Defendant pleaded no contest to a charge of second-degree criminal sexual conduct (CSC), MCL 750.520c(l)(a), for engaging in sexual penetration with a person under the age of 13, and was sentenced to five years’ probation. The trial court subsequently determined that defendant violated a condition of his probation prohibiting contact with children less than 16 *473 years of age, revoked his probation, and sentenced him to 38 months to 15 years’ imprisonment. This Court denied defendant’s delayed application for leave to appeal. People v Breeding, unpublished order of the Cоurt of Appeals, entered October 23, 2007 (Docket No. 280708). In lieu of granting leave to appeal, our Supreme Court remanded the case to this Court for consideration
as on leave granted, of the defendant’s claim that his constitutional right to confront the witnesses against him was violated hy the trial court’s admission, at the probation revocation hearing, of certain statements by out-of-court declarants. See Crawford v Washington,541 US 36 (2004). In considering this claim, the Court of Appeals shall address whether the federal circuit Court of Appeals decisions addressing this issue are correct that Crawford does not apply to probation revocation hearings. See, e.g., United States v Kelley,446 F3d 688 (CA 7, 2006); United States v Rondeau,430 F3d 44 (CA 1, 2005); United States v Hall,419 F3d 980 (CA 9, 2005); United States v Kirby,418 F3d 621 (CA 6, 2005); United States v Martin,382 F3d 840 (CA 8, 2004); and United States v Aspinall,389 F3d 332 (CA 2, 2004). [People v Breeding,481 Mich 884 (2008).]
We agree with the federal courts of appeals that have held that
Crawford v Washington,
I. FACTS AND PROCEDURAL HISTORY
Defendant was charged with first-degree CSC for engaging in fellatio with a person under 13 years of age, MCL 750.520b(l)(a), and two counts of distributing sexually explicit materials to a minor, MCL 722.675. *474 The victim was the son of defendant’s former girlfriend. On November 30,2004, defendant pleaded no contest to a single charge of second-degree CSC pursuant to a plea agreement. On December 21, 2004, the trial court sentenced defendant to five years’ probation. One of defendant’s probation terms was that he have no contact with children under 16 years of age and no unsupervised contact with his own children. 1
In June 2005, defendant pleaded guilty of violating the curfew conditions of his tether. Defendant admitted that he received a call from a friend who told him that she was taking her children swimming at a local hotel and that he took his children to the hotel and met the friend and her children there. According to defendant, his friend was aware of his conviction. The trial court continued defendant’s probation but ordered him to serve one year in jail. Thereafter, the trial court amended defendant’s probation order. The amendment precluded defendant from having overnight visits with his children or any other children under the age of 16 years. Further, defendant’s contact with his own children was required to be supervised by an adult approved by defendant’s probation officer.
On August 18, 2006, the trial court authorized a bench warrant for defendant’s arrest after a petition wаs filed alleging that defendant violated the condition that he not have contact with children under the age of 16 by having contact with his friend, Lisa Plummer, who had two small children. At a probation violation hearing on August 31, 2006, defendant’s probation officer, Linda Hines, testified that on August 17,2006, she investigated a complaint that defendant was having continuous contact with Lisa and her children. According to Hines:
*475 Upon approach to [Lisa Plummer’s] residence, I witnessed [defendant] coming out of the residence, and I pulled up behind some vehicles, so I couldn’t really see whether he got in a cаr and left, either.
So I called my supervisor and we discussed it and he decided to join me.... When he came, we approached the residence and knocked on the door. Miss Plummer came out and spoke with us, and we told her who we were, and that I had just witnessed [defendant] leaving her residence.
When we approached the residence, there were two small children in the window waving and smiling... and Miss [Plummer] came out and we informed, like I said, why we were there. She admitted [defendant] had been there. She was unaware that he was not supposed to have any contact with children.
I informed her, because of this, I would be contacting protective serves [sic], which I did, and they went over and investigated, and I spoke with a protective services worker on Tuesday, who indicated this was a relationship. He was having contact with the children, but the mother said he was never unsupervised with the children.
On cross-examination, Hines admitted that she did not see defendant actually leave the residence and that she did not see defendant near the children and did not observe if defendant spoke with, contacted, or touched the children. Hines also testified that Lisa admitted that defendant had been having contact with her children, but that defendant had never been with the children without supervision. It is unclear from the record if Lisa relayed this information to Hines or if Hines learned this information from the protective services worker. According to Hines, Lisa had told the protective services worker that she and defendant were beginning a romantic relationship. Lisa’s mother, Wilma Plummer, also testified at the probation revocation hearing. Wilma Plummer testified that she knew that defendant was not allowed to have any contact *476 with childrеn and that Lisa never let defendant around her children and that when she (Wilma) was with Lisa’s children, defendant did not have contact with the children.
Following Wilma Plummer’s testimony, the trial court asked if Lisa was present in court. Wilma replied, “No, she has got M.S. [multiple sclerosis].” According to defense counsel, Lisa had been in contact with child protective services and was concerned about coming to court. Defense counsel did not object to any of the testimony offered by Hines and did not ask the trial court to compel Lisa Plummer or the protective services worker tо testify.
The trial court then issued its findings from the bench:
The defendant has a condition of probation that he is to have no contact, not supervised, but no contact with children aged 16 or under, because of his status as a sexual offender of young children. He chooses to enter into, as stated by Lisa, stated by the probation officer that Lisa stated a beginning of a romantic relationship with a woman who by her mother’s statement has M.S. and has two young children in the household. That is a clear violation of the conditions of the probation department and [the] court finds him guilty.
Following defense counsel’s request for clarification of the trial court’s ruling, the trial court stated:
First of all, findings of the court are not based on what the mother [Wilma Plummer] said, whether the mother was present. She admitted the relationship isn’t with her, it’s with Lisa her daughter, and there is no — this mother, she’s not there all the time. She is not there with the children all the time or with her daughter all the time. It is the beginnings [sic] of a relationship with a woman with two young children and his leaving from that house indicates he is in violation.
*477 Defendant moved for reconsideration, arguing that there was no evidence to support the conclusion that he violated a condition оf his probation by having contact with Lisa’s children. At the sentencing hearing on September 18, 2006, the trial court denied the motion, observing that Hines had testified under oath that Lisa Plummer stated that defendant had been at her house and that she did not know that defendant was prohibited from having contact with children.
At the same sentencing hearing, Hines informed the trial court that she had received information from the child protective services worker that Lisa was now claiming that her relationship with defendant was purely platonic. The trial court was also made aware, for the first time, that Lisа and her children were involved in defendant’s earlier probation violation. The court determined that this information made Wilma’s testimony incredible. The trial court commented that “the court has additional information that she [Lisa] is a handicapped woman who has never come here to testify, and you [defense counsel] have had every opportunity to have her present, and that obviously puts it into issue here.” Defense counsel asked the court to consider letters written by Lisa and Wilma. 2 Defendant stated during his allocution that he had not had contact with children аnd that he and Lisa are friends. The trial court revoked defendant’s probation and sentenced him to a prison term of 38 months to 15 years under the sentencing guidelines.
*478 The prosecutor and defendant’s counsel later stipulated that the sentencing guidelines range should have been zero to 17 months. On April 16, 2007, the trial court granted defendant’s motion for resentencing based on the stipulation. At the resentencing hearing on April 30, 2007, the prosecutor argued that the sentencing guidelines had been incorrectly scored for purposes of the stipulation, but that the trial court could avоid this issue by finding substantial and compelling reasons for a departure. Defendant’s counsel proposed that defendant be continued on probation, expressing her belief that defendant was starting a romantic relationship with Lisa at the time of his second probation violation, and that defendant should have asked the court for permission to have supervised contact with Lisa’s children. She asserted that while defendant did not do that, he “didn’t have unsupervised contact with them. . . . We are talking about him being with them in the company of other adults who are responsible for them.” The trial court did not change the guidelines range that had been stipulated, but found substantial and compelling reasons to depart from the guidelines range and reimposed the sentence of 38 months to 15 years, with credit for 617 days served. This appeal ensued.
II. ANALYSIS
Defendant argues that the admission of out-of-court, testimonial hearsay statements at his probation revocation hearing violated his Sixth Amendment right to confrontation and urges this Court to apply Crawford to a probation revocation hearing. Defendant also argues that the admission of the hearsay evidence violаted his due process rights.
*479 A. STANDARD OF REVIEW
“The decision to revoke probation is a matter within the sentencing court’s discretion.”
People v Ritter,
Whether defendant was denied his Sixth Amendment right to confrontation is a constitutional question that this Court reviews de novo.
People v LeBlanc,
A trial court’s discretionary authority regarding the admission of evidence at a probation revocation hearing is broad. MCR 6.445(E)(1); MRE 1101(b)(3). Except for the rules of evidence pertaining to privileges, a trial court “need not apply the rules of evidence” in a probation revocation hearing. MCR 6.445(E)(1). This Court reviews a trial court’s decision to admit or exсlude evidence for an abuse of discretion.
Waknin v Chamberlain,
B. CRAWFORD DOES NOT APPLY TO PROBATION REVOCATION PROCEEDINGS
Before addressing the applicability of
Crawford
to probation revocation proceedings, we first make some observations about probation. Probation is a matter of grace, not of right, and the trial court has broad
*480
discretion in determining the conditiоns to impose as part of probation.
People v Oswald,
In Crawford, the Court held that in a criminal prosecution, the introduction of an out-of-court testimonial statement is precluded unless the witness is unavailable and the defendant has previously had an opportunity to cross-examine the witness. Crawford, supra at 68. The preclusion of such statements is derived from the Sixth Amendment’s guarantee that “[i]n all criminal prosecutions, the accused shall enjoy the right... to be confrontеd with the witnesses against him[.]” US Const, Am VI; Crawford, supra at 61. The question before us is whether the same Sixth Amendment rights extended to a defendant in a criminal trial under Crawford are also applicable to a probationer at a probation revocation hearing.
While the Sixth Amendment right to confrontation, like the right to counsel, is a fundamental right made applicable to states through the Fourteenth Amend
*481
ment,
Pointer v Texas,
Several federal circuits have addressed this issue and concluded that
Crawford
does not apply to parole or
*482
probation revocation hearings. The rationale for these decisions is that the Sixth Amendment only applies to criminal prosecutions, and postconviction proceedings for violations of a condition of release is not part of a criminal prosecution.
United States v Kelley,
*483 C. DUE PROCESS AND THE RIGHT TO CONFRONTATION AT PROBATION REVOCATION HEARINGS
Defendant next argues that even if
Crawford
is inapplicable to probation revocation hearings, he still has a due process right to confront witnesses against him in a probation revocation proceeding. Because defendant failed to objеct to the alleged hearsay testimony at the probation revocation hearing, we review the issue for plain error affecting substantial rights.
People v Carines,
Probationers in Michigan have a right to confront witnesses in a probation revocation hearing pursuant to MCE 6.445(E)(1), which states:
Conduct of the Hearing. The evidence against the probationer must be disclosed to the probationer. The probаtioner has the right to be present at the hearing, to present evidence, and to examine and cross-examine witnesses. The court may consider only evidence that is relevant to the violation alleged, but it need not apply the rules of evidence except those pertaining to privileges. The state has the burden of proving a violation by a preponderance of the evidence. [Emphasis added.]
In addition, probationers also have certain due process rights at such a hearing because of the potential loss of liberty. Pillar, supra at 269, citing Gagnon and Morrissey. The liberty interest brings the probationer within the protection of the Fourteenth Amendment, even though revocation is not a stage of a criminal prosecution. Morrissey, supra at 482. Furthermore, the due process rights applicable to a probation revocation *484 hearing allow for procedures that are more flexible than those required during a criminal prosecution. “[T]he process [of admitting evidence at a probation revocation hearing] should be flexible enough to consider evidence including letters, affidavits, and other material that would not be admissible in an adversary criminal trial.” Id. at 489.
In Morrissey, the Supreme Court articulated the “minimum requirements of due process” in a parole revocation hearing, which include
(a) written notice of the claimed violations of parole; (b) disclosure to the parolee of evidence against him; (c) opportunity to be heard in person and to present witnesses and documentary evidence; (d) the right to confront and cross-examine adverse witnesses (unless the hearing officer specifically finds good cause for not allowing confrontation)-, (e) a “neutral and detached” hearing body suсh as a traditional parole board, members of which need not be judicial officers or lawyers; and (f) a written statement by the factfinders as to the evidence relied on and reasons for revoking parole. [Id. at 489 (emphasis added).]
In Gagnon, the Supreme Court held that the due process requirements in parole revocation proceedings also apply to probation revocation proceedings. Gag-non, supra at 782.
Federal and state courts that have ruled that
Crawford
does not apply to probation or parole revocation hearings have nevertheless recognized that probationers or parolees in such prоceedings must still be afforded a limited due process right to confrontation. See
Rondeau, supra
at 48;
Hall, supra
at 986 (“[Defendant] nevertheless enjoys a due process right to confront witnesses against him during his supervised release proceedings, as the Supreme Court held over thirty years ago
in Morrissey.”); Martin, supra
at 844;
Reyes v State,
*485 On the basis of Morrissey’s holding that the right to confrontation could only be denied for “good cause,” courts have adopted two principal methods for establishing whether evidence has been admitted at a probation revocation hearing in violation of the limited due process right to confrontation and cross-exаmination. In Reyes, the Indiana Supreme Court explained the two methods:
In one, the trial court employs a balancing test that weighs the probationer’s interest in confronting a witness against the interests of the State in not producing the witness. E.g., United States v. Martin,382 F.3d 840 , 844-45 (8th Cir. 2004). In the balancing test, the State is required to show good cause for denying confrontation. United States v. Rondeau,430 F.3d 44 , 48 (1st Cir. 2005). In another test, the trial court determines whether the evidence reaches a certain level of reliability, or if it has a substantial guarantee of trustworthiness. E.g., United States v. Kelley,446 F.3d 688 , 692 (7th Cir. 2006). The requirement, found in Morrissey,408 U.S. at 489 , that the trial court find “good cause” before denying the right to confrontation plays an explicit role when a trial court performs a balancing test; hоwever this does not mean that Morrissey’s good cause requirement is not addressed in the substantial trustworthiness test.... [T]he substantial trustworthiness test implicitly incorporates good cause into its calculus. [Reyes, supra at 441.]
Defendant urges this Court to adopt the balancing test set forth in Martin and Rondeau and reject the substantial trustworthiness test adopted by the Indiana Supreme Court in Reyes and by the Seventh Circuit Court of Appeals in Kelley. We decline defendant’s invitation to adopt either method for establishing the admissibility of hearsay evidence in this matter for two reasons. First, defendant failed to make a request to cross-examine Lisa Plummer or the protective services worker and, sеcond, defendant failed to object to any of *486 the alleged hearsay evidence that was admitted at the probation revocation hearing.
Before the application of a balancing test, the defendant must have objected to the introduction of hearsay evidence or made a request to cross-examine an adverse witness. See
United States v Stanfield,
360 US App DC 305, 319;
*487 In the present case, defendant failed to object to any-alleged hearsay testimony at the probation revocation hearing, and he did not request that the declarants be produced for purposes of cross-examination. In the absenсe of an objection or request for cross-examination, the trial court was not obligated to engage in either a balancing test or a substantial trustworthiness inquiry to determine the admissibility of hearsay testimony. Thus, on these facts, we decline defendant’s invitation to adopt a method for establishing the admissibility of hearsay testimony in a probation revocation hearing.
We further hold that defendant has failed to establish a plain error affecting his substantial rights under a due process analysis. To establish that his substantial rights were affected, defendant must establish an error affecting the triаl court’s decision that defendant violated his probation. Carines, supra at 763. We find no such error in this case.
A trial court must base its decision that a probation violation was proven on verified facts in the record.
Pillar, supra
at 270. The evidence, viewed in a light most favorable to the prosecution, must be sufficient to enable a rational trier of fact to find a probation violation by a preponderance of the evidence.
People v Ison,
Hearsay is generаlly defined as an out-of-court statement offered in evidence to prove the truth of the matter asserted. See MRE 801(c). A statement is an oral or written assertion, or nonverbal conduct intended as
*488
an assertion. MRE 801(a). In this case, Lisa Plummer did not testify at the probation violation hearing. Her statements were not offered to establish the truth of the matters asserted with respect to whether she knew that defendant was not to have contact with children under 16 years of age, or whether she knew if such contact was required to be supervised; rather, her statements were offered to demonstrate a state of mind that attempted to justify or explain contact between defendant and her children. Under traditional hearsay rules, a statement offered into evidence to demonstrate a person’s state of mind is not hearsay.
People v Fisher,
However, Hines testified that Lisa Plummer “admitted [defendant] had been there.” This testimony was clearly offered for the truth of the matter asserted, and it went to the heart of whether defendant violated the condition of his probation that he not have contact with children under 16 years of age. Unsworn verbal allegations аre generally the least reliable type of hearsay to establish a probation violation.
United States v Comito,
Contrary to defendant’s argument on appeal, hearsay evidence was not the sole evidence relied on by the trial court in finding that defendant violated his probation. Because Hines testified that she witnessed defendant leaving Lisa Plummer’s residence while two small children were inside, and the trial court must determine matters of credibility and the weight to give the evidence, we find that Hines’s testimony alone was sufficient to enable the trial court to find a probation violation by a preponderance of the evidence. Ison, supra at 66. Aсcordingly, we conclude that defendant has not established an error affecting the trial court’s decision that he violated his probation. Carines, supra at 763.
Affirmed.
Notes
There were several other conditions to defendant’s probation, but these conditions are not relevant to the issues presented in this appeal.
In a September 13, 2006, letter, Lisa Plummer wrote that she met defendant through their employment at Johnson Control and were strictly friends. She claimed that defendant provided transportation for her to medical appointments after she was diagnosed with M.S. and that “[defendant] has been honest with me since I meet [sic] him and always followed the rules of having no contact with my children.”
In Ritter, supra at 705-706, this Court similarly concluded that probation revocation deprives a probationer of the conditional liberty that is properly dependent on observance of the terms of the probation order, rather than the absolute liberty to which every citizen is entitled, and that a probationer in a probation revocation hearing is not entitled to the full range of due process rights associated with a criminal trial.
Defendant conceded during oral argument that no state or federal court that has examined this issue has applied Crawford to probation or parole revocation hearings.
