People v. BenfordPeople v. Benford
— An indictment filed April 15, 1958, charged that on December 11, 1957, defendant “did . . . feloniously sell, furnish and give awajr . . . marijuana” in violation of section 11500 of the Health and Safety Code and that in 1951 lie had suffered a conviction under the same sec
Defendant personally and counsel for both parties waived trial by jury. By stipulation the court considered the transcript of the proceedings before the grand jury, and each side produced additional evidence.
Officer Cornelius Pryor testified before the grand jury that on December 10, 1957, he “asked [defendant] if we could get together the next day to go out and purchase some marijuana,” and that on the 11th defendant and the officer drove to a housing project, the officer handed defendant $15, defendant left the car, returned in about half an hour, and handed the officer a dollar and a bag which (according to testimony of a chemist) contained 43 grams of marijuana. On cross-examination at the trial Officer Pryor further testified (that he met defendant and his wife through one of their neighbors about a month before December 11; that he had visited defendant’s apartment and occasionally had beer with him at ,a tavern; and that $14 was about the usual price, “maybe a little more,” for 43 grams of marijuana.
The officer further testified as follows concerning his conversations with defendant as to marijuana:
“Q. Was the subject of marijuana first mentioned by you on the 11th or some time prior to that date ? A. No. I mentioned it to him on the 10th, I would say.
“Q. Had you mentioned it to him on a date prior to that? A. That’s pretty difficult to answer, but—I don’t know, maybe I did.
“Q. It would be a fair statement, would it, then, to say that perhaps on two or three occasions prior to the 11th the subject of marijuana was discussed between you and the defendant? A. Yes, I would say so.”
The prosecution placed in evidence a recorded interview of defendant by Sergeant Salagi and Officer Pryor on April 22, 1958. (It should be remembered that the date of the claimed sale was December 11, 1957.) At the beginning of this interview defendant said that he had not previously known that
Salient uncontradicted portions of the defense testimony
1
tend to show that a manifestly reluctant defendant was induced to obtain marijuana for the officer by the latter’s repeated requests, gestures of friendship, and appeals to sympathy. In arguing that the defense of entrapment is established as a matter of law, defendant properly refrains from reliance on such testimony, for the trier of fact was not required to give it credence and it is not our function to reappraise its effect.
(People
v.
Merkouris
(1959),
In support of defendant’s application to produce evidence on appeal, an affidavit of defendant’s trial counsel (who does not represent defendant on this appeal) avers that from discussions with Officer Pryor before and after the trial he believes that Officer Pryor would testify, in substance, “That defendant declined on more than two occasions to furnish or procure marijuana for said Officer Pryor before eventually agreeing to procure marijuana for him” and “That when the defendant procured the marijuana for Officer Pryor he stated to Officer Pryor in effect that if Officer Pryor again wanted to obtain marijuana through the defendant, defendant would introduce him to the person from whom he had obtained it. ’ ’ The affidavit further avers that trial counsel because of inadvertence did not establish the foregoing matters at the trial.
The legislation (Code Civ. Proc., § 956a) which gives appellate courts evidence-talcing and fact-finding powers (pursuant to Cal. Const., art. VI, § 4%) does not convert the appellate courts into triers of fact or abrogate the general rule that findings of the trial court based on substantial evidence are conclusive on appeal. The purpose of section 956a is to enable appellate courts, in appropriate cases, to terminate litigation by affirmance, or modification and affirmance, of the judgment, or by reversal with directions to enter judgment for appellant if it appears that on no reasonable theory could respondent make a further showing in the trial court.
(Tupman
v.
Haberkern
(1929),
Defendant relies upon
Bassett
v.
Johnson
(1949),
Here the officer’s testimony which defendant wishes to produce on appeal would corroborate defense testimony to the effect that defendant was reluctant to obtain the drug for the officer. Although the officer’s testimonjq because of its source, would no doubt have had greater probative value in the trial court than the testimony of defendant and his wife (see
People
v.
Carter
(1957),
The People rely on the holding of
People
v.
Cowan
(1940),
Defendant urges that the California law as to entrapment
The theoretical basis of the defense, according to the United States Supreme Court, is that “Congress could not have intended that its statutes were to be enforced by tempting innocent persons into violations.”
(Sherman
v.
United States
(1958),
supra,
Nevertheless, the tests and definitions of entrapment stated by the California courts, like those stated by the United States Supreme Court, place at least as much emphasis on the susceptibility of the defendant as on the propriety of the methods
The California courts say that “It is not the entrapment of a criminal upon which the law frowns, but the seduction of innocent people into a criminal career by its officers . . .”
(People
v.
Roberts
(1953),
supra,
Prom the foregoing statements of the doctrine of entrapment it might seem to follow that where defendant invokes the defense the prosecution may prove his willingness to commit the crime charged by evidence that he has committed other crimes of the same sort or that he has a criminal reputation. This is the federal rule. “ [I] f the defendant seeks acquittal by reason of entrapment he cannot complain of an appropriate and searching inquiry into his own conduct and predisposition as bearing upon that issue.” (Sorrells v. United States (1932), supra, p. 451 of 287 U.S.; Sherman v. United States (1958), supra, p. 369 of 356 U.S.) 4
In California, however, evidence that defendant had previously committed similar crimes or had the reputation of being engaged in the commission of such crimes or was suspected by the police of criminal activities is not admissible on the issue of entrapment.
(People
v.
Roberts
(1953),
supra,
A number of California eases state the view that where a defendant is
regularly engaged
in committing prohibited acts, it is no defense that an officer of the law furnished the opportunity for commission of the offense charged or, as is sometimes said, provided the occasion for defendant to ply his unlawful trade. But in none of those cases did the prosecution at the trial undertake to prove, for the purpose of re
Since the prosecution in California cannot prove prior criminality of defendant to overcome the defense of entrapment, the absence of such evidence here does not in and of itself have the significance which it had under federal law in the Sherman case (1958),
supra,
From the testimony of Officer Pryor, the dates of
The suggestion that Officer Pryor, unknown to defendant, made defendant his agent to detect and apprehend the peddler from whom defendant obtained the weed is somewhat similar to an argument presented in
People
v.
Seely
(1944),
We disagree with the further statement in the Seely case, unnecessary to the decision, that (p. 412 of 66 Cal.App.2d [4]) ‘‘The conduct of arresting officers is of no concern to the courts so long as their behavior does not tend to influence the judicial inquiry into the merits of the accusation against the prisoner by violating his rights of due process of law.
(McNabb
v.
United States,
The punishment to which this defendant has been sentenced is imprisonment from 10 years to life, for section 11713 of the Health and Safety Code prescribes that punishment for ‘‘Any person convicted under this division for . . . furnishing . . , any narcotic” where he ‘‘has been previously convicted of any offense described in this division” and the previous conviction is ‘‘found to be true by the court.” This punishment seems very harsh for a defendant who, without
For the reasons above stated the application to present additional evidence on appeal is denied and the judgment is affirmed.
Gibson, C. J., Traynor, J., Spence, J., McComb, J. Peters, J., and Peek, J. pro tem., * concurred.
Notes
Defendant’s wife testified that, not knowing that Pryor was a police officer, she had been acquainted with him for about three months during the latter part of 1957; that Pryor made occasional social visits to her and defendant’s apartment and sometimes went out with defendant; and that she once heard Pryor ask defendant to “go with him up to get some pod or weed, or whatever they called it. And my husband paused for a while and said he wouldn’t like to do that, because he had children to raise and they were growing older now.”
Defendant in his testimony admitted the transaction of December 11, 1957, and further testified as follows: About three months before that occurrence neighbors brought Pryor to defendant’s home and introduced him as a schoolmate. (On cross-examination Pryor had previously testified that in his presence the neighbors did not refer to him as a schoolmate.) Pryor “started coming over, visiting with me, and we had a few drinks several times. And he asked me did I know where I could get some marijuana. And the first time I told him no, I didn’t know anything about it. So he kept coming and kept asking and buying candy and stuff: for my kids, and gained my influence; and so finally I decided—he told me him and his wife used it and he couldn’t get any down here. ... I told him that X would introduce him to the people, where he wouldn’t have to come by and bother me to get it for him, because I didn’t want to have anything to do with it. And I only did it because he was a friend.” Defendant made no money from the transaction.
Petitioner Sherman was convicted of three sales of narcotics to an informer. Defendant here emphasizes the holding (pp. 375-376 of 356 U.S.) that the government had not "overcome the defense of entrapment” for the reasons, among others, that "There is no evidence that ' petitioner himself was in the trade,” and that petitioner’s "nine-year-old sales conviction and a five-year-old possession conviction are insufficient to prove petitioner had a readiness to sell narcotics at the time [the entrapping informer] approached him, particularly when we must assume from the record he was trying to overcome the narcotics habit at the time.” Here, defendant points out, there is no evidence that ho was engaged in the trade, he had only a prior conviction for the offense of possession committed seven years before the present offense, and there was no evidence that he had ever used narcotics. Defendant over- , looks the fact that the People did not, and the law (hereinafter more l fully stated) that the People could not, introduce evidence of past j criminal involvement of defendant with narcotics to show that he was ’ not improperly entrapped.
Also cited by defendant to show circumstances where a federal court will reverse on the ground that entrapment appears as a matter of law, and also emphasizing the government’s failure to show defendant’s criminal background or tendencies, are
Henderson
v.
United States
(1958, C.A. 5),
Manifestly, in the typical entrapment case, the intent to commit the ‘particular crime with which defendant is charged, the crime in which the entrapping officer or other decoy participates, originates in the mind of the latter, although defendant may have had a general willingness to commit that type of crime whenever the opportunity arose. (See Frankfurter, J., concurring in the Sherman case, supra, p. 382 of 356 U.S.; Mickel, The Doctrine of Entrapment in the Federal Courts (1942), 90 Pa.L.Rev. 245, 251; Cowen, The Entrapment Doctrine (1959, Comment), 49 Journ. Crim. Law 447, 453.)
Not only do the federal cases hold that the prosecution may prove that defendant was a criminal in' order to show that he was not improperly induced to commit the crime charged; some of them go so far as to frankly state that the police may use more reprehensible methods to trap those whom they reasonably suspect of being engaged in crime than they may use against the ordinary citizen. For example, it is said in
Trice
v.
United States
(1954, C.A. 9),
Although we are primarily concerned with the officer’s
conduct
as constituting excessive persuasion, not with the officer’s state of mind, it is to be noted that the just stated circumstances are “quite persuasive” that the officer believed that defendant had some knowledge of illicit drug traffic which would enable the officer to detect and apprehend persons engaged in the traffic. (See
People
v.
Makovsky
(1935),
supra,
Assigned by Chairman of Judicial Council.