Lead Opinion
The defendant, Gary L. Barnard, was charged by information in the circuit court of Saline County with three counts of murder, under the provisions of sections 9 — 1(a)(1) and (2) of the
On June 15, 1981, Dennis Price (the decedent), and Larry Moore and Stanley Jackson drove up in front of
The defendant first contends that the jury’s verdict of guilty of murder and not guilty of armed violence based on murder requires reversal of the murder conviction, citing our recent decision in People v. Frias (1983),
In addition to the Frias issue, the defendant in this court urges that he was deprived of a fair trial by certain evidentiary rulings and by certain errors in the instructions to the jury. He also argues that he was deprived of effective assistance of counsel in the trial court and in his appeal to the appellate court. As noted earlier in this opinion, the errors in the trial court now argued and the question of trial counsel's competency were not raised in the appeal to the appellate court, and have been raised for the first time in the defendant’s petition for leave to appeal to this court.
At the trial defendant was represented by the public defender. Following the defendant’s conviction, the State Appellate Defender was appointed to represent defendant on appeal to the appellate court. On July 22, 1983, the appellate court entered its order, which affirmed the defendant’s conviction. The time for filing a petition for leave to appeal from that order expired August 26, 1983, under our Rule 315(b) (87 Ill. 2d R. 315(b)). On August
The State, in its brief, argues that the defendant’s failure to raise in the appellate court the issues now argued constitutes waiver. This court has held that issues that could have been raised in the appellate court, but were not, are deemed to have been waived. (Hammond v. North American Asbestos Corp. (1983),
We do not view the Gatto and Hux decisions and the cases cited therein to be inconsistent with Hammond and Harris Trust. The rationale of Gatto is set out in Hux v. Roben (1967),
“These provisions recognize that the responsibility of a reviewing court for a just result and for the maintenance of a sound and uniform body of precedent may sometimes override the considerations of waiver that stem from the adversary character of our system.” Hux v. Raben (1967),38 Ill. 2d 223 , 225.
We have held on many occasions that plain error is a limited exception to the general waiver rule. (See People v. Roberts (1979),
The trial errors raised by the defendant are not of constitutional dimension and cannot be urged as the basis for the reversal of a conviction under the Post-Conviction Hearing Act (Ill. Rev. Stat. 1983, ch. 38, par. 122—1 et seq.). However, since defendant may raise the question of trial counsel’s competency under the Post-Conviction Hearing Act, it is appropriate that the alleged trial errors be considered as they relate to the question of the defendant’s constitutional right to adequate legal representation. This court has held that the doctrine of waiver ought not to bar issues from consideration where the alleged waiver stems from incompetency of appointed counsel on appeal. (People v. Frank (1971),
In the trial of this case defense counsel’s strategy was to establish the killing as a justified homicide. In the opening statement defense counsel stated that he would raise the defense of self-defense and defense of the defendant’s dwelling. Counsel sought to follow that plan through the trial.
Defendant now argues in this court that the trial court erred in foreclosing any evidence of the decedent’s reputation for violence and what the defendant knew about the decedent. It is argued that this evidence was relevant to supply insight into the defendant’s state of mind and his beliefs regarding the danger he was in. The trial court did not permit evidence of this nature because, as the court stated during a conference in chambers, there was nothing in the record to disclose that the decedent had committed an act of aggression. The evidence disclosed that the decedent had not argued with the defendant and he had not threatened him. It was not until the defendant went into his bedroom, procured his loaded pistol, returned to the living room, and pointed it at the decedent that there was any evidence of a conversation between decedent and the defendant. In a conference between the court and counsel in chambers the court, citing People v. Adams (1962),
We noted above that this issue was not raised in the appellate court by appellate counsel. As stated in People
Defendant now argues that there was some evidence that he had a subjective belief that the use of force was necessary and that the court should have sua sponte given a self-defense and voluntary-manslaughter instruction. During the instruction conference defense counsel objected to the State’s issues instruction on murder, arguing that the State must also prove that the killing was not justified. The court agreed, saying that this presented a different question than the evidentiary question of decedent’s reputation discussed above. The court held that under People v. Lockett (1980),
With regard to the instruction issue, it is apparent that defense counsel did not want the jury to be given a
Also, we find that under these circumstances the court was not under an obligation to give a self-defense and a manslaughter instruction sua sponte. The burden of preparing instructions is primarily on the parties and not the trial court. Generally, the trial court is under no obligation either to give instructions or to rewrite instructions tendered by counsel. A party may not raise on appeal the failure to give an instruction unless he shall have tendered it. People v. Underwood (1978),
The trial judge was well aware of defense counsel’s reluctance to have the jury given an instruction on manslaughter. It would therefore not have been proper for the judge to interfere with defense counsel’s strategy and give the self-defense and voluntary-manslaughter instruction sua sponte. (See People v. Precup (1978),
The defendant in this court cites several instances wherein his trial counsel’s performance demonstrated his lack of competence. He cites several instances where counsel failed to object to allegedly damaging hearsay testimony of one of the investigating police officers. Following the direct examination of this officer, defense counsel cross-examined him about this hearsay evidence which concerned statements made by Moore to the officer. It should be remembered that Moore had been drinking with the decedent on the day of the shooting
Defendant also argues that defense counsel’s failure to move for a mistrial, and failure to make offers of proof when the prosecution’s objections were sustained, demonstrated incompetence. The Supreme Court has recently considered the effective-assistance-of-counsel requirement of the sixth amendment of the Federal Constitution. (See Strickland v. Washington (1984),
Judging defendant’s trial counsel’s performance by the standards of Strickland, it cannot be said that appellate counsel’s decision not to raise the trial counsel’s failure to object to hearsay testimony, his failure to move for a mistrial, and his failure to make offers of proof on appeal to the appellate court was patently wrong. Therefore, these issues, not having been raised in the appellate court, are deemed to have been waived. See Hammond v. North American Asbestos Corp. (1983),
Following the reading of the instructions, the jury retired to consider the case at 3:15 p.m. At 6:30 p.m. the jury sent three questions to the court:
“Can we find Mr. Barnard guilty of armed violence without finding him guilty of murder?
There is [sic] three different definitions of murder. Also, three different definitions of armed violence. Do we have to find him guilty or not guilty of any one of these definitions or all three definitions?
Is there any way to find him guilty of a lesser charge other than murder or armed violence?”
The court, after having secured the agreement of counsel, responded to these questions as follows:
“You cannot find the defendant guilty of armed violence without finding him guilty of murder. You can find the defendant guilty of murder on any one of the three counts. You do not have to find him guilty of all three counts of murder in order to return a guilty verdict on the murder charge. The same is true of the armed violence charges. You cannot find the defendant guilty of a charge other than murder or armed violence.”
After having received these responses the jury continued to deliberate until 11 p.m., at which time the jury informed the bailiff that they were deadlocked. At that time a deadlock instruction was read to the jury by the court. Both
“Can we find Barnard guilty of one count of murder and not guilty of armed violence.”
The court answered this question by stating:
“The jury has the authority to find the defendant guilty of one count of murder and not guilty of armed violence.”
The prosecutor agreed with the giving of this response; however, defense counsel objected to it.
Shortly before 1 a.m. the jury asked another question of the court:
“We want to know if we can charge Barnard with one count of murder and can we specify which count that is or by signing the guilty form, would we be charging him with all three counts automatically.”
With agreement of counsel the court answered this question:
“If the jury finds the defendant guilty of one count of murder beyond a reasonable doubt, all that is required is signing the appropriate verdict form. This does not mean that the jury would be finding the defendant guilty of all three counts of murder.”
A few minutes later the jury asked another question:
“If we find Barnard guilty of this one charge will it be read and agreed this to be the only charge?”
The court replied:
“After discussing the matter with counsel in chambers it would appear that the only answer this court can give at this time is as follows: ‘The answer to the former question submitted by the jury to the court applies and that is all I can say at this point’.”
At 1:30 a.m. the jury returned verdicts of guilty of murder and not guilty of armed violence. On the murder verdict was a handwritten notation “on one count only.”
Defendant now contends that the lengthy deliberation
Judging the performance of defendant’s trial counsel and of his appellate counsel as a whole, we cannot say that the defendant was denied his constitutional right to effective assistance of counsel. In reaching this conclusion we have tested the performance of defendant’s counsel, both at trial and on appeal, by the standards adopted by the Supreme Court in Strickland v. Washington (1984),
For the above reasons the judgment of the appellate court is affirmed and the cause is remanded to the circuit court of Saline County for further proceedings in conformance with the opinion of the appellate court.
Affirmed and remanded.
Dissenting Opinion
dissenting:
I agree with the majority’s holding that the verdicts of guilty of murder and not guilty of armed violence are legally consistent. However, I believe that evidence was improperly excluded and the jury was not properly instructed, and therefore the defendant should receive a new trial.
The trial judge erred by refusing to admit evidence of. the decedent’s reputation for violence. Based on People v. Adams (1962),
Although I agree that we should not be second-guessing trial judges, it is clear here that the trial judge erred when he ruled that there was no aggressive act directed toward the defendant. The record indicates that three individuals who had been drinking came into the defendant’s home and stayed for some time. Two of these individuals returned a short time later and began quarreling. The defendant pointedly asked them to leave, but they did not. When the defendant pointed a gun at them, the victim, who was only five or six feet away, began walking toward the defendant with his hands raised above shoulder level, and as he kept coming toward the defendant, he said, “You don’t want to do that, man. You don’t want to do that.” Given the victim’s drunken condition, his quarrelsome behavior, and his refusal to depart from the defendant’s home when asked, the defendant could have believed that the victim was trying to seriously injure him with his hands, or to wrest the gun from the defendant in order to shoot the defendant. Why would
This error was critical, because it affected two different rulings, both essential to the defendant’s theory of self-defense. First, once self-defense is in issue and there is evidence of an act of aggression directed toward the defendant, evidence of the victim’s reputation for violence is admissible under Adams, the case on which the trial judge relied (People v. Adams (1962),
The State does not dispute the defendant’s assertion that the absence of justification is an element of the crime of murder. Instead, the State argues that the trial judge was under no obligation to sua sponte instruct the jury regarding either justification or manslaughter, particularly when defense counsel chose not to offer the jury the option of a manslaughter conviction. However, an examination of the record gives a clearer picture of what actually occurred. Defense counsel objected to the murder instruction offered by the State because it did not include the words “without justification.” Since the entire defense strategy was to depict this killing as justifiable and therefore excusable, this element was essential to the defense case. When defense counsel asked the trial judge whether a manslaughter instruction would automatically be given along with a justification instruction, the trial judge asked whether defense counsel was making a motion to that effect. The trial judge’s comments earlier in the trial led defense counsel to believe that, relying on People v. Lockett (1980),
Section 9 — 1(a) of the Criminal Code of 1961 plainly states that “[a] person who kills an individual without lawful justification commits murder ***.” (Emphasis added.) (Ill. Rev. Stat. 1981, ch. 38, par. 9—1(a).) There can be no doubt that a defendant who requests an instruction which includes lack of justification is entitled to it. The defendant was improperly prejudiced in this case by the refusal of the trial judge to directly answer counsel’s inquiry, and because the trial judge created the misleading impression that he would hold that a justification instruction must always be paired with a manslaughter instruction, thereby forcing counsel, who wished not to raise the issue of manslaughter, to forgo an instruction on a statutory element crucial to his defense strategy. Instead of steering clear of strategy issues, as the trial judge professed to do, it seems to me that he directly involved himself with them. I do not regard a trial as a contest of moves and countermoves. Rather, it should be an effort to assist the jury in determining what really happened. The trial judge, by chilling defense counsel’s efforts to include lack of justification in the murder instruction, prevented that from happening.
Lockett is distinguishable and does not control this case. In Lockett, the defendant’s requested manslaughter instruction was refused by the trial court. This court held that, where evidence was presented that the
For the reasons stated above, I would have allowed evidence concerning the victim’s reputation for violence and I would have allowed an instruction regarding the absence of justification.
