuit court for an evidentiary hearing on that portion of defendant’s post-conviction petition that alleges that his sentence of death is unconstitutionally disparate from the natural life sentence imposed on codefendant LaBoy.
Judgment affirmed in part and reversed in part; cause remanded.
Notes
Defendant’s petition also states that it is timely under section 122 — 1 because it is filed within six months after the date of the order denying certiorari by the United States Supreme Court. While it appears that, as in the case at bar, a second post-conviction petition filed within six months after the Supreme Court’s denial of certiorari from a defendant’s initial post-conviction petition is timely under section 122 — 1 (see Flores,
In his first post-conviction petition, defendant argued that his trial counsel was incompetent for failing to "life qualify” the jury. This contention was not considered by this court on appeal because, based on another alleged error by cоunsel, defendant’s petition was remanded for an evidentiary hearing to determine if he was denied a fair sentencing hearing. Caballero,
Dissenting Opinion
dissenting:
The majority opinion holds that "defendant has made a substantial showing that his constitutional rights were violated so as to entitle him to an evidentiary hearing on the disparity between his death sentence and LaBoy’s life sentence.”
The facts as set forth in this court’s opinion on direct appeal (People v. Caballero,
As noted in the majority opinion, defendant’s petition fоr post-conviction relief alleged that his death sentence was unconstitutionally disparate from the natural life sentence received by LaBoy because LaBoy played a more culpable role in the murders, had a more significant criminal record and less rehabilitative potential than defendant.
The facts, as revealed in this court’s opinion on direct appeal, also provide some insight intо defendant’s character. The facts show that defendant is a ruthless killer, who exhibited no remorse for his actions. Following his statement to the police, defendant expressed a willingness to kill again. When asked if he had a chance to do it over " 'would he do it again,’ ” defendant stated that he would " 'if it was a sure thing.’ ” Caballero,
I would therefore find that defendant failed to establish that the sentence of death imposed on him is unconstitutionally disparate from LaBoy’s life sentence. As such, defendant’s petition fails to make a substantial showing that defendant’s constitutional rights have been violated. I would therefore affirm the circuit court’s dismissal of defendant’s claim of unconstitutional sentence disparity.
JUSTICES MILLER and HEIPLE join in this dissent.
