Lead Opinion
delivered the opinion of the court:
In February 2005, a jury convicted defendant, Jonas D. Bond (born July 16, 1987), of possession of a controlled substance with intent to deliver (cocaine) (720 ILCS 570/401(c)(2) (West 2004)) (count I) and possession of a controlled substance (cocaine) (720 ILCS 570/402(c) (West 2004)) (count II). In April 2005, the trial court sentenced him to 10 years’ imprisonment and imposed a $220 street-value fine.
Defendant appeals, arguing (1) he was denied effective assistance of counsel, (2) the evidence was insufficient to prove him guilty of possession with intent to deliver beyond a reasonable doubt, and (3) the trial court erred in imposing a $220 street-value fine. We affirm as modified and remand with directions.
I. BACKGROUND
Prior to the start of trial, defendant filed a motion in limine to exclude the State’s use of defendant’s juvenile adjudications for impeachment purposes. Defendant sought to exclude the following adjudications: robbery, a Class 2 felony; possession of firearms, a Class 4 felony; and retail theft with a prior robbery conviction, a Class 4 felony. The trial court granted
During defendant’s February 2005 trial, Decatur police officer Thomas Pratt testified he arrested defendant on November 22, 2004, after defendant ran from a vehicle Pratt had pulled over. Defendant testified he ran because he was scared. During a search of defendant, Pratt found a piece of white paper containing five small, white, rock-like items wrapped in a clear plastic bag. The bag contained 1.3 grams of cocaine. According to defendant’s testimony, at the time of his arrest, he did not know it was crack or cocaine but he did know it was some kind of drug. Defendant explained that when he got into the vehicle, the driver asked him to hold the drugs as a favor for him because the driver was on parole. Defendant testified he had no intention of selling the drugs and was simply holding them for the driver until defendant got home. Defendant testified he was just around the corner from his home when police stopped the vehicle.
While defendant’s trial counsel questioned him regarding various facts during direct examination, defendant’s counsel did not ask him if he had any prior delinquency adjudications. The State also did not raise the question of defendant’s juvenile adjudications during its cross-examination. Following the State’s cross-examination, the trial court asked defense counsel if he had any “redirect,” whereupon counsel requested leave to “open up [his] direct examination.” The State showed no objection and the court granted counsel’s request. During the reopened direct examination, the following colloquy took place:
“[MR. ELLISON (defendant’s attorney):] [Y]ou got in trouble as a juvenile in your past, is that correct?
[DEFENDANT:] Yes.
[MR. ELLISON:] And you had — you were put on eighteen months[’] probation for a robbery in March of [20]03, is that correct?
[DEFENDANT:] Yes, sir, it is.
[MR. ELLISON:] And then in January of [20] 04, as a juvenile you got three more yearsf] probation for retail theft, is that correct?
[DEFENDANT:] Yes.
[MR. ELLISON:] And those both happened in juvenile case [No.] 02 — JD—275, is that correct?
[DEFENDANT:] Yes.
[MR. ELLISON:] No other questions.”
In February 2005, a jury convicted defendant of possession of a controlled substance with intent to deliver (count I) and possession of a controlled substance (count II).
In April 2005, the trial court sentenced defendant to 10 years’ imprisonment on count I and imposed a $220 street-value fine. Defendant did not appeal his conviction or sentence.
However, in July 2008, defendant filed a pro se petition for post-conviction relief, arguing his trial counsel provided ineffective assistance of counsel by failing to timely file an appeal despite defendant’s request.
On April 8, 2009, the trial court granted defendant’s petition and allowed him to file a late notice of appeal.
On April 14, 2009, defendant filed a notice of appeal. On April 27, 2009, defendant filed an amended notice of appeal.
On April 28, 2009, defendant filed a pro se motion to reduce sentence.
On May 5, 2009, the trial court struck both notices of appeal and set the motion to reconsider sentence for hearing.
This appeal followed.
II. ANALYSIS
A. Jurisdiction
While the parties do not address this court’s jurisdiction, we have an independent duty to ascertain our jurisdiction before considering the merits of an appeal. See People v. Haldorson,
In July 2008, defendant filed a petition for postconviction relief, arguing ineffective assistance of counsel where his trial counsel failed to file an appeal. Defendant contended his counsel would have argued (1) defendant’s juvenile adjudications should not have been admitted because they were prejudicial and (2) juvenile convictions are not usually admissible against a criminal defendant.
The docket entry shows arguments were had on defendant’s petition on April 9, 2009, after which the trial court took the matter under advisement. However, no transcript of that hearing appears in the record.
According to an April 9, 2009, docket entry, the trial court made the following findings:
“1) The case the [c]curt referred to at the conclusion of oral arguments on the [a]mended [p]ost[c]onviction [pjetition in this case is People v. Ross,229 Ill. 2d 255 [,891 N.E.2d 865 (2008)].
2) Based upon that case, the [c]curt concludes that the appropriate remedy available to the [c]curt in this case is to allow [p]etitioner leave to file a late notice of appeal without analysis of likelihood of success on appeal.”
In Ross, the defendant’s trial counsel did not file an appeal. Ross,
In the defendant’s direct appeal, he argued the State had failed to prove the pellet gun at issue was a dangerous weapon. Ross,
The supreme court considered the issue of what relief a postconviction court may order to remedy defense counsel’s failure to file a notice of appeal. The court concluded “that when a postconviction petitioner
In this case, defendant’s trial counsel did not appeal defendant’s conviction or sentence. Defendant filed a pro se petition for postconviction relief, arguing his trial counsel provided ineffective assistance of counsel by failing to timely file an appeal despite defendant’s request. Like the petitioner in Ross, defendant successfully demonstrated to the trial court his trial counsel was ineffective for failing to file a notice of appeal. Like the trial court in Ross, the court here allowed defendant leave to file a late notice of appeal. Following the supreme court’s reasoning in Ross, we find we have jurisdiction to hear defendant’s appeal.
Turning to the merits, defendant argues his trial counsel was ineffective for eliciting inadmissible impeachment testimony from him regarding his two prior juvenile adjudications. Specifically, defendant contends although the State did not introduce the evidence when it cross-examined him, his trial counsel “inexplicably introduced the juvenile adjudications for robbery and retail theft.” Defendant maintains the introduction of this inadmissible evidence prejudiced him.
We initially note defendant’s counsel does not challenge the correctness of the trial court’s ruling on defendant’s motion in limine allowing the introduction of the juvenile adjudications. Instead, defendant argues his trial counsel was ineffective for introducing the adjudications during trial because they were inadmissible. The State argues the court’s ruling allowing the impeachment of the accused with a juvenile adjudication was correct and therefore counsel was not ineffective.
Defendant argues the State failed to cross-examine him about his juvenile adjudications and it was inexplicable for defense counsel to reopen his direct examination for the purpose of disclosing these adjudications. However, it would have been improper for the State to cross-examine defendant with respect to his prior adjudications. If it was proper to introduce such evidence, the State was limited to introducing certified copies of the adjudications in its rebuttal case. See M. Graham, Cleary & Graham’s Handbook of Illinois Evidence §609.6, at 456-57 (9th ed. 2009) (when the witness is the accused, convictions are provable only by public record on rebuttal and may not be brought out on cross-examination).
Thus, one issue is whether, within the confines of the trial court’s ruling denying defendant’s motion in limine, defense counsel’s performance was deficient for introducing the adjudications before the State could introduce certified copies of them in rebuttal.
B. Ineffective-Assistance Claim
To establish defendant’s trial counsel provided ineffective assistance, defendant must show (1) his counsel’s performance was inadequate “in that it fell below an objective standard of reasonableness” and (2) there is a reasonable probability the outcome of the trial would have been different absent his counsel’s deficient performance. People v. Moore,
The State argues that by introducing evidence of defendant’s prior adjudications on direct examination, defense counsel was able to avoid the adverse impact that would have arisen had the prosecutor introduced certified copies of the adjudications. We agree with the State.
In this case, once the trial court denied defendant’s motion, defense counsel essentially did the best he could to represent defendant within the confines of the trial court’s ruling. As a matter of trial strategy and given the court’s ruling on the motion in limine, counsel likely introduced the adjudications in an attempt to reduce the impact of the State’s introduction of certified copies of the adjudications, which the State indicated it intended to do.
With respect to whether counsel was ineffective for trying to soften the blow by preempting the State with respect to disclosure of defendant’s adjudications, we find guidance in the supreme court’s decision in People v. Spates,
“[A] party waives the right to raise as error action taken by the court at the instance of that party; it is quite another matter when, after an exclusionary motion is denied, the party himself raises a matter so as to lessen its impact, when the party knows that if he does not raise it, the opponent will. *** In the second instance the aim is consistent: once the motion to exclude the matter is denied, the party must try to limit the effect the matter will have on the trier of fact. He has not waived the issue by raising it; he has merely tried to ensure that it does the least damage to his witness’ credibility.” (Emphasis added.) Spates,77 Ill. 2d at 199-200 ,395 N.E.2d at 566 .
Given the trial court’s ruling on defendant’s motion in limine, we cannot say it was unreasonable for defendant’s trial counsel to introduce defendant’s prior adjudications to reduce their prejudicial effect on defendant’s credibility prior to the State’s introduction of certified copies of those adjudications in rebuttal. See People v. DeHoyos,
C. Motion In Limine
An underlying issue in this case, however, is whether the trial court erred in denying defendant’s motion in limine. We recognize the supreme court’s recent decision in People v. Givens,
This court has recently considered this issue in People v. Coleman,
Federal Rule of Evidence 609(d), as adopted in Montgomery in 1971, provided the following:
“ ‘Evidence of juvenile adjudications is generally not admissible under this rule. The judge may, however, allow evidence of a juvenile adjudication of a witness other than the accused if conviction of the offense would be admissible to attack the credibility of an adult and the judge is satisfied that admission in evidence is necessary for a fair determination of the issue of guilt or innocence.’ ” (Emphasis added.) Montgomery,47 Ill. 2d at 517 ,268 N.E.2d at 699 , quoting51 F.R.D. 391 (1971) (setting forth Rule 609).
In Kerns,
“ ‘(1) Evidence and adjudications in proceedings under this Act shall be admissible:
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(c) in proceedings under this Act or in criminal proceedings in which anyone who has been adjudicated delinquent under [s]action 5 — 3 is to be a witness, and then only for purposes of impeachment and pursuant to the rules of evidence for criminal trialsi.Y ” (Emphasis added.) Kerns,229 Ill. App. 3d at 940 ,595 N.E.2d at 208 , quoting Ill. Rev. Stat. 1989, ch. 37, par. 801—10(l)(c).
The version of section 5 — 150(l)(c) of the Act in effect at the time of defendant’s trial provides:
“(1) Evidence and adjudications in proceedings under this Act shall be admissible:
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(c) in proceedings under this Act or in criminal proceedings in which anyone who has been adjudicated delinquent under [s] action 5 — 105 is to be a witness including the minor or defendant if he or she testifies, and then only for purposes of impeachment and pursuant to the rules of evidence for criminal trials[.Y’ (Emphases added.) 705 ILCS 405/5 — 150(l)(c) (West 2004).
While the most recent version of the statute purports to allow impeachment of the accused with juvenile adjudications, under either version of the Act, a juvenile adjudication may only be used “pursuant to the rules of evidence for criminal trials.” (Emphasis added.) Ill. Rev. Stat. 1989, ch. 37, par. 801 — 10(l)(c); 705 ILCS 405/5 — 150(l)(c) (West 2004).
In Kerns, this court disavowed People v. McClendon,
As stated, Rule 609 was adopted by the supreme court as a rule of evidence for use by the trial courts. Montgomery,
Thus, the newly adopted rules of evidence include the longstanding rule announced by the supreme court in Montgomery
“[A] statutory rule of evidence is effective unless in conflict with an Illinois Supreme Court rule or decision. There is no current statutory rule of evidence that is in conflict with a rule contained in the Illinois Rules of Evidence, with the possible exception of [section 5 — 150(l)(c) of the Act].” (Emphasis added.) 111. R. Evid. 101, adopted September 27, 2010, eff. January 1, 2011, Committee Comments, at 10.
Where a statute conflicts with a rule of evidence or supreme court decision adopting a rule of evidence, courts are to follow the rule or decision. See Ill. R. Evid. 101, adopted September 27, 2010, eff. January 1, 2011, Committee Comments, at 10.
In sum, our supreme court adopted Rule 609 in Montgomery. Rule 609(d) gives the court discretion to admit evidence of juvenile adjudications to impeach a witness, but there is no such discretion when the witness is the accused in a criminal case. Kerns,
We note the Second District Appellate Court’s recent decision in People v. Villa,
In our opinion, the analysis in Villa is erroneously predicated upon the power of the legislature to modify the Montgomery rule. The Second District reasoned “the legislature acts within its power when its amends a statute to alter a rule of evidence announced in a judicial decision.” Villa,
The Second District further stated in Villa “the legislature acts within its power when it amends a statute to alter a rule of evidence announced in a judicial decision.” Villa,
In addition, our decision in Coleman relied upon Kerns, which adopted the reasoning of People v. Massie,
The Second District, while viewing our interpretation or “reconciliation” as rendering the legislation meaningless, interprets the phrase “pursuant to the rules of criminal evidence” as merely incorporating the balancing test of Montgomery (prejudice versus probative value). Villa,
“[S]ection 2 — 10 [of the Act (Ill. Rev. Stat. 1983, ch. 37, par. 702 — 10)] provides that the use of such a prior adjudication is ‘pursuant to the rules of evidence for criminal trials.’ The Montgomery decision, in adopting proposed Federal Rule 609 in its entirety, established the rule of evidence for use of prior convictions and juvenile adjudications. Accordingly, pursuant to this authority, the admission into evidence of the accused’s prior adjudications of delinquency in proceedings under the [Act] was error.” (Emphasis added.) Massie,137 Ill. App. 3d at 731 ,484 N.E.2d at 1218-19 .
Thus, in Massie, the Second District had previously interpreted the language “pursuant to the rules of evidence for criminal trials” in the very same manner we interpreted
Lastly, we note the Second District in Villa states the statute governing impeachment was viewed as subordinate to Montgomery only in the sense that the adjudication would have to satisfy the Montgomery factors before it could be used against the testifying witness. Villa,
In this case, defendant took the stand and testified. At no point did defendant offer any misleading testimony regarding his prior criminal history. Thus, Rule 609, adopted as a rule of evidence in Montgomery, prohibited his impeachment with his juvenile adjudications. Additionally, section 5 — 150(1)(c) restricts impeachment of a defendant with a juvenile adjudication by requiring it be done only pursuant to the rules of evidence for criminal trials. As just stated, the rules of evidence for criminal trials as expressed in Montgomery prohibited defendant’s impeachment with juvenile adjudications. Accordingly, the trial court should have excluded defendant’s adjudications pursuant to defendant’s motion in limine.
D. Prejudicial Effect of Error
The trial court erred in the denial of defendant’s motion in limine. The court should have allowed the motion so long as defendant did not offer misleading testimony regarding his criminal history. However, considering the sufficiency of the evidence in this case, we find the court’s error harmless.
Defendant testified and admitted he possessed the cocaine. Thus, the only issue was his intent to deliver the drugs. Direct evidence of the intent to deliver a controlled substance is rare and the intent must usually be proved by circumstantial evidence. People v. Robinson,
Based on this evidence, we find the trial court’s error denying defendant’s motion in limine harmless and did not contribute to defendant’s conviction as the evidence against him was overwhelming. See People v. Garvin,
E. Street-Value Fine
Defendant argues the trial court committed plain error when it imposed a $220 street-value fine based on its belief
The State concedes clear and obvious error occurred when the trial court based the street-value fine on the mistaken belief defendant had possessed 2.2 grams of cocaine. However, the State argues defendant waived this issue on appeal because he did not object to the fine at the sentencing hearing or in a motion to reconsider his sentence. We review this issue under the plain-error doctrine. See People v. Lewis,
Under the plain-error doctrine, this court reviews whether (1) the evidence is closely balanced or (2) the error is “so substantial that it affected the fundamental fairness of the proceeding, and remedying the error is necessary to preserve the integrity of the judicial process.” People v. Hall,
Section 5 — 9—1.1(a) of the Unified Code of Corrections (Code) provides when a person has been found guilty of a drug-related offense, a trial court must impose, in addition to other penalties, a fine not less than the full street value of the controlled substance seized. 730 ILCS 5/5 — 9—1.1(a) (West 2004). Street value is determined by the trial court “on the basis of testimony of law enforcement personnel and the defendant as to the amount seized and such testimony as may be required by the court as to the current street value of the *** controlled substance seized.” 730 ILCS 5/5 — 9—1.1(a) (West 2004). “Although the amount of evidence necessary to adequately establish the street value of a given drug varies from case to case, the trial court must have a concrete, evidentiary basis for the fine imposed.” People v. Reed,
In this case, the street-value fine imposed was not supported by the evidence. The record shows the cocaine defendant possessed weighed 1.3 grams. During trial, Detective David Daily testified the street value of the cocaine on November 22, 2004, the day of the offense, was “[approximately $130.” However, during sentencing, the trial court imposed a $220 street-value fine and noted, “Yes. As I recall, the evidence indicated 2.2 grams.” As a result, the court erroneously assessed defendant $90 more than the evidence showed was the value of the drugs seized. Although trial testimony established the specific value of the drugs as of the date of the offense, the fine the trial court fashioned bore no relation to that testimony. See People v. Galmore,
III. CONCLUSION
For the reasons stated, we vacate the $220 street-value fine and remand with directions to impose a $130 street-value fine. We otherwise affirm the trial court’s judgment. Because the State successfully defended a portion of the criminal judgment, we grant the State its $50 statutory assessment against defendant as costs of this appeal. See People v. Smith,
Affirmed as modified; cause remanded with directions.
McCullough, j., concurs.
Concurrence Opinion
specially concurring:
I agree with the majority the trial court’s judgment should be affirmed as modified and remanded for the imposition of an appropriate fine. As the majority notes, the evidence against defendant was overwhelming. See
