142 P. 495 | Cal. Ct. App. | 1914
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *783 A rehearing was granted that we might give consideration to an alleged special verdict that now appears in the corrected transcript but which was not before us at the former hearing. In relation to the said verdict the account presented by the record is as follows: "The jury returned into court. Judge Childs: Have you reached a verdict, gentlemen? Foreman: We have two verdicts and if the one is not legal we have another. The Court: You will pass it over. The foreman passed to the court a document which read as follows: 'We the jury find the defendant guilty of obtaining the signature of N. Giacomini on a certain promissory note under false pretenses but with no intention to *784 defraud said N. Giacomini of the amount. Wm. McAdoo, Foreman.' The Court: This does not find him guilty of anything. Foreman: Then we have this verdict: 'We the jury find the defendant guilty of the crime charged and leave to the mercy of the court.' The jury was then polled."
Appellant claims that the first of the foregoing constituted a special verdict within the contemplation of the following sections of the Penal Code: "The jury when they are in doubt as to the legal effect of the facts proved, may find a special verdict." (Sec. 1150.) "A special verdict is that by which the jury find the facts only, leaving the judgment to the court." (Sec.
It is argued by appellant that "This verdict contained all of the facts necessary to be found in an action for obtaining money or property by false pretenses. In such an action two material facts must appear — namely: false and fraudulent representations or pretenses whereby one defrauds another person of money, labor or property and that there was an intent at the time to defraud. This verdict finds the fact that the defendant obtained the signature of N. Giacomini to a promissory note under false pretenses and it also further finds that the defendant had no intention to defraud N. Giacomini."
The foregoing is not altogether accurate and contains only a partial truth, as an analysis of the information and of said verdict will clearly demonstrate. In the information it appears that by false representations the defendant induced said Giacomini to perform two separate acts, — namely, to execute or sign the note and to deliver it to said Bowman. It is manifest that if either one of these was superinduced by said fraudulent pretenses and thus appellant was enabled to obtain possession of said note to the prejudice of Giacomini the offense would be complete. It might be true that the signature was obtained without fraud but if the delivery was caused by false representations a verdict of guilty might follow. Thus it appears that no judgment could be based upon *785 the mere finding of the jury that the signature was obtained without any intention to defraud, because it leaves undetermined the character of the other vital element, the delivery of possession of the note.
The latter part of section
If the fraud, as alleged in the information, related only to the act of securing the signature of Giacomini, or if it was averred that by means of these false and fraudulent statements defendant had obtained the note and the jury had found that heobtained it without any intention to defraud — in either of these contingencies, of course, the case would be different.
But the so-called special verdict is radically defective in another respect. The jury found — not that Bowman had no intention to defraud Giacomini, or that he did not knowingly
make the false statements — but that he had no intention to defraud the latter "of the amount." While the expression is not very clear, the jury probably meant that Bowman had no intention of defrauding Giacomini of the amount of money that the latter might be called upon to pay by reason of the note. But Bowman, at the time he secured the signature of Giacomini, might fully have intended to pay the note himself and to save Giacomini harmless and yet this would not affect a single element of the crime. If defendant made the said false representations knowingly and with the intention of obtaining said note and he did thereby obtain the note to the prejudice of Giacomini he committed the crime whatever might have been his intentions as to his repayment of the money. The fraudulentintent contemplated by section
Manifestly no defense would be found in the claim that he fully intended at the time to make the aggrieved party whole, if a defendant, by means of false representations, knowingly secures the promissory note of another and thereby obtains credit to the prejudice of the maker.
In People v. Wieger,
One is defrauded of his property "when he is induced to part with it by reason of the false or fraudulent pretenses and representations and the offense is complete when by means of such false pretenses the fraud thereby intended is consummated by obtaining possession of the property sought." (People v. Bryant,
From the foregoing it follows that if the jury in said verdict had found specifically that the defendant was guilty as charged in the information it might have been properly entered as a verdict of conviction notwithstanding the concluding clause. Under the decisions, however, it must be held that the finding: "Guilty of obtaining the signature of N. Giacomini on a certain promissory note under false pretenses," *787 is not a sufficiently certain and definite response to the general issue to meet the requirement of the law.
In People v. Small,
In the Tilley case the verdict was: "We the jury in the above-entitled case, find the defendant, Chas. H. Tilley, guilty of receiving stolen property." It was held insufficient, principally for the reason that it did not appear in said verdict that he had knowledge that the property was stolen. So, in the said verdict here, in addition to other objections, there is no finding that the false pretenses were knowingly made and the said verdict is uncertain as to what were the false pretenses and the note is not identified as the one set out in the information.
Notwithstanding the foregoing infirmities, if said verdict had been legally declared and entered it would have been binding upon the court and defendant would have been entitled to his discharge. (People v. Small,
The said verdict having been neither general nor special, the duty of the court is prescribed in section
One other point strongly insisted upon by appellant on the rehearing is that the evidence is insufficient to justify the inference that defendant was not the owner of the bonds and he criticises the following statement in our former opinion herein: "There were no bonds on a Chicago bank or elsewhere in defendant's box" and "he had a deposit box in which he kept his corporation shares, but it contained no bonds." We are satisfied, however, after a re-examination of the record, that the foregoing is not only a reasonable but the only rational inference from the testimony of the witnesses Rice and Lauff, and we adopt, with slight modification, the views expressed in the original opinion as follows:
"At the close of the trial defendant moved the court to advise the jury to acquit defendant, which motion was denied. The point urged that the corpus delicti had not been proven was predicated of a failure to prove the falsity of the statements made by defendant with regard to the Chicago bank bonds. It is claimed that it was incumbent on the prosecution to prove that defendant did not own such bonds, of which, it is contended, there was no proof — citing People v. Simonsen,
"The principle of the two cases cited is the same — that the extrajudicial statements and admissions of the defendant are not alone sufficient. In the present case the implied findings of the jury do not rest upon the admissions of defendant as testified to by witnesses. The findings rest upon the false statements made to Giacomini by defendant as an inducement for the delivery to him of said note.
"Defendant was engaged in selling drugs, his store being in Crescent City. Giacomini was a man of advanced years and was engaged in farming some miles in the country. They were friends and on previous occasions Giacomini had assisted defendant financially in a small way. On July 28 or 29, 1912, defendant, being in earnest need of money for immediate use, went to his old friend at his farm to obtain relief. What occurred there was in the presence of Giacomini, his wife, his son, and a farm hand and was testified to by them.
"The testimony was that Giacomini, when first requested to sign the note, refused to do so; defendant urged upon him the importance of his signing so that he could get the money the next day on the note and, to aid him in his attempt to persuade Giacomini to sign, defendant called Mrs. Giacomini out of their house and urged her to have her husband execute the note; she promptly refused and said he must not sign; that they were old; their farm mortgaged; that their son was not in good health and had a large family and positively refused to consent. 'Q. What did Mr. Bowman say then? A. He told me to let him sign that note, that he had to have the money at Hegler's Bank, and that he had bonds that he got from Chicago that was worth three thousand eight hundred dollars. Q. What did he say that he had? A. Bonds that were worth three thousand eight hundred dollars. He said that Hegler said that he would not accept the bonds, and that he had to have some money there at the *790 bank. And I said that it is funny that he won't accept them. I said it is funny that Mr. Hegler won't do it if you have got them bonds there and they are good. It is funny to me. Q. What else did you say to Mr. Bowman about the bonds? A. He said that Hegler won't cash, or accept them bonds for cash. He said that they had to be sent back to Chicago to get them cashed. And I said, that it is funny if them bonds are good that he won't cash them, and he said that Hegler didn't know much about the bank business. Q. Mrs. Giacomini, did Mr. Bowman say to you, or in your presence anything about whose bonds those were? A. Yes, he said that they were his own bonds he had deposited there at Hegler's Bank, and that it was more than three thousand eight hundred dollars, and that when he got the money back from Chicago it would pay the note. Then he said when the money was back that my husband would be out of the note. Then I said, No again, that I don't want him to have anything to do with it. Q. When you speak of Mr. Hegler's Bank what bank do you mean? A. The Crescent City Bank. Q. What Hegler is it? A. We always call it Hegler's Bank. . . . Q. After that did your husband sign the note?. A. He made him believe that there was going to be no trouble and my husband signed the note. Q. What did your husband do with it? A. Then he handed it to Mr. Bowman. Q. To this man here (pointing to defendant)? A. Yes. Q. You saw that with your own eyes? A. Yes. Then he saw that I was mad. Because I didn't want to let him sign the note and Bowman said, "Don't be afraid; I tell you another thing, Mrs. Giacomini," he says, "if anything should happen inside of those two weeks until the money is back I will give you security in the drug store." Q. That was after the note was given? A. Yes, after the note was given, because I kicked against it all the time to sign the note.'
"Giacomini testified that he was induced to sign the note by defendant's representations, that he had in the Crescent City Bank bonds of a Chicago bank of the cash value of three thousand eight hundred dollars; that he 'depended on the bonds'; that after he had signed and delivered the note defendant said that he had shares in a drug store that he would give him as security. *791
"There was, we think, sufficient evidence to support the implied finding of the jury that defendant procured the note by means of the representation that he had at the time in the Crescent City Bank Chicago bank bonds of the cash value of three thousand eight hundred dollars and that the offered shares in defendant's drug store formed no part of the inducing cause to sign the note. Giacomini testified: 'Q. Did you believe the story that he told you about the Chicago bank bonds? A. That is the reason that I signed my name to the note because I believed him. I believed that he had the bonds. . . . Q. Do you remember whether Mr. Bowman said anything about O. B. Lauff going on the note? A. He mentioned Mr. Lauff and another man, but I didn't think of anything but the Chicago bonds; that is what I depended upon. . . . Q. Did you sign the note because Mr. Lauff was going on it? A. No.' Lauff did in fact sign the note and after Giacomini had paid it secured him to the extent of one-half its face. Defendant took the note to S.W. Rice, county treasurer, with whom defendant had some unexplained relation affecting the county funds. Rice delivered the note to Gamboni, the payee, who indorsed a certificate of deposit on the Crescent City Bank for the amount of the note and gave it to Rice who cashed it and paid the money into the county treasury. Defendant was not permitted to show that this was a transaction to make good the money improperly loaned by Rice from the county treasury, the court correctly holding that it furnished no defense for having obtained the note from Giacomini who knew nothing of defendant's financial relations with Rice. Indeed, defendant's representation was that he needed the money to pay to the bank. Rice testified that when defendant handed him the note he did not tell him 'how he came to get it; nor did he say anything about his promising to give Giacomini stock in his drug store as security. He gave me a key to his deposit box and told me to take bonds or stock or something out of it and give it to Mr. Giacomini when he called for it, but the nature of it I didn't know.' He testified that he took the package out of defendant's box and secured a box in Lauff's name, deposited the package in the box and gave him the two keys and this ended Rice's connection with the matter. A week or more later Giacomini received one of the keys from Lauff. The package referred *792 to was shares in a corporation formed by defendant to carry on the business of selling drugs and other merchandise. This package of shares remained in the box and was produced at the trial by Lauff. There were no bonds of a bank in Chicago or elsewhere in defendant's box. Mr. Hegler, cashier of the Crescent City Bank, testified that defendant left with him no bonds; that he had never spoken to him about cashing any bonds and he 'didn't know he had any,' and did not know that he ever had any bonds in the bank on deposit, but what he had in his deposit box he did not know.
"There was evidence that defendant formed a corporation, in February, 1912, with a capital stock of $15,000 divided into 150 shares of the par value of $100 each, 98 shares of which were issued to defendant and one share each to two other persons to qualify them as directors; that the object of the corporation was to carry on the drug business and probably it was defendant's intention to transfer his stock of drugs to this corporation. Mr. Parsons, secretary of the corporation, testified that it was the understanding that these shares were 'in payment for the drug store and the merchandise in it which he (defendant) then owned and which the corporation was then taking over.' There was no evidence other than this that there had been any transfer of the stock of drugs to the corporation or that the shares had any value; there was no evidence that it had transacted any business, other than to issue these shares, or that the drug store was thereafter conducted by the corporation. It was shown by the certificate of the secretary of state that the charter of the corporation was declared forfeited, November 30, 1912, for nonpayment of license-tax for the fiscal year ending June 30, 1913. An inventory of defendant's stock of goods was taken for his creditors, in December, 1912, showing a value of about $5,000, but whether these were creditors of the corporation or of defendant individually does not appear. This evidence as to these corporation shares and defendant's offer to give them to Giacomini as security was introduced as tending to rebut any evidence of an intention to cheat him. It is urged that defendant's offer to turn over his corporation shares as security is inconsistent with any intention to cheat or defraud his friend. Assuming *793 that these shares in fact had some value, which is not shown, the placing of them in the hands of Giacomini and Lauff would tend in some degree to negative evidence of fraudulent intent in the transaction and thus eliminate one of the elements necessary to constitute the crime involved. But the question of fraudulent intent was with the jury and was to be determined from all the circumstances in the case. The turning over of these shares as security after he had secured the note signed by Giacomini was not conclusive of the question of intent when he made the representations which induced Giacomini to sign and deliver the note.
"Nor does it seem to us that there was a failure to establish the falsity of the representations on which Giacomini acted. It is true there is no direct evidence that defendant did not own and have in the bank at Crescent City the bonds he claimed to have there. It was shown that the cashier of the bank had no knowledge of his having any bonds there. He had a deposit box in which he kept his corporation shares but it contained no bonds. He represented that the cashier had refused to cash them, from which it must be inferred that, if true, the cashier had some knowledge of them. But he testified that he had none. There was left then no source of proof to the prosecution but to examine the officers of every bank in Chicago. In establishing a negative, do the rules of law require more than was here shown? We think not. It is not always possible — indeed, it is generally impossible to prove an absolute negative and such proof as is available is generally circumstantial and inferential. Defendant did not testify nor did he offer any evidence tending to show that he ever owned the bonds or any bonds such as represented by him. Upon this point see 1 Wharton on Criminal Evidence, 10th ed., pp. 693, 694; 2 Wharton's Criminal Law, 11th ed., pp. 1615 and 1631. We have no hesitancy in holding that the proofs submitted by the prosecution were sufficient to support the inference that defendant had no such bonds.
"Defendant cites 19 Cyc. 395; Commonwealth v. Stevenson,
"It is urged that the court erred in admitting the certified copy of Compiled Statements of Domestic Corporations showing that, on November 30, 1912, the charter of the Bowman Pharmacy, the corporation above referred, to had been forfeited for nonpayment of a license-tax; that this evidence was offered to show that the shares of the corporation were valueless and was error because 'it bore directly upon the question of the intent of defendant in securing the complaining witness's signature to the promissory note he was afterwards compelled to pay.' It is true that the forfeiture declared by the secretary of state, under the statute, did not *795 have the effect to destroy the assets of the corporation or deprive the stockholders of their interest in such assets; it went no farther than to prevent the corporation from transacting business in the state. The directors, however, still retained the power, as we understand the statute, to settle the affairs of the corporation. It seems to us that, conceding error, it was without prejudice for the reason that there is no evidence that the corporation owned the drug store theretofore carried on by defendant, or that it owned any property or that the shares had any value.
"Witness Parsons, secretary of the corporation, was called by the prosecution and, over defendant's objection, was permitted to testify that, some time in June or July, 1912, defendant told witness the corporation 'had fallen through.' The objection was that 'it did not lie in the mouth of any person to dissolve a corporation,' which could be accomplished only by methods pointed out by statute. Defendant made no explanation of what he meant by the rather vague expression, 'fallen through.' For the reasons given respecting the certificate of the secretary of state, we cannot see that the evidence was prejudicial. If the stock had no value, a fact which if true must have been known to defendant, it is not apparent that offering it as security would go very far toward showing that he did not intend to cheat or defraud the person misled by him.
"Error is claimed of the first instruction given by the court for the reason that it states that 'any pretense sufficient to impose upon the person to whom it was made, if made with the intent to cheat or defraud him, if property is obtained thereby from such person, is sufficient.' The point made is that it omits the essential element that the pretense must be false or fraudulent. The first part of the instruction states 'that every person who knowingly and designedly by any false or fraudulent representations or pretenses defrauds any person of property and thereby obtains possession of the property,' etc. Reading the entire instruction as we must to get its meaning, we discover no merit in the point.
"The court gave the following instruction of which error is predicated: 'You are instructed that an intention to defraud is inferable from all the facts of the case and need not be substantially proven.' There is force in the criticism *796 that 'a fact in criminal law which is not substantially proven is not sufficiently proven. The testimony to prove this intention must be material and substantial and not slight.' If the instruction stood alone and unaided as indicative of the meaning of the court, there might be ground for assuming that it misled the jury into the belief that any degree of proof, however slight, would be sufficient. When read in connection with the instruction which follows the otherwise misleading feature is removed: 'The question of intent to cheat and defraud is one of fact for you to determine from all the evidence in the case. This intention need not be proven by direct and positive evidence, but it may be lawfully and properly inferred by you from all the facts and circumstances in evidence having reference to and bearing upon and tending to prove such intent, provided such evidence is sufficient to satisfy you of such intent beyond a reasonable doubt.'
"Full instructions were given upon the question of reasonable doubt; also as to all the elements entering into the alleged crime and the necessity or proof as to them beyond all reasonable doubt.
"The court instructed the jury as follows: 'You are instructed that it is not necessary that the prosecuting witness, N. Giacomini, should expressly testify that the false pretense induced him to act as he did. If you are fully satisfied beyond a reasonable doubt from the testimony of other witnesses in the case and from all the facts and circumstances in the case that the pretense induced the prosecuting witness to part with his property to defendant, that is sufficient to that extent.'
"It is objected that this is an instruction on a question of fact. The prosecuting witness testified expressly that the false pretense induced him to act as he did. The instruction simply means that this fact was capable of proof by testimony of other witnesses and from all the facts and circumstances in the case, which, we think, might properly be stated to the jury.
"Error is predicated of the following instruction: 'You are instructed that when the pretense made by the defendant is false, and known to be so by him, it is no defense that the *797 defendant intended or expected to pay for the property obtained when he was able to do so; and it is no defense that defendant J. P. Bowman himself received no money personally from the promissory note that he obtained from N. Giacomini if you believe beyond a reasonable doubt that J. P. Bowman intended to and did defraud N. Giacomini of same by the use and means of the false pretenses.'
"Defendant claims that the jury were thus told to disregard all testimony concerning the stock of the drug store and its offer by defendant to the prosecuting witness as security. We do not think that the jury could have understood from this instruction that they were to disregard any testimony. They were told many times in the course of the charge that they were to consider all the facts and circumstances. This instruction was designed to meet the phase of the case which showed that county treasurer Rice received the money for the note and placed it in the county treasury. Whether this amount had been borrowed by defendant from county funds does not clearly appear, but whatever the reason for his turning the note over to Rice the court very properly told the jury that it was no defense that defendant did not personally receive the money.
"Complaint is made of the following instruction: 'You are instructed that deception deliberately practiced for the purpose of securing an unfair advantage of another is fraud. Property obtained by such practice is obtained by fraud. A person deprived of his property by such means is defrauded.'
"It will not, of course, be contended that this instruction answers the requirement of section
"We may remark of the instructions that defendant offered 16 carefully prepared and covering the case quite fully and presumably as favorable to defendant as counsel felt justified in asking. They were all given with the exception of an unimportant amendment to one. The instructions given at request of the people have been examined. We feel quite convinced that defendant's rights were in no degree prejudiced by any instructions given and that he had the *798 benefit of full, clear and correct directions for the guidance of the jury.
"In the course of his address to the jury the special prosecutor stated: 'I know that J. P. Bowman is guilty of this crime. I know that he has defrauded a brother Mason, done it fraudulently and intentionally. And his brother Mason, N. Giacomini, has lost nineteen hundred dollars on this account.' And again: 'When a man breaks a law against his brother in the lodge — ah, gentlemen, does not that add something to it too? Does not that add cruelty to crime?
"It is contended that this was misconduct prejudicial to defendant's rights. There were some other statements not mentioned in defendant's brief to which objection was made at the time. There was no evidence that defendant and Giacomini were brother Masons or belonged to the same lodge of any society. The remarks of the prosecuting attorney were unwarranted and highly reprehensible. It does not appear that any one of the jurors belonged to a masonic or any other lodge. In stating that he knew that the defendant was guilty, the prosecuting attorney said: 'I want to say this, gentlemen, that according to this evidence, I know that J. P. Bowman is guilty,' etc. We do not think this statement presents the question of misconduct in the form condemned by the supreme court in People v. Valliere,
"Complaint is made that the reporter at the trial, in transcribing her notes taken at the preliminary examination, changed them by substituting the word 'on' for 'in' so that the testimony would read 'on a bank in Chicago,' referring to defendant's representation at the time he obtained the note. The matter was gone into at the trial with a view to correct the testimony and have it go to the jury thus corrected. We do not think defendant's claim was sustained. At any rate, the court had the right to accept the reporter's *799 explanation and other facts tending to sustain her statement that she made a mistake in her notes which she corrected when transcribing them and that there was no intention to change the testimony as given nor in fact any change."
The judgment and order are affirmed.
A petition to have the cause heard in the supreme court, after judgment in the district court of appeal, was denied by the supreme court on August 12, 1914.