Opinion by
Defendant, Garry Anthony Brewster, appeals the judgments of conviction entered upon jury verdicts finding him guilty of theft and forgery and the district court's adjudications on five habitual criminal counts. He also appeals the sentence imposed. We affirm the judgments and remand with directions to the trial court.
In 1997, defendant was charged with theft and forgery for writing checks from his former employer's checking account and, in addition, with five habitual eriminal counts.
After the jury verdicts but prior to sentencing, defendant filed a series of post-trial motions requesting, among other things, a new trial During this period between the verdicts and sentencing, (1) defendant's counsel, the public defender, was dismissed at the request of defendant, and defendant proceeded pro se; (2) the trial judge, Judge Fasing,
In July 2003, Judge Macrum adjudicated defendant a habitual criminal on all five counts. Following a proportionality hearing, Judge Macrum sentenced defendant to twenty-four years in the custody of the Department of Corrections in addition to a six-month sentence for contempt of court, to be served consecutively.
I. Transcript Issues
We first conclude that defendant has not been deprived of his due process right to a meaningful and speedy appeal.
A. Chronology
On May 14, 1999, defendant appeared before Judge Fasing at a motions hearing on his pending pro se motions. The court reporter in that proceeding later became unavailable.
Defendant was not sentenced until April 19, 2004; he filed his notice of appeal on April 28, 2004, and the appellate record was filed on October 26, 2005. At that time, defendant observed that the record was missing the transcript from the May 14 motions hearing. The transcript was important because it was of the proceeding at which defendant would have been advised of his Sixth Amendment right to counsel. After some investigation, the managing court reporter for the district court advised defendant that the stenographer's notes of the May 14 hearing were unreadable and that the minute order from that hearing could not be located.
Because of the missing transcript, in July 2006, defendant moved to vacate his judgment of conviction. A division of this court denied that motion and remanded the case to the district court for the limited purpose of settling or reconstructing the record pursuant to C.A.R. 10(c) and (e).
The reconstruction hearing was held in April 2007 and centered on the issue whether defendant had been given a sufficient advisement under People v. Arguello,
Defense counsel testified that he could not remember what the hearing was about, did not remember specifically any events of the hearing, but did remember that at some point his representation of defendant ended. The prosecutor, relying on her notes, testified that "she was not hesitant to say that [the hearing judge] gave a full Arguello advisement," because it had been her experience that the judge always gave such an advisement, but her notes did not specifically reflect the advisement, only that defense counsel was permitted to withdraw. Finally, the hearing judge testified that, while he did not recall the events of May 14, it was his routine, "without exception," to use his bench book to advise defendants pursuant to Arguello. Defendant did not testify at the reconstruction hearing, but submitted an affidavit stating that there was "no self-representation warning or inquiry other than did [he] wish to represent [bimself]," and the hearing judge "made it clear that [he] would not be provided any other counsel, or advis- or, at all."
At the end of the testimony, the trial court made findings as to what occurred at the pertinent hearing and concluded, based on the totality of the cireumstances presented in the record and the evidence received at the reconstruction hearing, that defendant had made a voluntary, knowing, and intelligent waiver of his right to counsel.
Defendant first contends that the transeript of the missing hearing was not adequately remedied by the reconstruction hearing. As a result, he argues, we cannot meaningfully review the record to determine whether he made a valid waiver of his right to counsel. However, we conclude that the court's findings based on the reconstruction hearing, together with the record as a whole, are sufficiently reliable to permit us to conduct an intelligent review of defendant's substantive contention.
A defendant's waiver of his right to counsel must be voluntary, knowing, and intelligent based on the circumstances of each case. People v. Smith,
A waiver may be express or implied from the facts of the case. Arguello,
To determine the validity of a waiver, we examine the advisement given to a defendant and the totality of the cireum-stances presented by the record as a whole. Id.; Smith,
However, the loss of a portion of the record does not automatically require reversal. People v. Jackson,
In cases in which testimony is in dispute and the exact language used is crucial, reconstruction may not be an appropriate remedy for the missing transcript. Jackson,
Here, we agree with defendant that a reconstruction hearing is not the same as having a transcript to review. However, the question is whether the reconstructed record is sufficient to allow adequate review of defendant's substantive contentions. Here, defendant was able to produce witnesses at the reconstruction hearing, provide the court with an affidavit of his recollection of the hearing, and submit his own version of what the findings should reflect to the trial court. Furthermore, defendant has failed to establish any specific prejudice flowing from this hearing other than the mere fact that he cannot review the actual transcript. Because defendant argues only that the advisement was never given and not that the exact language of the advisement was defective, we conclude that the reconstruction hearing and the court's resulting findings are an appropriate remedy for the missing transeript. Cf. Jackson,
Our conclusion is further bolstered by the fact that, upon a review of the record as a whole, we have determined that it is sufficient to establish that defendant impli
Therefore, we perceive no reversible error because the record as a whole supports the trial court's determination that defendant had knowingly and intelligently waived his right to counsel.
C. Speedy Appeal
We conclude that defendant has also not been deprived of his right to a speedy appeal.
Excessive delay in the resolution of an appeal can give rise to a cognizable due process claim. People v. Rios,
The People do not dispute that defendant has made a threshold showing of inordinate delay or that he timely asserted his right to appeal. Rather, the People argue that defendant is partially responsible for the delay, and defendant has suffered no prejudice from that delay.
Because we agree with the People that defendant has not suffered any prejudice from the delay, we need not address the People's argument that he is partially at fault.
Prejudice is an essential element of a due process claim of appellate delay; no relief will be granted if a defendant cannot demonstrate prejudice. Whittiker,
We first observe that the delay here from October 6, 2005 to the present is over three years. Defendant has not argued, nor would the record support, the contention that a prompt resolution of this appeal would have in some fashion yielded a different outcome. He has failed to make any showing of specific prejudice, other than the mere fact that it took some time and was a stressful process. And, for the reasons outlined above, we conclude that the delay did not impede our ability to review his various contentions.
II. Speedy Trial
Defendant next contends that the trial court violated his statutory and constitutional right to a speedy trial by denying his motion to dismiss based on an implied waiver of speedy trial. We disagree.
A. Factual Background
Defendant entered his not guilty plea on March 26, 1998. Thus, the statutory speedy trial deadline was September 25, and trial was originally set for September 14. On June 10, the People filed a motion to add five habitual criminal counts, and the trial court appointed conflict-free counsel to challenge the legality of those prior convictions.
At a subsequent hearing on July 17, defendant moved to dismiss his public defender on grounds that there was a conflict of interest and that she was ineffective. At that time, he indicated that he was willing to waive his
On August 14, alternate defense counsel told the court that, after reviewing discovery, he could not effectively represent defendant at trial on September 14. He also argued that had defendant's motion for new counsel been timely resolved when it was filed in April, instead of at the end of July, the trial could have proceeded as scheduled.
The trial court disagreed and found an implied waiver of defendant's speedy trial pursuant to section 18-1-405(6)F), CRS. 2008, based on the fact that the delay was attributable to the breakdown of communication between defendant and his public defender.
In doing so, it specifically found that (1) after the public defender withdrew, new counsel needed to be appointed; (2) after new counsel was appointed, he informed the court that he would need at least sixty days to be effectively prepared and he would not be prepared by the September 14 trial date; (8) defendant wanted new counsel, but wanted to be tried within the speedy trial deadline; and (4) to receive the effective assistance of counsel, a continuance was necessary to allow counsel to investigate and prepare the matter.
Defendant filed a motion to dismiss on grounds of violation of statutory and constitutional speedy trial rights on August 24. Based on its previous findings, the court denied the motion without a hearing.
B. Statutory Violation
As a general rule, a defendant must be brought to trial within six months after arraignment. § 18-1-405(1), CRS. 2008. However, any period of delay "caused at the insistence of the defendant" shall be excluded from the six-month speedy trial period. § 18-1-405(6)(F). Any express consent to the delay or other affirmative conduct by the defendant is treated as a waiver of the right to speedy trial. People ex rel. Gallagher v. Dist. Court,
A continuance made necessary because of the substitution of counsel may, depending upon the particular cireumstances of the case, be chargeable to the defendant. People v. Scales,
The decision to grant a continuance is a matter within the sound discretion of the trial court, and its decision will not be overturned absent an abuse of that discretion. Yascavage,
Here, we perceive no abuse of discretion in the trial court's determination that
As a result of that substitution, counsel needed additional time to adequately prepare for trial. Because sufficient time for trial preparation is necessarily a requirement for the effective assistance of counsel, and the substitution was made at the instance of defendant, continuing the trial date outside of the speedy trial deadline was not a violation of his statutory right to speedy trial. See Scales,
C. Constitutional Violation
In the alternative, defendant argues that his constitutional right to speedy trial was violated. We are not persuaded.
In determining whether a defendant's constitutional right to speedy trial has been violated, we must balance (1) the length of the delay; (2) the reason for the delay; (8) whether the defendant asserted the right to speedy trial, and (4) any prejudice to the defendant caused by the delay. People v. Fennell,
The supreme court has found a nexus between the injury resulting from the violation of the right to a speedy trial and the interests protected by that right. The right to a speedy trial serves, among other things, to limit the possibility that the defense will be impaired. Moody v. Corsentino,
Here, the total length of time between defendant's arraignment and his trial was roughly seven and one-half months, as defendant was brought to trial on October 30, forty-six days after his statutory speedy trial deadline. Because, as we have concluded above, the reason for the delay was attributable to defendant's concerns about his representation by the public defender, and the court's subsequent accommodation of such concerns was made, in part, to protect defendant's right to adequate representation, we conclude that any prejudice defendant suffered by the forty-six-day extension was outweighed by trial court's concerns for adequate representation. We therefore perceive no error.
TII. Failure to Appear at Post-Trial Motions Hearing
Defendant also contends that the trial court erred when it found that he had waived the right to pursue his post-trial motions because he failed to appear at the hearing set on those motions. We disagree.
Defendant initially filed over fifty motions, including motions to amend his motion for a new trial, requesting transcripts, and seeking funds for an investigator, beginning in March 1999. As a result, numerous hearings were held to determine how to proceed on the post-trial claims.
During one of those hearings, Judge Russell set defendant's bail at $10,000, defendant was released on bond, and the motions hearing was continued. On September 10, defendant failed to appear for this hearing, and the court issued a bench warrant.
During this interim period, defendant was convicted and sentenced in a criminal case in Ohio. He was later returned to Colorado pursuant to the Interstate Agreement on De-tainers and appeared before Judge Macrum in May 2008.
The prosecution asserted that, based on a warning Judge Russell had given defendant when he granted him bond, defendant had waived his post-trial motions by failing to appear for the September 10, 2001 hearing. The prosecution also asserted that defendant's voluntary absence was an effective waiver of his post-trial motions. Defendant argued that there was nothing in the record
"It has been settled for well over a century that an appellate court may dismiss the appeal of a defendant who is a fugitive from justice during the pendency of his appeal." Ortega-Rodriguez v. United States,
This rule was developed, in part, because of (1) a concern that there could be no assurance that any judgment the court issued in the defendant's absence would prove enforceable; (2) a "disentitlement theory" that construes a defendant's flight during his appeal as tantamount to a waiver or abandonment of the appeal; (38) a desire to deter such con-duet; and (4) an interest in advancing efficient, dignified appellate practice. Ortega-Rodriguez,
This rule has been adopted in Colorado, see People v. Anderson,
The situation of the trial court in the hearing of a motion for new trial is the same as that of an appellate court on the hearing of an appeal where defendant has escaped and is a fugitive from justice. See Bradford v. State,
This application is consistent with that of other jurisdictions. See Blaylock v. State,
Defendant nevertheless argues that, because the trial court did not make any findings regarding the voluntariness of his absence from the September 10 hearing, this somehow requires a remand to the trial court
To the extent that defendant argues that the record does not support a claim that he was advised he would waive his motions by failing to appear, we need not address that argument, because we conclude that his action in becoming a "fugitive" is itself sufficient to waive his motions.
IV. Judges' Recusals
Defendant next contends that the case must be remanded because (1) the sentence was imposed by a judge who had not presided at his trial and (2) his post-trial motions were rejected by a judge who had not heard the relevant evidence necessary to rule on the motions. We conclude that this matter requires further consideration by the trial court.
A. Sentencing
While there is no constitutional right to be sentenced by the same judge who presided over the trial, People v. Koehler,
Likewise, on several occasions, the Colorado courts have observed that, absent a proper reason for recusal, a judge has an obligation to serve on a case assigned to him. See Kubat v. Kubat,
We acknowledge that in Aaberg v. District Court,
Substitution of a judge in a criminal case is controlled by Crim. P. 25, which provides that a judge may be substituted after a jury trial "[if by reason of absence from the district, death, sickness, or other disability, the judge before whom the defendant was tried is unable to perform the duties to be performed by the court." To that end, a division of this court held in Little that a substitution of judges is permitted so long as a justifiable reason is shown, that is, there exists one of the grounds listed in Rule 25.
Furthermore, to the extent that the People rely upon Colorado Code of Judicial Conduct Canon 3(C)(1) and Crim. P. 21(b)(2), their argument is unpersuasive. Canon 83(C)(1) provides only that a judge should disqualify himself or herself in a proceeding in which his or her impartiality might be questioned, and Crim. P. 21(b)(2) requires a judge to disqualify himself or herself on his or her own motion when the judge "knows of circumstances which disqualify." See $ 16-6-201(1)-(2), C.R.S.2008 (grounds and procedure for disqualification). Neither rule addresses the cireumstance where the judge gives no reason for the recusal. However, we conclude that a remand of this case is necessary to allow Judge Fasing to state the reasons for his recusal.
B. Post-Trial Motions
Defendant argues that we should also apply the principles embodied in Crim. P. 25 to his post-trial motions and remand that part of the case to Judge Russell for further explanation of his recusal.
However, Crim. P. 25 has been held not to apply to post-trial proceedings. See People v. Holwuttle,
We therefore conclude that, like the other post-trial proceedings to which it has not been applied, Crim. P. 25's requirement that the same judge impose the sentence after a trial, absent an exception, does not apply to the cireumstances here.
V. Remaining Contentions
In light of our resolution of the issue of the trial judge's recusal, we need not address defendant's remaining contentions, because they all relate to the propriety of his sentence.
Defendant's judgments of conviction are affirmed. The case is remanded to the trial court for the judge who tried this case to explain on the record why he recused himself before sentencing. If that explanation comports with any of the reasons set forth in Crim. P. 25, the sentence previously imposed shall stand affirmed, subject to defendant's right to re-initiate his appeal of that sentence. If the reasons given by the judge are not based on any of the grounds for recusal set forth in the rule, defendant's sentence shall be vacated, and the judge who sat on defendant's jury trial shall resentence him.
Notes
Sitting by assignment of the Chief Justice under provisions of Colo. Const. art. VL, § 5(3), and § 24-51-1105, C.R.$.2008.
