106 Misc. 2d 522 | New York County Courts | 1980
OPINION OF THE COURT
These defendants have moved this court for the following relief: dismissal of all charges because (1) the courts of the State of New York lack jurisdiction over (Mohawk) Indians, (2) the charges are the result of “selective and persecutorial prosecution”, and (3) in the interests of justice; dismissal of such of the charges as are not supported by sufficient evidence ;• inspection of the Grand Jury minutes; bill of particulars; multifaceted discovery.
I. JURISDICTION
A. STATUS OF INDIAN TRIBES
Indian tribes, contrary to the defendants’ assertions, are no longer sovereign bodies or nations, that is, they are “no longer ‘possessed of the full attributes of sovereignty’ ”
B. VALIDITY OF SECTION 232 OF TITLE 25 OF THE UNITED STATES CODE
As noted in the Wheeler case, Congress possesses plenary power over Indian tribes by virtue of their dependent status. Included within this plenary power is the exercise of Federal criminal jurisdiction over Indians. In the cases of certain groups of States, Congress delegated, or in some cases proffered, this power to them in 1953 (see Pub L 83-280 [67 Stat 588]; Washington v Yakima Indian Nation, 439 US 463). In the State of New York’s case, however, Federal criminal jurisdiction was specifically ceded to it
The defense argues, however, that section 232 is invalid because (1) Congress did not specifically say it intended, via section 232, to abrogate any treaty (les) and, in the alternative, (2) unilaterally abrogating treaty rights violates international law. As to (1), the Supreme Court addressed this point in Washington v Yakima Indian Nation (supra, p 478, n 22) when it said: “the argument made by the Tribe is tendentious. The treaty right asserted by the Tribe is jurisdictional. So also is the entire subject-matter of Pub. L. 280. To accept the Tribes’s position would be to hold that Congress could not pass a jurisdictional law of general applicability to Indian country unless in so doing it itemized all potentially conflicting treaty rights that it wished to affect. This we decline to do. The intent to abrogate inconsistent treaty rights is clear enough from the express terms of Pub. L. 280.” If what was said in regard to Public Law 83-280 is true, then it must also be true in the case at bar where there are at least two major treaties (1794 and 1796) in issue (disregarding, for our purposes, all the other treaties dealing with Indians residing in New York State). With regard to (2) above, despite the fact that Indian treaties have been referred to as recently as 1979 as “essentially a contract between two sovereign nations” (Washington v Fishing Vessel Assn., 443 US 658, 675, citing Lone Wolf v Hitchcock, 187 US 553), by virtue of their special, dependent status Congress has plenary power over Indian tribes (Washington v Yakima Indian Nation, 439 US 463, 500-501, supra; United States v Wheeler, 435 US 313, supra). Stated simply, from Worcester v Georgia (6 Pet [US] 515, supra) in continuous succession to Washington v Yakima Indian Nation (supra)
The prosecution contends that section 232 of title 25 of the United States Code amounts to a complete defeasance by Congress of any remaining jurisdiction by the tribe. This court cannot subscribe to that view.
At the time of the enactment of section 232 or at any time before Congress had not shown any intent to completely divest the St. Regis Indians of their remaining jurisdiction. All Congress sought to do by the enactment of the statute in question was to convey whatever jurisdiction the Federal Government possessed to New York State (S Rep No. 1489, 80th Cong, 2d Sess [1948]).
In addition a strong presumption exists that in civil or criminal disputes between tribal members on reservation land the tribe possesses jurisdiction coequal with that of the United States. This is retained jurisdiction by the tribe as a result of its unique quasi-sovereign status (United States v Wheeler, 435 US 313, supra; Oliphant v Suquamish Indian Tribe, 435 US 191, supra).
Section 232 of title 25 of the United States Code simply transfers the Federal portion of jurisdiction in all such matters to New York State.
It is the conclusion of this court that section 232 of title 25 of the United States Code was and is a valid surrender of Federal criminal jurisdiction over Indians within the borders of New York State.
C. APPLICABILITY OF THE TREATIES OF 1794 V 1796
The defense argues that the Canandaigua Treaty of 1794 (52 Parry, Consolidated Treaty Series, p 237) between the Six Nations and the United States is the treaty determinative of their rights (and indeed the rights of all Indians on the St. Regis Reservation). The courts of this State, however, and the United States Supreme Court by implication, take the opposite view; that is, that the Treaty of 1796 (53 Parry, Consolidated Treaty Series, p 109),
■ “In a subsequent opinion, dated January 15, 1958, the County Court determined the merits of the controversy, holding that Tebo was a member of the Canadian branch and as a consequence he was an intruder subject to removal and so ordered. The court made no finding concerning the real property rights.
“From a reading of the two treaties involved, set forth in the record, it conclusively appears that the Treaty of 1796 was intended to govern the St. Regis Indians. Not only does it refer to the tribe by name but provides, among others, for the tract of land now known as the St. Regis Reservation in Franklin County. The Treaty further provided for the State of New York to compensate the seven Canadian tribes and they relinquished all their rights to lands within the State. In recent years there has been considerable litigation as to Indian property - perhaps due to its close proximity to power and water developments -
* * *
“In further reliance upon the Treaty of 1794, appellants argue that sections 108-113 of the Indian Law are unconstitutional. These sections involve the procedure and election of officers - chiefs - of the tribe of St. Regis Indians in New York State. Having already determined that the Treaty of 1794 does not govern the St. Regis Tribe, there is no merit to the argument and no necessity for further discussion.”
It is therefore the settled law of this State, and indeed implicitly of this Nation, that the Treaty of 1796 is the one which, in conjunction with both Federal and State law, governs the rights, especially jurisdictional and governmental, of the Indians on the St. Regis Reservation.
This conclusion regarding the Treaty of 1796 is amply supported by historical evidence dealing with both colonial era Indian demographics and treaty negotiations. Much of the source material for these historical findings was provided or cited by the defense.
Northern New York State and southern Canada during the 1600-1700’s were somewhat in dispute as to which tribes of Indians had “proprietary” rights therein. Two of the maps submitted/reviewed show the Mohawks themselves mainly confined to the area around the Mohawk River.
Prior to and during the early colonial period:
“Surrounding the few tribes of the Iroquois on every hand dwelt the much more numerous tribes of the Algonquin family, to which belonged all the New England tribes, as well as the Mohicans, Horicans, and other New York Indians who dwelt east of the Hudson and were known as River Indians.
“Northward of the Iroquois were the Nipissings, La-Petite Nation, and LaNation De LTsle, and other tribes in the valley of the Ottawa River. Along the valley of the St. Lawrence dwelt the Algonquins proper, the Abenaquis, the Montagnais, and other roving bands below the mouth of the Saguenay.”34
The Iroquois were nearing the height of their power in the 16th and 17th centuries, however, and they succeeded in relegating most of these neighbors to the status of secondary powers. During the middle of the 17th century alone the Iroquois destroyed the Tobacco and Neutral nations of what is now southeastern Ontario, defeated the Eries and drove the Mohicans of what is now Rensselaer County beyond the Connecticut River, laying claim to Vermont as beaver-trapping territory.
Notable exceptions to total Iroquois domination were the Algonquins and the Hurons. The latter restricted Iroquois expansion in the Great Lakes area and the former hotly contested any Iroquois movement into the northern Adirondack Mountains and the St. Lawrence Valley.
The Indians of Akwesasne (the St. Regis Reservation) arrived at that location via Caughnawaga (near Montreal).
Relations between the Iroquois and the Caughnawagas (Seven Nations) were never especially cordial: The Iroquois renounced the Caughnawagas in 1684 because they refused to return to the Mohawk Valley;*
During the time of. the American Revolution those residents of Akwesasne/St. Regis who were descended from the Iroquois (generally Mohawk) were separated by religion,
In 1888, the Six Nations (Iroquois) adopted the St. Regis Indians to succeed the Mohawks as the “keepers of the eastern door”, the Mohawks having lost that status when they moved to Ontario. As a result, the traditional nine Mohawk chiefs’ titles were given over to the St. Regis Indians.
In view of the fact that it was the Seven Nations of Canada who were parties to the Treaty of 1796, and not the Mohawk/Iroquois, and in light of the court’s historical analysis supra, it appears that there is ample justification for the various court opinions, cited supra, holding that it is the Treaty of 1796, not 1794, which is the treaty applicable to the St. Regis Reservation.
First, article 7 of that treaty (52 Parry, Consolidated Treaty Series, p 237) reads as follows:
“Lest the firm peace and friendship now established should be interrupted by the misconduct of individuals, the United States and Six Nations agree, that for injuries done by individuals on either side, no private revenge or retaliation shall take place; but, instead thereof, complaint shall be made by the party injured, to the other: By the Six Nations or any of them, to the President of the United States, or the Superintendent by him appointed: and by the Superintendent, or other person appointed by the President, to the principal chiefs of the Six Nations, or of the nation to which the offender belongs: and such prudent measures shall then be pursued as shall be necessary to preserve our peace and friendship unbroken; until the legislature (or great council) of the United States shall make other equitable provisions for the purpose.
“note. It is clearly understood by the parties to this treaty, that the annuity stipulated in the sixth article, is to be applied to the benefit of such of the Six Nations and of their Indian friends united with them as aforesaid, as do or shall reside within the boundaries of the United States: For the United States do not interfere with nations, tribes or families, of Indians elsewhere resident.” (Emphasis added.)
The plain language of this section authorizes and in fact seems to anticipate the passage of a statute such as section 232 of title 25 of the United States Code. In this sense the language of article 7 operates as a conditional relinquishment of criminal jurisdiction by the Iroquois. Section 232 of title 25 of the United States Code is in part an exercise of this conditional relinquishment as well as an exercise of Congressional plenary power. The argument is made that the operative language of section 232 may not have been considered equitable within the meaning of article 7 in 1794 by the parties thereto. However, it cannot be seriously
Second, even if the article 7 operated to retain jurisdiction by the Iroquois that jurisdiction would only be concurrent with that of the courts of New York State. (United States v Wheeler, 435 US 313, supra.)
Third, although unlike the Treaty of 1789 the Treaty of 1794 does not specifically exclude the Mohawks unless they signed it, the fact remains that they were not present during its negotiation, despite repeated invitations, and they did not sign it.
The defense claims that it matters not whether the Mohawks signed the treaty inasmuch as the treaty was ratified by the Grand Council of the Iroquois and thereby binds the Mohawks.
Applying fundamental principles of contract law it is obvious that if the Mohawks choose to be bound by a treaty they did not negotiate or sign this would have no binding effect on the other party to the treaty, the United States. It is also obvious that by taking such a position the Mohawks could not hope to bind another nonparty to the treaty, the St. Regis Band.
The court notes that apparently the United States hoped the Mohawks would abide by the treaty, i.e., live peaceably, and indeed even offered them the money equivalent of the
Fourth, and finally, the defense argues that the Treaty of 1794 must be interpreted in the way the Indians (Mohawks) understood/understand it, citing Worcester v Georgia (6 Pet [US] 515, supra) and Washington v Fishing Vessel Assn. (443 US 658, supra).
It is obvious that this rule of treaty construction would only come into play when the treaty language lends itself to more than one interpretation. The applicable language of article 7 is unequivocal and clear and not subject to any legitimate variations in interpretation. It is worthy of note that the Treaty of 1794 in its final form was the result of numerous drafts, none of the others of which “gave them satisfaction.”
D. IS THE ST. REGIS RESERVATION THE SOVEREIGN TERRITORY OF THE MOHAWK NATION
The answer to this must be “no”. As must be seen from the discussion in section C, supra, it is not historically clear whether or not the area north of the Adirondacks was geographically ever an “integral part of the Mohawk Nation” as we would understand it.
Further support for the proposition that the Mohawks physically abandoned New York comes principally from the
The court would also point out that even were the St. Regis Reservation actually Mohawk territory, it would not and could not be “sovereign” in light of United States v Wheeler (435 US 313, supra).
E. ST. REGIS RESERVATION OUTSIDE FRANKLIN COUNTY
This argument is fallacious. The defendants’ cited statutory description of the borders of Franklin County clearly includes the reservation. Matter of Fischer v Tebo (9 AD2d 470, supra), describes the reservation as “in Franklin County”. The courts of this State, indeed of this Nation, have proceeded under this “premise” for centuries. This is not to deny the quasi-sovereign status of the reservation, but it is within the borders of Franklin County and New York.
F. WHEELER, SECTION 232 OF TITLE 25 OF THE UNITED STATES CODE THE TREATY OF 1796 AND THEIR APPLICATION
The “Treaty with the Seven Nations of Canada, 1796” (53 Parry, Consolidated Treaty Series, pp 109-110) is reproduced herein as follows:
“The agents for the state, having, in the presence, and with the approbation of the commissioner, proposed to the deputies for the Indians the compensation hereinafter mentioned, for the extinguishment of their claim to all lands within the state, and the said deputies being willing to accept the same, it is thereupon granted, agreed and concluded between the said deputies and the said agents, as follows: The said deputies do, for and in the name of the said Seven Nations or tribes of Indians, cede, release and
In summary all the above leads the court to the following conclusions:
(1) The St. Regis Indians are still possessed of both civil and criminal jurisdiction over disputes involving only tribe members on their reservation, though at present they have not the judicial machinery necessary to exercise it;
(2) The State of New York, and this court specifically, have criminal (and civil) jurisdiction which is concurrent with that of the Indians with respect to members of their tribe as it does not arise from the same sovereign (United States v Wheeler, supra), and exclusive with respect to all other persons or criminal acts on or off the reservation. (US Code, tit 255, § 232.)
Therefore the motion to dismiss due to lack of jurisdiction will be denied.
(On reargument, October 20, 1980)
The defendants have moved for reargument of the question of this court’s jurisdiction over them on the following grounds: (1) that the court erroneously made a factual and legal determination on the question of an existing dispute resolution procedure without conducting a CPL 210.45 hearing as to factual issues raised in the initial motion; (2) that this court made factual determinations as
Taking the first point first, counsel’s entire discussion of the dispute resolution procedure followed by the traditionalists begins with the 1794 Treaty of Canandaigua and ends with discussions of appeals and various types of “cases” that are presented to the Grand Council of the Houdinosaunee. The fact (and law) of the matter is that it is the Treaty of 1796 (7 US Stat 55), not the Treaty of Canandaigua (1794), which is the treaty applicable to the St. Regis Reservation (Matter of Fischer v Tebo, 9 AD2d 470). Therefore, any discussions of a dispute resolution procedure which has its roots in the Treaty of 1794 and the Six Nations Confederacy are irrelevant and immaterial. The precedential determination of our Appellate Division, Third Department, is binding on this issue.
This same precedent (Matter of Fischer v Tebo, supra) also disposes of the second ground raised. This court in its initial opinion, insofar as it dealt with this aspect of the jurisdiction question, cited Matter of Fischer v Tebo as controlling (p 527): “It is therefore the settled law of this State, and indeed implicitly of this Nation, that the Treaty of 1796 is the one which, in conjunction with both Federal and State law, governs the rights, especially jurisdictional and governmental, of the Indians on the St. Regis Reservation.” Furthermore, the lengthy historical treatment given the foundation of the St. Regis Reservation in the original opinion was then stated to be merely by way of amplification and explanation (pp 527, 530) : “This conclusion regarding the Treaty of 1796 is amply supported by historical evidence dealing with both colonial era Indian demographics and treaty negotiations. Much of the source material for these historical findings was provided or cited by the defense * * * In view of the fact that it was the Seven Nations of Canada who were parties to the Treaty of 1796, and not the Mohawk/Iroquois, and in light of the court’s historical
There are several additional reasons to deny the motion for reargument on either of the first two grounds. First, counsel for both the People and the defendants had more than ample opportunity to raise the “factual” issues underlying the within motion at the outset, and in fact did so. Second, any witnesses (1) as to who negotiated and/or signed which of the two treaties and (2) as to the origins, existence and legal validity of the Mohawk dispute resolution procedures, would seem to this court to be unavailable due to the passage of time (200 years). Testimony on this issue would then by necessity be hearsay and incompetent. Third, the alleged improper judicial notice is not so in light of the issue of jurisdiction as settled by Matter of Fischer v Tebo (9 AD2d 470, supra), “First” and “Second” (directly above), and the additional observation that some of the sources complained of were cited by counsel (for both sides) in their initial briefs on the jurisdiction question.
The third ground alleged on the motion to reargue concerns the case of People v Edwards (104 Misc 2d 305) and the Federal “Major Crimes Act”. The Edwards case, which dismissed the murder indictment of an Indian on the ground that New York State does not have jurisdiction over those crimes enumerated in the Federal Major Crimes Act (US Code, tit 18, § 1153), was unanimously reversed in a memorandum decision by the Appellate Division (78 AD2d 582) on the express ground that New York does have jurisdiction to try Indians for (all) crimes committed on Indian reservations. Therefore, there is no merit to the defense’s third ground.
If the Edwards case had not been appealed and this court faced with determining its validity and applicability, it would have reached the same conclusion as the Appellate Division. The learned trial court in Edwards, in its search
Accordingly, and in light of all the foregoing, it is hereby ordered that the defendants’ motion for renewal, re-argument, factual hearing, and reconsideration be and the same hereby is denied.
. Golden, History of the Five Indian Nations Depending on the Province of New-York in America, 1747 map, pp xviii, xix; defense map of 1784; see, also, Papers of Timothy Pickering, Massachusetts Historical Society Collection, vol 62, p 261a.
. Hough, History of St. Lawrence and Franklin Counties, p 236.
. 1771 map in defense memorandum of law; Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), p 25.
. Sylvester, History of Ulster County, New York, p 21.
. Sylvester, History of Ulster County, New York, p 21.
. Hough, History of St. Lawrence and Franklin Counties, p 191.
. Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), pp 44, 48, 49.
. Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), p 60; Hough, History of St. Lawrence and Franklin Counties, p lll.ff.
. Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), p 65.
. Hough, History of St. Lawrence and Franklin Counties, p 127.
. Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), p 52.
. Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), p 53.
. Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), p 55.
. Hough, History of St. Lawrence and Franklin Counties, p 149.
. Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), p 62.
. Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), pp 134, 138; Hough, at p 176.
. Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), pp 75-86, see espec p 112; Hough, at pp 154,177; see, also, Matter of Fischer, supra, at p 472; U.S. ex rel. Kennedy v Tyler, 269 US 13; Andrews v State, 79 NYS2d 479.
. Frisch, Revitalization, Nativism and Tribalism Among the St. Regis Mohawks (unpub Ph.D. dissertation), pp 91, 92.
. Papers of Timothy Pickering, Massachusetts Historical Society Collection, vol 60, pp 209a, 204, 202, 203; vol 62, pp 145, 213.
. Papers of Timothy Pickering, Massachusetts Historical Society Collection, vol 62, p 100.
. Papers of Timothy Pickering, Massachusetts Historical Society Collection, vol 62, p 108.
. Papers of Timothy Pickering, Massachusetts Historical Society Collection, vol 62, p 108.
. Papers of Timothy Pickering, Massachusetts Historical Society Collection, vol 60, p 208.
. See, for example, ns 1, 2.
. “Treaty with the Mohawk, 1797,” wherein Mohawk leaders Joseph Brandt and John Deserontyon, who were not Sachems (chiefs) relinquished all Mohawk land claims for $1,000 plus $600 personal expenses. This “treaty” was never ratified by the Grand Council and appears to be fraudulent on its face.
. Ns 14, 18.
. Papers of Timothy Pickering, Massachusetts Historical Society Collection, vols 60, 62.
.. Johnston, The Valley of the Six Nations, p 52.
. Papers of Timothy Pickering, Massachusetts Historical Society Collection, vol 60, pp 204, 241, 115, 203; vol 62, pp 100, 250.