THE PEOPLE, Plаintiff and Respondent, v. ALAN MARK BOULERICE, Defendant and Appellant.
No. H007750
Sixth Dist.
Apr. 9, 1992
463
[Opinion certified for partial publication.*]
COUNSEL
Dallas Sacher, under appointment by the Court of Appeal, for Defendant and Appellant.
Daniel E. Lungren, Attorney General, George Williamson, Chief Assistant Attorney General, John H. Sugiyama, Assistant Attorney General, Ronald E. Niver and Bruce Ortega, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
PREMO, J.—After receiving a prison term for his second felony indecent exposure conviction, Alan Mark Boulerice appeals, contending that the jury
1. FACTS
On March 20, 1990, over the course of the afternoon, 21-year-old Brooklyn Stover, an employee at Shopper‘s Corner Market in Santa Cruz, had been in and out of the parking lot retrieving shopping carts. She saw a car parked in the lot for about an hour. At one point, appellant was sitting in the driver‘s seat. When she passed near it about 3:45 p.m., however, appellant was sitting in the backseat with no pants on. His penis was erect and he was “[k]ind of playing with it.” Annoyed and bothered, she called the police. Officer Jim Connor arrived 10 minutes later, approached the car and saw appellant, who was wearing a white T-shirt and shorts, sitting on the left side of the backseat near the only open window, masturbating. When Connor and appellant “made eye contact, [appellant] immediately put his penis back in his shorts and attempted to cover himself.”
Appellant was charged with indecent exposure (
Appellant was convicted of the charge at jury trial. He waived jury trial on the prior convictions, and the court found one of the allegations true. The others were dismissed. The court found a violation of probation in CR-1945.
Appellant was sentenced to three years in state prison: the midterm of two years on the charge, one year consecutive for the prior conviction, and two years concurrent for the violation of probation. This appeal ensued.
2. CONTENTIONS ON APPEAL
Appellant contends first, that the provision of Proposition 115 which prohibits defendants in criminal cases from asking questions of prospective
3. JURY SELECTION PROCEDURES
Appellant complains that the jury selection procedures of Proposition 115 violate the equal protection clauses of the United States and California Constitutions by allowing litigants in civil cases greater latitude in questioning potential jurors than litigants in criminal cases.
Section 6 of Proposition 115 repealed former section 223 of the
Jury selection by civil litigants is now governed by
“The Equal Protection Clause of the
Similarly,
Neither the federal nor the state equal protection clause denies the state the power to treat different classes of persons in different ways; however, both clauses deny the state the power to legislate that different treatment be accorded to persons placed by statute into different classes on the basis of сriteria wholly unrelated to the object of the statute. (Eisenstadt v. Baird (1972) 405 U.S. 438, 446-447 [31 L.Ed.2d 349, 358-359, 92 S.Ct. 1029]; accord, Hardy v. Stumpf (1978) 21 Cal.3d 1, 8 [145 Cal.Rptr. 176, 576 P.2d 1342].)
“[T]he proponent of an equal protection claim must demonstrate that the challenged state action results in disparate treatment of persons who are similarly situated with regard to a given law‘s legitimate purpose.” (People v. Raszler (1985) 169 Cal.App.3d 1160, 1167 [215 Cal.Rptr. 770].)7
(a) Level of Scrutiny
“The first step in evaluating this contention is to determine the applicable level of judicial review. In Curtis v. Board of Supervisors (1972) 7 Cal.3d 942 . . . , we explained that: ‘[T]his court and the United States Supreme Court apply a two-level test. [Citation.] In the typical equal protection case the classification need only bear a rational relationship to a conceivable lеgitimate state purpose; “[on] the other hand, in cases involving ‘suspect classifications’ or touching on ‘fundamental interests,’ . . . the court has adopted an attitude of active and critical analysis, subjecting the classification to strict scrutiny. [Citations omitted.] . . . Under the
Both the United States and the California Supreme Courts have recognized that not every limitation or incidental burden on a fundamental right is subject to the strict scrutiny doctrine. Whеn the regulation merely has an incidental effect on the exercise of protected rights, strict scrutiny is not applied. The doctrine is applied only when there exists a real and appreciable impact on, or a significant interference with, the exercise of a fundamental right. (Lucas v. Superior Court (1988) 203 Cal.App.3d 733, 738 [250 Cal.Rptr. 76].)
In rеgard to jury selection, both federal and state courts have held that “voir dire is not of constitutional dimension[; therefore], limitations affecting peremptory challenges need not be reviewed with the close scrutiny reserved for encroachments on the fundamental rights of an accused.” (U.S. v. Scarfo (3d Cir. 1988) 850 F.2d 1015, 1021.) The right to voir dire is not a constitutional right but is a means to achieve the end of an impartial jury. (People v. Bittaker (1989) 48 Cal.3d 1046, 1086 [259 Cal.Rptr. 630, 774 P.2d 659].)
In addition, the peremptory challenge is a statutory privilege, limited only by the necessity of having an impartial jury. (People v. Ainsworth (1988) 45 Cal.3d 984, 1005 [248 Cal.Rptr. 568, 755 P.2d 1017].) Consequently, there is no constitutional right to any particular manner of conducting the voir dire and selecting a jury so long as such limitations as are recognized by the settled principles of criminal law to be essential in securing impartial juries are not transgressed. (Haith v. United States (E.D.Pa. 1964) 231 F.Supp. 495, 498 quoting Pointer v. United States (1894) 151 U.S. 396, 407-408 [38 L.Ed. 208, 213-214, 14 S.Ct. 410].)
Since the enactment challenged here does not touch on a fundamental right or involve a suspect classification, we conclude that the rational relationship test is appropriate.
(b) The Limitation
Proposition 115 was a remedial measure enacted in June 1990 to make “comprehensive reforms . . . in order to restore balance and fairness to our criminal justice system.” (Ballot Pamp., Proposed Amends. to Cal. Const. with arguments to voters, Gen. Elec. (June 5, 1990) Text of Proposed Law, Prop. 115, § 1, subd. (a), p. 33.) The voters expressly found “that it is necessary to reform the law as developed in numerous California Supreme Court decisions and as set forth in the statutes of this state. These decisions
At the time Proposition 115 was enacted, all litigants enjoyed similar jury selection procedures. In 1988, The Trial Jury Selection and Management Act had been added to the Code of Civil Procedure. (§ 190 et seq.) It brought together in one code all provisions affecting both civil and criminal trial juries.10 Examination of prospective jurors by civil litigants remained governed only by California Rules of Court, rules 228 and 516.11 Criminal litigants were also subject to rule 228 as well as to statutory provisions
Both civil and criminal litigants were allowed to voir dire in aid of the exercise of peremptory challenges. “From 1912 to 1981 . . . the law in Califоrnia under People v. Edwards [(1912) 163 Cal. 752 (127 P. 58)] did not permit questions designed solely to obtain information upon which to base the exercise of a peremptory challenge.” (DeFalla, Voir Dire for California‘s Civil Trials; Applying the Williams Standard (1988) 39 Hastings L.J. 517, 524.) However, that right was given to criminal defendants in People v. Williams (1981) 29 Cal.3d 392 [174 Cal.Rptr. 317, 628 P.2d 869], and to civil litigants in Holley v. J & S Sweeping Co. (1983) 143 Cal.App.3d 588 [192 Cal.Rptr. 74].
Former section 223 did not declare that criminal litigants had a right to propound such questions, but did provide that “(4) The attorneys’ need, under the circumstances, for information on which to exercise peremptory challenges intelligently” was one criterion for the court to consider in exercising its discretion and control with respect to voir dire. (See Stats. 1988, ch. 1245, § 2, p. 4149.) Shortly after the enactment of Proposition 115, the Legislature codified the right of civil litigants to examine prospective jurors in aid of the exercise of peremptory challenges in section 222.5.
For criminal litigants now,
The “federal system” was approved for use in California in civil cases in 1967 (Rousseau v. West Coast House Movers, supra, 256 Cal.App.2d 878), and for criminal cases in 1973 (People v. Crowe (1973) 8 Cal.3d 815 [106 Cal.Rptr. 369, 506 P.2d 193]).
If there is sufficient questioning to produce some basis for a reasonably knowledgeable exercise of the right of challenge, voir dire by the trial judge alone does not deprive a defendant of the right to adequate voir dire under the
(c) The Basis for the Classification
At oral argument, appellant asserted that before а legislative body could create a classification, an evidentiary basis for the classification must be shown. Specifically, he contends that there must be some proof that criminal but not civil litigants would abuse the right to ask questions during voir.
Appellant relies on Craig v. Boren (1976) 429 U.S. 190 [50 L.Ed.2d 397, 97 S.Ct. 451] and Plyler v. Doe, supra, 457 U.S. 202, for this proposition. Both are cases in which the United States Supreme Court applied a heightened level of scrutiny. (See ante, fn. 8.)
In Craig v. Boren, the court stated that “the gender-based difference [in Oklahoma‘s 3.2 percent beer sales statutes must] be substantially related to achievement of the statutory objective.” (429 U.S. at p. 204)
The scrutiny applied in these cases involved considerations which are irrelevant under the deferential rational relationship test, where thе classification need bear only a rational relationship to any legitimate purpose of which the court can conceive. “In the absence of invidious discrimination . . . a court is not free under the aegis of the Equal Protection Clause to substitute its judgment for the will of the people of a State as expressed in [its] laws. . . .” (Parham v. Hughes (1979) 441 U.S. 347, 351 [60 L.Ed.2d 269, 274-275, 99 S.Ct. 1742].) “So long as the state purpose upholding a statutory class is legitimate and nonillusory, its lack of primacy is not disqualifying.” (McGinnis v. Royster (1973) 410 U.S. 263, 276 [35 L.Ed.2d 282, 292, 93 S.Ct. 1055].)
Consequently, a claim such as appellant‘s, that the People bear the burden of establishing a basis for the classification, is valid only if the classifications are among those considered suspect or result in the impairment of a fundamental interest of one of the classes. Under the rational relationship test, which we have determined to be appropriate here, the legislative “‘classification need only bear a rational relationship to a conceivable legitimate state purpose.‘” (Fullerton Joint Union High School Dist. v. State Bd. of Education, supra, 32 Cal.3d at p. 799, citations omitted.)
(d) Rational Relationship
Finally, appellant asserts that no matter how loftily the goals of Proposition 115 are stated, the real purpose of the enactment was to “invidiously discriminate against criminal defendants.”
We reject that assertion.
Proposition 115 was enacted to restore balance аnd fairness to the criminal justice system and create a system in which justice is swift and fair by reforming the law as it had recently been developed in court decisions and
These goals are not new. Periodic jury selection procedure reforms have addressed the same problems, for the same reasons, and have been acknowledged as valid by our courts.
After voir dire became the primary responsibility of the trial judge in 1927, our Supreme Court stated: “[T]he purpose of the enactment [
Nevertheless, the actuality of jury selection remained unsatisfactory. In 1971, it was still “commonplace knowledge that there have been extensive abuses by counsel on voir dire examination by engaging in tedious and time-wasting questions, which are seemingly interminable and repetitious and designed in many instances to accomplish purposes other than the legitimate objects of a reasonable voir dire examination. The necessity of eliminating huge case backlogs, of obtaining effective and productive dispatch of court business, of avoiding expense and wasted court time, of maintaining public confidence in our court system, and of not wasting the time and energy of jurors, dictates that such wearisome, time-wasting abuses be eliminated.” (People v. Adams (1971) 21 Cal.App.3d 972, 979 [99 Cal.Rptr. 122].)
There is no doubt that trial court delays for both civil and criminal litigants have been and are perceived as a significant problem. Nevertheless, in enacting legislation, neither the Legislature nor the
Proposition 115 is another attempt to balance competing interests. As articulated by our courts in the past, these include the interests of the parties in trying their case before a fair and impartial jury, the interest of the jurors in conserving their time and energies and avoiding unwarranted intrusion into their personal affairs, the interest of the general public in encouraging its citizens to serve as jurors and in avoiding the expense of wasted court time, the interest of other litigants in the availability of court facilities, and the interest of the trial court in effectivе and productive dispatch of its business. (Rousseau v. West Coast House Movers, supra, 256 Cal.App.2d at p. 885.) To these, Proposition 115 adds the interest of victims and witnesses in the timely resolution of the issues.
The California constitutional guarantee of a jury trial “does not require adherence to the letter of common law practice, and new procedures better suited to the efficient administration of justice may be substituted if there is no impairment of the substantial features of a jury trial.” (Dorsey v. Barba (1952) 38 Cal.2d 350, 356 [240 P.2d 604].)
The establishment of different procedures for different classes, both allowing participation by the parties in the selection of a fair and impartial jury, does not create a “dual court system.” (Cf. Crawford v. Los Angeles Board of Education (1982) 458 U.S. 527, 542 [73 L.Ed.2d 948, 959, 102 S.Ct. 3211].) “[H]aving gone beyond the rеquirements of the Federal Constitution, the State was free to return in part to the standard prevailing generally throughout the United States.” (Ibid.)
Appellant‘s challenge is rejected.
6. DISPOSITION
The judgment is affirmed.
Cottle, Acting P. J., concurred.
CAPACCIOLI, J., Concurring.—I concur in the result and in most of the majority opinion. However, with respect to those portions of the opinion dealing with jury selection procedures, I concur in the result only, for the reasons expressed in People v. Leung, post, page 482 [7 Cal.Rptr.2d 290], filed simultaneously with this opinion.
Appellant‘s petition for review by the Supreme Court was denied June 18, 1992.
*See footnote, ante, page 463.
Notes
“General disqualification” is defined as: “A want of any of the qualifications prescribed by [the Code of Civil Procedure] to render a person competent as a juror[,]” and “[a] loss of hearing, or the existence of any other incapacity . . . [which renders a person] incapable of performing the duties of a juror . . . without prejudicе to the substantial rights of the challenging party.” (
“A challenge for implied bias may be taken for one or more of the following causes . . . :
[¶](a) Consanguinity or affinity within the fourth degree to any party, to an officer of a corporation which is a party, or to any alleged witness or victim in the case at bar.
“(b) Standing in the relation of, or being the parent, spouse, or child of one who stands in the relation of, guardian and ward, conservator and conservatee, master and servant, employer and clerk, landlord and tenant, principal and agent, or debtor and creditor, to either party or to an officer of a corporation which is a party; or being a member of the family of either party; or a partner in business with either party; or surety on any bond or obligation for either party, or being the holder of bonds or shares of capital stock of a corporation which is a party; or having stood within one year previous to the filing of the complaint in the action in the relation of attorney and client with either party or with the attorney for either party. A depositor of a bank or a holder of a savings account in a savings and loan association shall not be deemed a creditor of that bank or savings and loan association for the purpose of this paragraph solely by reason of his or her being a depositor or account holder.
“(c) Having served as a trial or grand juror or on a jury of inquest in a civil or criminal action or been a witness on a previous or pending trial between the same parties, or involving the same specific offense or cause of action; or having served as a trial or grand juror or on a jury within one year previously in any criminal or civil action or proceeding in which either
“Another possible goal might be to spare potential jurors the embarrassment of answering very personal questions in a public forum. While it is true that the potential for embarrassing questions may be greater in criminal cases than in civil cases, no studies have ever been made to demonstrate that. In any event, embarrassing questions are frequently asked in civil cases as well. Furthermore, a potential juror also has the right in bоth types of litigation to demand an in camera examination. While avoiding undue embarrassment of potential jurors is a laudable goal, it cannot form a rational basis for a distinction between civil and criminal litigants.
“A possible concern of the proponents of Proposition 115 may have been to make it difficult for defendants in criminal cases to develop adequate grounds for a challenge for cause. It is no secret that defendants raise more challenges for cause than do prosecutors and that most challenges are based upon factors that work against the defense [such as a bias in favor of the сredibility of the police, personal experiences as the victim or relative or friend of a victim of the same or a similar crime, doubts about the fairness of the criminal justice system, antipathy towards the rights of suspects, and so on]. If this was the purpose underlying Proposition 115, it was an unlawful one. (Parr v. Municipal Court (1971) 3 Cal.3d 861, 864 [92 Cal.Rptr. 153, 479 P.2d 353]; laws that are de facto hostile to a certain group violate the equal protection clause.)”
In addition, intermediate levels of scrutiny have been found appropriate. (See, Tribe, American Constitutional Law, supra, §§ 16-3, 16-26, pp. 1444, 1564 [positing a “heightened lower level” scrutiny and an “intermediate” scrutiny]; see also Adoption of Kelsey S. (1992) 1 Cal.4th 816 [4 Cal.Rptr.2d 615].) In analyzing this complex area, Professor Laurence H. Tribe explains: “Broadly speaking, there are two circumstances that trigger heightened scrutiny. The first involves infringement of ‘important‘, although not neсessarily ‘fundamental‘, rights or interests.” (Tribe, American Constitutional Law, supra, § 16-33, p. 1610, fn. omitted.) Examples of rights triggering intermediate scrutiny include education (Plyler v. Doe (1982) 457 U.S. 202 [72 L.Ed.2d 786, 102 S.Ct. 2382]), although under the
“A second broad circumstance in which intermediate review has been triggered involves government‘s use of sensitive, although not necessarily suspect, criteria of classification.” (Tribe, American Constitutional Law, supra, § 16-33, at p. 1613, fn. omitted.) Such criteria have included alienage (Plyler v. Doe, supra, 457 U.S. 202; Hampton v. Mow Sun Wong, supra, 426 U.S. 88), gender (Reed v. Reed (1971) 404 U.S. 71 [30 L.Ed.2d 225, 92 S.Ct. 251]), and mental retardation (Cleburne v. Cleburne Living Center, Inc., supra, 473 U.S. 432). (See generally Tribe, American Constitutional Law, supra, § 16-33, at pp. 1613-1618.) Professor Tribe notes that “[s]ome cases of intermediate review combine sensitive criteria of classification with important liberties or benefits.” (Id. at p. 1613, fn. 22.)
“(b) In order to address these concerns and to accomplish these goals, we the people further find that it is necessary to reform the law as developed in numerous California Supreme Court decisions and as set forth in the statutes of this state. These decisions and statutes have unnecessarily expanded the rights of аccused criminals far beyond that which is required by the United States Constitution, thereby unnecessarily adding to the costs of criminal cases, and diverting the judicial process from its function as a quest for truth.
“(c) The goals of the people in enacting this measure are to restore balance to our criminal justice system, to create a system in which justice is swift and fair, and to create a system in which violent criminals receive just punishment, in which crime victims and witnesses are treated with care and respect, and in which society as a whole can be free from the fear of crime in our homes, neighborhoods, and schools.
“(d) With these goals in mind, we the рeople do hereby enact the Crime Victims Justice Reform Act.” (Ballot Pamp., Proposed Amends. to Cal. Const. with arguments to voters, Gen. Elec. (June 5, 1990) Text of Proposed Law, Prop. 115, p. 33.)
Immediately prior to the enactment of Proposition 115, rule 228 commenced: “This rule applies to all civil jury trials and to all criminal jury trials, except as provided in
