People v. BoldenPeople v. Bolden
Lead Opinion
OPINION OF THE COURT
The underlying facts are not in dispute. Defendant was arraigned on a felony complaint charging him with first degree robbery and related offenses on September 19, 1987. Three days later, he was released on his own recognizance (see,
On May 10, 1988, defense counsel moved to dismiss the indictment under
The trial court adopted the People’s position and denied defendant’s dismissal motion. The court observed that the 1984 amendment on which the People relied had been enacted "to exclude from statutory speedy-trial considerations, the period of time during which a bench-warranted defеndant voluntarily fails to appear in court.” Thus, the court concluded, the need for the People to demonstrate due diligence in attempting to secure the defendant’s return had been "obviated.”
Defendant was subsequently tried before a jury and convicted of attempted first degree robbery and fourth degree criminal possession of a weapon. On appeal, the Appellate Division, Second Department, upheld the judgment of conviction, holding that the 1984 amendment to
"A defendant must be considered absent whenever his location is unknown and he is attempting to avoid apprehension or prosecution, or his location cannot be determined by due diligence. A defendant must be considered unavailable whenever his location is known but his presence for trial cannot be obtained by due diligence” (emphasis supplied).
The first issue in this appeal is whether this definitional clause, which was part of the statute before 1984, was intended to apply to the class of "absent” or "unavailable” defendants referred to in the amendment, as well as to the "absent” or "unavailable” defendants referred to in the preexisting portion оf the statute. The second issue is whether this clause, if applicable, was intended as the exclusive definition of the statutory terms "absent” and "unavailable” in these circumstances. The underlying question is whether the final clause’s requirement that the People exercise "due diligence” in attempting to locate an "absent” defendant or secure the presence of an "unavailable” one is applicable where a bench warrant has been issued and remains outstanding.
Despite the seemingly clear language of the statute, the People contend that the clause defining "absencе” and "unavailability,” which includes the "due diligence” requirement, was not intended to apply to claims for exclusion based on the 1984 amendment. According to the People, "absence” and
Initially, the argument the People advance is inconsistent with basic principles of statutory construction. It is elementary that "where the same word or phrase is used in different parts of a statute, it will be presumed to be used in the same sense throughout, and the same meaning will be attached to similar expressions in the same or a related statute” (McKinney’s Cons Laws of NY, Book 1, Statutes § 236, at 401; see, Mangam v City of Brooklyn,
Furthermore, it is unreasonable to suggest that the Legislature, which was at pains tо provide a statutory definition for "absent” and "available” when it initially enacted
Further, contrary to the dissenter’s contеntions, there is nothing in the legislative history or the circumstances surrounding the enactment of the 1984 amendment to suggest that the Legislature intended not to incorporate the statute’s requirement of prosecutorial "due diligence” into the amendment’s new exclusion for periods of "absence” and "unavailability” that are accompanied by outstanding bench warrants. It is beyond dispute that the 1984 amendment to
The Sturgis holding created what some policy-makers perceived as an untoward consequence, in that it "forced [prosecutors] to present cases to grand juries even after defendants have jumped bail” (Governor’s Program Bill Mem, Bill Jacket, L 1984, ch 670; but cfi, People v Bratton,
Indeed, since the holding in Sturgis did not concern the "due diligence” requirement of
To be sure, the legislative goal underlying the enactment of the Sturgis amendment was, as the Appellate Division observed, "to lessen the Peоple’s burden in discharging their 'speedy trial’ obligation where a defendant has absconded” (
We also reject the People’s alternative argument that, despite
The Pеople’s final argument concerns the impracticality of requiring them to make diligent efforts to enforce bench warrants as a condition to invoking the exclusion provided by the 1984 amendment. In support of this argument, the People point out that in 1991 there were a total of 435,574 bench warrants outstanding in New York City and that fully a third of these had been issued in the preceding year alone. Further, in an argument that has been adopted by the dissent, the People stress what they perceive as the undesirable consequences of permitting absconding defendants to benefit from their own misconduct by obtaining
In this instance, the legislative design is clear. By adopting the 1984 amendment to
In sum, both the legislative history and the unambiguous language of
In the absence of any statutorily cognizable ground for doing so, the 143-day period when a bench warrant for defendant’s apprehension was outstanding should not have been excluded from the People’s time to become ready. And, since this period, when added to the 55 other days of unexcused delay, exceeds the six-month period in which the People were statutorily required to become ready under
Accordingly, the ordеr of the Appellate Division should be reversed, defendant’s motion to dismiss granted and the indictment dismissed.
Notes
. The dissenter’s reliance on People v Patterson (
. Contrary to the dissenter’s argument (dissenting opn, at 158), our holding does not in any way "increase” the People’s burden. Rather, it simply leaves intact the burden they had before the 1984 amendment of showing "due diligence” as a precondition to claiming excludable time under
. We express no opinion at this point as to whether, as a general proposition, there mаy be circumstances other than those enumerated in the statute when a defendant may be considered "absent” or "unavailable” for the purpose of determining the People’s entitlement to the exclusion set forth in
. Similarly, the dissenter’s suggestion that legislation such as
. Contrary to the dissenter’s expressed views, our interpretation of
Dissenting Opinion
(dissenting). We respectfully dissent and vote to affirm the conviction for attempted robbery in the first degree and criminal possession of a weapon in the fourth degree.
A bench warrant for defendant’s arrest had to be issued on December 7, 1987 because, after having been released on his own recognizance, he failed to return to court on two separate occasions to answer criminal charges. He was finally apprehended and returned on the warrant on April 28, 1988. Defendant, as appellant before this Court, now contends that the time during which he violated the terms of his release should be counted against the People’s responsibility to be ready for trial within a prescribed period. This bold argument succeeds and the indictment against him is dismissed because the People failed to use "due diligеnce” to go out and again bring him back to court.
In our view, this result contradicts the spirit and letter of
The ready trial rule,
In any event, we all agree that this Court’s decision in People v Sturgis (
It is axiomatic that legislative intent is “collected from the context, from the occasion and necessity of the law, from the mischief felt, and the objects and the remedy in view” (1 Kent, Commentaries on American Law, at 462, quoted in Matter of Di Brizzi,
Weighty legislative history of the 1984 amendment supports the argument tendered by the People, whose position was accepted by the Appellate Division and which we, too, find persuasive. The Governor’s Approval Memorandum stated that the amendment excludes the period that a bench warrant is outstanding against defendants who are absent or unavailable because they have “escaped from custody or [have] failed to appear in court when required” (1984 McKinney’s Session Laws of NY, at 3628). The absence of any discussion of an additional requirement of a showing of prosecutorial due diligence is strong evidence that none was thought or intended to survive. Additional support for this view is found in several other legislative memorandums supporting the amendment (see, e.g., Letter from Dept of Correctional Servs, June 8, 1984,
The Court cites two bill jacket memorandums to support the reversal in this case (majority opn, at 153). While those items assume that the due diligence requirement survived the statutory amendment, insufficient attention is given to the underlying current of those memorandums — strong dissatisfaction with the retention of the due diligence burden in instances such as this case. Indeed, the memorandum of the Office of Court Administration includes a recommendation that the requirement be clearly removed (Legislative Mem from Off of Ct Admin, May 31, 1984, Bill Jacket, op. cit. [communicating opposition of the Advisory Committee on Criminal Law and Proсedure "to the extent that it continues to condition excludability of the period during which a bench warrant is outstanding upon the people’s exercise of due diligence in attempting to locate defendant”]). In any event, none of the memorandums cited by the majority or this dissent constitutes an authoritative or unequivocal manifestation of the Legislature’s intention to retain or abandon the due diligence requirement when a bench warrant situation is interposed. The job of unearthing that intent rests uniquely and ultimately on this Court, which may not draw definitive inferences from the collective or comрeting viewpoints of various nonneutral special interest depositors into the legislative "Bill Jacket”.
Public policy considerations, manifest in the legislative history, further fuel the conclusion that due diligence is irrelevant in the bench warrant situations. Imposition of that requirement on the People induces and makes it worthwhile for defendants to abscond, since the massive number of outstanding bench warrants renders it not only highly unlikely, but near to impossible, that any of such defendants will be returned other than accidentally or for new criminal conduct
We completely support the view that the ready trial statute strikes an important balance, including necessary protections to defendants against prosecutorial delays (see, People v Santana,
We would affirm the order of the Appellate Division upholding the conviction.
Acting Chief Judge Simons and Judges Kaye and Hancock, Jr., concur with Judge Titone; Judge Bellacosa dissents and votes to affirm in a separate opinion in which Judge Smith concurs.
Order reversed, etc.