People v. BoldenPeople v. Bolden
- Reporters:
- , ,
- Before:
- Nares
Opinion
NARES, J.
In 1980 Samuel Othello Bolden, Jr. (Bolden), was found not guilty by reason of insanity of assault with a deadly weapon, assault with intent to commit murder and attempted murder. He appeals from an order extending his commitment to Patton State Hospital (Patton) following a jury trial in which he was found to have a mental disease which causes him to represent a substantial danger of physical harm to others. (
Although we reject the People’s invitation to overrule People v. Williams (1988) 198 Cal.App.3d 1476 [244 Cal.Rptr. 429], we affirm, concluding the court’s failure to give the requested instruction was harmless and Bolden’s other contention lacks merit.
Facts and Procedure
In 1978 Bolden shot his father and brother, believing they were imposters and he was, in fact, Howard Hughes’s son. After finding Bolden not guilty by reason of insanity, the court ordered him committed to Patton for the maximum term of 10 years, with credit for time served.
In 1988 the People filed a petition under
At trial several psychiatrists and other mental health professionals testified about Bolden’s condition, behavior, treatment, and prognosis. Benjamin Bensoul, a psychiatrist, diagnosed Bolden as a chronic paranoid schizophrenic. No witness disputed this diagnosis. In April 1988 Bolden told Dr. Bensoul a robot in a motion picture “had something to do with Lucifer, Lucifer was God’s servant, that the robot was God’s servant and that somehow the spaceship had to deal with a government project. . . .” Other examples of Bolden’s delusions include an incident in April 1988 where he told hospital staff to “contact all the Agent 99’s. They tried to kill Howard Hughes last night. I need $150. Contact the Russians.” One evening in 1988 Bolden told Angelo Millan, a physician, that he (Bolden) was God, and Lucifer was standing beside him.
Attempting to treat Bolden’s symptoms, physicians have prescribed Prolixin Decanoate, a “major tranquilizer” injected once every three weeks. Although some evidence indicates Bolden remained delusional even while medicated, other testimony showed the behavioral manifestations of Bol
Richard Welch, a psychiatric social worker, testified Bolden denies having any mental illness, and as a result “he is unlikely to cooperate with the medications if he wasn’t supervised.” Vroubel, a clinical psychologist, stated “there is a high likelihood that without adequate supervision Mr. Bolden would stop taking medication and he would become overtly psychotic and would represent a substantial danger.” Dr. Millan agreed, stating “when Mr. Bolden thinks he has no mental illness, then he will stop taking his medication because he does not need it. Then he will regress and then he will be a danger to society.” In addition to these experts’ opinions, the People introduced evidence showing Bolden had not taken his oral medication even while institutionalized at Patton.
In contrast, Robert Strauss, a recreational therapist, testified Bolden takes his medication and Bula Maye Collins, a nursing assistant, testified Bolden understands “the value of the meds for himself and knows that he must take them.”
Citing the trial court to
People
v.
Williams, supra,
198 Cal.App.3d 1476, Bolden requested the following jury instruction: “In determining whether or not Mr. Bolden is a substantial danger to the physical welfare of others,
Discussion
Instructional Error
When a person is committed to a state hospital after having been found not guilty by reason of insanity, the commitment term runs until sanity is restored (§ 1026.2) or until the maximum state prison term which could have been imposed for the offenses the defendant committed has expired, whichever occurs first. (
In
People
v.
Williams, supra,
198 Cal.App.3d 1476, this court considered whether a person found not guilty by reason of insanity could be considered restored to sanity under section 1026.2 where his symptoms were controlled by medication but his underlying illness remained.
Williams
held where supported by the evidence, the respondent is entitled (upon request)
5
to an instruction directing the jury’s attention to two facts: (1) the effect of medication on his dangerousness; and (2) whether he will self-medicate in an unsupervised setting.
(Id.
at p. 1479.) Under
Williams,
the jury may find sanity restored in a section 1026.2 proceeding if it finds, by a preponderance
Here, the parties take the high ground, the People urging us to overrule
Williams,
and Bolden arguing
Williams
applies to
Bolden’s proffered instruction states: “If the prosecution hasn’t proven to you beyond a reasonable doubt that Mr. Bolden is a substantial danger in a medicated state and that he will not continue to take his medication in an unsupervised environment, then you must find that he is not a danger.” (Italics added.) By its own terms, Bolden’s instruction permitted the jury to find he was a substantial danger only if the People proved both he was a danger when medicated and he would not take his medication. However, if Bolden is a substantial danger even when medicated, then whether he would take his medication when unsupervised is irrelevant. Even under Bolden’s own theory, his proposed instruction would require the People to prove too much. At oral argument, even Bolden conceded his proposed instruction was “inartful.”
Although Bolden’s requested instruction incorrectly states the law (assuming
Williams
applies to
Adopting the dissent’s arguments in
People
v.
Williams,
the People ask us to overrule
Williams.
However, the Supreme Court denied review in
Williams,
which ‘“may be taken as an approval of the conclusion there reached, but not necessarily of all of the reasoning contained in that opinion.’ [Citation omitted.]”
(DiGenova
v.
State Board of Education
(1962) 57 Cal.2d 167, 178 [18 Cal.Rptr. 369, 367 P.2d 865]; but see
Jennings
v.
Superior Court
(1980) 104 Cal.App.3d 50, 56-57 [163 Cal.Rptr. 391] and Advisory Com. comment,
More importantly, despite the inevitable differences among justices of appellate courts, stare decisis remains a vital principle. We hesitate to overrule a decision rendered by another panel of this court except for compelling reasons.
Although the People assert Williams is incorrect because the Legislature did not intend a jury to consider an applicant’s medicated status in determining dangerousness under section 1026.2, they do not cite, nor has our own research located, any specific items in the statute’s text, legislative history, or context, providing explicit guidance on this issue. Although Williams may be open to criticism, under these circumstances, we decline the invitation to overrule it.
Determining
Williams
should not be overruled does not, however, resolve whether
Williams
applies in Bolden’s case, which arises under a different statute (
Section 1026.2, the statute at issue in
Williams,
provides a two-stage proceeding for persons seeking release on the basis their sanity has been restored. In the first stage, the court determines whether the respondent “will not be a danger to the health and safety of others . . .
while under supervision and treatment. . .
.” (§ 1026.2(e), italics added.) If the court so
Williams approved a jury instruction stating sanity is “restored” under the second stage of a section 1026.2 proceeding when the respondent is no longer dangerous in a medicated condition and will continue to self-medicate. (People v. Williams, supra, 198 Cal.App.3d at p. 1479.) Accordingly, viewed as a case of statutory interpretation, as it must, Williams implicitly determined the “not dangerous while under treatment” standard of dangerousness which is expressly required by the statute under the first stage of a section 1026.2 proceeding also applies to the second stage where the treatment under consideration is the respondent’s medicating himself.
Unlike the statute at issue in
Williams,
here
By definition, the only persons coming within
Thus, section 1026.2 (as construed by
Williams)
and
Although we have determined
Williams
is distinguishable on its facts and issues, the policy considerations outlined above have equal force here. If Bolden is not dangerous while medicated and will
unfailingly
self-medicate in an unsupervised environment in the future,
In light of the foregoing and in the absence of any legislative indication to the contrary, we conclude, therefore, the following: (1) The People present a prima facie case under
Perhaps anticipating this result, at oral argument the parties addressed whether Bolden may constitutionally be required to prove such a defense by a preponderance of the evidence, or whether the People must instead prove the absence of such facts beyond a reasonable doubt.
In contrast, some defenses do not admit the elements of the crime, but instead serve to overcome or negate such proof. For example, alibi negates an element of the People’s case—identity. Similarly, voluntary intoxication negates proof of an element of some crimes—specific intent. Where the defense would necessarily negate an essential element of the crime charged, the state may not constitutionally place the burden of persuasion on that issue upon the defendant. (People v. Babbitt (1988) 45 Cal.3d 660, 694 [248 Cal.Rptr. 69, 755 P.2d 253]; Holloway v. McElroy (5th Cir. 1980) 632 F.2d 605, 624-625; People v. Lewis (1947) 81 Cal.App.2d 119, 123-124 [183 P.2d 271] [alibi]; CALJIC No. 4.21 [voluntary intoxication].)
Here, although
The “elements” under
Bolden made his theory of defense plain to the trial court and proffered an incorrect instruction. As discussed above, the court was required to correct the instruction by directing the jury to consider the effect of Bolden’s medication on his dangerousness and whether he would self-medicate in the future in an unsupervised environment. The court should have instructed that Bolden bore the burden of proving such a defense by a preponderance of the evidence. Noting this court held a similar failure to instruct was reversible error in Williams, Bolden contends his order of recommitment must also be reversed.
However, a critical difference exists between Williams and the situation here. In Williams, the court instructed the jury to disregard the effects of medication upon the applicant’s behavior. (People v. Williams, supra, 198 Cal.App.3d at p. 1479.) In contrast, here the court gave CALJIC No. 4.17 and no instruction at all regarding the effect of medication. 8 Citing People v. Brown (1988) 45 Cal.3d 1247 [248 Cal.Rptr. 817, 756 P.2d 204], the People contend this distinction, coupled with the arguments of counsel, adequately presented to the jury the theory which Bolden claims should have been the subject matter of the instruction. As discussed below, we agree.
In
People
v.
Brown, supra,
45 Cal.3d 1247, the court considered whether the jury, given an “ ‘unadorned factor (k)’ ” instruction, was nevertheless properly informed through counsel’s arguments about the mitigating circumstances properly bearing on its penalty choice. Focusing on the closing arguments of both the prosecutor and defense attorney, the Supreme Court stated: “[Instructions such as those given here are not crucially erroneous,
Here, like the situation in Nguyen, CALJIC No. 4.17 does not misstate the law. Instead, where, as here, the defendant relies on a medication defense, it is incomplete. Moreover, unlike the situation in People v. Williams, here the court did not misstate the law. Accordingly, because CALJIC No. 4.17 is not misleading or erroneous on its face, in assessing whether prejudicial error occurred, we may consider counsels’ closing arguments to determine whether the jury “understood its mission and completed it properly.” (People v. Nguyen, supra, 204 Cal.App.3d at p. 189.)
As summarized above, there was abundant testimony concerning the effect of medication on Bolden’s dangerousness and his propensity to self-medicate. In closing argument, the People stated: “He has told several doctors that, T will only use medication if I have to.’ That’s a problem, that’s something for you to consider, fl|] The doctors felt that he was unlikely to take his medication without supervision. That’s why he’s in an injection system now.
“He felt that Patton put him on these medications for punishment and that is, again, something you can discuss and consider as to whether Mr. Bolden does realize he does need these medications.
“I think it’s very clear that he is and he’s a danger again because of all the things we talked about, the poor judgment, the failure of insight into his illness, the failure to realize the need for medication. [1f] If you don’t believe that you have an illness, you won’t take your medication.
Future Dangerousness
In People v. Williams, this court said “[a]n individual’s present condition is the focus of a commitment proceeding, not his or her behavior under future changes.” (People v. Williams, supra, 198 Cal.App.3d at p. 1481.) Latching ahold of this phrase out of context, Bolden contends the People committed reversible error by referring to his propensity for future dangerous behavior when, in closing argument, the prosecutor said, “Again, they feel that if he did take—stop taking his medications that he would decompensate. . . . That’s what they have seen over the past ten years and that’s what would happen again.”
We reject Bolden’s contention for several reasons. First, Bolden’s assertion is internally inconsistent. On the one hand, Bolden contends the jury must be instructed to consider whether he will continue to self-medicate if
Disposition
The order is affirmed.
Kremer, P. J., and Todd, J., concurred.
Appellant’s petition for review by the Supreme Court was denied May 23, 1990.
Notes
All statutory references are to the Penal Code unless otherwise specified. When referring to statutory subparts we omit repeating the word “subdivision.”
Under
Although
Neither Williams nor Bolden’s case presents the issue whether the trial court must give such an instruction sua sponte. We express no opinion on such issue.
Section 1026.2(k), the statute applied in Williams, states, “In any hearing authorized by this section, the applicant shall have the burden of proof by a preponderance of the evidence.”
We acknowledge a contrary line of authority, including People v. Franco (1970) 4 Cal.App.3d 535 [84 Cal.Rptr. 513], which states, “[I]t is not error to refuse an instruction which is an incorrect statement of the law.” (Id. at p. 542.)
However, in support of its conclusion, the court in Franco cites People v. Hawkins (1967) 249 Cal.App.2d 379 [57 Cal.Rptr. 522], In turn, Hawkins relies on Roy v. Mission Taxi Co. (1950) 101 Cal.App.2d 438 [225 P.2d 920]—a civil case. (People v. Hawkins, supra, 249 Cal.App.2d at p. 383.) In Roy, the court refused an argumentative and formula instruction; it did not refuse an instruction which was defective solely because it misstated the law. (Roy v. Mission Taxi Co., supra, 101 Cal. App.2d at pp. 445-446.)
Accordingly, we question the validity of the above-quoted statement in People v. Franco and People v. Hawkins.
CALJIC No. 4.17 (1988 rev.) states: “In this case, the question for your determination is whether the respondent,_, by reason of a mental disease, defect or disorder, represents a substantial danger of physical harm to others, [fl] The State has the burden of proving beyond a reasonable doubt that the respondent: [H] (1) Has a mental disease, defect or disorder, and [[]] (2) By reason of such mental condition represents a substantial danger of physical harm to others.”