People v. BowenPeople v. Bowen
- Reporters:
- , , ,
- Before:
- Freeman
Lead Opinion
delivered the opinion of the court:
Defendant, Andrew P Bowen, was charged with aggravated criminal sexual assault (
I. BACKGROUND
The incident giving rise to defendant’s conviction occurred in late spring or summer of 1992 while defendant was baby-sitting for D.M.E and her brother Donnie, then age four. D.M.E, age 7 at the time of trial, was found qualified to testify and was the State’s first witness. D.M.E testified that defendant used to baby-sit for her at her Aunt Vonnie’s house. She was unable to recall what he looked like, or her own age when the incident occurred, but believed she was in kindergarten at the time. D.M.E testified that on one occasion, while she and defendant were in the living room of Vonnie’s house, defendant pulled down his pants and underpants and told her to “suck his private part” and instructed her not to tell her mother. D.M.E testified that when this occurred, there were no other adults in the house, but that Donnie and Vonnie’s son Derrick were in another part of the house. D.M.E additionally testified that defendant “put his private part in [D.M.E’s] private part.” D.M.E indicated that she remembered a woman named Terri Allen and recalled talking to her about what happened; however, she could not recall a police officer named Rob Copley. On cross-examination, D.M.E acknowledged that she said “no” when Terri Allen had asked her whether someone had put something in her “butt.” D.M.E denied ever discussing the occurrence with her brother, but testified that she had spoken with her mother, Officer Copley, Terri Allen, and “Cathy” about it.
D.M.E’s mother, Mary, testified that defendant, whom the children referred to as “Bow” or “Andy Bow,” had baby-sat for D.M.E and Donnie on three occasions during May or June of 1992, while she attended classes. Two of these occasions were at the home of Mary’s friend Yvonne Tucker, or “Vonnie.” Mary testified that she had planned to get defendant to baby-sit a fourth time; however, she changed her mind when they had gone to pick defendant up, and D.M.E, upon seeing defendant approaching them, began crying and then “got hysterical.” Mary indicated that D.M.E calmed down later that night when she learned defendant was not going to baby-sit. After this incident, Mary ceased using defendant as a baby-sitter.
Mary testified that about one month after D.M.E had cried upon seeing defendant, Mary, D.M.E and Donnie were at a friend’s house watching cartoons when D.M.E suddenly revealed that “Andy Bow made her kiss his pee pee.” Mary indicated that after that, D.M.E became upset and said nothing further. Mary testified that she failed to report this incident to anyone, because the attack had occurred over a month before, and she was unsure anyone could do anything about it. Mary indicated that since that time, D.M.E had mentioned the incident on occasion, but always repeated the same sentence she sáid initially and never added any further information.
In January of 1995, D.M.E and Donnie were placed in foster care for circumstances unrelated to this case. On March 29, 1995, family-support worker Laura Rich-miller was driving the children for visitation with Mary when the children began arguing. Richmiller testified that Donnie said “so, [D.M.E], you licked [defendant’s] lizard,” to which D.M.E responded “so, he made me do it.” The following day, Richmiller reported the statement to her supervisors. Police officer Robert Copley testified that on March 31, 1995, he had two separate discussions with D.M.E concerning incidents between her and defendant: the first discussion took place at D.M.E’s foster home, and the second was conducted at the police station. The second
During Copley’s testimony, the videotape was admitted into evidence and played for the court. At its conclusion, Copley confirmed that it accurately reflected the entire statement taken from the child at the police station. On the videotape, D.M.P accurately distinguished between a “good touch” and a “bad touch” and identified relevant parts of the male and female anatomy using dolls. She also used the dolls to illustrate the various physical positions of her and defendant during the alleged abuse. D.M.P stated that “Andy Bow’.’ had given her a bad touch more than once, at Vonnie’s house and at another house. She could not recall precisely when it occurred, but stated that it was a long time ago. D.M.P stated that “Bow” had put his “area” in her mouth, in her “behind,” and in her “area.” D.M.P also insisted that “nothing came out” of Bow’s “area” at that time. When asked how many times this occurred, D.M.P responded 19 times. She indicated that her brother referred to a male “area” as a “lizard.”
On April 11, 1995, Copley brought defendant to the police station and apprised him of D.M.P’s allegation of sexual assault. Copley testified that defendant initially denied ever touching D.M.P other than to play games with her or change her diapers. Then, when confronted with D.M.P’s precise statements, defendant responded that he could not recall whether such events had occurred or not. On April 22, 1995, defendant returned to the station and gave a tape-recorded statement in which he acknowledged sexual contact between him and D.M.P In the tape defendant acknowledged baby-sitting for D.M.P on three occasions, including at Vonnie’s house. Defendant stated that during one of these times, he was stepping out of the shower when D.M.P grabbed his penis and put it in her mouth for a second. He stated that his penis was erect but that he did not ejaculate. Defendant indicated that on another occasion, D.M.P sat on his lap and “made a sled” by sliding up and down on his thighs and rubbing her “butt” against his penis. According to defendant, this occurred for about one or two minutes, before he removed D.M.P. from his lap. Defendant acknowledged it was possible that these events occurred in May 1992.
The defense presented the testimony of Vonnie Tucker and Theresa Sprinkle, a coworker of Tucker in May 1992, attempting to show that defendant did not baby-sit for D.M.P at the times claimed by the prosecution. According to Tucker, after she married in March of 1992, defendant no longer baby-sat for her children or Mary’s children in her home.
On appeal, the court first found there was sufficient evidence to support defendant’s conviction. The court then determined that the videotape of D.M.P’s statement was properly admitted under
II. ANALYSIS
As a preliminary matter we must rule upon a motion brought by the State and taken with this case. In his reply brief, defendant asks us to consider a statute from another state which he maintains is an “excellent example” of legislation that allows for
We first consider defendant’s contention that the videotape was erroneously admitted under section 115— 10. The State contends that defendant has waived his arguments on this issue because he failed to raise specific objections at trial and in his post-trial motion. See People v. Miller, 173 Ill. 2d 167, 191 (1996). Regardless of the waiver, however, we choose to address the merits of defendant’s contentions.
A. Statutory Construction
First, defendant argues that the plain language of
“(a) In a prosecution for a physical or sexual act perpetrated upon or against a child under the age of 13 ***, the following evidence shall be admitted as an exception to the hearsay rule:
(1) testimony by such child *** of an out of court statement made by such child *** that he or she complained of such act to another; and
(2) testimony of an out of court statement made by such child *** describing any complaint of such act or matter or detail pertaining to any act which is an element of an offense which is the subject of a prosecution for a sexual *** act perpetrated upon or against a child ***.
(b) Such testimony shall only be admitted if:
(1) The court finds in a hearing conducted outside the presence of the jury that the time, content, and circumstances of the statement provide sufficient safeguards of reliability; and
(2) The child *** either:
(A) testifies at the proceeding; or
(B) is unavailable as a witness and there is corroborative evidence of the act which is the subject of the statement.”725 ILCS 5/115 — 10 (West 1994).
Defendant argues that this section neither contemplates nor permits the introduction of corroborative statements in videotaped form because it does not expressly provide for such evidence. As support for this proposition, defendant contrasts
In applying rules of statutory construction, we strive to give effect to the legislature’s purpose in enacting the law. In order to facilitate this process, we endeavor to determine the objective the legislature intended to accomplish and the evils it sought to remedy. People v. Scharlau, 141 Ill. 2d 180, 192 (1990). Initially, we find the comparison of
The language of
B. Constitutionality of
Next, defendant argues that the court erred in admitting the videotaped statement when D.M.E had already testified at trial. He maintains that the evidence was repetitive and untrustworthy. Although defendant does not directly challenge the constitutionality of
In Bastien, this court addressed the constitutionality of former section 106A — 2 under the confrontation clause of the sixth amendment to the United States Constitution (
The Bastien court found that section 106A — 2 unnecessarily and impermissibly infringed upon a defendant’s confrontation rights by precluding contemporaneous cross-examination of the alleged child victim. In reaching this conclusion, the Bastien court first noted that there had been no individualized determination that the child would be traumatized by testifying to the sexual abuse at trial, or that the videotape procedure was otherwise necessary to protect the child’s well-being. See Coy v. Iowa, 487 U.S. 1012, 101 L. Ed. 2d 857, 108 S. Ct. 2798 (1988). The court then distinguished the case of California v. Green, 399 U.S. 149, 26 L. Ed. 2d 489, 90 S. Ct. 1930 (1970), which upheld a statute providing a hearsay exception for prior statements inconsistent with the declarant’s trial testimony, even though the statements were
We find that Bastien is not dispositive of this case, because of fundamental differences in both the provisions and purposes of
As stated above, a main function of former section 106A — 2 was to permit a child victim to testify by a recording and thereby shield him from having to relate the details of his story in the physical presence of the defendant and in the formality of a courtroom.
As we recently observed in Holloway, 177 Ill. 2d at 9, the hearsay exception of
The probative value of corroborating complaints in these cases, especially in videotaped form, has been widely recognized. Children may be subject to memory loss in the often prolonged period between the abuse and trial, and videotaping the child’s account of abuse at the earliest opportunity preserves the account while it is still fresh in the child’s memory; in addition, it allows for the examination of the conditions prevalent at the time of the child’s initial complaint. See J. Montoya, Something Not So Funny Happened on the Way to Conviction: The Pretrial Interrogation of Child Witnesses, 35 Ariz. L. Rev. 927, 940-41 (1993). A recording close in time to the first outcry, prior to any charges being filed, where feasible, also makes the statement less likely to be the
Since our decision in Bastien, the United States Supreme Court has had occasion to reiterate the requirements of the confrontation clause in the context of three cases involving the hearsay statements of child sexual abuse victims. See White v. Illinois, 502 U.S. 346, 116 L. Ed. 2d 848, 112 S. Ct. 736 (1992); Maryland v. Craig, 497 U.S. 836, 111 L. Ed. 2d 666, 110 S. Ct. 3157 (1990); Wright, 497 U.S. 805, 111 L. Ed. 2d 638, 110 S. Ct. 3139. The Court has long recognized that the clause guarantees neither an absolute right to face-to-face confrontation (Craig, 497 U.S. at 847, 111 L. Ed. 2d at 679-80, 110 S. Ct. at 3164), nor an absolute right to contemporaneous cross-examination (Green, 399 U.S. at 161-62, 26 L. Ed. 2d at 499, 90 S. Ct. at 1937; see also Dutton v. Evans, 400 U.S. 74, 80, 27 L. Ed. 2d 213, 222, 91 S. Ct. 210, 215 (1970)). Moreover, in cases involving firmly rooted hearsay exceptions, the out-of-court statement is considered so inherently trustworthy and probative that it is admissible under the confrontation clause regardless of whether the declarant will be available to testify. White, 502 U.S. 346, 116 L. Ed. 2d 848, 112 S. Ct. 736. Finally, the clause contemplates the opportunity for effective, but not perfect, cross-examination. Dutton, 400 U.S. 74, 27 L. Ed. 2d 213, 91 S. Ct. 210. Notwithstanding the literal meaning of the confrontation clause, the Court’s mission in construing it is to effect a balance between competing interests: advancing a practical concern for the accuracy and integrity of the truth-seeking process, against every jurisdiction’s strong interest in effective law enforcement. Ohio v. Roberts, 448 U.S. 56, 64, 65 L. Ed. 2d 597, 606-07, 100 S. Ct. 2531, 2538 (1980). Recognizing this, the Court restated its “general approach” to determining whether hearsay statements meet the requirements of the confrontation clause, as follows: the Court observed that the clause operates in two separate ways to limit the range of admissible hearsay. First, in conformance with the preference for face-to-face accusation, it establishes a “rule of necessity.” In the usual case, including cases where prior cross-examination has occurred, “ ‘the prosecution must either produce, or demonstrate the unavailability of, the declarant whose statement it wishes to use against the defendant.’ ” Wright, 497 U.S. at 814, 111 L. Ed. 2d at 651-52, 110 S. Ct. at 3146, quoting Roberts, 448 U.S. at 65, 65 L. Ed. 2d at 607, 100 S. Ct. at 2538. Second, when a witness is proven to be unavailable, his statement may be admitted only if it bears sufficient “indicia of reliability.” Reliability may be inferred without further proof where the statement falls within a firmly rooted hearsay exception. In other cases, however, the evidence must be excluded, “ ‘at least absent a showing of particularized guarantees of trustworthiness.’ ” Wright, 497 U.S. at 814-15, 111 L. Ed. 2d at 651-52, 110 S. Ct. at 3146, quoting
Many recent cases hold that the concerns of the confrontation clause are satisfied as long as the hearsay declarant, the alleged child victim, actually appears in court and testifies in person, and the trial furnishes an opportunity for effective cross-examination. See, e.g., United States v. N.B., 59 F.3d 771, 775 (8th Cir. 1995), citing Dolny v. Erickson, 32 F.3d 381, 385 (8th Cir. 1994); Story v. Collins, 920 F.2d 1247, 1255 (5th Cir. 1991); Jones v. Dugger, 888 F.2d 1340, 1342-43 (11th Cir. 1989) (statement by videotape); Perez, 536 So. 2d at 209. Such a conclusion would appear to find support in the analysis in Green, 399 U.S. at 161, 26 L. Ed. 2d at 499, 90 S. Ct. at 1936, where the Court pointed out that “none of our decisions interpreting the Confrontation Clause requires excluding the out-of-court statements of a witness who is available and testifying at trial.” Testimony at trial enhances the reliability of the statement by allowing for direct confrontation. Cf. Craig, 497 U.S. at 846-47, 111 L. Ed. 2d at 679, 110 S. Ct. at 3164. Moreover, several courts have upheld the admission of out-of-court statements by a child witness even though the child testified to substantially the same events at trial. See, e.g., Jones, 888 F.2d 1340 (following Green); N.B., 59 F.3d 771; see also United States v. Shaw, 824 F.2d 601, 609-10 (8th Cir. 1987). Other courts, on the other hand, decline to find such hearsay statements sufficiently reliable to preserve the right to confrontation, even though the child is available to testify at trial. See State v. Pilkey, 776 S.W.2d 943 (Tenn. 1989).
Defendant also argues that D.M.E’s videotaped statement was largely cumulative of her trial testimony. Although, as could be expected, some duplication did exist, there were also significant distinctions. In the videotape, D.M.E provided greater detail concerning the offense, identifying her and defendant’s actions using male and female dolls. There were also inconsistencies in D.M.E’s two accounts, including her assertion in the tape that defendant had put his “area” in her “behind,” which was not repeated at trial. We believe that defendant had . ample opportunity to explore these and other inconsistencies effectively on cross-examination.
C. The Videotape’s Reliability
Defendant suggests that the videotape was unreliable because it included some allusive questioning. He does not identify any particular inquiries he believes were subjective or manipulative, and we, having reviewed the tape, fail to discern any such questions. We review the admission of evidence under
Our central concern in this case was that the sexual assault of D.M.E occurred around May of 1992, and her videotaped
The dissent by Justice McMorrow in this case points to a prior dissent in People v. Kerwin, 159 Ill. 2d 436, 454-55 (1994) (McMorrow, J., dissenting), in support of the proposition that
Defendant also argues that the evidence failed to prove him guilty of oral penetration upon D.M.E beyond a reasonable doubt. In particular, defendant asserts that D.M.E was only three years old when the alleged abuse occurred, that D.M.E and Mary could not pinpoint the month of the offense, and that there were missing details and inconsistencies in D.M.E’s statement and testimony concerning the abuse. However, we find that these inconsistencies, which were brought out in defendant’s cross-examination, were relatively minor and bore only upon the weight to be afforded the child’s testimony. See Wittenmyer, 151 Ill. 2d 175. We disagree with the assertion that Mary failed to establish the approximate date of the occurrence, and find that there was ample evidence, including from the testimony of defendant himself, demonstrating that the abuse occurred in May of 1992. Defendant has failed to show that the evidence was so improbable or unsatisfactory that it warranted reversal of his conviction. See People v. Eyler, 133 Ill. 2d 173, 191 (1989). Thus, his claim fails.
III. CONCLUSION
Based upon the above analysis, we affirm the judgment of the appellate court.
Affirmed.
Dissenting Opinion
dissenting:
I dissent. I agree with Justice McMorrow that the language of
JUSTICE NICKELS joins in this dissent.
Dissenting Opinion
also dissenting:
I respectfully dissent. I believe that the rules of statutory construction compel a finding that videotaped statements are not permitted under
I. Statutory Construction
Nowhere in the text of
The majority states that comparisons of
Section 106A — 2 allowed a trial court to order the videotaping of the statements or testimony of child victims of specified sexual offenses. Ill. Rev. Stat. 1987, ch. 38, pars. 106A — 1, 106A — 2 (repealed by Public Act 87 — 345, eff. January 1, 1992). As this court stated in People v. Bastien, 129 Ill. 2d 64, 70 (1989), the purposes underlying section 106A — 2 were to protect child witnesses from the potential trauma of testifying in open court and to compensate for the fear, confusion and forgetfulness that frequently impede a child’s ability to testify in open court. Decisions construing
II. Constitutionality of
My objection to the majority’s overly expansive reading of
In Bastien, we determined the constitutionality of section 106A — 2 (Ill. Rev. Stat. 1987, ch. 38, par. 106A — 2 (repealed by Public Act 87 — 345, eff. January 1, 1992)). That statute allowed a trial court to order the videotaping of the statement or testimony of a child victim of a sexual assault. Bastien, 129 Ill. 2d at 68-69. Section 106A — 2 permitted counsel for both parties to be present as the child testified, but only the state’s counsel could question the victim, and counsel could not use leading questions. Bastien, 129 Ill. 2d at 69. The defendant could also attend the recording session and the court could rule on evidentiary objections. Bastien, 129 Ill. 2d at 69; Ill. Rev. Stat. 1987, ch. 38, par. 106A — 2(a). Further, section 106A — 2 allowed introduction of the videotape into evidence provided, inter alia, the child was available to testify at trial, subject to cross-examination by the defendant or the defendant’s attorney. Bastien, 129 Ill. 2d at 69.
This court found section 106A — 2 unconstitutional. Bastien, 129 Ill. 2d at 77. The court ruled that section 106A — 2 deprived defendant of the right to confrontation by effectively prohibiting contemporaneous cross-examination of the child witness. Bastien, 129 Ill. 2d at 77. The Bastien court recognized that several months could elapse between the videotaping and the trial. Bastien, 129 Ill. 2d at 77. “During that time, the child undoubtedly will have contact with the prosecutor and the relatives who, consciously or unconsciously, may influence the child” (Bastien, 129 Ill. 2d at 77), with the result that any false testimony captured on tape will “ ‘harden and become unyielding to the blows of truth.’ ” Bastien, 129 Ill. 2d at 76-77, quoting California v. Green, 399 U.S. 149, 159, 26 L. Ed. 2d 489, 497-98, 90 S. Ct. 1930, 1935-36 (1970). Additionally, the court found no justification for reliance on videotaped testimony of a child if the statute also mandated that the child be available for trial and cross-examination at trial. Bastien, 129 Ill. 2d at 78. From an evidentiary standpoint, the testimony captured on videotape was far inferior to live testimony at trial. Bastien, 129 Ill. 2d at 78.
Notably, too,
“ ‘Cross-examination often depends for its effectiveness on the ability of counsel to punch holes in a witness’ testimony at just the right time, in just the right way. *** [C]rossexamination of a witness who is uncounseled between direct and cross-examination is more likely to lead to the discovery of truth than is cross-examination of a witness who is given time to pause and consult with his attorney.’ ” Bastien, 129 Ill. 2d at 79, quoting Perry v. Leeke, 488 U.S. 272, 282, 102 L. Ed. 2d 624, 635, 109 S. Ct. 594, 601 (1989). The majority contends that comparisons to Bastien
are inapposite since section 106A — 2 allowed admission of videotape in lieu of a child’s testimony, while
The majority also compares
While the “totality of the circumstances” test undoubtedly expands the scope of testimony admissible without breach of the confrontation clause, I believe that blind adherence to that rule can create anomalies like the one that confronts us today. The hearsay “exception” articulated in
Lastly, the majority’s opinion neglects to cure a dilemma I recognized in People v. Kerwin, 159 Ill. 2d 436, 453-55 (1994) (McMorrow, J., dissenting), and which has repeated itself here. In Kerwin, this court affirmed the defendant’s conviction on three counts of aggravated sexual assault of a child. I concluded in dissent that defendant received ineffective
Additionally, I noted in Kerwin that the State “enjoyed the advantage of having [the victim] ‘testify’ twice; once in the courtroom, under oath and subject to contemporaneous cross-examination, and then again in the form of the lengthy, open-ended format of the [videotaped interviews].” Kerwin, 159 Ill. 2d at 455 (McMorrow, J., dissenting). The unsworn statements recorded on video were the product of sometimes leading questions and were not tested by contemporaneous cross-examination or by objections. Kerwin, 159 Ill. 2d at 455 (McMorrow, J., dissenting). The videotape in Kerwin “injected a layer of cumulative and repetitive details *** not elicited in accordance with courtroom procedure.” Kerwin, 159 Ill. 2d at 455 (McMorrow, J., dissenting).
In the- case before us, the testimony introduced by video was in substantial and material part cumulative of D.M.E’s testimony on the witness stand. Elicited without any of the procedural safeguards normally attending testimony in an adversarial proceeding, the admission of recorded statements served only to add, unfairly, heft to the State’s case and to violate defendant’s constitutional rights.