delivered the opinion of the court:
In the circuit court of Madison County, the 17-year-old defendant, Brian Bernasco, was charged by information with two counts of residential burglary (Ill. Rev. Stat. 1985, ch. 38, par. 19 — 3). That court suppressed his confession, finding that, though the confession was not coerced or otherwise the product of improper police conduct, and though the confession was preceded by Miranda warnings (see Miranda v. Arizona (1966),
The appellate court affirmed. (
The chief issue is whether a valid Miranda waiver must be knowing and intelligent in addition to being free from coercion or other misconduct. The secondary issue is whether the trial court’s finding, that defendant did not knowingly and intelligently waive his Miranda rights or confess, was in accord with the manifest weight of the evidence.
The facts of this cause were fully set forth in the appellate court’s opinion. We will refer to them as necessary. Briefly, defendant was of subnormal intelligence and was questioned by police outside his father’s presence and on the assumption that he could understand Miranda warnings. At trial, his father testified that defendant had left school in the ninth grade and had had no prior police experience. A psychologist testified that defendant could not understand certain Miranda terminology and that he would probably have agreed to almost anything said to him if doing so would end his interrogation. Defendant testified that he had not been paying attention to his Miranda waiver form, had not understood it, and had been scared.
I
The State contends that, in Colorado v. Connelly (1986),
Connelly involved a defendant who, while mentally ill, had confessed to a murder. He had first confessed spontaneously upon approaching a police officer in the street. He had then confessed twice more after being given Miranda warnings. No improper police coercion had accompanied his confessions.
The Colorado Supreme Court held that, as a matter of due process, voluntariness required that the first, spontaneous confession have been “the product of a rational intellect and a free will,” regardless of whether there had been improper coercion; that, despite any lack of official coercive origin, the confession’s very admission into evidence would have constituted State action implicating the fourteenth amendment’s due process clause; and that, because of evidence that the defendant had been suffering from a serious mental disorder, the trial court correctly found that he had lacked a rational intellect and free will and that the confession had thus been involuntary. (People v. Connelly (Colo. 1985),
On review, the United States Supreme Court held that, in order to satisfy the fourteenth amendment’s due process requirements as to voluntariness, it is sufficient that a confession not be causally related to coercive police conduct, (Colorado v. Connelly,
The Connelly Court explained that it was reversing the Colorado judgment in its entirety because the Court believed that the judgment’s underlying analysis had been influenced by an erroneous view of constitutional voluntariness requirements. However, the Court explicitly noted that, on remand, the Colorado court could reconsider other issues not inconsistent with the Federal opinion (Connelly,
Though it is clear from the Connelly majority opinion and the cited dissent that a confession, made after a Miranda waiver, might still be suppressed on grounds that Miranda’s protections had not been intelligently and knowingly waived, it is not perfectly clear from the Connelly majority opinion whether such suppression would have a constitutional basis. Nevertheless, defendant would ground suppression in the constitutional jurisprudence of Burbine, and we agree that Burbine has continuing vitality in this regard.
According to Burbine, an inquiry into Miranda waiver has “two distinct dimensions”: (1) whether there was a free, uncoerced choice and (2) whether there was awareness of the right and the consequences of abandoning it. (Burbine,
In Burbine, the police had failed to inform the respondent that an attorney, whom the respondent’s sister had attempted to retain for him, had telephoned the police less than an hour before the respondent’s interrogation and had been told by the police that the respondent would not be interrogated until the next day. (Burbine,
Miranda waivers were valid. Burbine,
In arguable contrast to the twin Burbine-recognized requirements of voluntariness and intelligent knowledge for Miranda waivers, the Connelly Court initially declared with seeming breadth that admissibility of a confession by a defendant whose mental state interfered with “ ‘rational intellect’ ” and “ ‘free will’ ” is to be governed by State evidence rules “rather than by our previous decisions regarding coerced confessions and Miranda waivers.” (Connelly,
However, Connelly merely means that, in general, issues of intelligent knowledge are separate from issues of voluntariness. The Connelly opinion was actually addressing (1) an initial confession given under circumstances requiring no Miranda warning (hence involving no question of waiver), the voluntariness of the confession being at issue, and (2) subsequent confessions given after Miranda warnings, the voluntariness of the Miranda waivers being at issue. Thus — in a narrower vein than that in which the opinion’s opening sentences might cursorily be read — the Court continued that, in determining whether a confession is voluntary where there has been no official coercion, inquiries into the state of a confessing defendant’s mind, when “divorced from any coercion *** by the State,” are to be resolved by State evidence law rather than by the due process clause of the fourteenth amendment. (Connelly,
We observe that at no point did the Connelly Court overrule Burbine’s and other cases’ requirement that a Miranda waiver be intelligent and knowing as well as voluntary. The Connelly opinion analyzed merely the constitutional voluntariness component of a confession’s admissibility and of a waiver’s validity. Connelly,
Thus, from a Federal constitutional viewpoint, only voluntariness, rather than intelligent knowledge, ordinarily need be shown in the case of a confession (such as the Connelly respondent’s first one) that is given under circumstances not requiring a Miranda warning. But, where a defendant confesses after being given Miranda, warnings (as in the case of the subsequent Connelly confessions), both intelligent knowledge and voluntariness remain requirements for assuring that a defendant’s Miranda waiver reflects Miranda’s “carefully drawn approach”: its “subtle balance” between the need for police questioning and the coercive pressures inherent in such questioning. See Burbine,
This understanding of Connelly and Burbine has been confirmed by later decisions. (See Colorado v. Spring (1987),
There remains a world of difference between voluntariness and intelligent knowledge. It has been noted, though to analytically different effect, that a mentally ill person may “confess” at length quite without external compulsion but not intelligently and knowingly, while a perfectly rational person on the torture rack may confess intelligently and knowingly but without free will. People v. Kincaid (1981),
However, for Federal constitutional purposes, a distinction does need to be made between two types of awareness in interpreting the Miranda-derived waiver requirement of intelligent knowledge.
The first type of awareness involves “knowing] and understanding] every possible consequence of a waiver of the Fifth Amendment privilege” (Spring,
The second type of awareness involves simply being cognizant at all times of “the State’s intention to use [one’s] statements to secure a conviction” and of the fact that one can “stand mute and request a lawyer.” (Burbine,
This second type of awareness has been elucidated more recently than Connelly and Burbine were decided. (See Patterson v. Illinois (1988),
In satisfying the latter formulation’s “constitutional minimum,” the Patterson Court found it sufficient under the sixth amendment that the petitioner had been aware of two points: (1) he had a right to consult with an attorney, to have an attorney present during questioning, and to have an attorney appointed if he could not afford to retain one privately; and (2) any statement that he made could be used against him in criminal proceedings, and an attorney’s presence during questioning could serve him by affording him advice on making any statements. (Patterson,
The foregoing review of intelligent-knowledge waiver doctrine is a key to harmonizing Connelly with Burbine. It also aids in deciding the present cause.
The trial judge in the present cause found that defendant had no prior criminal experience and had a beginning fourth-grade reading and comprehension level that prevented him from ! ‘understanding] what was happening here and *** hav[ing] a knowing understanding of what was happening,” so that he could not effectively waive his Miranda rights “without the aid of his parents or someone who would assist him in translating what was really happening.” In other words, as the trial judge found, “because of [defendant’s] station in life, because of the circumstances surrounding the situation, he was unable to form a necessary intent to knowingly waive his rights.” (The parties agree that defendant’s father was not present at defendant’s interrogation; the father testified that the police refused him permission to be present, and the trial judge so found.)
The trial judge had heard testimony from a school psychologist that defendant’s measured intelligence quotient placed him at the bottom of the slow-learner, low-average range. The psychologist testified that such persons “need to go over things time and time again in order to assimilate the same material than [sic] a student who functions in the normal range of intelligence.” The psychologist also testified that defendant probably would not have understood the terms “interrogate,” “court-appointed attorney,” “intimidation,” “immunity,” and “waiver” but that he would have agreed “to most everything that was said to him to get himself out of the situation.” (The terms “a lawyer appointed for me,” “waiver,” “immunity,” and “intimidated” are contained in the waiver form signed by defendant.)
On cross-examination, the psychologist testified that defendant probably had an idea what a lawyer is, though he would not be able to give a very specific, accurate definition; that defendant understood the terms “silent,” “I do not have to talk with any Collinsville Police Officer unless I want to,” and “I know that I can refuse to answer any questions,” all of which appeared on his waiver form; but that he would have some difficulty with the word “statements” in the form’s phrase “stop giving any statements any time.” On redirect examination, the psychologist also testified that defendant might be confused by the term “legal rights” and would probably refer to “right” in opposition to “wrong.”
In his written order, the trial judge found that, based on his observations of defendant during direct testimony, defendant had substantial difficulty in understanding relatively routine questions, was limited in his comprehension of single words, and was substantially unable to understand relatively simple concepts. The order also recited that the trial judge was convinced from the psychological testimony that defendant would have agreed to and signed almost anything given him during interrogation.
Though the trial judge erred in finding that defendant’s confession was not voluntary in the Federal constitutional sense, his findings provide ample support for concluding that defendant’s Miranda waiver was not knowing and intelligent.
If intelligent knowledge in the Miranda context means anything, it means the ability to understand the very words used in the warnings. It need not mean the ability to understand far-reaching legal and strategic effects of waiving one’s rights, or to appreciate how widely or deeply an interrogation may probe, or to withstand the influence of stress or fancy; but to waive rights intelligently and knowingly, one must at least understand basically what those rights encompass and minimally what their waiver will entail. Here, defendant was found not to understand fundamental terms contained in the Miranda warnings of his rights, not to have been able to form an intent to waive those rights, and not to have a normal ability to understand questions and concepts. Such findings, if borne out by the evidence, are sufficient to warrant the conclusion that defendant did not waive his Miranda rights knowingly and intelligently, and hence to justify suppressing his confession. See Note, Constitutional Protection of Confessions Made by Mentally Retarded Defendants, 14 Am. J.L. Med. 431, 432-33, 440-44 (1989) (discussing mentally retarded persons’ limited intellectual ability to make knowing and intelligent Miranda waivers); cf. Holtz, Miranda in a Juvenile Setting: A Child’s Right to Silence, 78 J. Crim. L. & Criminology 534, 536-37, 546-56 (1987) (citing evidence that most youths lack proper comprehension of rights under police interrogation; proposing use of simplified version of Miranda warnings); Note, Now My Son, You Are a Man: The Judicial Response to Uncounseled Waivers of Miranda Rights by Juveniles in Pennsylvania, 92 Dick. L. Rev. 153, 168-71, 175-84 (1987) (discussing factors judicially and scientifically found to bear on waiver competence of arrestees under age 18).
Our own prior cases lend further weight to today’s holding. We have repeatedly analyzed Miranda waivers with regard to whether they were both voluntary and knowing and intelligent. For example, we recently did so in People v. Reid (1990),
Among additional cases in which this court recognized that a Miranda waiver must be knowing and intelligent as well as voluntary were People v. Evans (1988),
Independently of Miranda and its Federal voluntariness principles, Illinois courts have long held that, to be admissible, a confession must be “voluntary” in a State-law sense and that a defendant’s mental ability, familiarity with the English language, age, education, and experience are among factors to be weighed in determining from the totality of the circumstances whether a confession or waiver of rights is “voluntary” in that sense. (See People v. Turner,
In the latter connection, we note the State’s argument that Supreme Court cases cited by defendant as supporting a separate admissibility requirement of intelligent knowledge are explainable by whether police misconduct was present of which a defendant was aware. (See Patterson,
The enunciation of Miranda principles in Patterson, Spring, and Burbine, which we have already discussed, survives the State’s attempt to interpret those cases factually. All three cases clearly require that a Miranda waiver be both constitutionally voluntary and a decision taken knowingly and intelligently. In further response to the State’s contention, we emulate the tone though not the substance of a separate opinion in Connelly,
While it is true that no police misconduct discernible by a defendant had occurred when statements were held admissible in Patterson, Spring, and Burbine, it is also true that in those cases the Court explicitly and at least as significantly recognized that the statements followed knowing and intelligent waivers of rights. See Patterson,
The fact that defendants in Patterson, Spring, Burbine, and the present case were all conscious of no police misconduct signifies only that, in regard to whether the intelligent-knowledge Miranda waiver element existed, this would be a case of first impression. Arguably unlike the present defendant, the defendants in the cited cases understood their Miranda waivers and the effects of their statements. Whether defendant knowingly and intelligently waived his Miranda rights and gave his confession remains the key factual question here.
II
We now turn to the question whether the manifest weight of the evidence contradicts the trial court’s finding that defendant did not waive his Miranda rights or give his confession knowingly and intelligently.
We do not sit to reweigh the evidence as if we were a trial court; a reviewing court will not disturb a trial court’s determination on a motion to suppress evidence unless it is against the manifest weight of the evidence. (People v. Galvin (1989),
The State argues that defendant could read his confession aloud and that he told the police and they believed that he understood his rights. The State further argues that defendant understood that he did not have to speak with police and that he understood what a lawyer was. The State cites numerous cases, most of them noted in the appellate court’s opinion (
For the foregoing reasons, the judgment of the appellate court is affirmed.
Judgment affirmed.
