*1 (Nos. 106243, cons. ILLINOIS, THE OF
THE PEOPLE OF STATE Appel- BROWN, lee and RAYMOND Cross-Appellant, and Cross-Appellee. Appellant 4, February
Opinion 2010. filed *3 Pelletier, Michael J. State Appellate Defender, Patri- Unsinn, cia Defender, Deputy and Yasaman Hannah Na- vai, Defender, Assistant Appellate of the Office of the and Defender, Chicago, appellant of for Appellate
State cross-appellee. General, and Springfield, of Attorney Madigan,
Lisa Alvarez, Attorneys, Anita State’s Richard A. Devine and (James Brian Alan J. Fitzgerald, Spellberg, E. Chicago of At- Needham, Assistant State’s PMary K. Hodes and counsel), People. for the torneys, judgment KILBRIDE delivered JUSTICE court, opinion. with Freeman and and Justices Fitzgerald
Chief Justice opinion. and judgment in the Burke concurred dissented, joined by opinion, with Justice Garman Thomas and Karmeier. Justices
OPINION se pro post- in a alleged Brown Raymond Petitioner ineffective counsel was that his trial petition conviction The circuit court hearing. a fitness failing request for as petition dismissed County summarily of Cook court merit. The circuit patently without frivolous under section costs of $155 fees and court also assessed (735 (Code) ILCS of Civil Procedure 22—105 of the Code (West 2006)), postconvic- a frivolous filing for 5/22 —105 dismissal affirmed the appellate petition. tion imposition court’s the circuit but vacated of the (unpublished 1—06—3275 court costs. No. of fees and 23). Rule Court Supreme order under filed both appeal leave to for petitions allowed We (210 315(a)), and 2d R. Ill. the State erred circuit court hold the We appeals. consolidated as postconviction dismissing summarily we Accordingly, merit. without and patently frivolous af- petition, postconviction the dismissal reverse *4 of fees the assessment vacating judgment firm the costs, and remand this matter to the circuit court for second stage postconviction proceedings.
I. BACKGROUND Petitioner was charged with two counts of attempted (720 degree first murder of a peace officer ILCS 5/9— 1(a)(1) (West 2002)), and aggravated two counts of as- (720 2(a)(6) (West 2002)). sault ILCS At the bench 5/12 — trial, the testimony showed petitioner lived in an apart- ment with Gloria Flores. Petitioner became intoxicated and argued with Flores because he believed she had cheated on him. Eventually, Flores threatened to call the police. Petitioner told her to “go ahead and call” because he was not afraid of the police. Flores went upstairs her sister’s apartment. After hearing petitioner continue to yell and throw items in their apartment, Flores and her sister called the police.
When police several officers arrived at the apartment building, petitioner was standing outside the front door of his apartment holding butcher knife. One of the of- ficers began to approach petitioner. The officer mistak- enly believed the object hand was a screwdriver and ordered him to “drop screwdriver.” Petitioner responded by stating, “come on and I’ll kill you.” After recognizing object knife, as a the officer repeatedly petitioner told drop the knife. Petitioner refused and repeated his threat to kill the officer.
Petitioner then advanced toward the officer. The of- ficer backed away and ordering continued drop knife. Petitioner kept walking toward the officer and began swinging knife as the officer backed away. The officer drew his handgun pointed it toward petitioner, continuing to order him to drop knife. Petitioner lunged officer, at the for the reaching handgun with his free hand. When ap- continued to proach, another officer shot him. Petitioner did stop and the officer shot him Petitioner again. was shot in the *5 Based on the ground. and lower back and fell to the
leg of at- evidence, guilty found petitioner the trial court a officer. degree peace first murder of tempted sentenc- read a to the court at Petitioner statement previ- he had and depressed He asserted that been ing. harm the kill He did not intend to ously tried to himself. kill him. He had officers, wanted them to only but police killed by man was shot and report seen a news where a machete. them with a threatening officers after police him if he waved the officers would kill thought Petitioner a knife at them. taking “psych further stated he was
Petitioner received a was told he should have medication” and trial, his trial at- to his but prior evaluation psychiatric attention. the matter to the court’s torney bring failed to medications after taking he his began Petitioner stated or felt wanted longer depressed and he no incarceration die, though, He felt like he wanted to kill himself. still hearing. recently previous as his as petitioner’s counsel about questioned trial court Defense medication. taking psychotropic on statements was tak- he not aware that counsel stated was further inquired The court medication. ing psychotropic a bona counsel to have there was reason for whether to stand trial. Counsel fitness petitioner’s doubt fide me,” very coherently “spoke responded com- “had no fine,” problem and counsel he “seemed noted it had with him.” The trial court municating appearance conduct or anything observed fitness. Petitioner’s doubt of his a bona indicating alone, medication, standing psychotropic treatment with trial. to stand of unfitness presumption raise a did not the sentenc- with proceeded the trial court Accordingly, imprison- term of 25-year a hearing imposed ing on direct affirmed was judgment The trial court’s ment. (2005) (unpub- Brown, 1—03—2620 No. appeal. People 23). Rule Supreme order under Court lished postconviction petition alleg- then Petitioner filed among ing, things, other that his trial counsel was inef- failing request hearing. for Petitioner fective fitness attorney taking psycho- alleged was he told his that he Seroquel, tropic including medication, Zoloft, Sinequan, alleged both before and after his arrest. He he taking psychotropic bipolar medication to treat depression. disorder and He also informed counsel that attempted he suicide before he was arrested and on the day alleged attempting of his arrest. He he was “suicide day police” During trial, on the of the offense. “very taking heavy psych medication” that affected *6 ability comprehend alleged his to the events. Petitioner exactly happening [his] he “didn’t know what was everything trial and didn’t understand at his trial.” alleged Petitioner further his trial counsel lied when he petitioner informed the trial court that he was unaware taking psychotropic was medication. alleged attorney only
Petitioner also his visited him hearing. for fewa minutes before each Petitioner believed attorney preoccupied his too was with his father’s death represent petitioner adequately. alleged to Petitioner he stopped taking post- some of his medications to draft his petition. conviction appended petition
Petitioner to his medical records documenting bipolar his disorder his and medications to Additionally, provided it. treat he affidavits from his attesting petitioner’s mother and aunt that mother petitioner taking informed trial counsel was medication bipolar to treat his disorder. Petitioner’s mother also attempted averred she told counsel had suicide on several occasions. Petitioner’s mother and aunt averred trial counsel lied the court when he stated he knowledge petitioner’s had no of mental illness or medications. summarily petition.
The trial court dismissed the petitioner’s The court ruled claim of ineffective as- of for request hearing sistance counsel failure to a fitness the judicata was barred res because court by appellate on appeal. considered that claim direct The trial court patently further found the was frivolous and without merit. Petitioner assessed in fees and $155 filing court section 22—105 of the for costs under Code postconviction petition. frivolous gist On stated the of appeal, petitioner contended claim his trial counsel was ineffec- a constitutional for fitness Petitioner failing request hearing. tive trial fees imposition also court’s of challenged court costs.
The it consider court observed did not appellate ineffective assistance of counsel claim on direct claim was on matters appeal because that based court, therefore, The held outside the record. appellate The judicata. appel- barred res challenge court, nevertheless, not state late held did Ac- of of assistance of counsel. gist a claim ineffective court, was “unable to cording appellate have a bona establish trial court would found had hearing fitness and ordered a fitness it doubt his postconvic- of the evidence offered apprised been held assess- petition.” appellate tion court further 22—105 of court costs under section ment fees and Accordingly, appellate was not authorized. Code *7 post- dismissal of the summary affirmed the trial court’s the of conviction but vacated assessment fees petition order (unpublished and court costs. No. 1—06—3275 23). Supreme Rule under Court for leave to petitions Petitioner and the State filed (210 315(a)). petitions 2d R. We allowed both appeal Ill. them for review. and consolidated
II. ANALYSIS postconviction In his contends his petitioner appeal, his trial the of a claim that gist petition established for raise an issue of failing counsel was ineffective the argues fitness to stand trial. Petitioner appellate applied by requir- court an incorrect standard ing prove him to his ineffective assistance of counsel claim the stage proceedings. at the first allegations
The that in responds peti- State tion are sufficient to raise bona a doubt petitioner’s fitness to stand trial. The State also claims record rebuts that positively suggestion State, therefore, was unfit. The maintains the petition was dismissed properly patently as frivolous and without merit. The State further asserts forfeited his argument the appellate required prove court him to his ineffective assistance of claim counsel because he failed to include that in his argument petition for leave to appeal.
We first address the State’s contention that petitioner argument forfeited his the appellate applied an incorrect burden of in proof affirming summary 315(c) dismissal of the petition. Supreme Court Rule requires for petitions appeal leave contain state- ment of points relied upon seeking review 315(c)(3). appellate judgment. court’s 2d R. Ill. rule also requires argument stating short why review is warranted and why appellate court’s decision should 315(c)(5). be or reversed modified. 2d R. An issue may be deemed if it forfeited is not raised in the petition for appeal. G., 13, leave to In re Rolandis 232 Ill. 2d (2008).
Here, for leave to appeal asserted review for reasons, warranted three including ap- that the pellate court’s decision “clearly demonstrates that it ap- plied an incorrect in assessing standard the appropriate- ness of summary dismissal.” Petitioner further asserted “the appellate applied court erroneously a stricter standard when evaluating [his] whether
184 Hearing of for the Post-Conviction purposes frivolous section, In the argument petitioner Act.” the maintained used a than the appellate court much stricter standard applicable postconviction proceedings. one to first-stage petition therefore, The for leave appeal, specifically erred appellate issue of the court mentions the whether first- reviewing an incorrect standard the by applying has petitioner conclude stage Accordingly, dismissal. we not argument. forfeited his summary postconviction petition
The dismissal of a Coleman, 366, People novo. v. is reviewed de 183 Ill. 2d (1998). postconviction At the stage 388-89 first the trial examines the proceedings, v. parties. People independently, without from input (1996). 410, A need Gaultney, 174 Ill. petitioner 2d 418 limited of detail and is present only a amount legal or legal argument to include citation required Edwards, v. 239, 244-45 People 197 Ill. 2d authority. (2001). excused, however, from se is not pro A alleged on the any factual detail whatsoever providing Delton, v. 2d Ill. deprivation. People 227 constitutional (2008). 247, The taken as allegations petition, 254 construed, only present gist need liberally true and Harris, 115, v. Ill. 2d People claim. 224 of a constitutional (2007). threshold” presents This standard “low Jones, 140, (2004)), (People v. requiring 211 Ill. 2d an to assert plead sufficient facts only (People Hodges, arguably constitutional claim (2009)). 1, 9 2d may petition, the trial court considering proceeding, any file of the criminal
examine the court ap- action proceeding, transcripts (West 2006). 2.1(c) ILCS court. 725 pellate 5/122 — is if it dismiss summarily trial court must merit. 725 ILCS without patently frivolous or 5/122— se 2006). pro 2.1(a)(2) (West that a recently explained We postconviction petition patently is frivolous or without only arguable merit if it “has no basis either in law or in *9 Hodges, petition lacking fact.” arguable 234 Ill. 2d A at 16. an indisput- in
basis
law or fact is one “based on an
ably
legal theory
allega-
meritless
or a fanciful factual
Hodges,
completely
tion.”
We first consider whether the in postconviction petition arguable er’s set forth an basis in alleged fact for his constitutional claim. Petitioner his right constitutional to effectiveassistance of counsel was attorney request violated because failed to a fitness hearing. support petitioner alleged In claim, of his taking psychotropic informed counsel that he was medication before and after his arrest. The medication bipolar depression. was used to treat his disorder petitioner previously Counsel was also informed that at- tempted alleged suicide. Petitioner his offense in this attempted by police.” case was an “suicide Petitioner alleged taking “very heavy” psychotropic further he was his trial and did not understand during medication proceedings. trial records and affidavits
Petitioner attached medical records his factual The medical supporting allegations. pre- disorder and his bipolar documented petitioner’s affidavits, petitioner’s medications. In their scribed informed aunt attested trial counsel was mother and bipolar medication for his disorder taking on several oc- attempted had suicide and that affidavits, therefore, The medical records and casions. petition. allegations corroborate allega- petitioner’s postconviction conclude that We as fantastic or delusional. tions cannot be characterized petitioner’s offense fact, testimony describing the trial on his mental illness allegations to his credibility lends forth sets attempts. of suicide history *10 arguably that is constitu- to assert a claim sufficient facts be petition conclude the cannot we Accordingly, tional. for lack of an without merit patently deemed frivolous or factual basis. arguable is determine whether
Next, we must
noted,
As
theory.
legal
an
meritless
indisputably
based on
failing
for
was ineffective
attorney
claims
fitness hearing.
request
an unfit defen-
prosecution
Due
bars
process
(2004). A
212, 216
Hanson, 212 Ill. 2d
People
dant.
v.
mental or
if, due to a
unfit
to stand trial
defendant
is
condition,
to understand
he or she is unable
physical
in the
or to assist
proceedings
of the
purpose
nature and
(West 2006).
The trial
defense. 725 ILCS 5/104 —10
doubt is raised
if a bona
hearing
order a fitness
must
fide
(West
11(a)
fitness. 725 ILCS
of the defendant’s
5/104 —
2006).
considered
assess-
may
of factors
be
A number
raised, includ-
fitness is
doubt of
a bona
ing whether
fide
trial,
behavior,
demeanor
defendant’s irrational
ing a
competence,
the defendant’s
on
opinion
medical
any prior
any representations by
defense counsel on the
competence.
defendant’s
143 Ill. 2d
Eddmonds,
People v.
(1991).
sign,
501, 518
fixed
however,
No
or immutable
invariably
inquiry
indicates the need for further
on a
defendant’s
Rather,
fitness.
fidavits establish that trial counsel knew taking psychotropic bipolar medication to treat disorder attempted prior and had suicide on several occasions. attempted by The offense in this case was an “suicide police.” alleged Petitioner further he did not understand psychotropic the trial due to the medication taking during he was his trial. argues petitioner’s allegations
The State
do not raise
a bona
doubt of his fitness to stand trial. The State
fide
psychotropic
asserts
illness,
mental
use of
history
attempts,
medication, and
of suicide
each stand-
ing alone, do not create a bona
doubt of his fitness.
fide
Citing
(2000),
188
Sandham,
379, 387-88
174 Ill. 2d
People
nanced.”
(1996).
individual events
Instead,
impact
the
the
Sandham, 174
considered as a whole.
testimony must be
to view
attempt
the State’s
Accordingly,
Ill. 2d at 388.
individually
rejected.
must be
of unfitness
allegation
each
is insufficient
argues
petition
also
The State
trial
informed
petitioner
not allege
it does
because
ability
his medication
affected
counsel
contends counsel
The State
the proceedings.
understand
not know that
he did
not be deficient when
could
he was
Further,
plead
failed to
petitioner
information.
because
representation
deficient
by
alleged
prejudiced
if
found unfit
have been
not assert
that he would
he did
the issue.
counsel had raised
argument,
State raised a similar
Hodges,
assert
se
expressly
did not
pro
a
contending
theory of second
a
allegations
supported
factual
that his
21. The State
Hodges,
234 Ill. 2d at
murder.
degree
on self-
only
chose to focus
the petitioner
contended
Hodges,
that choice.
be bound
defense and he should
reading of
State’s strict
rejected the
haveWe only present need dismissal, a postconviction forth to set required and is not of detail limited amount Edwards, Ill. 2d entirety. in its claim a constitutional allege se required is not pro Thus, 244. claim to of a constitutional all elements facts supporting 244- Edwards, Ill. 2d at summary dismissal. survive *12 petitioner specifi- 45. The State’s contentions that did not cally plead representation certain facts on deficient prejudice applicable are inconsistent with the standards first-stage postconviction proceedings. Petitioner was required plead specific by not facts identified long gist State as as his sets forth the of a constitutional claim.
Finally, the State contends the record contradicts suggestion petitioner that was unfit to stand trial. The State notes defense counsel informed the trial court at sentencing hearing petitioner fine” “seemed problem communicating and counsel “had no with him.” petitioner’s appear- The trial court asserted conduct and ance did not indicate a bona doubt of his fitness. The petitioner’s sentencing State contends statement at proceedings. demonstrates he understood the trial appropriately State also observes answered questioned waiving jury right when on trial and his testify. legal theory indisputably
A is meritless if it is completely by contradicted the record. Hodges, 234 Ill. well-pleaded 2d at 16. All facts must be taken as true un- “positively by less rebutted” the trial record. People v. (1998). Coleman, 366, 2d Contrary argument, petitioner’s legal to the State’s theory completely by is not contradicted the record in sentencing this case. Defense counsel’s statements at petitioner’s question by about condition are called into petitioner’s allegations supporting affidavits assert- ing counsel lied to the court when he stated he did not taking psychotropic know medication. by Defense counsel’s statements are also undermined petitioner’s allegations spent only that counsel a few hearing minutes with him before each and was too by adequate distracted his father’s death to devote atten- petitioner’s tion to Further, defense. counsel’s statements petitioner’s allega- rebut sentencing positively at do illness, attempts, his mental his suicide or tions on him from under- medication psychotropic prevented Thus, legal the trial standing proceedings. contradicted defense counsel’s theory completely is not sentencing. statements sentencing *13 statement at that
The trial court’s a bona did not show appearance conduct petitioner’s consideration, but it doubt of his fitness is a relevant fide to stand trial. of fitness petitioner’s is not determinative any petition- not rebut of positively The observation does illness, psychotropic his mental allegations er’s on failure to understand medications, attempts, suicide or observation, The trial court’s trial proceedings. therefore, legal theory petitioner’s does not render meritless. indisputably is sentencing statement petitioner’s
Additionally, more than it was made of limited because significance statement, In his sentencing the trial. one month after die as felt like he wanted to asserted petitioner Thus, any indication hearing. as the recently prior the statement at sentenc- making lucid in does at that time proceedings the trial or understood ing of trial. condition at the time necessarily establish his not any petition- rebut of positively The statement does a bona doubt to indicate allegations tending er’s fide does not contra- the statement particular, his fitness. In medica- his allegation psychotropic petitioner’s dict understanding proceed- the trial him from prevented tion ings. and his to a trial right jury of his
Petitioner’s waivers with exchanges brief testify essentially were right he understood asserted where trial court do not exchanges Those brief trial court’s admonitions. post- in his allegations petitioner’s rebut positively conclusively do not Additionally, they petition. conviction demonstrate an ability understand the or assist in the defense. sum, we conclude legal theory is not
completely most, contradicted the record. At record creates a factual on dispute whether there was bona doubt of petitioner’s fitness. Petitioner’s claim fide of ineffective assistance of counsel for failure to request fitness is hearing arguably supported by allegations in his petition and supporting affidavits.
and supporting affidavits alleged counsel knew petitioner taking medication psychotropic to treat bipolar disorder and that he had attempted suicide on several prior occasions. Petitioner further alleged psycho- tropic medication caused an inability to understand the trial proceedings. Those allegations and the nature of this offense at least arguably raise a bona doubt of petitioner’s ability to understand the nature and purpose of the proceedings and assist in his We, defense. therefore, conclude counsel’s failure to request a fitness hearing arguably fell below an objective standard of reasonable- ness and prejudiced petitioner.
In finding the petition subject to summary dismissal, the dissent fails to apply the standards applicable to first- stage postconviction proceedings. The dissent initially acknowledges postconviction is subject to sum “ mary dismissal at the first if it stage ‘has no arguable ” (236 basis either in (Gar law or in fact’ Ill. 2d at 196 man, J., dissenting, joined by Thomas Karmeier, JJ.), and quoting Hodges, 234 16), Ill. 2d at but the dissent does not apply that standard to this Instead, case. citing People v. 192 Easley, 307, (2000), Ill. 2d 319 the dissent claims a pro se must allege “facts that existed at the time of his that, trial if known to the trial court at that time, would have caused the trial court to find a bona doubt of his ability to understand the nature and purpose of the proceedings and to assist in his defense.”
192
added.)
(Garman, J., dis-
The dissent’s reli- from its dismissal stem first-stage appears this The dissent acknowl- cases. capital on numerous ance important in one distinguished “can be edges those cases cases where capital are all they because respect” in preparing of counsel likely had assistance (Garman, J., dissenting, 236 Ill. 2d petition. Karmeier, JJ.), 725 ILCS citing by Thomas joined 2006). 2.1(a) (West distin- being In addition to 5/122 — dissent, acknowledged by on the basis guishable are, inapposite more importantly, cases cited capital entirely different of an application involve they because Postconviction for dismissal. standard dismissal summary to the subject cases are capital ILCS cases. 725 non-capital applicable procedure 2006). 2.1(a) (West Rather, appointment after 5/122 — automatically addressed, cases are capital is counsel 2.1(a), 725 ILCS proceedings. for further docketed 5/122 — 227, Williams, (West 2d (b) People 2006); (2004). petition, to dismiss files a motion If the State al- petition’s must consider whether trial court a constitu- showing of a substantial establish legations Williams, Thus, capital Ill. 2d at 233. tional violation. *15 first- minimal of the application do not involve cases stage requiring only arguable standard an basis in law and fact. analysis
The dissent’s is also inconsistent with the reviewing first-stage standards for dismissals in another important way. summary stage, At the dismissal petitioner’s allegations must be taken as true and liber- ally People Brooks, 146, construed. See v. 233 Ill. 2d (2009). attempts dissent, nevertheless, 153-54 The to petitioner’s allegations by asserting narrow on his fitness they petition are directed at other claims in his or are conclusory they specific because “lack factual content.” (Garman, dissenting, joined by 236 Ill. J., 2d at 205-06 JJ.). require Karmeier, Thomas and The dissent would support allegations specific to with examples inability comprehend proceedings. of his to (Garman, dissenting, joined by 236 Ill. 2d J., at 205 JJ.). Karmeier, Thomas and dissent, therefore, fails accept liberally allegations as true and construe pro required stage post- se as at the first proceedings. conviction compares
We further note that the dissent
this case
People Swamynathan,
App.
(2008),
v.
3d 434
recently
appellate
and this court
affirmed the
court’s
judgment
appeal
in that case. In the
court,
to this
sufficiency
however, no issue was raised on the
of the
petition’s allegations
summary
to survive
dismissal.
Swamynathan only
Rather, our decision in
considered
legal
90-day summary
issue of when the
dismissal
period begins
pleading
to run in cases where a
is rechar-
postconviction petition.
People
acterized as a
See
(2010).
Swamynathan, 103,
Ill. 2d
This court did
appellate
review
court’s determination that the
allegations
patently
of the
were frivolous upon
without merit because we were not called
portion
appellate
consider that
court’s decision.
Swamynathan,
See
Overall,
using
this case
the dissent fails to review
As in
summary
to
dismissals.
applicable
standards
more
Hodges,
analysis
appropriate
is
the dissent’s
Hodges,
See
proceedings.
second-stage
postconviction
case,
of
on the
facts
this
specific
Our decision may ap- where he be second stage the See petition. an amended counsel and submit pointed 2006). (West do not 4, 122— 5 We 725 ILCS 5/122 — will be able on whether opinion an express to an proceed standard and second-stage meet the Ed- See petition. on his amended evidentiary hearing (decision wards, on whether 2d at 246-47 of a showing a substantial has established summary inappropriate violation is constitutional proceedings). stage postconviction dismissal argues appellate State in its Finally, appeal, and court of fees vacating erred in assessment dismissed properly concluding petition costs after to the According merit. and without patently as frivolous under fees and costs State, assessing for the standard as the standard is the same 22—105 of the Code section Ac- postconviction petition. of a summary dismissal for of fees assessment requires 22—105 cordingly, section here, petition when, postconviction as court costs frivolous. dismissed as properly is need not address this court responds Petitioner improperly State’s claim because Thus, merit. without patently as frivolous dismissed subject he was not to assessment of fees and court costs in Alternatively, petitioner case. contends section not require 22—105 does assessment of fees and court every costs time a court dismisses a at the first stage of postconviction proceedings. provides filing
Section 22—105 for assessment of fees and actual court costs when a files a prisoner pleading, including a and the court postconviction petition, specifi- (West 105(a) cally finds it is frivolous. 735 ILCS 5/22 — 2006). have determined postconviction We peti- tion here was improperly dismissed as frivolous and *17 patently Thus, without merit. there is no longer any basis for assessing 105, fees and court costs under section 22— and the assessment must be vacated.
Having assessment, vacated the we need not consider the State’s argument on whether section 22—105 assessment of requires fees and court costs whenever a postconviction petition is summarily dismissed. The construction of section 22—105 is no longer at issue in this case because the fees and costs imposed under that section have been Generally, vacated. reviewing courts will not render advisory opinions or consider an issue when it will not H.H., affect the result. In re 233 Alfred 345, Ill. (2009), 2d 351 citing P., In re Mary Ann 393, 2d (2002); 401 399, Barth v. 139 Reagan, Ill. 2d 419 (1990). Accordingly, we decline to consider the construc tion of section 22—105 because that issue will affect the result in this case.
III. CONCLUSION reasons, For the foregoing we reverse the of part the appellate court’s judgment affirming the circuit court’s summary dismissal of petitioner’s postconviction peti- tion. affirm part We the of the appellate court’s judg- ment vacating assessment of fees and court costs under section 22—105 of the Code. The cause is re- second-stage postconvic-
manded to the circuit court for proceedings. tion part; in and reversed in part
Affirmed cause remanded. dissenting: JUSTICE GARMAN under the rule an- majority concludes People Hodges, in 234 Ill. 2d by nounced this court next (2009), stage is entitled to to the proceed theory is “not legal review because his postconviction Ill. 2d at by the record.” 236 completely contradicted addition, allegations finds that majority 191. In the nature of this of- in his “and postconviction petition bona doubt of fense at least raise arguably purpose the nature and ability to understand in his defense” 236 Ill. 2d and assist offense,” majority 191. the “nature of this By to commit “suicide alleged attempt to petitioner’s refers Ill. 2d at 187. police.” rule has majority misapplied In my opinion, record, established Hodges, ignored misread I, therefore, dissent. precedent. Hodges Adopted
The Rule
that a
the standard
Hodges,
this court clarified
summary
must meet
to avoid
postconviction
or “patently
it is “frivolous”
dismissal on the basis
*18
(West 2006)).
(725
2.1(a)(2)
without merit”
ILCS 5/122 —
Hear-
are not defined in the Post-Conviction
These terms
refer to a
Hodges
that
these terms
Act.
held in
ing
We
or in
either in law
arguable
that “has no
basis
Hodges,
in the
in this
was
contra-
“completely
case
record,”
dicted
by
quoting these words numerous
times as if this were
in Hodges.
the standard announced
It was
as
Hodges,
not.
we cited Robinson
one
merely
a
example of
situation in which a postconviction petition
was properly
legal
dismissed because the petitioner’s
theory
indisputably
Hodges,
meritless.
Thus, claim question a law that raising already is well settled decision of this court or the United States Supreme is example Court another an indisputably legal theory. postconviction peti- meritless For example, *19 198 have entitled to the claiming
tion that the New 466, 147 L. Apprendi Jersey, v. 530 U.S. Ed. rule of (2000), retroactively 435, 120 S. applied 2d Ct. if appeal case is meritless his direct indisputably Apprendi of the issuance the decision. prior exhausted (2003). Paz, v. De La Ill. People 2d 426 Under See Hodges, summary petition of such a the rule of dismissal proper. would be Hodges position in took the that partial dissent is, of theory, imperfect
the that his claim petitioner’s legal self-defense, without merit patently was frivolous and completely the facts of record undisputed because Thus, partial employed the dissent contradicted it. intended in the manner this “complete contradiction” for finding legal theory one basis possible court —as indisputably in a to be postconviction petition asserted present in the case elevates this The majority meritless. require- of the status an absolute possible one basis to ment. sum, focus of question on majority’s in Hodges. holding contradiction obscures our
complete focus, majority does not misplaced As a result this actually adopted that we address the standard fully completely is or frivolous Hodges —whether basis in arguable it lacks either an merit because without or in fact. law claim has majority with agree
I
It is
However,
if a
asserts
even
case,
in his
applicable
theory
arguably
is
legal
stage
may
if
be
at the first
also
dismissed
arguable
Hodges,
basis in
claims therein have no
fact.
*20
Supreme
Hodges,
adopted
234 Ill. 2d
17. In
we
the
at
“
of such claims as those ‘whosefactual
Court’s definition
”
clearly
Hodges, 234 Ill. 2d
contentions are
baseless.’
at
quoting
13,
Neitzke,
327-28,
490
104 L. Ed. 2d at
U.S. at
348, 109 S.
at
factual
include
Ct.
1833. Baseless
claims
“
” (Hodges,
those that are
‘fantastic or delusional’
quoting
13,
Neitzke,
327-28,
Ill. 2d at
court in such and of proceeding”). such holding Hodges our addition, in did not lower the
previously existing first-stage standard for dismissal or expressly impliedly body large prece- or overrule the of dealing dent with claims trial that counsel was ineffec- failing request hearing. tive for a fitness precedents my Based on these review of the record, entire I conclude that of claim inef- patently fective of assistance counsel is without merit. allegations petition, The true, factual in taken as are clearly they do baseless because not raise bona a light of doubt his fitness to when in stand trial viewed of the record as a whole.
Ineffective of Assistance Counsel majority correctly rejects The the State’s contention proper that dismissal was because did not plead support facts of the deficient specifically Strickland representation prejudice prongs pro se Ill. 2d As a he is petitioner, test. 236 at 188. thus, authority and, to cite to cannot be required legal relating his factual as expected categorize assertions Hodges, of a particular prong particular to a test. dismissal, However, is summary 2d at 21. to survive he to set of a required gist forth constitutional claim. means that must set forth some factual basis for This would, true, claim —some if find- support facts deficient as well as ing performance that counsel’s true, would, facts that if support finding some prejudice. those al- majority separately does not consider perfor- in the relate to counsel’s
legations to prejudice. mance and those that relate allegations Review reveals several *21 For example, to counsel’s in relating performance general. spent little time alleges very that counsel with petitioner him, acquit- made false about his likelihood assurances witnesses, tal, potential to contact defense and failed al- Only to witnesses. two properly failed cross-examine performance arguably are regarding counsel’s legations to the of whether his was question performance relevant First, hearing. for to fitness failing request deficient he alleges taking that counsel knew that was petitioner after his medications both and three before psychotropic petitioner prior and that had suicide attempted arrest Second, petitioner and on of his arrest. day his arrest lied when he told the court at that counsel alleges also petitioner sentencing hearing that was unaware Assuming, arguendo, medication. taking psychotropic true, to establish sufficient, are if allegations these deficient, must performance counsel’s question arguable facts to create an allege sufficient still is argu- 2d at A question Hodges, 17. of prejudice. question.” or “open argument, dispute, if is able it Third Dictionary Webster’s New International (1993). prejudice
To meet the of the test in prong Strickland postconviction claim of of counsel ineffective assistance for failure to obtain a fitness hearing, petitioner:
“must demonstrate that facts existed at time of his ability trial which raised a bona doubt of his understand the purpose nature and to assist in his defense. The post- is entitled to only conviction relief on his ineffective-assistance claim if he shows that the trial court would have found a bona fide doubt of his hearing fitness and ordered a fitness if it had been informed of the petition.” post-conviction evidenceraised in his
Eddmonds,
Eddmonds, (236 which is cited the majority Ill. 2d 186-87) for this formulation of several relevant fac- tors, reached this court in a different procedural posture from the present case. Eddmonds capital was a case in which the trial granted postconviction relief and brought State to this appeal court. The quoted language refers to the petitioner’s burden of at the proof *22 hearing stage of postconviction proceedings.
Nevertheless, this language from Eddmonds reveals what a petitioner must allege in his postconviction peti- tion regarding the prejudice prong of the Strickland test to create an arguable question of fact. He allege must facts that existed at the time that, of his trial if known to the trial time, would have caused
the trial court at that understand ability of his to court to find a bona doubt and to assist purpose proceedings the nature and of (2000) 307, 319 192 Ill. 2d People Easley, in his defense. (“critical of stage postconviction at first inquiry” petition in the allegations is whether fitness at the time doubt of raise a bona fide trial). is requirement, If he meets this dismissal petition is entitled to have his docketed and he improper (725 2.1(b) (West for further consideration ILCS 5/122 — 2006)) and, appointed to have counsel indigent, if he is (West 2006)).1 (725 him assist ILCS 5/122 —4 petition al- addition, considering In in whether of a constitutional gist sufficient to state leges facts the court file of claim, may “the court examine convicted, ac- in which proceeding proceeding court in such appellate tion taken an case, Easley, capital objects a majority to the citation 1 The applicable circuit court’s consider rule for the as a source of unfitness to stand trial. postconviction of a claim ation however, Eddmonds, another majority, cites 2d at 191-92. The case, applicable same issue. 236 Ill. 2d capital for the rules to the at 186-87. require dissent would majority goes on to assert that this arguable basis “allege than an postconviction petitioner to more majority is overlooks Ill. 2d at 192. What the in law and fact.” 236 in a arguable basis in fact is not determined of an
the existence
legal
light
be examined
The factual basis must
vacuum.
argues
case, petitioner
that he was
being
asserted.
this
claim
argument
only if
has merit
determination. His
entitled to a fitness
alleges
have
dispute
he now
would
open
the facts
it is
to the trial
hearing
they
had
been known
him to a fitness
entitled
Alberts,
See,
Ill.
e.g., People v.
trial.
court at the time of his
(2008) (in
case,
postconviction
noncapital
374,
when
App.
3d
sum-
to stand trial is
claiming
petitioner was unfit
dismissed,
appeal
the facts
inquiry” on
is whether
marily
“critical
raised
have
postconviction
would
presented in defendant’s
trial had the trial
his fitness to stand
doubt of
a bona fide
existence).
of their
been aware
*23
of such
725 ILCS
any transcripts
proceeding.”
5/122—
(West
2.1(c)
2006). The
in the
allegations
postcon-
made
viction
must also be considered in
light
See, e.g.,
facts known to the trial court at the time.
People
(2000)
Moore,
The Postconviction Petition and the Record The postconviction which petition, contains numbered claims in 26 handwritten pages, was ac- companied by 18 affidavits and copies portions of of petitioner’s medical records. The bulk of the petition involves allegations that various witnesses lied at his trial, that he lacked murder, the intent to commit or that the State his pursued prosecution to prevent him from filing a lawsuit against the officer who shot him. Only three paragraphs arguably relate to the question his fitness to stand trial.
First, petitioner states that he given was not psychiatric evaluation and that an evaluation would have shown his “state of mind at the time of arrest [his] at the time of trial.”
Second, he states several times that he “wanted to die on the day of his arrest and wanted the pobce to kill him and when he was not by the pobce kill[ed] he still wanted to die.” He describes off’ “fighting paramed- ics and refusing treatment. He also states that he had “tried to kill himself before” and “was on psych medica- tion” before his arrest.
Third, petitioner in the final alleges of his paragraph petition: very heavy Psych
“Now Brown was on Medication at the time of Brown trial and Brown didn’t exactly know what didn’t understand at Brown trial and happening taking some stop at his trial. Now Brown had to
everything Medication to write Psych his Medication his Trazodone clearly so Brown in this Document explain these event writing to the best of understand what Brown was can has believe’s in his heart and ability and Brown know and anyone but to hurt or kill proven that he didn’t want is not by and know that Brown himself Suicide Police *24 proven has that Guilty degree Murder. And Brown of first changed the in this Document would have the evidence you more you if need to find out outcome of the trial. Now and Gloria Flores Virginia Mother Guerrero can ask Brown they things these Brown Romas know that and Patricia say in every thing has this Say’s are true. Now Brown truth.” feel’s and knows is the Document is what Brown by petitioner, only made Six of the affidavits were Petitioner to stand trial. one of relates to his fitness which 50, Zoloft taking arrest I was my avers that “before very heavy 400, 100 and because Seroquil Sinequan me unable to I made taking medication psych to and answer and unable think everything understand me feel like I I have and made way should everything just at trial. It anything my question not talk or could mind.” my to react made me slow arrest, to his prior affidavit states His mother’s taking and was diagnosed bipolar as he had made several states that medication. She also aunt’s his arrest. Petitioner’s to attempts prior suicide (Other in these allegations these claims. repeats affidavit any pos- not to performance, counsel’s affidavits relate to records document Medical petitioner.) prejudice sible medication. and treatment with the diagnosis ac- theme of the overarching The not have should affidavits is that companying he did murder because attempted guilty been found Rather, he intended officer. to kill the not intend argues him. He killing into police provoke kill, intent to shows lack of the knife way holding he was against prosecution lied, witnesses him and the entire plot keep filing was a him from a lawsuit. The first quoted regarding two statements above his “state of wanting part argument mind” and his to die are of this regarding his lack of intent to commit murder and are not directed at or relevant to his fitness for trial. only allegations
The that touch on his fitness to stand trial are the statement in the that he did not happening know what was at trial and the statement in every- his affidavit that he was “unable to understand thing everything and unable to think and answer way I should have and made me I feel like could not talk question anything my just or It trial. made me slow to my react in mind.” These few words constitute the entirety of his claim that a bona doubt of his fitness to stand trial existed at the relevant time. conclusory
This statement is
and belied
the trial
majority,
only
record.
para-
however, devotes
one
graph
allegations
to its discussion of the factual
in the
petition.
ConclusoryAllegations
nonspecific
merely
“Nonfactual and
assertions which
require
amount to conclusions are insufficient to
a hear-
ing
Hearing
under the Post-Conviction
Act.” People v.
(2001);
28,
205 Ill.
Burt,
35-36
183 Ill.
Coleman,
v.
People
(1998).
366,
2d
381
See also
A pro se is to a postconviction petition. limited amount of detail in his Torres, However, 2d at 394. conclu- 206 exactly that he “didn’t know what
sory allegations trial, think,” “unable to at his that he was happening” are question anything” and that he “could not talk or but lack factual content. He does descriptive, specific something that he failed to single example provide have He “offers questioned. understand or that he would ir- demeanor or that he acted regarding no evidence his Johnson, 176, v. Ill. 2d (People at trial” 183 rationally identi- (1998)), thus one of the three factors negating no Eddmonds. absolutely specific in There are fied his claim that he was actu- supporting factual allegations Thus, trial. he has failed during confused his bench ally his fitness to stand regarding of fact identify question to dispute, question. to or open argument, trial that is briefly when raised noteworthy It is sentencing at his hear- hearing of a fitness question him that “some had told people” it was because ing, medication, not have might he taking because he was time that did not at that suggest had to to trial. He go trial, that he would only affected him at the medication trial. until he if he could have avoided Not “find out” begin to as- did postconviction petition prepared Indeed, adversely. him the medications affected sert that improved he credited his sentencing, in his statement says that he now and outlook to the medications mood that he think,” and he stated made him “unable to remain on an even them taking needed to continue keel. court af- Hodges, appellate
After our decision peti- of a postconviction dismissal summary firmed the (2009), Miller, 629, Ill. 3d People App. tion in assistance of ineffective allegations on the basis give “conclusory fail[ed] and as such counsel were The petitioner’s claim.” of a constitutional gist rise to a prejudice prong meet the *26 were insufficient allegations because of review stage at this first of Strickland even they subjective self-serving. App. were Miller, 393 Ill. appellate Hodges, 3d at 634. The court also noted that redefining patently while the term “frivolous and without sup- merit,” “did not overrule of the cases” cited in port opinion. App. Miller, 3d at 630 n.l. People Swamynathan, App. See also v. Ill. 434, 3d (2008) (affirming summary postconvic- dismissal of “nothing conclusory tion where he offered but unsupported ‘mentally assertions that he was not competent plea’; to enter a he had not been ‘of sound suffering complete mind’; and he had been from ‘a ”). mental breakdown’ present Swamynathan, case, as in Miller and postconviction petitioner only conclusory has made prejudiced by allegedly
assertions that he was
counsel’s
performance.
arguable question
prejudice
deficient
An
is not raised
the bare assertion that he did not
any specific
understand the
and absent
claim
anything differently
that he would have done
at trial.
majority
requirement
states that a
of nonconclu-
sory
requirement
factual content is inconsistent with the
allegations
postconviction petition
that the
in a
be liber-
ally construed.
guilty at the close of the State’s counsel noted that “standing his client was front of several armed offic- drawn,” guns knife, ers with their holding saying “shoot me.” He argued only that not officers,” “in a to kill position suggesting kill, lacked the intent “guaranteed but that his actions that he going get shot and he knew it.”
After denial of the defense motion for a verdict of not defense guilty, counsel informed the court that petitioner did not to testify. intend The trial court explained significance of the denial of the defense motion. The trial informed petitioner, “You have the right testify. right You have the to call witnesses. Do have you wit- nesses? Are there witnesses you are available that wanted called this case?” Petitioner responded: honor,
“Your I My don’t have witnesses. witness was Flores, Gloria but the State somehow obtained her on their side I now. have letters and stuff that she wrote me. At the
beginning my she was on side.” The following then exchange occurred: you
“COURT: You right testify, understand have a too, you stand, right have a to take the witness to be your story sworn to tell side off the under oath— Yes, BROWN: sir. To by your lawyer
COURT: be examined as well as Attorneys you the State’s and to tell whatever can recall about evening. you what occurred that Do understand that? Yes, sir.
BROWN: your COURT: And from lawyer indicated, what has you’ve you told him testify? don’t wish to Yes,
BROWN: sir. anybody COURT: Has promised you anything to cause you to make that decision? No, No, sir.
BROWN: sir. anybody you you to make COURT: Has threatened testify? want to No, BROWN: sir.” closing argument, argued
In his final defense counsel anybody petitioner killed, that if “wanted it was himself’ provoke the officers to him and that his intent to shoot doubt of his intent to kill. created a reasonable guilty, concluding petitioner The trial court found brandishing advancing a that his toward the officerwhile police along kill knife, with his announced intention to a provided guilty officer, basis to find him sufficient beyond on evidence and a reasonable doubt. Based arguments counsel, of defense the trial court was theory aware that the defense of the case was acting of his own wish to die and that out police Thus, he lacked to kill the officer. the court intent potentially suicidal. was aware that the Clearly, commit the court found that a desire to “suicide by police” police mutu- and intent to kill a officer are not ally then exclusive states of mind. The court ordered presentence report. presentence investiga- cooperated
Petitioner with the history. gave social In addition to tion. He a detailed reported Flores, Gloria three children he has with having other women. He four other children with two high dropped as a freshman that he out of school stated *29 pregnant. goal girlfriend He stated a his was because obtaining Petitioner described work- his GED certificate. previous ing security prior officer to his arrest and as a reported taking pain job operator. medica- He as a forklift having reported gunshot wounds. He also tion for his depression diagnosed bipolar in disorder and with been daily prescribed psycho- taking three doses of 2000 and drinking tropic habits, medications. He described tequila including having beer and a bottle consumed drug day arrest, former addiction. of his and his on the He denied former affiliation and gang reported spending his free time chess and playing reading specifically Bible. He declined to comment on his version of the offense of which he convicted. was in this
Nothing report suggests was confused or otherwise fully participate unable to in the interview process. The interviewer did not report observ- ing any attention, communication, deficit or under- standing. 31,
On January 2004, a hearing was held on the defense motion for a new trial. Again, defense counsel argued that the evidence did not intent prove to kill. The motion was denied and the proceeded matter to sentenc- ing. The court ascertained that both attorneys had read the presentence report asked defense counsel if there were any modifications or corrections to be made to the report. Defense counsel said there were not.
After hearing from both attorneys on sentencing, asked if he wanted to take the op- portunity to speak on his own behalf. He read a state- ment that he had written: judge “To the may concern, or to whoever it on October ’02, got
8th I mad at Gloria and I left the house. She fol- me, lowed yelling at me and me at her. got
I mad because I felt that she cheating was on me. problem We had this time. for some very At the I time felt depressed. I did not why, know but I felt like this lot. I going through depression. I even tried myself to kill more than one time. left,
So when I by my I went mother’s house and sat in my van and drank about three-and-a-half packs. six And I feeling depressed. I home,
When came back I keys threw the on the floor at the front door picked and left. Gloria them I up and back, went knocked on the window and opened Gloria Me, Gloria, door. We were talking. and Maria.
I opened tequila bottle of drank it. At some time I took a I nap. got up and me and Gloria arguing started again. *30 ran glass tequila. Gloria got
I mad and threw a the go police I her to ahead and call upstairs, and told myself police. I kill and the going was to because I Now, grabbed some knives. I went to the kitchen and out into the— a fork too. And I went grabbed think I even doorway. came out her door in the Gloria’s sister stood myself and the going I to kill upstairs, and I told her was police. And I waited for the police. I remem-
Now, upstairs, Gloria ran at the moment that three weeks I the news about two to bered that had seen on by police and killed because that a man was shot ago crazy like knife, waiving He was it a machete. big had a killed him. police man and the knife, the police thought grabbing I me So kill me. will knife, I believe okay. Grabbing a small around At that — kill me. police it would
waiving around time, but I Now, police I could have stabbed they my I knew that leg, shot me in so police did not. The kill me. going were not to at the my that was on the corner I to walk to van tried my right hand on the fence with walking I on time. was police shot me the knife. fence and I did not have my side, I grabbed I fell on the floor and my back. When came, pushed I paramedics wanted to die. So when still I still wanted hospital, I in the away and when was them going I was not leave me alone. I told the doctor to to die. anything. sign to kill plan I not to anyone, kill and did
I did not want to plan police. not to kill the anyone. And I did I have anyone, kill would planned have If I would But I did not I the time. my rifle that had at grabbed day. just got I anything that plan to do I did not because I wanted to die. mad and her to call hurt Gloria for
Now, anything to I did not do I knew upstairs, she ran glass. and threw a When police go I told her police. So going to call that she was furniture. and I threw some ahead say I night or should die that upset. I I wanted to I consequences. thinking I morning. just to die. wanted
Now, County jail, since I ago, came to Cook ten months choices, join I had two gang open one or to a bible. I opened the bible. And I am—I made a friend Martin. He’s *31 Christian, a born again helped get and he me a lot to through jail. this time in Christian,
Now I am a born I I again and know have a kids, them, my my reason to live. That is for all of and stepdaughter. many things them, they
There are so I need to teach so do not do the same mistakes I have. And this is the first I jail longer time have been in experi- than a week and the ence was good for me.
I am drinking myself. not Imore. do not want to kill I want to live.
I take the medicine I stopped need which I in taking world. medicine,
I I know that need this so I do not feel depressed. I my problems have to deal with stop trying and myself. kill
Now, I still problems have all the in the world. And I—and a thousand more. I them, But have to deal with I know that I try myself will not to kill crazy or act with anyone or police in here or outside because I taking am my medication. I know that I have my to deal with problems. down, And when I my feel bad or I open bible to me help my problems with my in life.
I am person not the same that I was before. Now since I trial, went to some people have told me because I take medication, psych medication I supposed that was to have psych evaluation and that I gone could not have to trial. I do not know if this is true. I will find out. But I know that I am happy not with the happened decision that on the last court date.
I my lawyer think should brought up have all these things about me. Now I made a statement at police the hospital —at
to a woman who told—I told her that I had—that I—that I—I told her that I had a small knife that I pulled out of my pocket, and I put wouldn’t it police down. The me shot my leg my and in back. got
And I up they again. shot me I did not have the knife. lawyer my bring up things did not all these of what
Now lawyer my promise the statement. All did was happened to go that I will home. my looking me that I’m at one
Now mother tells taking I Instead of the three something for did do. to, years attorney that state’s offered me that I wanted but my lawyer going told me that I was home. There should he things. I these something could do about anyone. just I I can—I do not want to hurt wanted— way because I wanted to die things wrong went about day. date, my I felt like I wanted to die. I Even on last court sorry my I for problem. know I have to deal with this am ten I do not know how mistake. I have been here months. I I I need longer get much or if or when out. know to do things. three
One, every I it my I need medication. And have to take better, get I better and day get get so I do not—so could day. through the
Two, get inpatient outpatient in some kind of or any program and never drink kind of alcohol. Three, good church. find more, my mother, you you can ask If need to find out doctor, Gloria, that paramedics, woman say my statements, they things that these I are know took true. I feel and everything say I in this letter is what
Now you police or Gloria is the truth. And I feel if ask know time, they say any will police if I could have stabbed the injure police because I did yes. But I did not stab or anyone. want to hurt kill me. And if just police I wanted to—wanted just if is more than an as- you police or Gloria this ask gun, I will pushed I the officer’s police sault on because say, they yes. will scared them and guess guess just —I — I Now, I for because wanted them to got I what asked kill me. kill me and shoot me and honor, taking psych medica- Your these are —I’ve been taking proof and I was I in here. These are tion since came from the world I came. This is psych medication before [referring documents].” At this point, the trial court interrupted petitioner to if ask he had anything say mitigation before sentencing. Defense counsel informed the court petitioner was mistaken about the existence of a of- plea fer. The court then remarked that it was “more interested in something else that crops up now for the first time”— the fact that petitioner taking had been psychotropic medication.
Defense counsel stated that he had not been aware that his client was taking medication. The court asked: “You had no reason to any have bona doubt as to the fide defendant’s fitness to stand trial?” Counsel responded that the petitioner “spoke me, very coherently to seemed fine,” and that he “had no problem communicating with him.” The trial court also questioned the prosecutor, who stated that he had “no knowledge of it.”
The court then concluded:
“Nothing the court has observed in the conduct
ap-
pearance of Mr. Brown over the months would indicate to
me that I
would have
bona
doubt as to his fitness.
So the fact that he
receiving
psychotropic drugs, I
believe is of no consequence standing
itself,
alone and of
and the court
treat
will
it as such.”
Viewing
whole,
the record as a
there was no indica-
during
tion
trial
the petitioner
lacked understand-
ing of the proceedings or was unable to communicate
with counsel or
Yet,
assist
in his defense.
the majority
dismisses
waiver of
right
to a jury trial
and his right
to testify as “essentially brief exchanges
with the trial court” that “do not positively rebut” the
allegations in his postconviction petition and that “do
*33
not conclusively demonstrate
an ability to understand
or
proceedings
assist in the defense.”
This court has never required that the record “posi- tively rebut” a postconviction claim that a bona fide doubt existed of fitness or that the record “conclusively that The is requirement
demonstrate” fitness. which, if to the trial court facts known petitioner allege that trial, with all other facts along at the time of known to the trial court demonstrates were record doubt. Peti- time, have created a bona that would arguable ques- create an has no facts that alleged tioner He has made a bare assertion point. of fact on this tion proceedings. not understand the that he did mention the presentence does not majority fully capable individual who is which describes an report, understanding his situation. communicating and education, his about his Indeed, he chose to reveal facts alcohol drug and his history, past his work family, is The record to discuss the crime itself. use, but declined of the of the contents that the court was aware clear illness, at history of mental including petitioner’s report, hearing, before sentencing of the the onset hearing. fitness of a question raised at his statement lengthy quoted petitioner’s I have clearly it entirety in its because sentencing hearing that individual, to the court arguing competent reveals a a convic- necessary state sustain he lacked the mental previous He focused on his murder. attempted tion of court, life. The to end his own and desire depression this rejected considered however, already had statements defense, repeated that finding responded kill officers who police intended to that he of his evidence call were sufficient the domestic violence willing- by his own negated mind and were not state of attempt. in the ness to die told what he had been regarding
His statement believed, incorrectly, suggests others have enabled might medication taking fact of his mere confused to have been He did not claim him to avoid trial. his during or pretrial during any understood that he had not say He did not trial. bench whether his to choose right trial or right jury to a *34 testify. difficulty He did not claim that he had under- counsel told him or with standing communicating what fact, In counsel. stated that the medication repeatedly his he needed to improved had mental state and that continue it. taking
The majority finds his detailed statement
to be of
significance
“limited
because it
made more than
***
any
one month after the trial.
Thus
indication that
making
was lucid in
sentencing
the statement at
or understood the
proceedings
trial
at that time does not
necessarily
his
establish
condition at the time of trial. The
positively
petitioner’s
statement does not
rebut
of
al-
legations tending to indicate a bona
doubt of
fit-
his
fide
ness. In particular,
the statement does not contradict
petitioner’s allegation that his psychotropic medication
prevented him from understanding
proceedings.”
the trial
I The fact disagree. that he wrote and delivered this statement stands in stark contrast to his allegation new confusion, lack of understanding, inability to talk or question. The record reveals a defendant who was fully capable of understanding and as- in sisting defense, his own and whose own attorney observed no signs court, unfitness. The trial on the record, stated that his conduct and did not appearance raise a bona doubt of his fitness. fide
A review of the record reveals that none of the Eddmonds factors present were at the time of trial. His demeanor at trial was unremarkable. He did not engage in irrational behavior. There are no prior opinions medical regarding his competence. counsel, record, Defense on the stated communicative. client was cooperative The petition and accompanying allege documents do not any new facts regarding these factors.
In circumstances, similar our appellate court has af- firmed the summary dismissal of claims of postconviction ineffective assistance of counsel on the basis that claims were belied by record. Swamynathan, claims were not above,
only conclusory,
they
“plainly
as noted
were
that no bona
record,
refuted
reflect[ed]
which
existed
the time
regarding
doubt
defendant’s
fitness
guilty plea.” Swamynathan,
he entered his
Similarly,
(2006),
that he had been unfit
claimed
*35
he suffered from several
forms of
plead guilty because
in
IQ.
an
low
He stated
extremely
mental
illness and had
taking psy-
he had been
accompanying
his
affidavit
that
his incarceration
and that
chotropic
during
medications
thinking
pleaded guilty
at
the time he
Williams,
argued
Ill.
3d at 1020. He
rationally.
App.
364
of his
was error because
summary
petition
dismissal
it raised a bona fide
plead guilty.
doubt of his fitness to
Williams,
al-
Taking
3d at 1023.
the factual
App.
364 Ill.
the claim
true,
rejected
as
the
court
legations
appellate
clearly
guilty plea proceeding
the record of the
because
purpose
the nature and
showed that he understood
Williams,
at 1025.
App.
364 Ill.
3d
proceedings.
in
case,
allegations
the factual
taking
In the present
true,
record nevertheless
belies his
as
petition
claim of a bona fide
ability
doubt of his
to understand
and assist
in
proceedings
nature and
of the
purpose
Application of
Johnson,
case, the trial court dismissed
capital
In
a
evidentiary
an
hear-
petition
without
postconviction
Johnson,
2d at 184. The
affirmed.
183 Ill.
ing. This court
prepared
by
accompanied
report
his conviction.
evaluated Johnson after
psychologist who
intellectually
Johnson
“was
The doctor wrote that
trial
admonitions of the
understanding
incapable
sentencing.” John-
jury
his waiver of
for
regarding
court
assessment,
Johnson
son,
219 limitations him un rendered argued that his intellectual “ and object able to ‘understand the nature counsel, him, with and to against to consult ” defense,’ him rendering assist in his thus preparing 192-93, Johnson, quoting unfit Ill. 2d at for trial. Missouri, 162, 171, 103, 2d 420 U.S. 43 L. Ed. Drope (1975). 113, 896, After noting S. Ct.
“critical
is
the facts
in
inquiry
presented
whether
post-conviction
raised a
defendant’s
bona
(Johnson,
doubt of
fitness to
183 Ill. 2d
his
stand trial”
193),
court
to meet
this
concluded that Johnson failed
that,
trial,
his
at the
there
“showing
burden of
time of
were facts in existence which raised a substantial
legitimate
as to
capacity
cooperate
doubt
his mental
with
meaningfully participate
counsel
de
Johnson,
fense.”
In present only objective the the indicator of possible as doubt fitness is that the fact he was taking psychotropic medication at the time of trial. fact, alone, This standing is insufficient a create bona (2000). People Mitchell, 312, doubt. Ill. 2d 330 Johnson, Like the defendant petitioner now claims to have been unable to understand the at trial but, Johnson, like he no regarding “offers evidence his that at trial” irrationally
demeanor at trial or he acted (Johnson, 194) 2d at and no medical prior opinion 183 Ill. on his to stand trial. competence Mitchell,
In
of a
again
post-
we
affirmed the dismissal
evidentiary
in a
hearing
conviction
without an
petition
sentencing,
the
his trial and
capital case. At
time of
his
taking
Mitchell had been
two medications
to control
the
court had
His
that
trial
epilepsy.
petition alleged
a
condition,
had existed since
been aware of his
which
old,
he was
years
head
when he was six
and that
injury
control
seizures.
taking
medications
his
psychotropic
Mitchell,
accompanied
2d at
The
was
323.
consultant,
listed
an
a
who
by
pharmacology
affidavit
‘sedation,
as
hal-
drugs
the
side effects of the
“probable
dizziness,
incoordination,
lucinations,
depression,
deterioration, psycho-
and
changes
emotional
behavioral
”
also stated that
sis and
The affidavit
aggression.’
“
can
drugs
both of these
‘combination of
effects of
(alter
clearly)
to think
ability
cloud
sensorium
make
ability to
[sic]
and thus effect
individual’s
”
The
concluded that
certain decisions.’
consultant
“
Mitchell to
effect
have caused Mr.
may
‘overall sedative
during
proceed-
or too detached
appear too relaxed
” Mitchell,
Ill.
323.
ings.’
2d at
addition,
Mitchell’s
included an affidavit
in prison
who tested him
psychologist,
from clinical
IQ
73,
his
was
his perfor-
and determined that
“verbal
The
75,
IQ
73.”
mance
and his full scale
IQ
were at a
found
his “math skills
psychologist also
that
skills
reading
spelling
fourth-grade level
that
level,”
third-grade
characterizing
were below the
learning
language-based
having
defendant
“as
severe
defendant’s
stated
disability.”
psychologist
that,
although
limited and
abilities were
“cognitive
was borderline
IQ scores showed
defendant’s
*37
retarded,
read and his slowed
mentally
inability
more
functioning
left him
information-processing
speed
mildly mild/moderately impaired
like someone in the
Mitchell,
testimony pages report covered over 50 of the any signs of about the nature or defendant and does not disclose of confusion
purpose
Similarly,
of the proceedings.
gave
testimony
support
extensive
in
of his mo-
suppress
evidence,
tions to
statements and
and there is no
indication that defendant did not understand the nature or
Mitchell,
purpose
proceedings.”
of those
We also noted that while a trial judge
rely
“cannot
on
trial demeanor
dispense
with a fitness
in
hearing
face of evidence of a bona
doubt of defendant’s fit-
fide
ness,” there was no evidence in
suggesting
the record
bona
doubt of
Mitchell,
fitness at the time of trial.
Similarly, case, the present petitioner’s exchanges with the trial court do not confusion display any about the nature of the proceedings. Although petitioner elected trial, not to at his testify bench presented lengthy statement, which himself, he had written at his sentenc- ing hearing. fact that the sentencing hearing was held several months after the trial weighs bench little light fact that not only continued to take the psychotropic medication at the time of his sentencing, he credited the medication with an improve- ment in Mitchell, his mood and outlook. inAs the record in this case belies petitioner’s claim. *38 Mitchell, addition,
In in presence even the of af- fidavits from a and a clinical pharmacologist psychologist record, did not negate the trial which demonstrated that the defendant understood “fully nature proceeding him, and was against cooperate able to his Mitchell, defense.” 2d at 337. Petitioner in the present case offers affidavits from his mother only and aunt, arrest, who state that to his prior petitioner was diagnosed as and that he has made several suicide bipolar attempts, documenting and medical records this diagno- sis. Easley, postconviction petitioner claimed that arrange
he had asked counsel to
for a
examina-
physical
tion and a
something
brain scan because he believed that
wrong
with his brain and he
“a lot of
experienced
got angry
upset,
headaches.” He stated that when he
or
blank;
he would
mind
my
goes
my
“blank
nerves
out —
Also,
and I can’t
think
when he read or
jump
clearly.”
spoke, “he
that he was
or
forgot everything
reading
thinking.” Easley,
conviction hearing. a fitness We affirmed failing request for tive a hear- dismissal of the without the trial court’s ing. guilty to plead that his decision petition alleged
His
become
that his ‘will had
irrational and “illustrated
disap-
self-preservation
and ‘his desire for
flattened’
”
Burt,
found this
allegation
In
present
asser-
and a bare
during trial
medication
psychotropic
did not
factual
that he
tion,
specific
allegations,
without
Burt,
allegations
If the
proceedings.
understand the
that he required
verifiable fact
including
objectively
medication,
effects of his
a continuance as a result of the
hearing,
to survive dismissal without
were insufficient
in the
case are insufficient.
surely
allegations
present
(2002), the
Harris,
post-
In
v.
In the present despite ingestion psycho- his medication tropic subsequent allegation and his that he did not understand also proceedings, to the court “expressed understanding proceed- his his decisions to to a ings,” including right jury waive right testify. and his He also “articulated a clear state- ment” at his sentencing hearing. Johnson, (2002), Ill. 2d 348 af- People we
firmed the postconviction petition dismissal of without
evidentiary
hearing
petitioner
where the
claimed both
the trial court had actual doubts as to his fitness
and failed to hold a fitness
and that
hearing
certain facts
existed that would have raised a bona
doubt of his
fide
fitness had the trial court been aware of them at the
accepted
time it
his
Facts
guilty plea.
known
the trial
court included an apparent
attempt
suicide
at the time of
his arrest
that made the trial court “attuned to
pos-
stable.” John-
sibility that his mental state was
than
less
son,
We
doubt as to
er’s fitness would have existed at the time he pleaded
if
guilty, even
the trial court had been aware of the facts
Johnson,
now available.”
206 Ill. 2d at
gave great
373. We
weight
specifically inquired
the fact that
trial court
of defense counsel whether he had
concerns about
his chent’s
and he
that he did
replied
fitness
not.
ad-
dition,
the trial court made a record of its own observa-
setting
tions of the defendant
the courtroom
and its
that he
understood
opinion
well
what
Johnson,
were about.
In the
when the trial court became
present
taking
aware that
medica-
psychotropic
tion,
counsel
inquiry
responded
it conducted a similar
that he had no concerns
about his client’s
fitness.
court made a record of its own
Similarly,
the trial
setting,
observations of
in the courtroom
find-
ing no
indication of unfitness. See also People v.
Moore,
(2000) (affirming
post-
521,
189 Ill. 2d
dismissal of
*42
evidentiary hearing
conviction
without
where
competent
defendant “exhibited rational and
behavior at
*** engaged
colloquies
judge
trial
in
with
trial
in
responsive
appropriately acknowledged
which he was
and
(2003)
rights”);
certain
social worker’s had a history including schizophrenia, of mental illness and report psychiatrist petitioner of insisted on control- ling cooperate his own case and refused to with counsel; facts, these if known at the time of trial would not have light raised a bona doubt of fitness in of fact that fide petitioner rights, motions, filed pro se waived certain spoke clearly sentencing). in allocution at present knowingly sum, in the case voluntarily rights, speaking clearly waived certain to the during spoke clearly admonishments, and at his sentencing hearing. points objectively He to no verifiable fact in trial, existence at the time of his other than the taking psychotropic mere fact of his medication, that might suggest petitioners he was unfit. Like in each allega- of cases, these cited he has not made sufficient supported by proof, tions, affidavit or other form of demonstrate that a bona doubt of his fitness would have existed at the time of if trial the court had been aware the facts. distinguished important
These cases can be in one respect present from the is, case. That each of these cases capital petitioner likely is a case which the had the as- prepare postconviction petition. sistance of counsel to 2.1(a) (West 2006). in the Petitioner 725 ILCS 5/122 — pro se As postconviction petition. case filed a present his claim. Hodges such, applies the standard do summarize this Nevertheless, these cases capital to assess the record approach using court’s previous of counsel of ineffective assistance claims postconviction If the records in hearing. a fitness for failure to obtain unfitness for claims of postconviction these cases belied belies trial, present surely petition- in the case the record er’s claim. standard, is not Hodges
Under
author-
or citation to
legal argument
to include
required
(2001).
Edwards,
239, 244-45
Ill. 2d
ity. People
an
facts to assert
However,
must still
sufficient
plead
2d at 9.
Hodges,
constitutional
claim.
arguably
facts to create
plead
means that he must
sufficient
This
of fact whether a bona
doubt of
*43
question
an arguable
fide
time of his trial
trial existed at the
his fitness to stand
alleged.
now
been aware of the facts
had the trial court
the first-
had few occasions to address
This court has
se
in a
pro
postconviction
dismissal of a
stage
Hanson, 212 Ill. 2d
People
However, in
case.
noncapital
the defendant’s
(2004),
we reviewed
appeal,
a direct
denied because
rights
his due
were
process
that
argument
The defendant
hearing.
a fitness
given
he was not
battery and
aggravated
in a bench trial of
convicted
a fit-
requested
officer. Defense counsel
a
resisting
peace
motion that a bona
evaluation,
the
alleging
ness
fide
trial. Han-
to stand
of his client’s fitness
doubt existed
psychiatric
court ordered a
son, 2d at 214-15. The
fit and
the defendant
found
psychiatrist
evaluation. The
Hanson,
We defendant’s claim that the supported finding record of bona doubt of his fit- fide applied ness to stand trial. factors to We Eddmonds conclude that no such doubt existed: reviewing transcript
“After
the pretrial proceedings,
say that,
factor,
we cannot
under the first
defendant’s
supports
finding
conduct
of bona
doubt. Defendant’s
fide
during
demeanor and behavior
these proceedings were
interested, rational,
appropriate.
a cold record
While
may
imperfect
be an
evaluating
means of
defendant’s
demeanor,
behavior and
we note that
trial
court had
opportunity
to observe defendant’s
conduct and
demeanor firsthand during
proceedings, yet
expressed
absolutely no concerns
ability
about defendant’s
understand the nature of the proceedings or to
with
work
Hanson,
counsel.”
As to the factor, second Eddmonds we stated:
“[T]he motion for psychological
by
examination filed
defense counsel
‘[c]ounsel
asserted that
feels that there ex-
ists a bona fide doubt as to whether the Defendant is able
to understand the nature and purpose of the proceedings
against him and assisting [sic] in his defense.’ This court
Eddmonds,
stated in
however,
‘an assertion
counsel
that a defendant
not,
itself,
is unfit does
raise a bona
doubt of competency.’
give
[Citation.] We do not
great
weight to this factor in this case because the motion failed
to provide any facts to substantiate
‘feeling’
counsel’s
Hanson,
doubt existed.”
And, as to the factor, third Eddmonds we stated: Eddmonds, “In recognized we the existence of a mental disturbance psychiatric or the need for care does *44 not necessitate a finding of bona doubt since ‘[a] fide may competent defendant be participate to at trial even though his mind is Here, otherwise unsound.’ [Citation.] the record shows that defendant diagnosed had been at various lengthy times with a problems, including list of organic personality syndrome, and brain disorder or alcohol disorder, dementia, disorder,
dependence, seizure amnestic Nonetheless, any these bipolar disorder. connection may problems have had to defendant’s fitness at the time Hanson, 212 unexplained.” the motion was filed remains Ill. 2d at 224-25. case offers even petitioner present in the less given for his claim that he should have been
support fitness than did the defendant in Hanson. hearing Hanson, to defense give “great weight” we did client’s fit- counsel’s that doubt existed about his opinion Yet, the no at all to defense majority gives weight ness. coher- petitioner “spoke very counsel’s assertion that fine,” me, problem seemed and that he “had no ently him.” communicating with record, and the I my
Based on review of baseless because he factually find claim to be that, true, if verifiable evidence objectively offers no new of the clear record of his fitness at the time negate would trial. in this
Further, alleged if the of evidence quantum doubt of fitness is sufficient to create a bona case, in this then all a despite postconviction the record summary survive dismissal is to must do to that he was confused nonspecific allegation make a I do happening. and did not understand what was trial Hodges it this court’s intent not believe that postconviction petition dismissal of a preclude summary raised therein is belied even when the claim record.
Conclusion postconviction is clear that when a Our case law of ineffective assistance makes a claim hearing, fitness he must request for failure to counsel mere fact that he was more than the allege something time trial medication at the taking psychotropic majority claim. The dismissal of his summary survive *45 in his bare assertion that did something finds more in the suicidal not understand proceedings “nature of offense.”
Our case law is also clear that a defendant’s desire commit is indication of unfit- necessarily suicide not an Johnson, ness to 206 Ill. 2d 365. stand trial. See at illness of some of or Neither is the existence form mental Johnson, 194; intellectual deficit. See 183 Ill. 2d at Mitchell, 334-35; 322; Ill. 2d at 192 Ill. 2d Easley, Harris, Ill. 2d at 305.
In overlooking body this precedent, majority all factors, but which abandons Eddmonds none of are demonstrated in record or facts in the alleged petition, requirement as well as the the postconvic- “real, tion petition raise a substantial and legitimate doubt” of fitness at time of Eddmonds, trial.
2d at 518. result,
As I agree a with the appellate court, which affirmed the summary petition, dismissal of the saying:
“We find defendant is unable to establish the trial court would have found a bona of his doubt fitness and fide hearing ordered fitness apprised had it been offered postconviction petition. evidence in his The record shows that defendant participated did not exhibit irrational or odd behavior in court. At sentencing, defendant read a long, detailed statement in mitigation. In the absence of other raising evidence bona fitness, doubt defendant’s hold we defendant has gist stated the of a constitutional claim of ineffective assistance of counsel.”
JUSTICES THOMAS and join KARMEIER in this dissent.
