PEOPLE v BRYANT
Docket No. 133725
Supreme Court of Michigan
Argued March 3, 2009. Decided June 10, 2009.
483 Mich 132
In an opinion by Justice MARKMAN, joined by Chief Justice KELLY and Justices CAVANAGH and HATHAWAY, the Supreme Court held:
The statements at issue constituted inadmissible testimonial hearsay under the United States Supreme Court‘s decisions in Crawford v Washington, 541 US 36 (2004), and Davis v Washing-ton, 547 US 813 (2006), because their primary purpose was to establish or prove past events potentially relevant to later criminal prosecution, not to enable the police to meet an “ongoing emergency” as that term is defined by the United States Supreme Court, i.e., the emergency presented by the pendency of the criminal event itself. Admission of the statements constituted plain error requiring reversal.
- In Crawford, the United States Supreme Court held that, under the
Sixth Amendment of the United States Constitution , testimonial statements of witnesses who are absent from trial are admissible only when the declarant is unavailable and the defendant had a prior opportunity to cross-examine. Davis clarified that statements are “testimonial” when the circumstances objectively indicate that there is no ongoing emergency, i.e., the emergency presented by the pendency of the criminal event itself, and the primary purpose of the interrogation is to establish or prove past events that may be relevant to later criminal prosecution. Under the Court of Appeals’ analysis, all statements made while the police are questioning a seriously injured complainant would be rendered non-testimonial, and this is clearly inconsistent with the commands of the United States Supreme Court because it confuses a medical emergency with the emergency circumstances of an ongoing criminal event. Davis further held that statements are non-testimonial if they describe an event as it is actually happening and testimonial if they describe an event that has already happened. The declarant‘s statements in this case related solely to events that had occurred in the past and at a different location, and none of them referred to events occurring at the time the statements were made, none alleged any ongoing threat, and none asserted the possible presence of the alleged perpetrator. Further, none of the officers testified to having secured the area, searched the area for the perpetrator, provided cover for the other officers, taken up defensive positions, or called for backup assistance. These circumstances clearly indicate that the primary purpose of the victim‘s statements was to establish the facts of an event that had already occurred rather than to enable police assistance in an ongoing emergency, as defined by the United States Supreme Court. - The admission of the victim‘s statements constituted plain error requiring reversal. Defendant was clearly prejudiced by the error because the evidence against him was not overwhelming and the statements were highly damaging, as the prosecutor himself conceded. Whether the statements could have been admitted under the hearsay exception for dying declarations is not properly
before this Court because the prosecutor did not appeal the district court‘s ruling that there was not a sufficient foundational basis for concluding that the statements were dying declarations, and, in fact, conceded that there was not such a sufficient foundational basis.
Reversed and remanded for a new trial.
Justice WEAVER, dissenting, would affirm the judgment of the Court of Appeals for the reasons stated in its unpublished opinion on remand, specifically, that the declarant‘s statements were made in the course of a police interrogation under circumstances objectively indicating that the interrogation‘s primary purpose was to enable police assistance in an ongoing emergency.
Justice CORRIGAN, joined by Justice YOUNG, dissenting, stated that, because the circumstances in this case were midway on the spectrum between the ongoing emergency in Davis and the police-station interrogation in Crawford, the Court of Appeals did not clearly err by concluding that the victim‘s statements were non-testimonial. The statements in question were also probably dying declarations, which likely would be excepted from the rule in Crawford.
CONSTITUTIONAL LAW - EVIDENCE - RIGHT OF CONFRONTATION - HEARSAY - TESTIMONIAL STATEMENTS.
An unavailable declarant‘s statement to the police is inadmissible testimonial hearsay if circumstances objectively indicate that the primary purpose of the questioning that elicited the statement was to establish the facts of a past event that may be relevant to later criminal prosecution rather than to enable police assistance in an ongoing emergency (
Michael A. Cox, Attorney General, B. Eric Restuccia, Solicitor General, Kym L. Worthy, Prosecuting Attorney, Timothy A. Baughman, Chief of Research, Training and Appeals, and Jeffrey Caminsky, Principal Appeals Attorney, for the people.
State Appellate Defender (by Peter Jon Van Hoek) for the defendant.
MARKMAN, J. We granted leave to appeal to consider whether the victim‘s statements to the police in this case constituted inadmissible testimonial hearsay
I. FACTS AND HISTORY
The victim lived with his brother within a few houses of defendant, from whom he had been purchasing cocaine for three years. The victim‘s brother testified that defendant sold drugs to the victim at defendant‘s back door. On April 28, 2001, the victim told his brother that he planned to redeem an expensive coat that he had pawned with defendant in exchange for some cocaine. On April 29, 2001, between 3:00 and 3:30 a.m., the brother heard gunfire, and at about 3:25 a.m., five police officers responded to a radio dispatch indicating that a man had been shot. They found the victim lying on the ground next
Defendant‘s first trial resulted in a hung jury. Following a second jury trial, and after two days of deliberations, defendant was convicted of second-degree murder, being a felon in possession of a firearm, and possession of a firearm during the commission of a felony.2 The Court of Appeals affirmed. People v Bryant, unpublished opinion per curiam of the Court of Appeals, issued August 24, 2004 (Docket No. 247039).
Defendant appealed, arguing that the trial court erred by admitting the victim‘s statements to the police identifying him as the shooter.3 This Court held defendant‘s application for leave to appeal in abeyance pending our consideration of People v Mileski, 472 Mich 927 (2005), and People v Walker, 472 Mich 928 (2005). After we subsequently vacated our orders granting leave to appeal in Mileski and Walker and remanded those cases to the Court of Appeals for reconsideration in light of the United States Supreme Court‘s decision in Davis, we similarly remanded this case. On remand, the Court of Appeals again affirmed, concluding that the victim‘s statements constituted admissible non-testimonial hearsay. Bryant (On Remand), supra at 3. When defendant again appealed, we granted leave. People v Bryant, 482 Mich 981 (2008).
II. STANDARD OF REVIEW
Whether the admission of the victim‘s statements to the police violated defendant‘s
III. ANALYSIS
Defendant argues that the admission of the victim‘s statements to the police identifying defendant as the shooter violated his
In Davis, the Supreme Court further expounded on the meaning of the term “testimonial hearsay statements.” The Court held that “[s]tatements are nontestimonial when made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency.” Davis, 547 US at 822. On the other hand, “[t]hey are testimonial when the circumstances objectively indicate that there is no such ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past events potentially relevant to later criminal prosecution.” Id. Davis further explained that “in the final
The statements in dispute in Davis were made to a 911 emergency operator. The victim told the operator, “[The defendant‘s] here jumpin’ on me again“; “He‘s usin’ his fists.” Id. at 817. The Court held that these statements were non-testimonial. Id. at 829. The Court asserted that Davis was distinguishable from Crawford because in Davis: (1) the victim was “speaking about events as they were actually happening, rather than [as in Crawford] ‘describ[ing] past events... hours after the events... had occurred’ “; (2) thus, in contrast to the victim in Crawford, the victim “was facing an ongoing emergency“; (3) “the nature of what was asked and answered... was such that the elicited statements were necessary to be able to resolve the present emergency, rather than simply to learn (as in Crawford) what had happened in the past“; and (4) the victim‘s “frantic answers were provided over the phone, in an environment that was not tranquil, or even... safe,” while, in Crawford, the victim was “responding calmly, at the station house, to a series of questions....” Id. at 827 (emphasis in the original; citation omitted). The Court held that the “primary purpose” of the interrogation in Davis “was to enable police assistance to meet an ongoing emergency,” and, thus, the elicited statements were non-testimonial. Id. at 828-829.
In Hammon, a companion case decided with Davis, the police responded to a reported domestic disturbance. When the police arrived, the victim was sitting
The statements in Davis were taken when [the victim] was alone, not only unprotected by police (as [the victim in Hammon] was protected), but apparently in immediate danger from [the defendant]. [The victim in Davis] was seeking aid, not telling a story about the past. [The Davis victim‘s] present-tense statements showed immediacy; [the Hammon victim‘s] narrative of past events was delivered at some remove in time from the danger she described. [Id. at 831-832.]
By contrast, the Court reasoned that Hammon was similar to Crawford because: (1) “[b]oth declarants were actively separated from the defendant“; (2) “[b]oth statements deliberately recounted, in response to police questioning, how potentially criminal past events began and progressed“; and (3) “both took place some time after the events described were over.” Id. at 830. Accordingly, the statements in Hammon, like those in Crawford, were testimonial. Id.
In the instant case, there is no question that the victim is unavailable, and defendant did not have a prior opportunity to cross-examine the victim. Therefore, if the victim‘s statements to the police were
On remand, the Court of Appeals held that the statements in this case were non-testimonial, and thus affirmed defendant‘s convictions.7 We, however, agree
Davis stated that “in the final analysis [it is] the declarant‘s statements, not the interrogation‘s ques-
Further, the officers’ actions do not suggest that the officers themselves considered the circumstances at the gas station to constitute an “ongoing emergency,”10 at least not as the Supreme Court defines that term. None of the officers testified to taking any actions to secure the area, to search the station for the possible presence of any armed individuals, or to provide cover for other officers. None of the officers indicated that he drew his weapon at the gas station, took up a defensive position
The primary purpose of the police questioning of the victim at the gas station was to determine who shot the victim and where the shooter could be found so that they could arrest him. The police were at the gas station to investigate a past crime, not to prevent an ongoing one, and the victim was not “speaking about events as they were actually happening,” as in Davis, but was ” ‘describ[ing] past events,’ ” as in Crawford and Hammon. Davis, 547 US at 827 (emphasis in the original; citation omitted).13 The primary purpose of the victim‘s
When the police questioned the victim at the gas station, there simply was no “ongoing emergency,” as that term is defined by the United States Supreme Court. The prosecutor argues that the primary purpose of the interrogation was to enable police assistance to meet an “ongoing emergency“-to find and apprehend a criminal before he injured somebody else. This argument is unpersuasive because an “ongoing emergency” in this sense would almost always exist while the police are investigating alleged crimes. That is, to adopt the prosecutor‘s argument would effectively render non-testimonial all statements made before the offender was placed behind bars.14 This is clearly inconsistent
The presence of an ongoing emergency is important only insofar as it indicates that a declarant‘s statement describing criminal activity can fairly be described as part of the event itself, rather than a report or a narrative of it. If the law were otherwise, statements reporting criminal activity or accusing others of crimes would always be nontestimonial until a suspect was in custody and unable to cause further harm. Even more to the point, if the law were otherwise, Hammon would have had to come out the other way and the Court could never have indicated that the latter part of the 911 call in Davis was nontestimonial [sic]. Yet the emergencies in those cases were limited to the criminal events themselves, and when those events ceased occurring, statements describing how they had transpired were testimonial.
Equally unpersuasive is the Court of Appeals argument that the police were “responding to an emergency” because “someone at the gas station was shot and laying on the ground.” Bryant (On Remand), supra at 3. Once again, this type of “emergency” almost always exists
Even assuming that the error here is unpreserved because, although defendant objected to the admission of the evidence, he did not do so on the basis of the Confrontation Clause as the trial in this case took place before Crawford,17 a reversal is required under the plain error standard. See People v Carines, 460 Mich 750, 763-764; 597 NW2d 130 (1999). Given that this case was pending when Crawford was decided, Craw-
In addition, in our judgment, the error clearly prejudiced defendant. The evidence against him was far from overwhelming and the victim‘s statement indicating that defendant was the one who shot him was obviously extraordinarily damaging. In fact, the prosecutor essentially conceded that the error was prejudicial when, at the suppression hearing before trial, he conceded that the admission of the victim‘s statements to the police is a “crucial issue to the prosecutor‘s case; ... if this court rules that the excited utterance is not going to be admissible, then we won‘t have a trial here....” In addition, during his opening statement to the jury, the prosecutor repeatedly referred to the victim‘s statements to the police and explained:
The most important piece of evidence you will hear during this trial is [the victim] in many respects speaking to you. [The victim] will tell you that it was the defendant who shot him. Obviously he won‘t be here to tell you that. But before he died, the last—one of the last—probably the last thing he was able to say was that Rick shot, Rick shot me . . . . And . . . the police, all of them, heard [the victim] say Rick shot me. . . . The most important piece of evidence you‘ll hear during this trial, in other words, will be [the victim] in a certain respect speaking to you from the grave and telling you what happened in this case and telling you who‘s responsible. . . . All of the evidence here but mainly [the victim‘s] own words before he died point to [defendant] having pulled the trigger and having killed [the victim]. [Emphasis added.]
...
The prosecutor also relied heavily on the victim‘s statements in his closing statement to the jury, stating:
The main reason we know enough about what happened to be able to decide beyond a reasonable doubt whether the charges that have been made out here, the main reason we know is because of [the victim‘s] words himself, his own words to you through those police officers in the early morning of April 29th, 2001. [Emphasis added.]
Further evidence that the error was prejudicial is the fact that defendant‘s first trial resulted in a hung jury. Finally, the error “seriously affect[ed] the fairness, integrity or public reputation of judicial proceedings.” Carines, 460 Mich at 763 (citation and quotation marks omitted). For these reasons, we believe that defendant is entitled to a new trial.
We also agree with defendant that the issue whether the victim‘s statements are admissible under the hearsay exception for dying declarations is not properly before this Court.18 At the preliminary examination, the prosecutor argued that the statements were admissible as either excited utterances or as dying declarations. The district court originally ruled that the statements were inadmissible because there had been no showing of the requisite factual foundation. The prosecutor then sought to establish a foundation for admission of the statements directed solely at the question whether the
Indeed, the prosecutor essentially conceded during the following exchange at the pretrial conference that the victim‘s statements to the police were not dying declarations:
The Court: I guess we have two issues ultimately, whether it comes in as a dying declaration or whether it comes in as an excited utterance. Is that where we are?
The Prosecutor: The issue is not whether it comes in as one or the other. It came in at the [preliminary] exam clearly as an excited utterance. I think that‘s the way it‘s
In addition, at the suppression hearing, the prosecutor stated:
[The victim], as we know, unlike what the officers knew that night, but what we know now is that [the victim] ended up dying of his injuries. He himself, [the victim], may not have known that at the time.
During the prosecutor‘s closing statement to the jury, the prosecutor again said:
[The victim] ended up dying several hours later. We don‘t know whether he knew that at the time he said this . . . .
Because a dying declaration must be made while the declarant believes his death to be imminent, and the prosecutor stated that there is a “lack of proof on whether the deceased knew he was dying at the time,” the prosecutor seems to have conceded that the victim‘s statements were not dying declarations.20
The circuit court also believed that the prosecutor had abandoned the dying declarations issue when, in response to defendant‘s request that the prosecutor refrain from referring to the victim‘s statements as the dying victim‘s statements during closing arguments, the circuit court stated:
I think maybe based upon an attorney‘s knowledge of the difference between dying declaration[s] and excited utterance[s], dying declarations have a[] [greater] aura [of] reliability than excited utterances. This was not a dying declaration. It did not come in as a dying declaration, and I‘m going to agree with Defense counsel on this one. That should not be characterized as, he lay there dying . . . . That‘s pure supposition.
The prosecutor did not contest the circuit court‘s ruling that the victim‘s statement was not a dying declaration. In fact, during his closing argument, the prosecutor told the jury that the victim‘s statements to the police were admissible under the excited utterance exception to the hearsay rule; the prosecutor did not refer to the dying declaration exception. Finally, the prosecutor did not raise this issue in the Court of Appeals or this Court until after this Court granted leave to appeal limited to the issue whether the victim‘s statements constituted testimonial hearsay under Crawford and Davis. Accordingly, the prosecutor has either effectively conceded that the victim‘s statements did not constitute a dying
IV. CONCLUSION
Because the victim‘s statements to the police were inadmissible testimonial hearsay statements pursuant to Crawford and Davis, and the admission of the statements constituted plain error requiring reversal, we reverse the Court of Appeals and remand this case for a new trial.
KELLY, C.J., and CAVANAGH and HATHAWAY, JJ., concurred with MARKMAN, J.
WEAVER, J. (dissenting). I dissent from this Court‘s decision to reverse the Court of Appeals and remand for a new trial. I would affirm the judgment of the Court of Appeals for the reasons stated in its unpublished opinion on remand, specifically, that the declarant‘s statements were made in the course of a police interrogation under circumstances objectively indicating that the interrogation‘s primary purpose was to enable police assistance in an ongoing emergency.
CORRIGAN, J. (dissenting). I respectfully dissent. The Court of Appeals reasonably concluded that the victim‘s statements—made within a half-hour of being shot while he lay bleeding in a parking lot—were non-testimonial for
As recounted in the majority opinion, police officers arrived at a Detroit gas station at 3:25 a.m. within minutes after receiving a report of a shooting. It appears that they did not know how long ago the shooting had occurred, where it took place, or whether the shooter was at the gas station. They found the gunshot victim lying on the ground, bleeding, visibly in pain, and having trouble talking. They asked him what happened. He reported that defendant shot him about 3:00 a.m. at a residence six blocks away. The majority concludes that
First, the majority assumes too much when it concludes that there was no ongoing emergency because the shooting necessarily occurred 30 minutes earlier. Rather, it is more likely that experienced officers would not take the victim‘s time estimate so literally as to summarily conclude that they, the victim, and the public were out of danger. The officers themselves reported that the victim was visibly in pain and having trouble talking; I cannot imagine that they trusted him to have looked at his watch the moment after he was shot. Further, even at trial a precise time was never established; indeed, the victim‘s brother testified that he heard shots between 3:00 and 3:30 a.m.
In any event, even if we assume that the reported shooting occurred a full 25 minutes earlier at 3:00 a.m.,
Contrary to the majority‘s assertions, ante at 149-150 n 15, Davis does not establish an artificial threshold after which all questions are assumed to be for purposes of retrospective investigation and all statements in response are presumed testimonial. The semantic difference between what is “actually happening” and what has already “happened” is not so simple when applied to the real world, where context controls which legal labels most aptly apply. The amount of time that has elapsed
For similar reasons, I disagree with the majority‘s presumption that the victim‘s statements were not made during an ongoing emergency as a matter of law because the victim had escaped to the gas station. A mere distance in space between an initial event and the ensuing statements by a victim is not dispositive. Neither Davis nor Crawford states a bright-line rule establishing that an emergency ends the moment the assailant and victim are physically separated to any extent. Instead, clearly the nature of the initial assault, including the type of weapon used, affects whether an objective victim or police officer would conclude that the threat has ended, as I discuss further infra when I address the facts of Hammon, the companion case of Davis.3 Indeed, as the majority acknowledges, ante at 146 n 12, there may have been an ongoing emergency originating from defendant‘s house. There is no prin-
For these reasons, I cannot join the majority‘s conclusion that the victim‘s statements “related solely to events that had occurred in the past . . . .” Ante at 143. Rather, as in Davis, supra at 827, “the nature of what was asked and answered . . . was such that the elicited statements were necessary to be able to resolve the present emergency, rather than simply to learn . . . what had happened in the past.” Accordingly, I also disagree with the majority‘s comparison of this case to Hammon. There, the police spoke to the domestic violence victim while she sat on her front porch. She stated that the defendant had “hit” and “thrown” her. The defendant was inside the house. Davis, supra at 830. The Court reasonably determined that the victim was no longer in danger because she was protected by the police. Id. at 831. Further, because she suffered physical abuse but did not report that her assailant used a gun or that others were in danger inside the home, the prospect of continuing immediate danger to the victim, the officers, or the public was negligible. In contrast, the evidence here much more strongly suggests that an emergency was in progress and that the
This case seems to fall midway on a spectrum between the facts of Crawford and those of Davis. As the Davis Court explained, in Davis the 911 caller “was speaking about events as they were actually happening, rather than ‘describ[ing] past events.’ ” Davis, supra at 827 (emphasis and punctuation in original), quoting Lilly v Virginia, 527 US 116, 137; 119 S Ct 1887; 144 L Ed 2d 117 (1999) (plurality opinion). The call was “plainly a call for help against [a] bona fide physical threat,” and
the nature of what was asked and answered in Davis, again viewed objectively, was such that the elicited statements were necessary to be able to resolve the present emergency, rather than simply to learn (as in Crawford) what had happened in the past. That is true even of the operator‘s effort to establish the identity of the assailant, so that the dispatched officers might know whether they would be encountering a violent felon. [Davis, supra at 827.]
In Crawford, in contrast, the declarant‘s statements were made during questioning at the police station that took place “hours after the events she described had occurred.” Davis, supra at 827. The Davis Court also described the “striking” difference in the “level of formality between the two interviews.” Id. The declarant in Crawford was “responding calmly, at the station house, to a series of questions, with the officer-
I agree with the majority that this case is not precisely comparable to Davis because, here, the victim was not facing an immediate physical threat from an assailant, and the police had arrived on the scene. But this case is also by no means directly comparable to Crawford because, here, the shooting had just occurred, the statements were made only blocks away from the crime, the victim was in pain from untreated wounds that would soon prove to be fatal and was having trouble talking, and it was uncertain whether he, the police, or the public were out of physical danger. For these reasons, I conclude that this case is more similar to Davis than to Crawford. And, most significantly, to the extent this case‘s location on the spectrum presents a close question, the Court of Appeals did not clearly err when it concluded that the emergency was ongoing and the victim‘s statements were non-testimonial.
Finally, the majority‘s decision is clouded by the prosecution‘s abandonment of its original argument that the victim‘s statements were dying declarations. The majority reasonably concludes that the prosecution abandoned this argument, which it raised only at the preliminary examination, by continuing to advance only its alternative theory that the victim‘s statements were excited utterances.5 This was a reasonable strat-
egy at the time this trial took place. As the majority observes, before the United States Supreme Court issued Crawford, hearsay statements admissible under a “firmly rooted hearsay exception“—including “excited utterances” or “spontaneous declarations“—did not violate the
Therefore, I question the majority‘s decision to rest its precedential analysis of Crawford and Davis on a fact-intensive Court of Appeals decision that does not even consider the legal argument that is arguably most relevant to the outcome of this case post-Crawford. Moreover, the majority acknowledges that defendant should not be faulted for failing to raise the
YOUNG, J., concurred with CORRIGAN, J.
Notes
Given the importance of resolving this point of law to the jurisprudence of this state, the People see no reason to quibble about the adequacy of Defendant‘s presentation of the issue to the trial court. The trial in this matter preceded Crawford by more than a year, and trial counsel‘s motion in limine was adequate to place the admissibility of the testimony at issue.
The following are not excluded by the hearsay rule if the declarant is unavailable as a witness:
* * *
(2) In a prosecution for homicide or in a civil action or proceeding, a statement made by a declarant while believing that the declarant‘s death was imminent, concerning the cause or circumstances of what the declarant believed to be impending death.
