People v. BeckerPeople v. Becker
delivered the opinion of the court:
Following a jury trial, defendant, Gregory Becker, a Chicago police officer, was convicted of one count of armed violence (
I. FACTS
After dismissing 7 counts of the original 13-count indictment, the State proceeded to trial on the following counts against defendant: count I, armed violence; count II, involuntary manslaughter; count V,
At trial, the testimony indicated that on July 30, 1995, at 12:30 a.m., the defendant was off duty from his job as a Chicago police officer. Defendant and his girlfriend, Joey Preston, left America’s Bar in Chicago and began to walk toward the defendant’s car, parked on the corner of Huron and Franklin Streets. Defendant and Preston walked down Franklin Street, Joseph Gould approached them, and Gould engaged Preston in a conversation while defendant walked ahead of them. Preston yelled at Gould and told him to leave her alone, but Gould refused. Preston and Gould caught up to the defendant and the defendant told Gould to get away. Defendant and Preston then crossed Franklin with Gould just behind them. When they reached defendant’s car, defendant walked to the trunk of the car and then walked back toward Gould. The defendant and Gould were facing each other. According to the State’s witness, defendant," with a black object in his hand, swung his arm towards Gould’s face. A gun went off, and Gould fell to the ground. Defendant entered his car and left. Gould died from a single gunshot wound to the head. The police arrested defendant at his home and recovered the 9 millimeter weapon used in the shooting.
Charles Roberts testified that he was the assistant dеputy superintendent for training for the Chicago police department. Roberts stated that defendant was trained at the Chicago Police Department Training Academy, where defendant received a copy of the rules and regulations of general and special orders of the Chicago police department. The rules and regulations govern the conduct of a police officer both on and off duty. Defendant was trained in the use of force, use of a weapon, and the requirement to notify his supervisor immediately upon discharge of his weapon. He was taught that his gun was never to be used as an impact weapon.
Lieutenant James K. Hickey testified that he was the commander in charge of the policy and procedure section of the research and development division for the Chicago police department. Lieutenant Hickey testified that General Order 85 — 1, in effect on July 30, 1995, required a police officer whether on or off duty at the time when he discharged a firearm to: (1) notify immediately the communications section and desk sergeant of the district where the firearm is discharged; (2) attend to required emergency assistance; (3) assist and provide information to department members investigating the discharge; (4) perform required duties including filing reports; and (5) submit a firearms use report to the watch commander without unnecessary delay.
Lieutenant Hickey testified to general orders in effect on July 30, 1995, which governed the conduct, demeanor, and use of nondeadly and deadly force by a police officer. According to the general orders, a police officer should only use deadly force when he reasonably believes such force is necessary to prevent death or great bodily harm to himself or others. Lieutenant Hickey stated that the general orders restrict a police officer’s use of a firearm until all other , means to apprehend and control an individual have been employed without success. The use of a firearm in any case is a last-resort measure. The rules prohibit police officers from using excessive force while on or off duty and prohibit unjustified altercations of any kind with any person while on or off duty. Hickey testified that an officer is expected “to render the highest order of police service to all citizens, whether or not during specifically assigned hours.”
Defendant testified that while walking from America’s Bar to his car with Preston, Gould asked him for money. Defendant refused the request. Gould followed them for about a half block and was agitated, mumbling continuously. Preston yelled at Gould to get away from her. Defendant told Gould to stay away from them or he would lock Gould up because he was a Chicago police officer. Gould then told defendant that he would “kick his ass.” When Preston and defendant reached defendant’s car, defendant went to the trunk and got Preston’s purse and his gun. Defendant stated that he was putting the gun in his waistband when Gould pulled on his jacket.
Both Gould and defendant pulled at the gun, defendant lost his balance, and á struggle ensued over the weapon. Regarding the struggle defendant testified that Gould “pulled me off balance. I think I grabbed onto the shirt. He was pulling on it. I was pulling back. Excuse me. And I was just trying to get, gain control of it, and then I think it hit him in the head once, and then he pulled it back again, and I, when I pulled it, I extended my whole arm and I pulled back, and the gun fired.” Defendant stated that he unintentionally pulled the trigger when he was trying to gain control of the gun. He testified that the gun was fully loaded, a bullet was in the chamber and the external safety was not engaged. After the gun went off, Gould fell to the ground but defendant testified that he did not believe Gould was shot. He and Preston drove to Preston’s apartment, and he did not notify the police regarding the discharge of his weapon or the incident.
The State proceeded to trial on six counts of the indictment; however, when instructing the jury, count XII and count XIII were combined and the jury received the following five verdict forms: (1) armed violence predicated on
The armed violence statute under which defendant was originally sentenced was part of Public Act 88 — 680, commonly known as the Safe Neighborhoods Law (Pub. Act 88 — 680, eff. January 1, 1995). In People v. Cervantes,
II. OFFICIAL MISCONDUCT AS A PREDICATE FELONY FOR ARMED VIOLENCE
Defendant contends that his conviction for armed violence must be vacated because the armed violence conviction was based on unintentional and undeterrable conduct. Defendant argues that the State used the
The Criminal Code of 1961 (Code) provides that “[a] person commits armed violence when, while armed with a dangerous weapon, he commits any felony defined by Illinois Law.”
In Alejos, the court noted that the presence of a weapon enhances the danger that any felony that is committed will have deadly consequences should the victim offer resistance. Alejos,
In Fernetti, the supreme court applied the Alejos reasoning to involuntary manslaughter and found that a charge of involuntary manslaughter could not be the predicate felony for an armed violence charge. The court held that involuntary manslaughter constitutes conduct that by its nature is unintentional and therefore is not deterrable by the enhanced penalty provision under the armed violence statute. Fernetti,
The Illinois Supreme Court next addressed this issue in People v. Drakeford,
In Drakeford, the court noted that the jury’s verdicts of guilty for second degree murder and armed violence arose from the same criminal conduct. Drakeford,
Defendant’s official misconduct charge, which served as the predicate felony for the armed violence conviction, was for a knowing violation of police rules and regulations. The purpose of the official misconduct statute is to compel public officials to act in a lawful manner and to maintain the public trust. Wright v. City of Danville,
Here, there was evidence which demonstrated that defendant knowingly performed an act that he knew was forbidden by law when he engaged in an unjustified altercation with Gould. The defendant had received training at the police academy regarding regulations that prohibited unjustified altercations with citizens. Gould initially approached defendant and Preston. Although asked to leave, Gould continued to follow defendant and Preston and a verbal confrontation began. When defendant arrived at his car, defendant did not drive away, but deliberately went to the trunk of his car, retrieved and displayed his weapon, then struggled with Gould and struck Gould with his weapon. Defendant knowingly engaged in a physical altercation with Gould while armed with his gun, which escalated the possibility of violence and injury and ultimately ended in the death of the victim. It is the use or presence of a weapon that increases the chances of violence, great bodily harm or death and justifies an enhanced penalty under the armed violence statute.
If the decision to use a weapon is not forced upon the defendant or a result of a spontaneous decision, then the defendant’s conduct can be deterred and the purpose of the armed violence statute is satisfied. People v. Eure,
The purpose of the armed violence statute is to “ ‘discourage those who contemplate a felonious act beforehand from carrying a weapon when they set forth to perform the act.’ ” Drakeford,
III. LEGALLY INCONSISTENT JURY VERDICTS
We address defendant’s alternative argument that the jury returned legally inconsistent verdicts by finding defendant guilty of armed violence and involuntary manslaughter because the mental states of recklessness and knowledge are mutually inconsistent. Defendant argues that if the jury found him guilty for armed violence based on his act of knowingly engaging in an unjustified altercation with the victim, the jury could not also consistently find that he acted recklessly for the same criminal conduct and return a verdict оf guilty for involuntary manslaughter. Defendant contends that his armed violence verdict of guilty based on a
The State counters that the
“Legally inconsistent verdicts cannot stand because they are unreliable. At a minimum, such verdicts suggest confusion or misunderstanding on the part of the jury.” People v. Klingenberg,
In People v. Spears,
The supreme court adhered to the holdings of Hoffer and Spears in People v. Fornear,
Nevertheless, the court found that no evidence existed to support the State’s theory on appeal that defendant’s mental state changed from a knowing mental state to a reckless mental state during the shooting. Fornear,
In this case, like Hoffer, Spears, and Fornear, the involuntary manslaughter count and the
In addition, the issues instructions given to the jury support a finding that the jury convicted defendant for knowing and reckless offenses for the same criminal conduct. The involuntary manslaughter instruction required the jury to find that “defendant performed the acts which caused the death of Joseph Gould” and that the “defendant performed those acts recklessly.” The armed violence instruction and the
In Hoffer the court resolved the problem that occurs when the jury returns guilty verdicts for offenses arising out of the same criminal conduct but containing inconsistent mental states. The jury in Hoffer received conflicting evidence as to whether the defendant intentionally or knowingly shot the victim, which was the State’s theory, or whether the defendant accidentally shot the victim under the defendant’s theory. The jury returned verdicts finding defendant guilty for knowingly and intentionally shooting the victim (murder) and recklessly shooting the victim (voluntary and involuntary manslaughter). The trial court vacated the manslaughter convictions but allowed the murder conviction to stand. The supreme court, however, reversed the murder conviction because of the inconsistent mental states and ordered a new trial on all the inconsistent verdicts. Hoffer,
In this case, the jury received conflicting testimony regarding the shooting of Gould and defendant’s mental state at the time he armed himself, engaged in the verbal and physical altercation with the victim, and shot the victim. The State argued that defendant knowingly armed himself with his weapon, knowingly displayed his weapon, and knowingly engaged in an unjustified verbal and physical altercation during which the victim was shot; the defense argued that Gould was the aggressor and Gould was shot accidentally. The jury received instructions on armed violence based on the knowing offense of official misconduct and instructions on the reckless offense of involuntary manslaughter. The jury also received instructions on the knowing offenses of
The trial court’s failure to send the jury back for further deliberations to resolve the inconsistent verdicts mandatеs a reversal and a new trial on all the inconsistent verdicts, including involuntary manslaughter, armed violence, which was based on the
We conclude that defendant is not entitled to a reversal of the
IV DOUBLE ENHANCEMENT
Defendant next contends that his armed violence conviction constitutes a double enhancement. In cases involving questions of law, the standard of review is de novo. People v. Walker,
Double enhancement exists “when a factor previously used to enhance an offense or penalty is again used to subject a defendant to a further enhanced offense or penalty.” People v. Koppa,
However, where a defendant possesses a weapon during the commission of a felony, an armed violence charge does not constitute improper enhancement if the elements of the predicate felony require no presence or use of a weapon. People v. Munson,
The defendant points out that the issues instructions provided to the jury for the armed violence charge stated that defendant committed official misconduct when he knowingly “engaged in an unjustified verbal or physical altercation with Joseph Gould in that he shot Joseph Gould in the head.” Defendant argues that the words “in that he shot Joseph Gould in the head” indicated that a weapon was an essential element of the
We are mindful that the fact that an indictment for armed violence contains the proper predicate felony is irrelevant if the jury instructions allow for conviction on legally impermissible grounds. People v. Hines,
However, defendant’s armed violence charge does not constitute a double enhancement if the
Therefore, this official misconduct charge could properly serve as a predicate felony for armed violence because the possession, use, or presence of a weapon was not an essential element of the predicate felony nor did the weapon enhance the predicate felony of official misconduct. Munson,
V THE SUFFICIENCY OF ARMED VIOLENCE AS CHARGED
Defendant next contends that the trial court erred in denying his motion to dismiss the armed violence charge where the indictment failed to specify the law and the conduct that formed the basis for the official misconduct predicate felony for the armed violence charge. Defendant argues that because the armed violence charge only alleged that defendant committed official misconduct while armed with a dangerous weapon but described no rule violation or conduct underlying the charge, he was not sufficiently informed of the nature and elements of the armed violence charge and could not prepare an adequate defense.
The standard of review of a defendant’s motion to dismiss an indictment is whether the “indictment[ ] strictly complies] with the pleading requirements of section 111 — 3 of the Code of Criminal Procedure of 1963.” People v. Oaks,
“It is a well-established rule in Illinois that all counts of a multiple-count indictment should be read as a whole and that elements missing from one count of an indictment may be supplied by another count.” People v. Morris,
Defendant claims that Hall does not apply because the defendant in Hall first challenged the sufficiency of the indictment’s allegations in a posttrial rather than a pretrial motion. The supreme court, however, in Morris rejected this argument and reaffirmed application of the general principles recognized in Hall where a defendаnt, as in this case, has made a pretrial challenge to the sufficiency of the indictment. Morris,
Defendant suggests that he was required to defend against uncharged conduct, but his argument is not persuasive. Official misconduct counts XII and XIII properly served as a predicate felony for the armed violence charge by alleging that defendant engaged in an unjustified altercation with Gould.
VI. FIFTH AMENDMENT VIOLATION
Defendant contends that the judge erred in denying his motion to dismiss the
Defendant was charged with
A court inquires into the constitutionality of a statute only to the extent necessary to the particular case before it. People v. Rogers,
Here, defendant has failed to demonstrate sufficient facts to establish that General Order 85 — 1 violated his protection from compulsory self-incrimination. The standard for application of the fifth amendment privilege has been whether the person claiming it is confronted by substantial and real, not merely trifling or imaginary, hazards of incrimination. Marchetti v. United States,
In this case, the connection between the information required by General Order 85 — 1 and any actual incrimination of the defendant is too speculative to form a basis for a claim of privilege or to establish a violation of defendant’s fifth amendment privilege. In prosecuting the defendant the State did not use against defendant any information provided by the defendant as the result of General Order 85 — 1. Defendant has not shown that, if he had complied with General Order 85 — 1, the information he would have provided would have been used against him in the prosecution of his criminal case. The privilege against compulsory self-incrimination does not apply unless the complainant faces a real and substantial risk of incrimination, rather than a remote risk. California v. Byers,
In Lucus our supreme court decided whether a statute requiring a driver involved in a vehicular accident to provide his name, address and vehicle registration to persons in the other vehicle violated the fifth amendment. The court held that the statute did not violate the fifth amendment because the possibility of self-incrimination was remote since it did not require the driver to discuss the event beyond providing basic information. Lucus,
Here, defendant contends that
We note that this case does not raise the question of whether information provided to investigators by the defendant in compliance with General Order 85 — 1 can be used to criminally prosecute the defendant in possible violation of the defendant’s fifth amendment privilege against compulsory self-incrimination since he provided no such information. Defendant’s convictions in this case are the result of evidence developed independently of any information given by defendant to the police investigating the shooting. As defendant himself points out, he did not comply with the general order and, therefore, did not make any statements, including any incriminating statements. As such, defendant’s fifth amendment privilege against compulsory self-incrimination was not violated. It has not been demonstrated that defendant’s compliance with General Order 85 — 1 was for the purpose of sеcuring information to prosecute him and not for the legitimate purpose of securing an accounting of his performance of his public trust. Based on the foregoing analysis we conclude the trial court properly denied defendant’s motion to dismiss the
VII. SUFFICIENCY OF EVIDENCE
Defendant lastly claims that the State failed to prove him guilty beyond a reasonable doubt of official misconduct and armed violence where the evidence demonstrated the acts of the defendant were committed in his individual, not official, capacity. If the evidence at trial was insufficient to support defendant’s official misconduct and armed violence convictions, then double jeopardy bars the retrial of these counts. Fornear,
A police officer need not be on duty and in uniform to commit an act of official misconduct. People v. Webb,
Similarly, in Webb, the defendant, a law enforcement agent, was convicted of official misconduct for committing perjury at the criminal trial of an acquaintance. The defendant falsely testified that, while off duty, he observed the acquaintance on the date of the alleged crime. Webb,
In this case, unlike Steinmann and Webb, defendant interjected his public office and authority as a police officer to the detriment of the victim and the public. Defendant’s actions cannot be severed from his sworn duties as a Chicago police officer. Defendant retrieved a weapon that he was permitted to carry as a police officer and displayed that weapon during the altercation. During the physical altercation the victim was shot by the defendant’s gun. Lieutenant Hickey testified that Chicago police officers must act with public integrity at all times and render protection and service to citizens. Lieutenant Hickey further stated that police department rules prohibited defendant while on duty or off duty from engaging in an unjustifiable altercation with a citizen or using his weapon in an unlawful manner. These duties apply whether an officer is on or off duty. Defendant used a weapon that he was allowed to carry because he was a police officer. Moreover, by displaying that weapon and engaging in an altercation with the victim, defendant committed an act contrary to his training and contrary to the oath he took as a police officer. Defendant admitted on cross-examination telling Gould he was a police officer and that he would lock Gould up. Based on the totality of the circumstances, we find sufficient evidence to prove defendant guilty beyond a reasonable doubt of official misconduct and armed violence.
After thoroughly reviewing the evidence, we find it to have been sufficient to support each of the guilty verdicts. If upon retrial and after deliberation the jury returns guilty verdicts for a reckless offense and a knowing offense, the trial court must send the jury back for further deliberations with additional instructions to resolve the inconsistent verdicts. We find no double jeopardy impediment to a new trial. People v. Porter,
For the reasons previously stated, we reverse defendant’s armed violence, involuntary manslaughter and official misconduct
We affirm defendant’s
Affirmed in part and reversed in part; cause remanded.
O’BRIEN and GALLAGHER, JJ., concur.