Lead Opinion
delivered the opinion of the court:
Defendant, Harold Bean, was convicted of the murder of Dorothy Polulach (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1(a)) following a jury trial in the circuit court of Cook County. On the State’s motion, a death penalty hearing was held; the same jury found that defendant had attained the age of 18 years or more at the time of the murder and that, while two statutory aggravating
FACTS
Defendant’s involvement in the murder of Dorothy Polulach began in December 1979, when he talked with Ann and Wayne Walters after the wake for Ann’s father, who had committed suicide. Ann’s father and mother had been divorced, and her father had then married Polulach. During this conversation in December 1979, Ann talked about how she hated Polulach and hated the fact that Polulach would own the house her father had built for her mother, who was living with Ann and her husband, Wayne. At this time, according to the testimony of Wayne Walters, defendant gratuitously offered to “off the bitch,” meaning to kill Polulach, in return for “monetary gain.” Over the next year defendant intermittently discussed this idea of killing Polulach with the Walterses. When the Walterses explained that they did not have the $2,500 that defendant asked for in advance, defendant suggested they borrow the money from a neighbor, and they did so; the rest of defendant’s fee for the killing, agreed to be about $23,000, was to be paid later, after Polulach’s will was probated. While Ann favored the idea, Wayne had to be persuaded by his wife and defendant to accede.
Defendant planned the killing and carried it out in Chicago while the Walterses were at their home in Florida. Defendant obtained a priest’s cassock and two guns. On February 17, 1981, after setting up an appointment with Polulach, he and an accomplice went to her house while another accomplice waited in a car. After being admitted to the house by Polulach, defendant, dressed as a priest, handcuffed her hands and feet and dragged the 80-year-old woman up a flight of stairs while she kicked' and screamed. When his gun did not fire, defendant sent his accomplice back to their car to get the second gun; defendant then shot Polulach twice in the back of the head. After searching the house for valuables but finding only some jewelry, which they took, defendant and his accomplice left.
Defendant then went to Florida looking for money from the Walterses, but got very little. While there, defendant told the Walterses how he had killed Polulach. Later, in April, the Walterses confessed to the Chicago police their part in the killing. When defendant heard of this, he, one of his accomplices, and his girlfriend, Deborah Youngbrandt, fled by car out of Illinois, only to return to Chicago in a few days in a stolen pickup truck minus the accomplice, who had been arrested for a traffic violation in Nebraska. After they returned to Chicago, Youngbrandt managed to escape from defendant (she considered herself kidnapped, and testified she only learned of the killing during this journey). Defendant was later found and arrested by the police.
Originally, defendant and one of his accomplices were jointly tried for murder and other offenses, and defendant was convicted and sentenced to death; but this court reversed and remanded for a new trial, holding that the original trial court erroneously refused to grant defendant’s motion for severance. (People v. Bean (1985),
ANALYSIS
Defendant presents 19 issues for consideration, and he argues that either we should reverse and remand for a new trial, or we should vacate his death sentence and remand for a new death penalty hearing or
Defendant’s Absence from a Portion of Voir Dire
Defendant’s first argument for reversal of his convictions and remand for a new trial is that during the individual voir dire of five venire members, each was brought back into the judge’s chambers for further questioning, questioning from which defendant himself was absent in each instance. Defendant argues that his absence from these in camera voir dire sessions deprived him of his right to be present during the entire jury selection process, a right secured by the Illinois and United States Constitutions. Because defendant is not clear as to what particular provisions of the Illinois and United States Constitutions he is relying upon, we analyze his claim using the provisions we find most appropriate and most promising for the success of his claim: section 8 of article I of the Illinois Constitution and the fourteenth amendment to the United States Constitution (Ill. Const. 1970, art. I, §8; U.S. Const., amend. XIV).
Initially, we note that there were actually six venire members questioned by the trial judge in his chambers, although defendant’s argument refers to only five venire members. These discussions were initiated by the trial' judge during the individual voir dire of each of the six venire members when three of them said that they had read or heard publicity about the murder, when two of them had difficulty expressing their views on the death penalty, and when one of them said that his previous services as a juror in a murder trial might cause him to not be fair and impartial in this trial. Each time, in open court and in defendant’s presence, the trial judge instructed the venire member to come back to his chambers. Also attending these in-chambers discussions, besides the trial judge and each venire member, were defendant’s two attorneys, the two prosecuting assistant Attorneys General, and a court reporter who transcribed the discussions.
Defendant’s argument is divided into a broader argument and a more specific argument; his broader argument is that as a result of his absence from the in camera voir dire he was deprived of his right to be present at all stages of trial at which his presence was necessary, whereas defendant’s more specific argument is that he was only actually prejudiced by his absence from the in camera voir dire of one venire member, venire member B***. In addressing both levels of this argument we make two observations: (1) none of these six venire members served on the jury which convicted defendant, and (2) if defendant had been present he could have influenced only whether venire member B*** served on the jury. This is because, of the six venire members, four were excused for cause by the trial judge, and one was a potential alternate juror but all of the alternate jurors were chosen before she was reached. (Further negating any prejudice to defendant relating to this potential alternate juror was the excusal of the alternate jurors in this case before the jury deliberated.) Thus, defendant necessarily rests his argument of actual prejudice on his absence from the in camera voir dire of venire member 6 * * *, whom defendant's attorney peremptorily challenged.
Our standard of review on this issue is that of the plain error doctrine, for defendant did not raise this issue either through a trial objection or in his post-trial motion. (People v. Precup (1978),
Undeniably, a criminal defendant has a general right to be present at every stage of his trial, including jury selection. (Illinois v. Allen (1970),
In the past we have declared that the broad “right to be present at trial” is not itself a substantial right under the Illinois Constitution. (See People v. Martine (1985),
We conclude that no plain error occurred because, although defendant’s broad right of presence was improperly denied and could have affected the impartiality of the jury, defendant’s absence from the in camera voir dire did not, in fact, have the slightest effect on the impartiality of the jury selected. Indeed, even defendant does not claim that his jury was not impartial. Instead, his argument is based upon the broad right of presence and the possibility that if he had been present he might have decided not to peremptorily challenge venire member B***, who then might have become a juror. Yet the Illinois Constitution merely grants a right to an impartial jury; thus, because defendant does not challenge the impartiality of the 12 jurors who convicted him, the possibüity that this one venire member would have become a juror is of no consequence.
Defendant tries to support his position by citing cases he believes established an absolute, inflexible right of presence throughout trial in Illinois; but each of these cases shares one significant limiting fact: The defendants were absent when witnesses testified. People v. Davis (1968),
Therefore, defendant’s right to an impartial jury under the Illinois Constitution was
Under the United States Constitution, criminal defendants also have a general right to be present at their trials; significantly, though, this Federal right of presence is not an express constitutional right but arises from the due process clause of the fourteenth amendment. (Kentucky v. Stincer (1987),
The Court has further explained that the concept of due process in this context is the equivalent of a fair and just trial; consequently, the due process right of presence is violated only when a defendant’s absence results in his being denied a fair and just trial. “So far as the Fourteenth Amendment is concerned, the presence of a defendant is a condition of due process to the extent that a fair and just hearing would be thwarted by his absence, and to that extent only.” (See Snyder,
Defendant recognizes that his right of presence is limited to those situations when his presence is necessary to a fair trial, in other words, a critical stage of trial. Jury selection is a critical stage of trial. Defendant argues that his right to be present at this critical stage encompasses every moment of the jury selection process, and thus the fairness of his trial was impaired by his absence from the in camera voir dire.
Although we agree that criminal defendants generally have a right to be present throughout the jury selection process, and that usually the exclusion of a defendant from jury selection will result in an unfair trial, we disagree with the assertion that in this case the fairness of defendant’s trial was impaired. Defendant’s argument is based on broad principles and is not adapted to the specifics of this case. Here defendant was absent from a portion
We answer the question with a no. Defendant was tried by an impartial jury despite his absence from the in camera voir dire. As we said earlier, defendant does not dispute the impartiality of his jury; rather, defendant claims he had an absolute right to be present at all times and that but for his absence he might not have allowed his attorney to peremptorily challenge venire member B***, the one potential juror who was interviewed in chambers and not excused by the trial judge. We have already explained that there is no absolute right of presence, and will later address the cases defendant cites in support. As to his claim that if present he might have decided that he wanted venire member B*** as a juror, it falls short of establishing a due process violation, for defendant does not assert that the juror who served in place of venire member B*** was prejudiced. The United States Constitution, as does the Illinois Constitution, guarantees a defendant an impartial jury, not a jury of his choice. (Howard,
Defendant’s argument that he had a constitutional right of presence during every moment of the jury selection process relies on two Supreme Court cases, Hopt v. Utah (1884),
Furthermore, neither Hopt nor Lewis held that there is a constitutional right to be present throughout jury selection. The facts in Hopt were that the Utah criminal code provided that in all felony trials defendants must be present at the trial, including a hearing at which the parties’ challenges for actual bias are “tried”; the Court held that defendant and his attorney, who had been excluded from such a hearing, had a right to attend this hearing in order to elicit facts supporting any challenge for actual bias. (Hopt,
Defendant also cites as support a case decided by the Idaho Supreme Court reversing a defendant’s burglary conviction and ordering a new trial because the defendant was absent during jury selection. (State v. Carver (1972),
Although we agree with defendant’s exposition of why he should have been present throughout jury selection, defendant’s argument does not establish an absolute, inviolable right of presence, which if applied to the present case would require a new trial even though defendant’s presence at the in camera voir dire could not have affected the judge’s excusal of four venire members, and even though defendant has not shown that his absence resulted in a prejudiced juror serving on his jury. Yet while we hold that defendant’s due process right of presence was not violated in this case, we note that the procedure of in camera voir dire without defendant’s presence and without defendant’s express waiver of this right is improper and, in some cases, will inevitably result in the denial of a defendant’s fundamental rights to a fair trial by an impartial jury.
To conclude, we hold that defendant’s right to be present at his trial was not denied him because the facts of the present case are such that he was not denied either his substantial rights under the Illinois Constitution or his due process rights guaranteed by the fourteenth amendment of the United States Constitution; defendant enjoyed a fair trial and was tried, convicted, and sentenced by an impartial jury.
Defendant asserts that his sixth amendment rights to confront and to cross-examine witnesses against him were violated because the trial court did not give his counsel access to all of the mental health records of an important State witness, Deborah Youngbrandt. Youngbrandt testified for the State at both of defendant’s trials, and her testimony was similar at both.
Youngbrandt was defendant’s girlfriend at the time of the murder and testified as follows. In early April 1981 she, defendant, and Danny Egan, who admitted that he drove defendant "to and from the murder, drove her car out of Illinois after defendant heard that the Walterses had confessed to the police. Defendant initially told her that she would be let out of the car at the Illinois-Missouri border, but she was not, instead staying with defendant for approximately a week as he drove through a number of States and then returned to Chicago, where she escaped. During this journey Egan was arrested in Nebraska for a traffic violation, and defendant stole a set of license plates and a pickup truck and then abandoned Youngbrandt’s car. Most importantly, during this journey defendant described to Youngbrandt in detail how he had murdered an elderly woman by dressing as a priest, including the fact that the first gun did not fire, and when Youngbrandt expressed disgust he stated that he had not tortured the woman; defendant also said that the murder was “business,” and there should not have been any risk involved but he had not expected the Walterses to confess. Youngbrandt further testified that the State’s Attorney’s office had helped her recover her car and find a new apartment and had given her rent money.
Before trial, defense counsel moved for an order that the State disclose all psychiatric records generated as a result of Youngbrandt’s voluntary hospitalization on seven occasions between June 1981 and March 1986 for problems with depression and chronic alcoholism. Defendant also sought a court-ordered psychiatric examination of Youngbrandt and a fitness hearing. The court denied the last two requests, but it subpoenaed all of Youngbrandt’s mental health records. The trial judge reviewed these records in camera, without disclosing any of the records to defense counsel or the prosecution.
The judge then held two in camera hearings at which both defense counsel and the prosecutors were present. At these hearings, the judge explained that he had reviewed the records looking for information that would bear on Youngbrandt’s competence as a witness and would be relevant to impeach her credibility. He orally disclosed certain information he found relevant and also disclosed six pages of records. These six pages comprised discharge summaries for two hospitalizations in 1981 and two pages of handwritten notes revealing Youngbrandt’s conversations with therapists. In these six pages, psychiatric personnel identified the many sources of the stress that had caused Youngbrandt to experience depression, alcoholism, and suicidal tendencies. These sources included defendant’s “kidnapping” Youngbrandt, her being placed in protective custody when she returned to Chicago, her worries about being a witness in defendant’s first trial, and threats she had received from defendant’s sister. The records revealed that she felt guilty about her involvement in the murder case and its effect on her family, and that she resented defendant because as a result of his actions she had to get a new apartment, a new job, and new friends. The disclosed records also contained statements about her depression, chronic alcoholism, and other aspects of her mental state, and contained information about what drugs were prescribed for her, her use of illegal drugs, and some of the other problems in her life and how they affected her. Additionally, the trial judge told the attorneys that Youngbrandt had been depressed in February 1986 in part because she would have to testify at defendant’s second trial.
The trial judge found irrelevant all other information in the records that he had not disclosed, and he stated that the records did not indicate that Youngbrandt had at
At trial, defense counsel used some of the disclosed information in his cross-examination of Youngbrandt. Defense counsel asked her if she had told her psychiatrist that she had witnessed a murder, as one of the discharge summaries stated; Youngbrandt explained that this was incorrect and her psychiatrist must have misunderstood. Under cross-examination Youngbrandt admitted that in 1981 she had used marijuana and been prescribed lithium, was an alcoholic, and had taken Valium to try to wean herself off alcohol. But Youngbrandt also stated that in April 1981 she had not drunk excessively or taken Valium. Further, she testified that at the time of the trial she was not using any medication. Defense counsel also asked other questions to try to discredit her reliability as a witness. Yet notably defense counsel did not ask Youngbrandt about her many hospitalizations; or about her statement in 1981 to a therapist that she resented defendant, which was included in the disclosed records; or about other indications in the disclosed records that this entire incident created great stress and disrupted her life.
Defendant argues that in granting the right to confront and cross-examine witnesses the sixth amendment (U.S. Const., amend. VI) grants defendants, or at least their attorneys, the right to read through the mental health records of witnesses. Defendant recognizes that in Illinois mental health records are privileged, confidential, and not subject to disclosure in any judicial proceeding (Ill. Rev. Stat. 1979, ch. 91½, par. 803), but argues that his sixth amendment rights are paramount over Youngbrandt’s statutory rights. Defendant rests his argument on the authority of Davis v. Alaska (1974),
The State counters by distinguishing Davis from the present case, by noting that courts have repeatedly stated that the right to cross-examine is not absolute but is subject to the discretionary control of trial judges, by contending that in this case the trial judge’s in camera inspection of the mental health records fairly protected the rights of both defendant and Youngbrandt, and by citing to our decision in People v. Foggy (1988),
After considering the arguments of both defendant and the State, we conclude that defendant’s sixth amendment rights were not denied him when the trial judge refused to give him and his attorneys access to all of Youngbrandt’s mental health records. In being denied access to these records, defendant was not denied an opportunity to effectively cross-examine Youngbrandt. (See Delaware v. Van Arsdall (1986),
In Davis, the Court first dealt with the conflict between a criminal defendant’s right to cross-examine a witness and the interests of the State and of the witness in keeping certain information confidential. Defendant views Davis as supportive of the proposition that a court’s refusal to disclose all of a witness’ mental health records effectively deprives a defendant of his constitutional rights to confront and to cross-examine. The State, on the other hand, thinks that Davis established a narrower rule: A court commits constitutional error if, while it allows defense counsel to ask questions on cross-examination suggesting that a witness is biased, the court bars defense counsel from informing the jury of the reason why the witness might be biased. We find the State’s characterization of the holding in Davis to be closer to the mark.
In Davis, the crucial witness in a burglary trial was a juvenile who, at the time of the burglary and at the time of trial, was on probation after having been adjudicated a delinquent on two charges of burglary. This juvenile had identified defendant’s photograph and had identified defendant in a lineup as the man he spoke with on the day of the burglary near the spot where the stolen safe was found, which was on the property of this juvenile’s parents. Apparently, defendant was arrested as a result of this juvenile’s identification. And at trial, this juvenile was the only lay witness to link defendant with the burglary. Before the juvenile testified, the prosecutor moved for a protective order barring all reference to the juvenile’s record of delinquency. Defense counsel explained that he would not use this evidence to make a general attack on the juvenile’s character, but argued that he should be allowed to inform the jury that the juvenile had a possible motive for misidentifying the defendant and lying — to divert any suspicion from himself and thus prevent the revocation of his probation. The trial court disagreed with defense counsel and granted the protective order. Davis,
Regardless, defense counsel’s cross-examination was designed to elicit an admission from the juvenile that when the police questioned him about the safe’s being found on his parents’ property he was worried that the police might suspect he was the burglar. But the juvenile, although conceding that he thought the police might suspect him, said this had not worried him. He also denied ever having been questioned by the police “like that” before. Davis,
The Court began by stating that the right to cross-examine a witness included the right to impeach the witness by revealing possible biases and ulterior motives the witness might have for testifying. (Davis,
We think Davis established the rule that a trial court cannot bar defense counsel from exploring the subject of a crucial witness’ potential bias on cross-examination, including the reason for that potential bias, even if this information is protected by a statutory privilege intended to protect the witness; such information is valuable in the jury’s evaluation of the truthfulness of the witness’ testimony. In the present case, this rule was not violated; defendant was given full rein to cross-examine Youngbrandt about her mental health. Davis does not demand that we hold that the right to effective cross-examination required the trial court to allow defendant or his counsel to read all of Youngbrandt’s privileged mental health records to assure themselves that all relevant and otherwise proper information that could be used to impeach Youngbrandt had been disclosed. We decline, to hold that defendant’s sixth amendment rights were violated. Our conclusion is supported by the Court’s subsequent explanation of its Davis holding in Pennsylvania v. Ritchie (1987),
Ritchie specifically dealt with the situation in the present case: whether a defendant has a constitutional right to review statutorily privileged information about a witness so he can argue the relevancy and admissibility of the information to the court. Although Ritchie was a plurality opinion, five Justices concurred in the judgment and concurred that while the defendant had a constitutional right to all material information contained in statutorily privileged records, he had no right to review the full records himself or through his attorney; instead, the trial judge alone should review the records in camera and should then disclose only material information. Ritchie,
Ritchie involved child abuse records. The defendant was tried for sexually abusing his daughter, who was the main witness against him at trial. He sought disclosure of records compiled by a State agency which investigated a number of reports that his daughter was an abused child. The trial judge denied defendant’s motion for disclosure of the records after reviewing some, but not all, of the records in camera. Neither the prosecutor nor defense counsel had access to any of the records. Ritchie,
The disagreement among the concurring Justices did not concern whether defendant had a right of access to these privileged records; rather, the disagreement concerned which constitutional right gave defendant a right to material information contained in these privileged records. Four Justices found the right of access to material information to be encompassed by the due process right to all information known to the prosecution that is either favorable to the accused or material to guilt or punishment (material evidence is information that, if disclosed to the defense, probably
The critical part of the Ritchie decision for this case is not which constitutional provision requires that a defendant have access to material privileged information, but the procedure for reviewing these privileged records approved by a majority of the Court as not violative of either the sixth amendment or the fourteenth amendment’s due process clause. (Ritchie,
The in camera review procedure prescribed by the Court in Ritchie was precisely the procedure used by the trial judge in the present case: He reviewed Youngbrandt’s psychiatric records himself and, without giving access to either defense counsel or the prosecution, held a hearing at which both parties were allowed to argue their positions; the trial judge then disclosed, orally and by releasing copies of certain pages of the records, all information he thought was relevant and could be used to impeach Youngbrandt. Furthermore, this procedure was as appropriate in this case involving mental health records privileged by the Mental Health and Developmental Disabilities Confidentiality Act (Ill. Rev. Stat. 1979, ch. 91½, par. 801 et seq.) as it was in Ritchie, which involved privileged child abuse records. In passing the Act, the Illinois legislature expressed a strong public policy in maintaining the confidentiality of records and communications made “during or in connection with providing mental health *** services to a recipient” (Ill. Rev. Stat. 1979, ch. 91½, par. 802(1)) in all circumstances except for
We conclude that this procedure did not violate defendant’s sixth amendment rights to confront and to have an opportunity to effectively cross-examine witnesses against him. (See People v. Barkauskas (1986),
Defendant argues that the in camera review conducted in the present case was improper under this court’s previous decision in People v. Dace (1984),
We find not only that the review procedure used here was proper, but that the trial court did not err in its decision as to what information was relevant and properly should have been disclosed to defendant. We have reviewed all of Youngbrandt’s mental health records and cannot say that the trial court abused its discretion, manifestly prejudicing defendant. (See People v. Collins (1985),
Defendant further claims that his appellate counsel should have been allowed to review Youngbrandt’s mental health records; defendant reasons that his appellate counsel had to be allowed to learn the contents of these records in order to convincingly argue to this court that defendant’s trial counsel should have been allowed to review the records because they contain relevant impeaching information. We denied appellate defense counsel’s prior motion for such access. Now defendant claims that by denying that motion this court deprived him of his sixth amendment right to the effective assistance of appellate counsel (see Evitts v. Lucey (1985),
Although we recognize that the argument of defendant’s appellate counsel was limited by his inability to point to portions of the mental health records and argue that they were discoverable, this limitation did not cause defendant’s appellate counsel to be ineffective when arguing this issue. When deciding a claim of ineffective assistance of appellate counsel we apply a standard of fairness. (See Evitts,
Admissibility of Other Evidence
Defendant argues that he was also deprived of his constitutional rights to confront and cross-examine witnesses because he was not allowed to confront and cross-examine two people, Ann Walters and defendant’s ex-wife, Gerri Smith, who were not called as witnesses but whose statements were admitted at trial through the testimony of Wayne Walters. Defendant contends that Wayne Walters’ testimony was hearsay, and defendant further contends that the admission of this testimony, despite the State’s failure to call Ann Walters or Gerri Smith as a witness, caused him to be deprived of his constitutional rights. Defendant asks us to grant him a new trial on this basis, although no objection was made to this testimony at trial and the issue was not included in defendant’s post-trial motion for a new trial. We decline to do so, for we find that this issue was waived and does not constitute plain
The testimony about which defendant complains consists of the following statements made by Wayne Walters during his direct examination:
“Q. Now *** the 17th of February, 1981, did you receive a call from Gerri Smith?
A. Yes. *** We received a phone call from Gerri Smith that morning.
* * *
Q. After that phone call from Gerri Smith, on the 17th of February, 1981, did Harold Bean call your house?
A. Yes.
* * *
Q. Who told you Harold Bean had called?
A. My wife.
Q. Ann?
A. Yes.
Q. What did Ann tell you regarding Harold Bean’s phone call?
A. She says, ‘Harold is coming back into town. He needs to talk to us. He did it, and he needs money.’ And I said—
Q. Did you understand what Ann meant when she said, ‘He did it’?
A. Oh, yes. Because when Gerri called, she said, ‘That has been done. Dorothy was killed.’ ”
Defendant characterizes the above testimony as highly prejudicial hearsay because Wayne Walters testified that defendant had confessed to both Ann and Gerri that he had killed Polulach, yet defense counsel was never able to question Ann or Gerri about these confessions. We characterize this testimony differently. It was not highly prejudicial, for immediately following the testimony quoted above Wayne Walters testified that when he met with defendant the next day defendant described in detail how he had killed Polulach.
The admission of this testimony was not plain error. The other evidence presented at trial was more than sufficient to support defendant’s conviction — the evidence was not closely balanced (see People v. Carlson (1980),
Because we decline to recognize as plain error the trial court’s admission of the above testimony and failure to exclude the testimony on its own initiative, we do not decide whether it in fact was hearsay because it was offered to prove the truth of the assertion that defendant killed Polulach or whether it was offered for another purpose, such as to explain Wayne Walters’ subsequent actions; nor do we decide whether this testimony fell under the hearsay rule’s exception for statements made by co-conspirators, as suggested by the State.
Defendant next asserts that he was denied his constitutional right to have a jury fairly determine his guilt or innocence of the crimes for which he was tried because ■witnesses testified that defendant said he had murdered someone in the past, that defendant threatened to murder various people, and that defendant committed two crimes during his journey out of Illinois. Defendant argues that either this testimony was irrelevant or its relevance was outweighed by its prejudicial implication that defendant had a propensity to commit murder.
Defendant waived these claims by failing to object to any of this testimony at trial and by failing to raise these claims in his motion for a new trial. (People v. Adams (1985),
Furthermore, we think that any prejudice against defendant created in the jurors’ minds by this testimony would have been very slight for a variety of reasons. Wayne Walters’ testimony itself was confused, and it conveyed merely that defendant might have claimed to have murdered someone before. The subject was not revived by the State, either by introducing other evidence of such a murder or by mentioning this testimony in its closing statement. In addition, whether or not the State elicited this testimony “gratuitously” has no effect on our analysis of whether plain error occurred. Besides, reading this testimony in context we disagree with defendant that the prosecutor “gratuitously elicited” this ambiguous testimony of a prior murder; instead, it appears the prosecutor was trying to establish the element of the case that defendant was to be paid for the murder, for the prosecutor next asked why defendant would commit a murder and Walters said defendant then said he wanted to be paid for it.
Defendant also objects that the following testimony was inadmissible and improperly prejudiced the jury against him: testimony that defendant threatened Ann Walters that he would kill her husband or her mother if the Walterses did not pay him $5,000; Danny Egan’s testimony that, after learning that the Walterses had confessed to police, defendant said he and Egan would have to kill the Walterses; and Egan’s testimony that, when their car was stopped by a policeman in Nebraska during their flight from Illinois, defendant said they would have to kill the policeman because they could not be stopped.
We find that the testimony about defendant’s threats to Ann if he were not paid $5,000 was relevant to prove the State’s allegations that defendant expected to get paid for murdering Polulach. As to the testimony that defendant threatened to kill the Walterses and a policeman, it was relevant to defendant’s consciousness of guilt because in both instances the threat was made by defendant as part of his plan to evade arrest for the murder. (See People v. Turner (1989),
Concerning defendant’s allegation that this testimony improperly prejudiced him because the jury might have concluded from it that defendant had a propensity to commit murder, we find the probativeness of the testimony to have outweighed any possible prejudice, for these were only threats of murder which defendant did not carry out. Additionally, any possible prejudice was minimized because the State did not refer to any of these threats in its closing statement. (Cf. People v. Lampkin (1983),
Defendant also alleges error due to the admission of evidence that during his flight he stole a set of license plates and a pickup truck. Defendant merely contends that this evidence should have been excluded as being more prejudicial than probative. We disagree; the evidence of these crimes was relevant to show defendant’s consciousness of guilt for they, like the threat to kill the police officer, revealed that defendant was fleeing and trying to evade arrest, and that he had not left Illinois for some innocent purpose. Nor was this evidence unduly prejudicial, for two reasons. First, these thefts were such minor crimes compared to murder that the jury would not have convicted defendant of murder on the basis that these thefts showed him to have a bad character. Second, the trial court instructed the jury to consider these crimes only as they related to the “circumstances of defendant’s flight and arrest” and not for any other purpose (Illinois Pattern Jury Instructions, Criminal, No. 3.14 (2d ed. 1981) (hereinafter IPI Criminal 2d)), thereby minimizing any possible resultant prejudice. Thus, we find no plain error in the admission of this evidence.
The Conduct of the Trial and Death Penalty Hearing
Defendant contends that the trial court erred a number of times in its conduct of the trial and death penalty hearing, thereby depriving him of a fair and impartial sentencing jury. According to defendant, one of these critical errors was made when the trial court, after the jury had returned guilty verdicts and before a weekend recess following which the death penalty hearing was to be held, failed to admonish the jury not to discuss the case and to avoid all media accounts of the case. Defendant believes that this error entitles him to a new sentencing hearing. We disagree and find that no error was made, much less an error which caused defendant to be denied a fair death penalty hearing by an impartial jury.
The trial court frequently admonished the jury not to discuss the .case with anyone and to disregard all accounts in the news media. Addressing the venire, the trial court so admonished all who would be chosen as jurors. The trial court also admonished the jury before opening statements were made, at the end of each of the first three days of the guilt-innocence phase of the trial, and at the end of the first day of the sentencing phase of the trial (at the end of the second day the jury sentenced defendant to death). The court
Besides making this observation about human nature, defendant relies on two Federal appellate cases holding that courts are required to admonish juries every time they separate, and a failure to do so warrants a new trial without a defendant’s showing actual prejudice. (United States v. Williams (8th Cir. 1980),
This court has never decided the issue of whether a trial court’s failure to admonish a jury before it separates is error warranting a new trial or sentencing hearing. (But see People v. Brisbon (1985),
We contrast the Hope and Davis jurors’ harmful knowledge to the present case in which there is no evidence that during the weekend recess any news reports appeared stating that defendant had been sentenced to death in his first trial, or discussing any part of the case. Defendant presents no evidence that such news reports existed, but rather speculates that such news reports may have existed and may have contained prejudicial information. Nor does defendant present any evidence that a juror gained such knowledge from any source. Compare People v. Barrow (1989),
In essence, defendant is asking this court to hold, without any evidence to support his allegation of prejudice, that he was denied an impartial jury during his sentencing hearing because the court’s lone failure to admonish the jury might have resulted in jurors receiving prejudicial information from the media and might have caused jurors to discuss the case with others. We recognize that the court’s failure to admonish the jurors created a risk that they would discuss the case and attend to news reports, but without any evidence that the jurors acted improperly we cannot find that that risk resulted in an unfair death penalty hearing or a prejudiced jury. In short, we will not make the presumption defendant requests without evidence that the risk was realized. Defendant must show actual prejudice on the part of a juror, or, given the difficulty of making such a showing, at the very least demonstrate circumstances reasonably justifying a conclusion that a juror was improperly prejudiced against him. He cannot persuade us that he was denied a fair and impartial hearing by merely observing that it would be human nature for a juror to have talked about this murder trial unless admonished at the end of every day of trial. Of course it would have been better if the trial court had admonished the jury again, but the court did not err when it failed to do so and, thus, did not deprive defendant of a fair and impartial jury at his death penalty hearing.
Previously, this court decided a case similar to the present one (Brisbon,
Finally, we disagree with the dicta in Williams and Carter, cited by defendant as support, that a new trial is warranted if a trial court does not admonish the jury each time before it separates (see People v. Stansberry (1971),
Therefore, in this case, in the absence of any showing of actual prejudice, we find that defendant was not denied a fair death penalty hearing by an impartial jury as a
Defendant also argues that he was denied a fair and reliable death penalty hearing because the trial court barred both of his attempts to inform the jury about the possible terms of imprisonment he could serve if the jury did not sentence him to death. Defendant contends that, because the jury was not assured that the law required him to be imprisoned for more than a few years if it did not sentence him to death, the jury might have sentenced him to death thinking it better that he die than that he possibly be back on the streets in a few years if the trial judge sentenced him to a short term of imprisonment, not that the jury sentenced him to death because he deserved to die.
In particular, defendant argues that the trial court erred when it refused to ask the venire the question, “What do you think will happen to Harold W. Bean if you vote for imprisonment rather than death?” and when the trial court refused to instruct the jury at the second stage of the death penalty hearing that if it could not “unanimously find that the death sentence shall be imposed, the court shall sentence the defendant to imprisonment *** [and that defendant’s sentence would] be not less than twenty years and up to natural life in prison. There is no parole from a life sentence.” The court, instead of giving defendant’s proposed instruction, gave the less informative IPI Criminal 2d No. 7A.15, which states that if the jury does not unanimously find an absence of mitigating factors precluding a death sentence, the court “will sentence the defendant to imprisonment”; this instruction does not state the possible length of that imprisonment.
To support his argument that the trial court erred, defendant cites an opinion of this court holding that in all trials in which a defendant has been convicted of multiple murders the trial court has to instruct the sentencing jury not only that the court will sentence the defendant to a term of imprisonment if the jury finds mitigating factors sufficient to preclude the death penalty, but also that “the defendant will be sentenced to natural life imprisonment, and no person serving a term of natural life imprisonment can be paroled or released, except through executive clemency.” (People v. Gacho (1988),
Gacho was a multiple-murder case, and this fact made it possible that the giving of IPI Criminal 2d No. 7A.15 would mislead the sentencing jury because, by stating that if the jury does not sentence defendant to death the court will impose a sentence of imprisonment, IPI Criminal 2d No. -7A.15 might have led the jury to believe that the defendant could be sentenced to a term of years when the law actually allowed only one sentence of imprisonment in such a case — imprisonment for the defendant’s natural life without possibility of parole. (Gacho,
To fairly and fully inform the jury of the alternative sentences of imprisonment in this case would have required the court to also tell the jury that defendant, by earning good-conduct credits provided for by the rules and regulations of the Department of Corrections, could be released from prison after serving less than half of any sentence of imprisonment (other than imprisonment for his natural life) imposed on him (Ill. Rev. Stat. 1979, ch. 38, par. 1003 — 6—3), after which he would have to serve a mandatory supervised release term of three years or less (Ill. Rev. Stat. 1979, ch. 38, pars. 1003 — 3— 8, 1005 — 8—1(d)). In short, to fairly and fully inform the jury of alternative sentences would have required the trial court to inform the jury about the entire determinate sentencing system in Illinois. Without this information, without knowing that the executive branch could release defendant from prison before he had served the full sentence of imprisonment imposed by the trial court, the jury would not have had the capability, which defendant deems valuable, of fairly and accurately comparing a death sentence to alternative sentences of imprisonment the court might have imposed.
Indeed, while we held in Gacho that the jury should have been told that the only alternative sentence to death was natural life imprisonment without parole, we disapproved of the defendant’s suggested instruction because it was not comprehensive enough: It did not tell the jury that such a sentence could be commuted by executive clemency. Thus, to fairly inform a jury of alternative sentences would require also informing a jury about the possibility of a defendant’s being given an early release. Yet giving such information to a jury would be improper for the same reason that, under Illinois’ previous indeterminate sentencing system, we held it was improper to inform a jury about the possibility that a defendant would be paroled before serving his full sentence: The information invites the jury to speculate about what the executive branch may do in the future and thus diverts the jury’s attention from the issue of what sentence is appropriate given the offender and offense involved. E.g., Brisbon,
Therefore, we hold that the trial court did not err when it refused to inform the jury, during either voir dire or the instruction of the jury, of the range of possible terms of imprisonment to which defendant might be sentenced if he was not sentenced to death. In fact, giving the jury such information would have been error.
According to defendant, the trial court made another error in instructing the jury at the second stage of the death penalty hearing when the trial court allowed the jury to consider both of the statutory aggravating factors which the jury had found to exist beyond a reasonable doubt at the eligibility stage of the hearing. These two statutory aggravating factors were: “defendant committed the murder pursuant to a contract, agreement or understanding by which he was to receive money or anything of value in return for committing the murder” (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1(b)(5)), and defendant committed the murder in the course of another felony, an armed robbery (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1(b)(6)). Defendant argues that, by allowing the jury to consider both statutory aggravating factors when deciding whether defendant should be sentenced to death, the trial court allowed the jury to artificially inflate the aggravating circumstances of his offense; thus the scales were improperly weighted in favor of death.
The evidence showed that before the murder defendant considered that half of any money he found in Polulach’s house when he killed her would be his as a share of his fee, which he set at about $23,000. No money was found, but defendant stole jewelry from the house and apparently considered this to be part of his compensation.
At the second stage of the death penalty hearing, the trial court instructed
Defendant argues that the aggravating circumstances were artificially inflated because defendant’s motive for committing the armed robbery of jewelry from Polulach’s house at the time he killed her was to get some of the “money or anything of value” which he was owed by the Walterses for committing the murder. In other words, defendant’s motive for committing the armed robbery was the same as his motive for committing the murder — monetary gain — and by allowing the jury to consider both statutory aggravating factors the trial court improperly allowed the jury to twice weigh his motivation of monetary gain, resulting in an inaccurate balancing of aggravating and mitigating factors. This procedure, according to defendant, resulted in defendant’s being sentenced to death arbitrarily and capriciously, in violation of the eighth amendment, because the particular circumstances of his case were not properly considered by the sentencing jury. U.S. Const., amend. VIII; Jurek v. Texas (1976),
We do not agree with defendant that, because this stolen property was part of his compensation for the murder, the jury, when deciding whether defendant should be sentenced to death, was not entitled to consider both that he committed an armed robbery during the murder and that he expected to get further compensation for the murder. In death penalty hearings, the Supreme Court has been concerned only that the sentencing body attend to “the particularized circumstances of the individual offense and the individual offender.” (Jurek,
Neither Brownell nor the foreign cases cited by defendant thwart our holding. In Brownell, we remanded for a new sentencing hearing because in sentencing the defendant to death the trial judge had relied on the statutory aggravating factor that the defendant had murdered an eyewitness against him, as well as the factor that defendant murdered the victim in the course of two other felonies. We held that the murder-of-an-eyewitness factor did not apply because the legislature had intended it to apply only when a witness was murdered to impede an ongoing criminal investigation, whereas in Brownell the defendant had killed the victim when she tried to escape after he had raped her — he did not kill to impede any ongoing investigation. In contrast, in the present case defendant was both convicted of armed robbery and armed robbery was found to be a statutory aggravating factor; this was a valid factor to be applied in the present case. Defendant’s only argument is that in considering this applicable aggravating factor the jury might have given undue weight to his motivation of monetary gain for committing both the armed robbery and the murder.
We disagree. The jury was correctly allowed to consider both defendant’s conduct in murdering Polulach and his conduct in ransacking her house and stealing her jewelry, even if at the time of the robbery he intended to subtract the proceeds from his total fee for the murder and thus his motivation for both courses of conduct was the same. By allowing the jury to consider both factors when considering the total circumstances of the case, the court in no way told the jury to consider defendant’s motivation of monetary gain as especially heinous because it was the motive behind both the murder and the armed robbery.
As to the three foreign decisions relied upon by defendant, they are significantly different from the present case in that in those cases the two statutory aggravating factors considered by the sentencers, murder during commission of an armed robbery and murder for pecuniary gain, were the result of the identical course of conduct and were proven by identical evidence. The murders were committed during armed robberies, and the pecuniary gains were the proceeds of the robberies; inevitably by murdering during the course of an armed robbery the defendants also murdered for pecuniary gain. This situation concerned the courts in those cases because all defendants who murdered during the felony of armed robbery were automatically disadvantaged in the sentencing process as compared to defendants who committed any other felony which did not inherently involve monetary gain. E.g., Provence,
In comparison, under our statute, if defendant had merely committed a murder-for-hire, or merely committed a murder during the course of an armed robbery, no second statutory aggravating factor of murder for pecuniary gain would have inevitably applied. Defendant, however, by his own actions compounded the aggravating circumstances of the murder by proceeding to commit the separate crime of stealing jewelry after he murdered Polulach, and the jury was entitled to consider both courses of conduct when sentencing him. The fact that the evidence indicates that the armed robbery was incidental to defendant’s grand scheme of murdering Polulach in return for compensation does not mean that the jury was not entitled to consider both statutory aggravating factors. In fact, there is no reason to believe that the jury did not consider these factors in just this light and that the jury did not properly evaluate these factors; the
Another reason why defendant believes he is entitled to a new death penalty hearing is that, during the prosecutor’s closing argument at the second stage of the hearing, the prosecutor discounted the relevance of testimony about defendant’s family situation when he was a child. Two witnesses testified for the defense about the tempestuous atmosphere of defendant’s childhood home; they related, among other facts, that defendant’s father, who drank, died when defendant was 12 years old, causing his mother to work two jobs and preventing her from closely supervising him, and they told how his mother and grandmother frequently argued. Defendant notes that the eighth amendment has been found to require that a capital sentencer “not be precluded from considering, as a mitigating factor, any aspect of a defendant’s character or record and any of the circumstances of the offense that the defendant proffers as a basis for a sentence less than death.” (Emphasis in original.) (Lockett v. Ohio (1978),
We find that the prosecutor’s comments did not preclude the jury from considering the evidence of his childhood in mitigation and thus did not cause defendant to be deprived of a fair and reliable sentencing hearing. The Supreme Court has considered many cases involving the issue of whether a sentencer imposed the death penalty without considering certain relevant mitigating factors of the defendant’s individual character and history. In all of the cases in which the Court has vacated death sentences it has found that what precluded the sentencer from considering those mitigating factors was either the death penalty statute (Lockett,
There are two reasons why the jury was not precluded from considering this evidence in mitigation. First, the prosecutor’s role is not to instruct the jury as to what
We do not find that the prosecutor’s comments in this case were so prejudicial as to be plain error which deprived defendant of a fair sentencing hearing; the prosecutor’s comments did not create a substantial risk that the jury would think the law prevented it from considering evidence of defendant’s childhood as mitigation when deciding whether or not defendant should be sentenced to death (see Mills v. Maryland (1988),
Defendant next challenges the validity of his death sentence by asserting that the trial court violated his eighth amendment rights when it instructed the jurors at the second phase of the death penalty hearing that “[njeither sympathy nor prejudice should influence” them, in accordance with IPI Criminal 2d No. 1.01(5). Defendant believes this instruction caused the jury to disregard mitigating evidence the defense introduced regarding defendant’s character and background, and thus violated the eighth amendment principle that a jury must not be precluded from considering such evidence in mitigation. (E.g., Lockett,
The Supreme Court explained in Brown that whether or not a jury instruction is unconstitutional depends upon how a reasonable juror could have understood the instruction. (Brown,
In comparison to the instruction in Brown, our instruction plainly refers to “sympathy or prejudice.” It could be argued a reasonable juror could conclude that he should not consider sympathy at all, not just sympathy in general and unrelated to the mitigating evidence introduced by a defendant. Because the jury which sentenced defendant was also instructed to consider “any mitigating factors that are relevant,” which the court defined for the jury as “any facts or circumstances that provide reasons for imposing a sentence less than the death penalty,” and because defendant presented four witnesses at the death penalty hearing who testified to his background and character, we reject defendant’s contention that the “sympathy or prejudice” instruction caused the jury to believe it could not consider this mitigating evidence. (See People v. Franklin (1990),
(As an aside, we note that in 1987, subsequent to the trial in the present case, the Illinois Supreme Court Committee on Pattern Jury Instructions in Criminal Cases adopted pattern jury instructions to be given at death penalty hearings. Included among these new instructions is an instruction to be given at the second stage of a death penalty hearing" that is virtually identical to the instruction approved in Brown,
To summarize, we do not find that any error was committed by the trial court or the prosecutor during the conduct of the trial that caused defendant to be denied a fair death penalty hearing or an impartial sentencing jury.
Claims of Ineffective Assistance of Counsel
To cap his arguments that errors occurring during his trial and sentencing hearing deprived him of a fair trial and sentencing hearing, defendant claims that his counsel was ineffective by not acting to prevent these errors or ameliorate their effects. We dispose of these ineffective assistance of counsel claims by applying the standards announced in Strickland v. Washington (1984),
In Strickland, the Supreme Court established that for a defendant to prevail on an ineffective assistance of counsel claim the defendant has to prove both that his counsel’s representation was constitutionally deficient and that the defendant was prejudiced as a result. Representation is deficient if a reviewing court can conclude that, considering the circumstances as counsel viewed them at the time of the alleged errors and strongly presuming that counsel’s conduct was proper and sound trial strategy, it “fell below an objective
In the present case, we conclude that defendant has not proved any of his claims of ineffective assistance of counsel. Our conclusions in each instance are based on the component of the Strickland test, competence of counsel or resultant prejudice, which most obviously was not proved, without deciding whether or not the other component was proved. See Strickland,
We reject defendant’s claims that his counsel made errors during the guilt-innocence phase of his trial constituting ineffective assistance of counsel. As to each alleged error we find either that defense counsel did not err or that the error did not prejudice defendant. That defendant was not prejudiced by his counsel’s failure to object to the alleged hearsay portion of Wayne Walters’ testimony that Ann Walters and Gerri Smith said defendant had confessed to them follows inevitably from our prior holding that this testimony did not prejudice defendant because, immediately after so testifying, Wayne Walters testified that defendant described in detail how he had killed Polulach. We find that defense counsel might have made a sound strategic decision when he did not object to the relevance of another portion of Wayne Walters’ testimony, his testimony that during a discussion about whether Polulach should be killed defendant had commented, “ ‘Well, it’s been done before,’ or, ‘I’ve done it before,’ or something of that nature.” Defense counsel might have wisely decided not to object to this vague statement so as not to highlight the very conclusion that defendant fears the jury may have drawn: Defendant had previously committed a murder-for-hire. As to defendant’s claim that his counsel erred by not objecting to testimony that defendant threatened to kill the Walterses, Ann Walters’ mother, and a policeman, we previously found this evidence was relevant to prove the State’s allegations that this was a murder for which defendant expected to get paid and relevant to defendant’s consciousness of guilt; thus, counsel’s objections would not have affected the admission of this testimony and counsel’s failure to object could not have prejudiced defendant. (Also, while an objection to the testimony that defendant threatened to kill Ann Walters’ mother might have been sustained, it is not reasonably probable that this testimony affected defendant’s conviction.) Similarly, counsel’s failure to object to evidence of the crimes defendant committed during his flight did not prejudice defendant. because this evidence was relevant to his consciousness of guilt, so any objections would have been overruled. To conclude, defense counsel effectively represented defendant at his trial.
Concerning each of defendant’s claims of ineffective assistance of counsel at the death penalty hearing, as to each claim defendant has failed to prove that his counsel’s alleged errors prejudiced him, for he has not established a reasonable probability that if his counsel had not made these
To conclude, defendant was not deprived of his constitutional right to the effective assistance of counsel.
Defendant’s Sentences of Death and Imprisonment
Next, defendant requests this court to vacate his death sentence and his sentence of 30 years’ imprisonment. In support of his first request, defendant points to the sentences of imprisonment imposed on Wayne and Ann Walters for their involvement in the murder of Polulach, compares them to his own sentence of death, and asserts that his death sentence is unfair and grossly disproportionate, and therefore should be vacated by this court in order “to do justice between him and his co-defendants.” In short, defendant asks this court to conduct a comparative proportionality review of his sentence and those of the Walterses.
This court’s duty, under both the United States and Illinois Constitutions, is to determine whether a death sentence has been imposed arbitrarily or capriciously or is unduly severe considering the circumstances of the offense and the character and rehabilitative prospects of the defendant. Pulley v. Harris (1984),
One procedure that this court has used to determine whether a death sentence in a particular case is unduly severe is to compare it to the sentence of an accomplice or a codefendant. (Jimerson,
After reviewing the evidence in this case, we hold that defendant’s death sentence is not excessive. Defendant was the prime mover behind this murder: He gratuitously offered to kill Polulach (“off the bitch”) in return for compensation when Ann Walters expressed anger toward her stepmother after her father’s funeral; he pressured Ann and Wayne Walters to hire him to kill Polulach, even suggesting that they borrow money from a neighbor when they told him they did not have the money to pay him $2,500 in advance; he planned the details of the killing, how he would dress like a priest to gain access to the house, handcuff Polulach with the help of an accomplice, shoot her, and then escape in a car driven by a second accomplice; he carried out his plan, dressing as a priest and obtaining two guns and two accomplices, handcuffing Polulach’s hands and feet, dragging her up a set of stairs while she kicked and screamed, waiting with her after his first gun would not fire while his accomplice went and got a second gun which defendant had the foresight to bring, and then shooting her twice in the back of the head. In addition, there was evidence that defendant had previously been convicted for robbery after he had masqueraded as a policeman to gain entry into another woman’s house and then held a gun on her, handcuffed and blindfolded her, and robbed her house. The State also read into evidence defendant’s previous convictions for interstate transportation of forged securities, attempted burglary, extortion, and possession of stolen goods.
Our conclusion that death is not an excessive penalty to impose on defendant is not altered by the fact that Ann Walters, who pleaded guilty to murder, was sentenced to 25 years’ imprisonment and three years’ mandatory supervised release. The judge who sentenced Ann explained that he had considered that Ann had no criminal record, did not commit the murder herself, and was not the moving force in the murder, for it had been defendant’s idea. Nor is our decision altered by the fact that Wayne Walters was sentenced to seven years’ imprisonment after pleading guilty to conspiracy, for Wayne had a minor part in this venture and yielded to the pressure put on him by defendant and his wife, Ann. It is true that there probably would have been no murder if the Walterses had not paid defendant $2,500 in advance and promised to pay him more afterward, that the Walterses participated in the planning of the murder, and that hiring another to commit a murder is a statutory aggravating factor qualifying one for the death penalty (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1(b)(5)). But none of these facts cause us to conclude that the death sentence imposed on defendant was excessive. The sentence was appropriate given the circumstances of this murder and defendant’s character.
Defendant’s request of this court to vacate his sentence of 30 years’ imprisonment for his armed robbery conviction is based on the fact that the trial judge imposed this sentence without the benefit of a presentence investigation report, as required by section 5 — 3—1 of the Unified Code of Corrections (Ill. Rev. Stat. 1979, ch. 38, par. 1005 — 3—1). In the past this court has held death sentences valid although imposed after jury sentencing hearings (People v. Madej (1985),
The same reasoning applies in this case. The judge who sentenced defendant on the armed robbery conviction was present during the entire trial and death penalty hearing and so heard all the evidence then produced concerning defendant’s character and background. Furthermore, defendant does not claim that he was prejudiced — he does not claim that there was any information relevant to the judge’s sentencing decision that was not presented during these proceedings but would have been included in a presentence investigation report. Therefore, we hold that the sentence of imprisonment imposed on defendant is valid.
Constitutionality of the Death Penalty Statute
We now consider defendant’s arguments that various aspects of the Illinois death penalty statute (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1) violate the eighth and fourteenth amendments (U.S. Const., amends. VIII, XIV). As to each of these arguments, we reaffirm our prior holdings that the Illinois death penalty statute is not unconstitutional.
The death penalty statute does not violate the eighth or fourteenth amendments by failing to impose on the State a burden of proving beyond a reasonable doubt that no mitigating factors exist sufficient to preclude the imposition of a death sentence. (People v. Kokoraleis (1989),
Next, defendant makes two related arguments concerning the constitutionality of the provision of the statute stating: “If the jury determines unanimously that there are no mitigating factors sufficient to preclude the imposition of the death sentence, the court shall sentence the defendant to death” (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1(g)). Defendant argues that this provision places a burden on a defendant to persuade the jury that he should not be sentenced to death owing to mitigating circumstances, and so tells the jury that death is presumed to be the correct sentence and that the defendant must overcome this presumption. According to defendant, this presumption and the placement of a burden of persuasion on a defendant violates due process and the eighth amendment principle of individualized sentencing. Likewise, defendant argues that an unconstitutional burden of persuasion was placed on him as a result of the jury instructions, which materially tracked the statutory language, and the prosecutor’s closing argument.
Defendant appears to misunderstand our prior holdings that it is not unconstitutional to place such a burden of persuasion on a defendant. (People v. Whitehead (1987),
Placing such a burden of persuasion on a defendant is constitutional because at this point in the hearing the prosecution has already proven beyond a reasonable doubt that a statutory aggravating factor exists making the defendant eligible for the death penalty (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1(f)), and the jury is now weighing aggravating and mitigating factors presented by both the State and defendant. This is precisely the kind of capital sentencing procedure approved by the Supreme Court; this procedure both prevents the arbitrary imposition of the death penalty by specifying the class of murderers who are eligible for the death penalty, and provides for consideration of mitigating factors unique to the offense and offender. See Jurek v. Texas (1976),
We note that the defendant does not alone have a burden of persuasion at this balancing stage, for the State is the movant, the party seeking the death penalty, and so bears the primary burden of persuading the jury that, as the statute states, there are no mitigating factors sufficient to preclude the sentencer from imposing the sentence of death for which the defendant is eligible. See People v. Ramirez (1983),
We note also that because this is a process of balancing intangibles, not of proving facts, it is improper to speak of defendants as having a “burden.” After the State as movant has attempted to persuade the jury the death sentence should be imposed, a defendant may attempt to dissuade the jury from doing so. Whether defendant attempts to dissuade the jury, whether he decides to take up this “burden,” is up to him; the law does not require him to take it up.
By the same logic we hold that the death penalty statute does not unconstitutionally create a presumption that death is the appropriate penalty; instead, it requires the State first to prove that a defendant is eligible for the death penalty, and then to persuade the jury that, given the aggravating and mitigating factors presented, death is the appropriate penalty. Furthermore, we hold that in the present case neither the jury instructions nor the prosecutor’s closing argument relating to this issue was improper.
Further challenging the constitutionality of the Illinois death penalty statute, defendant contends that by giving prosecutors unguided discretion to decide whether to prosecute a capital charge and to decide, after a conviction, whether to seek the death penalty, the statute violates the eighth amendment; defendant has not convinced us that we should abandon our previous rejections of his contention. (See, e.g., People v. Terrell (1989),
Recently, we have also rejected defendant’s argument that various aspects of the statute, each of which we have individually held constitutional, in combination result in the arbitrary and capricious imposition of the death penalty. (People v. Phillips (1989),
CONCLUSION
For the reasons set forth above, we affirm defendant’s convictions and sentences of death and imprisonment. We direct the clerk of this court to enter an order setting Tuesday, November 13, 1990, as the date on which the sentence of death entered by the circuit court of Cook County is to be carried out. Defendant is to be executed by lethal injection in the manner provided by section 119 — 5 of the Code of Criminal Procedure of 1963 (Ill. Rev. Stat. 1987, ch. 38, par. 119 — 5). The clerk of this court is to send a certified copy of this mandate to the Director of Corrections, to the warden of State-ville Correctional Center, and to the warden of the institution where defendant is confined.
Judgment affirmed.
Dissenting Opinion
dissenting:
Because I believe that defendant correctly argues that he was deprived of his constitutional right to be present at trial by his exclusion from the in-chambers voir dire of prospective jurors, I dissent and would reverse and remand for a new trial. The jury in this case was retained for the sentencing phase; the jury found the defendant eligible for the death penalty and sentenced him to death.
Based on defense counsel’s concern regarding publicity on both the present proceedings and on the prior trial and subsequent reversal by this court, the trial court judge suggested that any prospective jurors who indicated knowledge of this case would be questioned further in chambers so as not to taint the remainder of the venire. On review of the record, I note that six venirepersons retired to the judge’s chambers for further questioning along with the court reporter, prosecution counsel and defense counsel. The defendant apparently remained in the courtroom during these proceedings. In any event, he was not present in the judge’s chambers. Each instance of in-chambers voir dire will be detailed prior to a legal analysis of the inherent problems with the approach undertaken by the trial court and accepted by the majority.
While the trial court judge had initially stated that prospective jurors would be taken back to chambers for further questioning when they indicated a knowledge of this case due to prior publicity, the first venireperson to be taken into chambers was questioned for a completely different reason. Venireperson B***, in responding to the judge’s questions, indicated in open court that he had previously served on a jury in a murder case and that “perhaps” this might prevent him from being fair and impartial. At this point the trial court judge requested that he come back to chambers along with the court reporter and counsel. Before leaving the courtroom, the trial court judge indicated to those in the courtroom: “Everybody else stay right where you are.” The following exchange occurred in chambers:
“THE COURT: All right. Let the record reflect that we are back in chambers with counsel and the juror, B***. Okay. Could you elaborate?
A. Well, the trial was approximately 1978. The lady was accused of murdering her husband in bed. We subsequently found her not guilty. It was a case much to my chagrin where first a longperiod of the trial, it was eleven to one and I being the one holding out for a guilty. And either I sold my conscience down the stream or recognized the handwriting on the wall. It was either going to be a mistrial or I was going to cave in and I caved in.
THE COURT: Well, look at here, that was in 1970, right?
A. ’78.
Q. ’78?
A. Yes.
Q. All right. You had these feelings with regard to your services as a juror in that case. You found — you eventually found the guy not guilty.
You know, there is nothing wrong with finding someone not guilty. At the same time—
A. Well, excuse me. If I may interrupt. It was just my feeling that in my heart the lady was guilty and I think the State’s Attorney did a poor job.
THE COURT: Okay. Well, you know these things happen, okay?
A. But I did what I — I followed the law.
THE COURT: Well, you did the right thing.
Okay. Even though you have these feelings concerning your service as a juror at that time, that is you are supposed to follow the law and so forth and whether it’s guilty or not guilty, you know whatever that’s what you are supposed to do. So, would you be able to follow the law again?
A. Well, I did it once. I could do it again.
Q. Well, that’s all I am asking you to do.
You know what I mean. We are all just human beings. These people are and I am, too, Mr. Bean is, everybody that is over here. Will you be able to listen to the evidence and decide the case on its own merits, is that correct?
A. Um hum.
Q. Okay. Uninfluenced by just — if I am telling you right now that I want you to decide this case on its own merits and the law that I instruct you in this courtroom, would you be able to do that?
A. Yes.
THE COURT: Okay. All right. Fine. Let’s go back out.”
Once back in open court, the in-chambers exchange was not recapitulated on the record for the benefit of the defendant. Rather, the trial court judge continued, as if without interruption, from his previous questioning in open court:
“THE COURT: *** But you have not otherwise been involved in any other civil or criminal case, is that correct?
A. No, sir.
Q. Okay. All right. As you sit here now, sir, do you believe you’re the type of person who would be able to give both sides here a fair and impartial trial?
A. I am.
Q. All right. Is there anything in your background that you think we ought to know about here in assessing whether you could be a fair and impartial juror?
A. No, sir.
Q. Do you think you would be fair and impartial?
A. Yes, sir.
Q. Would you follow the law as I instruct you the law is?
A. Yes, sir.”
The record does not indicate that the defendant was ever told of the exchange in chambers. Venireperson B*** remained on the venire as a prospective juror until the defense counsel excused him with the use of a peremptory challenge.
The second venireperson to go back to chambers indicated in open court that she did not think that she could be fair because of the age of the victim (the victim was a senior citizen). The trial court judge stopped her from further comment and took her back to chambers. The court reporter, venireperson N***, defense counsel, and prosecution counsel accompanied the judge to chambers where the following exchange occurred:
“THE COURT: Ms. N***, have a seat.
MS. N***: Okay. The defendant looks very familiar. The more you look at him.
THE COURT: The defendant looks familiar to you.
Could you close that door?
A. I mean, I never met him, but he does look familiar.
THE COURT: He looks like somebody you know or what?
A. I mean, maybe I have seen him, maybe the newspaper picture, something.
THE COURT: All right. What did you talk about when you were talking with your friend?
A. Well, a woman that lives alone, someone attacked the way they did, we thought it was wrong. I would go against — I would go for the State. I wouldn’t go for the defendant at all.
THE COURT: So, you kind of have got your mind made up right now, is that what you are saying?
A. Yes.
THE COURT: Based on what you heard in these discussions—
A. Could have been me, you know, living alone.
THE COURT: So, you don’t feel you could be a fair and impartial juror?
A. No, I couldn’t.
THE COURT: Okay. I am going to excuse you, ***.”
Venireperson N*** was then instructed to leave the court via the back door and did not return to the courtroom. Again, the record does not indicate that the defendant was informed about the in-chambers discussion.
The third person to be taken back to chambers for further questioning, venireperson S***, was questioned regarding her concerns about the death penalty. In open court she indicated grave concerns, stating that “I have never felt that I could put any — vote to put anyone to their death.” The following exchange occurred in chambers:
“THE COURT: *** All right. Now, I am a little bit confused about your response to my questions, okay?
A. All right.
Q. You said maybe, unique circumstances — I am not sure that I heard what you said here.
What I want to know is, are there some cases in which you could impose capital punishment?
A. No.
Q. If the law said it was appropriate?
A. No.
Q. You just could not do it under any circumstances?
A. I don’t think I could. I really don’t.
* * *
THE COURT: Okay. All right. You’re excused, ma’am.”
The record is devoid of any indication that the defendant was informed about the proceedings in chambers when the trial court judge and counsel returned to open court.
Venireperson C***, the fourth prospective juror to go to the court’s chambers, was the first venireperson to be questioned based on an indication that he had read some pretrial publicity about this case. The following exchange occurred in chambers:
“THE COURT: Okay sir. Will you tell us about what you heard and saw or—
A. Well, I read in the newspaper that a couple at that time, I think they were living in Chicago, were the victims either that or there were relatives and later on they hired someone to kill her for insurance money.
THE COURT: Um hum. So, that was just a bare bones type of thing?
A. Yes, out of the newspaper article.
THE COURT: Okay. All right. Now, you know just the fact that something is [in] the newspaper, would that prevent you from being fair and impartial here?
A. No, sir.
Q. All right. In other words, they were reporting something in the newspaper, some allegations and so forth. Would you be able to set that aside and judge this case on its own merits?
A. Yes, sir.
Q. That would not affect you, that mere fact that you have seen that in the paper some years ago?
A. No, sir.
Q. Do you remember when this was, how many years ago or how long it was?
A. Oh, it was a while, about—
Q. Okay. So that would have no effect on you, really?
A. No, sir.
Q. Okay. You know, I appreciate you bringing it out, you know. I don’t want to unduly single you out, you know. It just may be you have a better memory than some of the other people, they might have seen it, too.
A. Another thing, I am not sure whether this is the same one, but I think the accused might be a Roman Catholic priest that has been thrown out of the order.
THE COURT: No, I don’t think that is the case.
A. Then that’s not the one.
THE COURT: All right.
A. But the other one, right.
THE COURT: There was something about a priest that I read to you, you know, about someone dressing up in a priest, you know, uniform or robe and so forth. Okay. All right.
Now, didn’t you answer another question, too, I think?
A. Yes, sir.
Q. It says that you would be in favor of imposing the death penalty on every case?
A. No, sir. I thought I answered the one only if there is—
Q. About age or something?
A. No, if criminal evidence against him, if the man is found guilty, yes, in every case—
Q. Okay. Well, what I meant or let me back track. Perhaps you misunderstood me, okay?
A. Okay.
Q. What I was asking at that time is, you know, there are some people that feel sort of like an eye for an eye or a tooth for a tooth, okay? Let me break it down for you.
That some people feel that if a person is guilty of murder and they’re convicted in all cases, no matter what the mitigation is, even if it’s a husband who murders his wife and she is in extreme pain, no matter what, even given that kind of mitigation that always they should be put to death. Is that the way that you feel?
A. Yes, sir.
Q. You do?
A. Yes, sir.
THE COURT: Okay. All right. Thank you very much, sir. You’re excused.”
The trial court judge, court reporter and attorneys returned to open court with no indication that the defendant was ever informed about the in-chambers proceedings.
The trial court judge proceeded to question prospective jurors until the panel of 12 was selected. The court then recessed. When court reconvened the process of choosing two alternates was begun. The prosecution and defense each had two challenges for this portion of the selection process.
Venireperson H*** was the fifth prospective juror to be asked to go back to chambers for further questioning. The trial court judge questioned her about a statement which seemed to indicate that she was against the death penalty in all. cases. The following exchange occurred in chambers:
“THE COURT: Now, the reason why I called you back here, ***, is I’m a little confused about your answer. And I realize that you are not placed in this position every day, in people asking you about your belief in capital punishment and so forth.
I want to make sure that I understand what your feelings are with respect to this, okay? I don’t want to have to do this in front of the rest of the jurors, because I — you know, okay? So, let me see if I understand what you are saying.
Are there some cases in which you could vote in favor of capital punishment?
A. I don’t even know.
Q. Let me give you an example. Let’s talk about a case that received some publicity — well, let’s forget about that. I don’t want to give you particular examples. Let’s say it was just the worst crime that you ever heard about, horrible crime in which the Defendant had a terrible record and it was just a rotten no-good crime, rotten no-good Defendant. There is nothing good about him at all; killed ten babies, okay, just horrible. Could you vote to impose capital punishment on such a case?
A. I would feel bad about it, with the kids.
Q. Oh, sure.
Well, I’m asking you, are there any cases in which you could conceive voting in favor of the death penalty, or would you just automatically be against it in every case?
A. No, I don’t think I could be against it in all cases. Since you put it like that, I couldn’t.
Q. Well, that’s what I’m asking.
Now, there will be law that will guide you with respect to this determination and so forth, and mitigation presented, and aggravation presented, should we get to that point. There is by no means, you know — I’m just asking you about this in the event we get to this.
So, there are some cases in which you could vote in favor of capital punishment, is that correct?
A. Yes.
Q. Okay, fine. Let’s go back out there.”
In open court, the trial court judge reiterated the question that asked if in some cases the juror could impose the death penalty. Upon her affirmative answer, the trial court judge proceeded with questioning. The record is void of any reference that would indicate that the defendant was made aware of the in-chambers questioning.
The sixth, and last, venireperson to be questioned in chambers outside the presence of the defendant was venireperson 0***. This was only the second person to be questioned based on an indication that he had read about the crime in the newspapers. The following occurred in chambers, with the court reporter and attorneys, but outside the presence of the defendant:
“THE COURT: *** Can you tell us what you remember about this?
A. Well, maybe about a year, two years ago, I remember in the Chicago Tribune, the Sunday Magazine, they did a big article about what happened. And I believe they talked to all of the Defendants that were involved. And my wife’s friend’s father is a retired police detective, and I guess he knew some of the people that were involved in the case, because we all lived in that area, about a half a mile from that.
THE COURT: You are on Keeler?
A. In fact, that same day that the paper came out, we were talking about the case, and we drove over and looked at the house. And the girl told us about what her father said. And we talked about the case between ourselves. It wasn’t until you mentioned the man who dressed up as a priest and went in and then I started remembering all the details.
THE COURT: I see. Let me see if I understand what you are telling me so far. Do you have your mind pretty much made up about this case as we are going into it right now?
A. Probably. We had a lot of discussion on it back then. And I think some of the details were they wanted to kill the woman for the money, her husband was involved in trucking, or something like that, and had large amounts of money, couple hundred thousand dollars, and they wanted that.
THE COURT: All right. So, you have read something about this case. You have discussed it with your friends, is that correct?
A. Um-hum.
THE COURT: Do you believe that you could set aside all that and base your decision on this case and the evidence that you would hear in this courtroom and not be influenced by this outside material?
A. I don’t know.
THE COURT: You don’t know whether or not you could be a fair and impartial juror in this case, in other words, right?
A. That’s right.
THE COURT: Have you discussed this with other jurors?
A. No.
THE COURT: I guess you didn’t have a chance to.
A. No.
THE COURT: I’m going to discharge you from service in this case.”
The trial court judge, court reporter and attorneys returned to open court where the judge continued questioning prospective alternate jurors. Two alternates were chosen following the State’s use of one challenge and the defense counsel’s use of two challenges. Based on the order that the prospective alternates were questioned, venireperson H*** was not chosen as an alternate.
To summarize the proceedings so far, in this capital case six venirepersons were individually questioned in the judge’s chambers outside the presence of the defendant. The court reporter, prosecution and defense attorneys were present. Of the six, four were discharged by the trial court judge for cause, one remained available for the jury but was eventually challenged by the defense counsel, and one remained available as an alternate but, based on the number of alternates needed and the order of those questioned, was ultimately not chosen (she was the sixth prospective alternate questioned, numbers 1, 3, and 4 were challenged, numbers 2 and 5 were selected as alternates).
The majority argues that the defendant does not have a constitutional right to be present at jury selection because the right to a jury only guarantees the right to an unbiased jury. Furthermore, the majority insists that the Supreme Court decisions which address the issue of a defendant’s presence base their holdings on statutory or common law principles absent here. These arguments entirely miss the crux of the issue; for nearly a century it has been well accepted that:
“[a] leading principle that pervades the entire law of criminal procedure is that, after indictment found, nothing shall be done in the absence of the prisoner. While this rule has, at times, and in the cases of misdemeanors, been somewhat relaxed, yet in felonies, it is not in the power of the prisoner, either by himself or his counsel, to waive the right to be personally present during the trial. * * *
In Hopt v. Utah,110 U.S. 578 it is said: '*** The prisoner is entitled to an impartial jury composed of persons not disqualified by statute, and his life or liberty may depend upon the aid which, by his personal presence, he may give to counsel and to the court and triers, in the selection of jurors. The necessities of the defense may not be met by the presence of his counsel only. For every purpose, therefore, involved in the requirement that the defendant shall be personally present at the trial, where the indictment is for a felony, the trial commences at least from the time when the work of impaneling the jury begins.’ And further: ‘We are of opinion that it was not within the power of the accused or his counsel to dispense with the statutory requirement as to his personal presence at the trial. *** That which the law makes essential in proceedings involving the deprivation of life or liberty cannot be dispensed with or affected by the consent of the accused,. much less by his mere failure, when on trial and in custody, to object to unauthorized methods.’ ” (Emphasis added.) Lewis v. United States (1892),146 U.S. 370 , 372-74,36 L. Ed. 1011 , 1012-13,13 S. Ct. 136 , 137-38.
While the Supreme Court in Hopt obviously discussed the statutory construction of the Utah law, and in Lewis recognized
The Supreme Court has not expressly rejected the broad language in Hopt and Lewis in subsequent cases. My review of the cases indicates that although the Court limited the application of its two earlier cases, it did so only while continuing to recognize the very basic concept that the defendant has a right to be present during all stages of his trial.
Diaz v. United States (1912),
“In cases of felony our courts, with substantial accord, have regarded it [the right to be present during trial] as extending to- every stage of the trial, inclusive of the empaneling of the jury and the reception of the verdict, and as being scarcely less important to the accused than the right of trial itself. And with like accord they have regarded an accused who is in custody and one who is charged with a capital offense as incapable of waiving the right; the one, because his presence or absence is not within his own control, and the other because, in addition to being usually in custody, he is deemed to suffer the constraint naturally incident to an apprehension of the awful penalty that would follow conviction.” (223 U.S. at 455 ,56 L. Ed. at 505 ,32 S. Ct. at 254 .)
Only after acknowledging this basic right, not disavowing it, did the Supreme Court go on to note that in certain cases the right could be inoperative. The Supreme Court quoted at length from District of Columbia Court of Appeals decision’s reasoning which it found sound:
“ ‘The question is one of broad public policy, whether an accused person, placed upon trial for crime and protected by all the safeguards with which the humanity of our present criminal law sedulously surrounds him, can with impunity defy the processes of that law, paralyze the proceedings of courts and juries, and turn them into a solemn farce, and ultimately compel society, for its own safety, to restrict the operation of the principle of personal liberty. Neither in criminal nor in civil cases will the law allow a person to take advantage of his own wrong. And yet this would be precisely what it would do if it permitted an escape from prison, or an absconding from the jurisdiction while at large on bail, during the pendency of a trial before a jury, to operate as a shield.’ ” (223 U.S. at 458 ,56 L. Ed. at 506 ,32 S. Ct. at 255 , quoting Falk v. United States (1899),15 App. D.C. 446 , 460-61.)
The Diaz Court held that a defendant could not purposefully absent himself and then claim that he was wrongly convicted based on his absence. The Court specifically indicated that the prior rulings in Hopt and Lewis did not prevent its present ruling. Diaz,
The Supreme Court next addressed the issue of a defendant’s presence at trial proceedings in Snyder v. Massachusetts (1934),
The Court did not overrule its prior decisions in Hopt and Lewis, wherein the Court had found the defendants’ absence error; rather, the Court said that not every absence is error. In Snyder, the defendant’s presence at the jury’s view would have offered nothing, it would have been “useless.”
In Illinois v. Allen (1970),
“Although mindful that courts must indulge every reasonable presumption against the loss of constitutional rights [citation], we explicitly hold today that a defendant can lose his right to be present at trial if, after he has been warned by the judge that he will be removed if he continues his disruptive behavior, he nevertheless insists on conducting himself in a manner so disorderly, disruptive, and disrespectful of the court that his trial cannot be carried on with him in the courtroom. Once lost, the right to be present can, of course, be reclaimed as soon as the defendant is willing to conduct himself consistently with the decorum and respect inherent in the concept of courts and judicial proceedings.” (397 U.S. at 343 ,25 L. Ed. 2d at 358-59 ,90 S. Ct. at 1060-61 .)
Once again, the Supreme Court recognized the right of a defendant to be present before it concluded that the right could, in certain circumstances, be lost.
Furthermore, the Supreme Court’s decision in United States v. Gagnon (1985),
Though no case previously decided by this court is exactly on point, this court has previously addressed the issue of a defendant’s presence at trial. People v. Smith (1955),
“The law is clear that an accused has the right to appear and defend in person as well as by counsel, and that he is entitled to be present and to participate at every stage of the trial. [Citation.] *** Where the accused is not present in person, the error is not cured by the presence of his counsel, as his attorney has' no power to waive his right to be present. [Citation.]
It is also well established that this constitutional right to be present at every step taken in his case may, like many other rights, be waived by the prisoner. Thus where a defendant voluntarily absents himself from the courtroom at the moment a verdict is rendered, or runs away from the court after he learns of the verdict, *** he is deemed to have waived his right to be present and cannot claim any advantage on account of his absence. [Citations.]” (6 Ill. 2d at 416-17 .)
This court concluded that, because the record failed to show that the defendant’s absence was voluntary or that the defendant had waived the right to be present, he was entitled to a new trial.
The question of waiver of the right to be present was further addressed by this court in People v. Mallett (1964),
“[w]aiver assumes knowledge [citation] and it cannot be said that the defendant knowingly waived his right to be present unless he was fully advised as to the testimony which had been heard in his absence.” (30 Ill. 2d at 142 .)
See also People v. Davis (1968),
This court’s decision in People v. Martine (1985),
Martine should not be read so broadly as to suggest that a defendant’s right to be present is satisfied when he is allowed to meet witnesses face-to-face and hear testimony presented against him. This court acknowledged that a defendant has a right to be present in order to protect a substantial right. (Martine,
Moreover, the Illinois Constitution offers the following protection:
“§8. Rights After Indictment
In criminal prosecutions, the accused shall have the right to appear and defend in person and by counsel; to demand the nature and cause of the accusation and have a copy thereof; to meet the witnesses face to face and to have process to compel the attendance of witnesses in his behalf; and to have a speedy public trial by an impartial jury of the county in which the offense is alleged to have been committed.” Ill. Const. 1970, art. I, §8.
The right to be present is separate and distinct from the right to confront witnesses. Though, as both the United States Supreme Court and this court have held, the right may be waived or may not attach to certain proceedings where presence would be useless, neither this court nor the United States Supreme Court has ever held that the selection of the jury was such a “useless” portion of the proceedings. As noted by the Supreme Court in Hopt and Lewis, discussed above, and never disavowed, the selection of the jury is crucial. In the hands of these 12 people may lie the very life of the defendant. This court is not here confronted with a decision of law over which the defendant may have no input — were that so, the process of impaneling a jury would not require the extensive questioning process used in voir dire and we would merely choose the first 12 people who happen to walk into the room. The present case, on review of the record, does not give indication of a knowing and intelligent waiver by the defendant or of such conduct on the part of the defendant as to require his removal. He was simply not included in the in-chambers voir dire process.
While the majority argues that of the prospective jurors questioned, the defendant could not have had any impact upon the selection process because most were discharged for cause by the court, this argument begs the question. The end does not justify the means used. Only after the right was denied are we able to say with certainty that the defendant would have had no input as to the four. Such hindsight may not excuse the denial of such an important right.
Even one juror’s discharge without the defendant’s full presence is too much, as this case clearly shows. Venireperson B***, discussed at length above, was excused with the exercise of a peremptory challenge by the defendant’s own counsel. This action was taken without benefit of the defendant’s full input into the selection process. It is well accepted that the selection of a jury is based extensively on subjective analysis. Had the defendant been present for all phases of the voir dire, it is quite possible that the juror’s demeanor and answers would have caused the defendant to persuade his attorney not to exercise a peremptory challenge and to keep the venireperson on the jury. In a capital case, where one juror’s vote may prevent the imposition of the death penalty, this court should not conclude that a defendant’s absence when even a single juror is questioned may be allowed. Neither can this be called harmless error, for a basic right guaranteed by our Constitution and our system of justice was denied the defendant without his waiver or fault. The defendant lacked vital information on which to assist his counsel with the selection of the jury as to venirepersons B*** and H***.
Errors of such a constitutional magnitude must not be negated based on a misconstruction of the issue. I do not deny that a defendant is entitled to an impartial jury. I note, however, that that is not the crux of the issue before this court. The defendant was denied his right to be present during all proceedings against him. The denial of that right is not cured or corrected by arguing instead that it does not matter because he had an impartial jury. It does not matter that the defendant had an impartial jury. The defendant’s presence is vital to our system of justice and I therefore dissent.
