People v. BrownPeople v. Brown
Lead Opinion
— The trial court, sitting without a jury, found defendant guilty of offering to sell narcotics in violation of section 11500 (now renumbered and hereafter called § 11501) of the Health and Safety Code. It also found that he was previously convicted of attempted robbery, denied his motion for new trial, and sentenced him to imprisonment in the state penitentiary for the term prescribed by law. Defendant appeals.
The public defender represented defendant at the trial, but did not undertake to do so on appeal. (See
Officer Walton, an undercover narcotics agent, had arranged to buy heroin from an unidentified person and was awaiting delivery when defendant walked up to him and asked if he were a policeman. He replied that he was not. When defendant then asked him what he was waiting for, he replied that he was expecting a delivery of heroin. Defendant then left.
While sitting in a bar the following afternoon, Officer Walton saw defendant on the street and called to him, and defendant entered the bar. Officer Walton testified: “I told him that I would like to know who put the jacket on me, meaning who said that I was a policeman; and the defendant stated that he couldn’t tell me that, but that he didn’t think I was a policeman because I didn’t look the type and I told him that I wanted to get some stuff, meaning heroin; and he stated that he could get it for me but if I turned him in, well, the people around that area would know who burned him — meaning had
He saw defendant again three or four days later and asked him why he had not returned to the bar. Defendant answered 11 that he had it and he was on his way back but the police rousted him and he had to get rid of it. ’ ’ He again encountered defendant about a week and a half later and called to him “ [t]hat was a pretty dirty deal you pulled on me the other day." Defendant replied that he would speak to him later. He did not see defendant again until his arrest. Defendant did not deliver heroin or any other substance to Officer Walton in return for the $9.00.
In his briefs filed in the District Court of Appeal, defendant contends that a specific intent to sell narcotics is an essential element of the crime of offering to sell narcotics under section 11501 of the Health and Safety Code
Both defendant’s and his counsel’s contentions are consistent with the position taken by the Subcommittee on Narcotics of the Assembly Interim Committee of the Judiciary in 1953 when it proposed the adoption of two new sections of the Health and Safety Code, only one of which was enacted. Section 11503 makes it a crime to offer to sell a narcotic and then deliver a substitute.
In recommending the passage of section 11503, the subcommittee stated: “[This section] will be entirely new law. This will cover the individual who agrees to sell, furnish, transport, or give away any narcotic, and then delivers some other liquid, substance, or material. These individuals are known to be in a position to violate the law; but, for some reason, they may feel that they are dealing with a law enforcement officer and thus deliver tobacco, water, or some other
Whether the subcommittee’s view was based on the theory that an offer alone to sell a narcotic is insufficient evidence of a specific intent to make such a sale or on the theory that offer means attempt and that some additional act is required to constitute an attempt does not appear. In any event, the subcommittee’s interpretation of the existing statute is not conclusive. Even if it is assumed that by enacting section 11503 the Legislature impliedly7 excluded the conduct therein proscribed from the more inclusive language of section 11501, it did not affect the scope of section 11501 in relation to defendant’s conduct in this case.
We agree with defendant’s contention that a specific intent to sell a narcotic is an essential element of the crime of offering to make such a sale under section 11501. (See
Notes
Seetion 11501 provides: “Except as otherwise provided in this division, every person who transports, imports into this State, sells, furnishes, administers or gives away, or offers to transport, import into this State, sell, furnish, administer, or give away, or attempts to import into this State or transport any narcotic other than marijuana except upon the written prescription of a physician, dentist, chiropodist, or veterinarian licensed to practice in this State shall be punished by imprisonment in the county jail for not more than one year, or in the state prison from five years to life.
“If such a person has been previously convicted of any offense described in this division or has been previously convicted of any offense under the laws of any other state or of the United States which if committed in this State would have been punishable as an offense described in this division, the previous conviction shall be charged in the indictment or information and if found to be true by the jury, upon a jury trial, or if found to be true by the court, upon a court trial, or is admitted by the defendant, he shall be imprisoned in the state prison from 10 years to life.”
Section 11503 provides that "Every person who agrees, consents, or in any manner offers to unlawfully sell, furnish, transport, administer, or give any narcotic to any person, or offers, arranges, or negotiates to have any narcotic unlawfully sold, delivered, transported, furnished, administered, or given to any person and then sells, delivers, furnishes, transports, administers, or gives, or offers, arranges, or negotiates to have sold, delivered, transported, furnished, administered, or given to any person any other liquid, substance, or material in lieu of any narcotic shall be punished by imprisonment in the county jail for not more than one year, or in the state prison for not more than 10 years.”
Proposed section 11509, as amended March 9, 1953, read: "Every person who agrees, consents, or in any manner offers, to sell, deliver, furnish, transport, administer, or give, or arranges or negotiates to have sold, delivered, furnished, transported, administered, or given to any person any narcotic in violation of any provision of this division and accepts any money, thing of value, or other consideration in full or partial payment is guilty of a felony, and upon conviction thereof shall be confined in the county jail for not less than 60 days nor more than one year, or in the state prison for not more than 5 years. ’'
Concurrence Opinion
— I concur in the judgment. It is my opinion, however, that the holding in People v. Hyde,
In Griffin v. Illinois,
Although this holding establishes only the right to a transcript, it indicates the Supreme Court’s concern to protect indigent defendants against discriminatory consequences of
Appointment of counsel is essential to minimize hazards of affirming an erroneous judgment, particularly in view of rule 33 of the Rules on Appeal. This rule defines “normal record” on appeal and “additional record.” If the defendant wants the record on appeal to include matters that are part of the “additional record,” he must file “with his notice of appeal an application describing the material which he desires to have included and the points on which he intends to rely which make it proper to include it. ” It is unreasonable to expect the average indigent defendant without counsel to obtain an adequate record on appeal. He would ordinarily be incarcerated, without access to the trial court’s files, and cut off from consultation with his trial defense counsel, the trial judge, the prosecutor, and other witnesses to the trial. He would probably be without access to law books and unable to designate points that make it proper to include an additional record. He would probably be unaware of rule 33, or so unfamiliar with it that he would fail to realize that the normal record does not include rulings on motions, the voir dire examination of jurors, the opening statements and arguments to the jury, comments on the evidence by the trial judge, instructions given or refused, and rulings on the admissibility of exhibits. He would not be alert, as would an attorney, to possible reversible errors therein even when they amounted to a denial of constitutional rights. (See People v. Barrett,
Even a court cannot make an adequate review on less than the whole record. A fortiori, an attorney called upon by a local bar association and unknown to defendant or trial counsel cannot evaluate the merits of an appeal on less than
An appellate court can no more appropriately judge whether there is error requiring reversal without the benefit of counsel than a trial court can decide the issues at the trial without benefit of counsel. (See Kopasz v. Kopasz,
Moreover, appointment of counsel promotes effective appellate court administration. Denied counsel, defendants frequently file briefs in proprio persona raising issues of little or no merit that still require the attorney general’s answer and the court’s consideration. Often when a District Court of Appeal affirms the judgment, a defendant files a petition for hearing in this court that does not comply with rules 28 and 29, which presuppose an orderly presentation of the case before the District Court of Appeal. When a defendant is incapable of making such a presentation, this court has a correspondingly heavy burden in reviewing his petition.
The court as well as defendant is more likely to benefit from oral argument, as well as from briefs presented by counsel rather than by defendant in proprio persona. More
The problem is not averted merely because Government Code, section 27706, makes it the duty of the public defender to prosecute appeals “where, in his opinion, the appeal will or might reasonably be expected to result in the reversal or modification of the judgment of conviction.” Comparable discretion vested in federal district judges is subject to appellate review, and counsel must be appointed to assist the defendant in showing that his appeal has merit. (Johnson v. United States,
In the interest, therefore, of orderly as well as just review an appellate court should appoint counsel upon the request of an indigent defendant convicted of a felony. Any implications to the contrary in People v. Hyde,
Of course appointed counsel should not present frivolous appeals. (See Ellis v. United States,
The reasons for appointment of counsel on appeal from judgments of conviction do not extend to habeas corpus or other collateral attacks on final judgments of conviction unless the defendant presents a prima facie ease for relief. “This procedural requirement does not place upon an indigent prisoner who seeks to raise questions of the denial of fundamental rights in proprio persona any burden of complying with technicalities; it simply demands of him a measure of frankness in disclosing his factual situation.” (In re Swain,
Appointment of counsel on appeal should reduce applications for post-conviction remedies in the federal courts as well as our own.
This discussion is limited to felonies because of the substantially less serious nature of misdemeanors and their correspondingly lighter penalties. (See
Peters, J., and Dooling, J., concurred.
The problem has attracted nation-wide attention. The subcommittee to study defender systems of the Association of the Bar of the City of New York and the National Legal Aid Association concluded in their report, Equal Justice for the Accused 61 (Doubleday, 1959) that “ [i]n addition to affording early representation, any defender system should make provision for the continuance of representation through appeal in appropriate cases. An appeal when grounds exist is an inseparable part of the process through which the individual’s guilt or innocence of the charges brought against him by the state is established. Counsel is needed to assist with the determination of whether an appeal should be taken and, if an appeal is taken, to prepare and present it.”
State practice varies. Two states require the appointment of counsel on appeal in all felony eases. (Indiana: State ex rel. White v. Higelmann,
In the two-week period from July 25, 1960, to August 5, 1960, this court denied seven petitions for habeas corpus from the same prisoner, who had taken his appeal in proprio persona.
Concurrence Opinion
— I concur only in the judgment. I am impelled to point out that the discussion, in the opinion by the court (ante, pp. 67-68), of purported interpretation of section 11501 of the Health and Safety Code by the 1953 proposal of legislation, expression of views by an assembly subcommittee, and adoption of section 11503 (former § 11502, enacted in 1953) by the Legislature, is neither necessary nor appropriate. The argument concerning these matters was not advanced either by defendant in proprio persona or by counsel appointed for him, but originated in this court. The notion that these matters which occurred in 1953 could evidence what the Legislature meant when it created the crime of offering to sell a contraband narcotic in 1909
The contention made by counsel appointed for defendant by this court — that the word “offer” in section 11501 means “attempt” as defined by the law of crimes — is in effect a more sophisticated version of the argument advanced by defendant in pro. per. before the District Court of Appeal, Second District, Division Three. That court, speaking through Presiding Justice Shinn (People v. Brown (1960, Cal.App.),
Now this court, after lengthy consideration of this simple case, comes to the same conclusion as to the sufficiency of the evidence — the only possible conclusion under any normal theory of appellate review. The only contribution to the law in the opinion by the court is the decision that the Legislature, when it proscribed both “offers” and “attempts,” referred to two different sorts of criminal conduct.
In the circumstances it is obvious that the District Court of Appeal properly determined, on the basis of its own examination of the record, that “representation by counsel would be of no benefit to the appellant or to the court” and correctly held that “There is no merit in the appeal.” (People v. Brown (1960, Cal.App.), supra,
It seems proper to note that the majority “By the Court” opinion states (ante, p. 65) that “Defendant requested the District Court of Appeal, Second District, Division Three, in which the appeal was pending, to appoint an attorney to represent him, claiming that he was without funds to employ counsel. The court made an independent investigation of the record, determined that representation by counsel would be of no benefit to defendant or to the court, and denied the request. (See People v. Hyde,
It appears proper to note also that the concurring opinion of Mr. Justice Traynor states (ante, pp. 69-70), “I concur in the judgment. It is my opinion, however, that the holding in People v. Hyde,
“The question calls for resolution even though we appointed counsel to represent defendant in this court. The question cannot remain in abeyance. This very case illustrates the recurring practice of the District Court of Appeal, Second District, Division Three, of referring the question of the appointment of counsel to the local bar association committee (see People v. Logan,
It seems appropriate further to note that the question was settled by the holding in People v. Hyde (1958),
Prom what has been quoted above from the opinions of the majority and of Justice Traynor it appears proper to infer that the granting of a hearing in the case at bench was influenced at least in part by the view of the specially concurring justice. If such inference is properly drawn it seems obviously appropriate to observe that although counsel appointed by this court performed his duties faithfully and ably, the appointment of an attorney for the defendant has not aided such defendant or furthered the proper administration of justice. The only thing which the granting of a hearing accomplished has been a delay in final determination of this case and additional expense to the state.
McComb, J., concurred.
Ply a 1909 amendment of section 8 of the 1907 Poison Act the Legislature for the first time made it unlawful to "offer to sell, furnish or give away” narcotics except under certain conditions. (Stats. 1909, oh. 279, §4.) Since then each of the series of acts which have denounced narcotics offenses has contained a provision similar to that of such amended section 8 or the comparable provision of the here pertinent section 11501 of the Health and Safety Code.