THE PEOPLE, Plaintiff and Appellant, v. FLOYD CODY BELKNAP, Defendant and Respondent.
Crim. No. 12827
First Dist., Div. One.
Sept. 25, 1974.
1019
COUNSEL
D. Lowell Jensen, District Attorney, William A. McKinstry, Deputy District Attorney, Evelle J. Younger, Attorney General, Jack R. Winkler, Chief Assistant Attorney General, Edward P. O‘Brien, Assistant Attorney General, and W. Eric Collins, Deputy Attorney General, for Plaintiff and Appellant.
Claude O. Allen for Defendant and Respondent.
OPINION
SIMS, J.-This case has been transferred to this court pursuant to rules 62 and 63, California Rules of Court, following certification by the appellate department of the superior court in Alameda County that review of its decision, which affirmed the action of a municipal court in dismissing a felony criminal complaint, was necessary to secure uniformity of decision and to settle an important question of law. The question certified, which was decided adversely to the prosecution by both the magistrate and the appellate department, is whether under the provisions of subdivision (j) of
Preliminarily it is determined that there is no right of appeal from the order of a magistrate dismissing a felony complaint, and that therefore neither the appellate department of the superior court nor this court has jurisdiction to entertain the People‘s purported appeal. Because of the special circumstances of this case, as reviewed below, it is deemed proper to address the merits of the controversy. On that score it is concluded that the People are bound by the order suppressing the evidence relating to the offense charged in the original information, but they are not bound by the order suppressing evidence relative to the offense which was dismissed by the magistrate. The appeal must be dismissed without prejudice, however, to the right of the People to take further action not inconsistent with the views expressed herein.
The settled statement on appeal, with interpolations by this court from the record noted in the margin, sets forth the following facts:
“On April 24, 1972, a criminal complaint was filed against [defendant]
“At the conclusion of the preliminary hearing [defendant] was held to answer for violation of Section 11911 of the
“Certain evidence was suppressed at the preliminary hearing, to wit, exhibits 3-A, 3-B and 4-A. These included a plastic bag (3-A); a plastic bag containing approximately fifteen white pills (3-B); and a baggie containing marijuana (4-A). 3
“An information was filed by the People in the Superior Court of the State of California, County of Alameda, on May 23, 1972, for violation of Section 11911 of the
“In late September, 1972, the People moved the court to dismiss the information against [defendant] and [the] motion was granted on the grounds that the evidence suppressed in the Municipal Court was fatal [sic “vital“] to a successful prosecution.4 On October 6, 1972, the People filed a new complaint against [defendant] in the San Leandro-Hayward Municipal Court charging him with violations of Sections 11911 and 11530 of the
“On January 23, 1973, the defendant filed a motion to dismiss criminal proceedings in the San Leandro-Hayward Municipal Court, and on May 18, 1973, the defendant filed an amended motion to dismiss criminal proceedings. The motion was based on two grounds; 1) that the findings of the 1538.5 hearing at the first preliminary hearing are binding on the court which hears the second preliminary hearing based on the new complaint if there is no new evidence and if the defendant is held to answer and if there is no timely appeal by the People pursuant to 1538.5 J of
“On June 6, 1973, defendant‘s motion to dismiss . . . was granted . . . .”
I
On June 7, 1973, the People filed their notice of appeal from the order dismissing the complaint. The settled statement recites, “Pursuant to rule 184B of the California Rules of Court, the ground for this appeal is that the court exceeded its jurisdiction in dismissing the new complaint.”
It is established that no appeal will lie from the order of a magistrate dismissing a felony complaint following the granting of a motion to suppress evidence under the provisions of
In this case in dismissing the second complaint the magistrate observed that to permit the district attorney to dismiss the original information and refile the charges so as to secure a second ruling on the admissibility of the evidence would circumvent the provisions of
A more serious impediment to the entertainment of the appeal is the compelling reasoning found in People v. Randall, supra, that
In People v. Randall, supra, the original appeal, as in this case, was from an order of a magistrate dismissing a felony complaint. Unlike this case, but as in Cash v. Superior Court, supra, the dismissal reviewed by the appellate department of the superior court was predicated upon the suppression of evidence found to be the product of an illegal search or seizure. In all three cases the appellate department rendered an adjudication on the merits. In Cash the court held in collateral proceedings that the appellate department‘s order purporting to reverse the order suppressing evidence and the dismissal could not breathe new life into the original complaint because it was void for want of jurisdiction. (See 35 Cal. App.3d at p. 228, fn. 1.) The court stated, “The People‘s remedy is to file another complaint or seek an indictment. (
II
In this case, as distinguished from Cash and Randall the determination of the proper construction of subdivision (j) of
It would appear that the proper remedy to review a magistrate‘s refusal to entertain a felony complaint and to hold a preliminary examination as required by law (see
In granting relief with extraordinary writs, the courts have often overlooked the existence of an adequate legal remedy when the parties have not objected to the propriety of the proceedings, the question is an important one which has been fully argued on the merits, and a dismissal would merely lead to further delays. In People v. Superior Court (1937) 10 Cal.2d 288 [73 P.2d 1221], the court condemned the use of ” ‘short-cut’ ” methods, but concluded, “. . . since with the obvious concurrence of all interested parties to the action the matter has been presented to this court, and is now before it for determination, and since the litigation is one in which the public is concerned, the deciding issue will be given consideration.” (10 Cal.2d at p. 291. See also Hennessy v. Superior Court (1924) 194 Cal. 368, 374 [228 P. 862]; and 5 Witkin, Cal. Procedure. (2d ed. 1971) Extraordinary Writs, §§ 43 and 94, pp. 3817 and 3869-3870.)
It has also been recognized that where the existence of a right to appeal was questionable, a writ should not be denied on that ground in the same action in which the right to appeal is definitely established. In Phelan v. Superior Court (1950) 35 Cal.2d 363 [217 P.2d 951], the court ruled: “In view of the uncertainty which has existed in the law with respect to the appealability of the order in question and also in view of the holdings of this court that an appeal is not adequate in a case of this type, petitioner should not be denied the use of the writ because of his failure to appeal. It would obviously be a hardship upon a litigant who has been misled by such uncertainty in the law if we were to resolve the uncertainty and in the same proceeding deny his petition for a writ on the ground that he in fact did have an adequate remedy by appeal.” (35 Cal.2d at pp. 371-372.) In Robinson v. Superior Court, supra, 35 Cal.2d 379, the court ruled in similar vein, “. . . in view of the uncertainty which has existed heretofore with respect to appealability of orders of this type, we should not refuse to allow the writ to be used to test the issue before us solely because we have now
However, the converse does not hold true, “An appellate court lacks jurisdiction to consider an appeal from a non-appealable order. [Citations.] The court must of its own motion dismiss such an appeal. [Citations.]” (Woodman v. Ackerman (1967) 249 Cal.App.2d 644, 646 [57 Cal.Rptr. 687]. See also People v. Valenti (1957) 49 Cal.2d 199, 204 [316 P.2d 633].) The fact that all of the parties take the position that the order appealed from is appealable cannot confer jurisdiction. (Caruso v. Snap-Tite, Inc. (1969) 275 Cal.App.2d 211, 213 [79 Cal.Rptr. 642].) See also 6 Witkin, op. cit., Appeal, § 31, p. 4046.)
There are decisions where in the absence of any objection, appellate courts have reviewed a magistrate‘s dismissal of a felony complaint. (See People v. Barksdale (1972) 8 Cal.3d 320 [105 Cal.Rptr. 1, 503 P.2d 257], certification by appellate department of superior court which purported to reverse magistrate‘s dismissal of complaint after sustaining defendant‘s demurrer; and People v. Lopez (1968) 265 Cal.App.2d Supp. 980 [71 Cal.Rptr. 667] [disapproved on merits People v. Gilbert (1969) 1 Cal.3d 475, 481, fn. 5 [82 Cal.Rptr. 724, 462 P.2d 580]], appeal from magistrate‘s order dismissing complaint because evidence only showed commission of a misdemeanor.) There are other examples where the courts have reached the merits of the controversy despite the non-appealability of the order. (See 6 Witkin, Appeal, §§ 32 and 225, pp. 4046-4047 and 4214-4215; People v. Valenti, supra, 49 Cal.2d 199, 203; and Conaway v. Conaway (1963) 218 Cal.App.2d 427 [32 Cal.Rptr. 890].) In the case last cited the court observed: “Although it is questionable whether the order is appealable, we prefer to consider the question raised on its merits, thus obviating a possible future time-wasting petition for an original writ to test such question.” (218 Cal.App.2d at p. 428.)
It is questionable that a mere preference to avoid the issue of whether the order is appealable is sufficient ground to warrant a decision on the merits. Nevertheless, the precedents reviewed above indicate that under the peculiar circumstances of this case the merits of the controversy should be reviewed for the guidance of the parties following the dismissal of the appeal. These circumstances are: At the time the appeal was taken, and, in fact, until this decision, it was not clear that an appeal would not lie to the appellate department of the superior court to review the ruling of a magistrate in dismissing a complaint for a public offense, over which the superior court has original jurisdiction, solely on a question of law; in
III
Prior to the enactment of
Subdivision (j) of
On the other hand if the defendant is held to answer, it is clear that in the absence of a request for a special hearing as provided in subdivision (j), the ruling at the preliminary hearing granting the defendant‘s motion to suppress shall be binding on the People in the proceedings on the information filed pursuant to the holding order. (Eiseman v. Superior Court (1971) 21 Cal.App.3d 342, 347-348 [98 Cal.Rptr. 342]. See also People v. Carrington (1974) 40 Cal.App.3d 647, 649-651 [115 Cal.Rptr. 294]; People v. Superior Court [Sandoval] (1972) 29 Cal.App.3d 135, 139 [105
In this case, however, the question is whether the statute affects the right of the prosecution to relitigate the question of suppression of the evidence in new proceedings upon a fresh complaint. The People contend that since the first clause of subdivision (j) refers to “any subsequent proceeding” (see fn. 1 above), and the second clause refers to proceedings to be taken “upon the filing of an information,” the order is only intended to be binding in the proceedings undertaken on that information. They contend that the normal rule of refiling permits dismissal of that information, and new proceedings in which the admissibility of the evidence may be relitigated. Such a construction not only circumvents the express purpose of
It is, therefore, concluded that the magistrate properly dismissed the second complaint insofar as it sought to recharge a violation of
On the other hand, the defendant was never held to answer on the charge of violation of
IV
In People v. Uhlemann, supra, the court observed, “. . . prior California cases have stated that the doctrines of res judicata or collateral estoppel are inapplicable to orders dismissing criminal proceedings following preliminary hearings. [Citations.]” (9 Cal.3d at pp. 667-668.) A footnote appended, recites: ” ‘The doctrine of res judicata prevents the relitigation of issues determined by a final judgment in a prior action between the same parties or those in privity with the original parties.’ (In re Crow, 4 Cal.3d 613, 623, fn. omitted . . . .) The doctrine of collateral estoppel bars relitigation of previously decided issues sought to be raised in a new proceeding on a different cause of action. (Id., p. 622; 1 Witkin, supra, § 221 et seq., and cases cited; see Ashe v. Swenson, 397 U.S. 436, 445 . . . .) In criminal cases, these doctrines have thus far been limited to situations wherein jeopardy has attached at the prior proceeding. As stated in Crow (p. 623), ‘In criminal cases in which an individual has once been haled before a jury and found innocent, res judicata, including collateral estoppel, rests upon the double jeopardy clause of the Fifth Amendment and prevents a second prosecution for the same conduct or subject matter. (Ashe v. Swenson (1970) [supra] 397 U.S. 436, 445. . . . Since a defendant is not placed in jeopardy at the preliminary hearing (United States v. Levy, 268 U.S. 390, 393 . . . ; Ex parte Fenton, supra, 77 Cal. 183, 184 [19 P. 267]; 1 Witkin, supra, § 189, p. 182), the Fifth Amendment does not serve as a proper basis for barring further prosecution in this case.” (Id., p. 668, fn. 4.)
In the light of the foregoing it is concluded that although the provisions of subdivision (j) of
The appeal is dismissed without prejudice, however, to the right of the People to take further action not inconsistent with the views expressed herein
Elkington, J., concurred.
MOLINARI, P. J.-I concur in the result reached by the majority because of the context and posture in which this appeal was presented. I would point out, however, that in my opinion the People were not justified in filing the new complaint on October 6, 1972, and that a motion to dismiss the complaint on that basis would have been appropriate.
It is a common practice for district attorneys to dismiss criminal complaints and to file new complaints on the same charges. Although this practice has apparently gone unchallenged on the apparent assumption that the district attorney has the unilateral right to dismiss a criminal complaint without prejudice to the filing of a complaint on the same charges, there is no statutory or decisional authority permitting him to do so.
As early as 1874 the Supreme Court, in People v. Indian Peter, 48 Cal. 250, 253, held that the cases in which and the proceedings by which a prosecution may be dismissed are designated in the
Chapter 8 of title 10 of part 2 of the
The thrust of Indian Peter is recognized by the author of the article on dismissal of criminal cases in 16 California Jurisprudence, Second Edition, section 63, at page 303, as follows: “Neither the attorney general nor the district attorney can discontinue or abandon a prosecution for the public offense, except by application to the court for a dismissal in furtherance of justice. The entry of a nolle prosequi is abolished.”
In the present case the first action was not dismissed upon application of the district attorney in furtherance of justice but was unilaterally dismissed without an order of court indicating that it was dismissed in furtherance of justice or the reasons therefor. Such a dismissal was ineffectual and of no purport whatsoever. The pending action, therefore, is that based on the first complaint and its present posture, in my opinion, is that which existed at the time the purported new complaint was filed.
I think the conclusion is inescapable that once a criminal action has been filed it cannot be dismissed except as provided in the
Appellant‘s petition for a hearing by the Supreme Court was denied November 21, 1974. McComb, J., and Mosk, J., were of the opinion that the petition should be granted.
