Opinion
1. Introduction
Defendant Esequiel Barajas was identified as one of two men who attacked and seriously cut a third man with beer bottles on a San Jose street during the evening of March 9, 2010. Pursuant to a plea agreement, on November 9, 2010, defendant pleaded no contest to a charge of assault with a deadly weapon and admitted that he personally used a beer bottle as a dangerous and deadly weapon and he personally inflicted great bodily injury on the victim. (Pen. Code, §§ 245, subd. (a)(1), 667, 1192.7, 12022.7.) He also admitted violating probation in another case.
On appeal defendant challenges two of those probation conditions as unconstitutionally vague and overbroad, both prohibiting his presence in different areas, one “in any specific location which you know to be or which the probation officer informs you to be an area of criminal street gang-related activity” and the other “adjacent to any school campus.” For the reasons
2. The Sentencing Hearing
Defendant waived a referral for a formal probation report. The written probation report recommended imposing five different gang probation conditions, numbered 13 through 17.
At sentencing, after the court imposed the first gang condition,
“[14] You’re not to associate with any person you know to be or the probation officer informs you is a member of a criminal street gang.
“[15] You’re not to visit or remain in any specific location which you know to be dr which the probation officer informs you to be an area of criminal street gang-related activity.
“[16] You’re not to be adjacent to any school campus during school hours unless you’re enrolled in or with prior permission of the school administrator or probation officer.
“[17] You’re not to be present at any court proceeding where you know or the probation officer informs you that a member of a criminal street gang is present or that proceedings concern a member of a criminal street gang unless you are a party, you are a defendant in a criminal action, or you are
“All of these orders are directed and supervised by the probation officer.” “Gang” was defined to mean a criminal street gang as described in Penal Code section 186.22.
3. Scope of Review
An appellate court generally will not find that a trial court has abused its broad discretion to impose probation conditions so long as a challenged condition relates either generally to criminal conduct or future criminality or specifically to the probationer’s crime. (People v. Lent (1975)
A Court of Appeal may also review the constitutionality of a probation condition, even when it has not been challenged in the trial court, if the question can be resolved as a matter of law without reference to the sentencing record. (Sheena K., supra, 40 Cal.4th at pp. 888-889.)
“Inherent in the very nature of probation is that probationers ‘do not enjoy “the absolute liberty to which every citizen is entitled.” ’ [Citation.] Just as other punishments for criminal convictions curtail an offender’s freedoms, a court granting probation may impose reasonable conditions that deprive the offender of some freedoms enjoyed by law-abiding citizens.” (United States v. Knights (2001)
On appeal defendant challenges condition No. 15—“You’re not to visit or remain in any specific location which you know to be or which the probation officer informs you to be an area of criminal street gang-related activity”—as “impermissibly vague and constitutionally overbroad.” He asserts that both challenged conditions infringe on his right to travel.
In analyzing challenges to an injunction restricting criminal street gang activity, the California Supreme Court spelled out the differences between these constitutional doctrines in People ex rel. Gallo v. Acuna (1997)
“Although, as we pointed out in Tobe v. City of Santa Ana (1995)
“Unlike the doctrine of overbreadth, which focuses on the impact of a statute on the conduct of persons not before the court, the claim that a law is unconstitutionally vague is not dependent on the interests of absent third parties.[
“In its more recent applications of the vagueness doctrine, the high court has also expressed a concern for the potential for arbitrary and discriminatory enforcement inherent in vague statutes. ([Citation]; Kolender v. Lawson (1983)
Probationers have been recognized as still enjoying a constitutional right to intrastate travel (In re White (1979)
In re Ramon M. (2009)
When a gang area restriction has lacked an explicit knowledge requirement, appellate courts have required modifications. In re Vincent G. (2008)
In In re H.C. (2009)
In People v. Leon (2010)
The Attorney General points out that condition No. 15 in this case contains the same language we approved in Leon. Defendant responds that his argument “goes farther” than the one made in Leon.
The thrust of defendant’s argument is somewhat elusive. Quoting Acuna, he asserts that this condition “ ‘impermissibly delegates basic policy matters
We understand the crux of defendant’s point to be best articulated in his reply brief. “In reality, a standard based on what a probationer ‘knows’ (even though no one has told him) is a vague and unenforceable standard that invites mischief, and is every bit as vague and arbitrary as a standard that does not require knowledge.” He repeatedly identifies as his concern the possibility of being arrested for a probation violation by a police officer who believes that defendant must know he is in an area of gang-related activity, even though defendant has a different opinion about the nature of the area.
This position is indeed the antithesis of the appellant’s position in Leon that a knowledge condition was required to cure the vagueness of a probation condition. Defendant here seeks to avoid any liability for the consequences of what he knows unless he has gained the information from a single source, the probation department.
Defendant asserts that “[t]his problem was recognized to some extent in In re Victor L. [(2010)
In fact, in Victor, the First District Court of Appeal considered vagueness challenges to several probation conditions, including part of one stating, “ ‘Minor shall not be in any . . . areas known by Minor for gang-related activity.’ ” (In re Victor L, supra,
Victor considered the probable purpose of this condition in its context of other gang conditions prohibiting participation in crimes and gang activities and association with gang members and concluded that “the ‘gang-related activity’ condition appears to have been intended to prevent Victor from coming into close contact with gang members, even short of voluntary association or participation in their activities.” (Victor, supra,
Victor discussed different approaches to clarifying this probation condition. One way to improve it “would be to establish descriptive or mapped boundaries for that purpose.” (Victor, supra,
To avoid unduly burdening the trial courts with clarifying the forbidden zones, the appellate court modified the probation condition “to provide for the probation officer to notify Victor of the areas he must avoid.” (Victor, supra, 182 Cal.App.4th at pp. 917-918.) The court left “it to the probation officer in the first instance to consider whether a boundaries approach or an activity-specific approach would better serve his or her goals for Victor.” (Id. at p. 918.) According to the court, no matter which of these approaches a probation officer adopted, the officer’s specification of prohibited areas or
The appellate court purported to implement this solution by adding the following italicized language to the existing condition. “ ‘The Minor shall not be in any . . . areas known by Minor for gang-related activity {or specified by his probation officer as involving gang-related activity).’ ” (Victor, supra, 182 Cal.App.4th at pp. 931-932.) After ordering modifications to other challenged conditions, the court affirmed the judgment as modified. (Ibid.)
Thus, Victor did not strike down the knowledge requirement in the existing probation condition. The original phrasing remained verbatim in the condition as modified. Victor did not direct the trial court or the probation officer to exactly specify forbidden areas. What the modification did was to authorize the probation officer to specify (presumably to Victor) what areas he should avoid. We do not understand the modification to require the probation officer to do so or to preclude proving a violation by showing that Victor learned the nature of an area from a reliable source other than his probation officer. The modification simply described one method by which the probationer could learn that an area was prohibited.
Defendant asks us to either strike or modify condition No. 15. He contends that the condition approved by Leon “is from a practical standpoint as dangerous as the one it replaced. The preferable choice is set forth in” Victor.
Victor cited Leon as having adopted the approach proposed in Victor. (Victor, supra,
We need not further analyze defendant’s concerns about how he may be said (and proved) to “know” something. While reasonable minds may disagree about where criminal street gang activities occur, defendant cannot be found in violation of this condition for visiting an area of gang-related activity unless there is proof that he knew the nature of the location, possibly
5. The School Campus Condition
On appeal defendant challenges condition No. 16—“You’re not to be adjacent to any school campus during school hours unless you’re enrolled in or with prior permission of the school administrator or probation officer”—as “impermissibly vague and constitutionally overbroad.”
We are aware of no precedent considering whether the phrase “adjacent to” in a probation condition is vague or overbroad.
The word “adjacent” conveys proximity and generally means “close to,” “lying near,” “next to” or “adjoining.” (See American Heritage Dict. (3d ed.
We believe that the meanings of “adjacent” and “adjacent to” are clear enough as an abstract concept. They describe when two objects are relatively close to each other. The difficulty with this phrase in a probation condition is that it is a general concept that is sometimes difficult to apply. At a sufficient distance, most reasonable people would agree that items are no longer adjacent, but where to draw the line in the continuum from adjacent to distant is subject to the interpretation of every individual probation officer charged with enforcing this condition. While a person on the sidewalk outside a school is undeniably adjacent to the school, a person on the sidewalk across the street, or a person in a residence across the street, or two blocks away could also be said to be adjacent. To avoid inviting arbitrary enforcement and to provide fair warning of what locations should be avoided, we conclude that the probation condition requires modification.
Defendant suggests that the condition should be modified to “prohibit stopping or lingering on school grounds or on any street or sidewalk immediately adjacent to a school, without the permission of the school administration or the probation officer.” The Attorney General does not object to modifying the condition to state, “Do not knowingly be on or within 50 feet of a school campus during school hours unless enrolled or with prior administrative permission or prior permission of the probation officer.”
Defendant’s thesis seems to be that a probation condition restricting constitutional rights must be stated so exactingly as to preclude any possibility of misinterpretation or misapplication. This is more than the law and reason require.
The “prohibition against excessive vagueness does not invalidate every statute which a reviewing court believes could have been drafted with greater precision. Many statutes will have some inherent vagueness, for ‘[i]n most English words and phrases there lurk uncertainties.’ [Citation.] Even trained lawyers may find it necessary to consult legal dictionaries, treatises, and judicial opinions before they may say with any certainty what some statutes may compel or forbid. [Citations.] All the Due Process Clause requires is that the law give sufficient warning that [probationers] may conduct themselves so as to avoid that which is forbidden.” (Rose v. Locke (1975)
“In deciding the adequacy of any notice afforded those bound by a legal restriction, we are guided by the principles that ‘abstract legal commands must be applied in a specific context,’ and that, although not admitting of ‘mathematical certainty,’ the language used must have ‘ “reasonable specificity.” ’ [Citation.]” (Sheena K., supra,
We conclude that it will provide defendant with sufficient guidance to modify condition No. 16 along the lines proposed by the Attorney General.
The trial court is directed to modify the probation condition we have numbered 16 to state, “You’re not to knowingly be on or within 50 feet of any school campus during school hours unless you’re enrolled in it or with prior permission of the school administrator or probation officer.” As so modified, the judgment is affirmed.
Rushing, P. J., and Duffy, J., concurred.
Notes
Judge of the Santa Clara Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
In an unpublished appeal in that case, this court rejected a challenge to one probation condition and modified another condition. (People v. Barajas (Sept. 10, 2010, H034742) [nonpub. opn.].)
“You’re not to possess or wear or display [any] clothing or insignia, tattoo, emblem, button, cap, scarf, bandana, jacket, other articles of clothing that you know or the probation [officer] informs you is evidence of or affiliation with or membership in a criminal street gang.”
For ease of reference we will number these conditions as they were numbered in the probation report, though the trial court did not recite the numbers. The trial judge otherwise recited challenged conditions Nos. 15 and 16 essentially as written in the probation report. The conditions are not spelled out in a subsequent minute order. The opening brief quotes the probation report, but our analysis will focus on the court’s oral statement of the conditions. (People v. Smith (1983)
As Acuna indicates, the federal doctrine of overbreadth is a relaxation of the rule that a party to whom a statute constitutionally applies cannot assert the potential unconstitutional impact of that statute on the rights of third parties. The United States Supreme Court has “provided this expansive remedy out of concern that the threat of enforcement of an overbroad law may deter or ‘chill’ constitutionally protected speech—especially when the overbroad statute imposes criminal sanctions.” (Virginia v. Hicks (2003)
In contrast, in discussing the possible overbreadth of probation conditions, California courts do not evaluate how they might restrict the rights of third parties, but whether they are overly restrictive of the probationer’s constitutional rights, and this focus is not limited to the probationer’s First Amendment rights. (E.g., In re Luis F. (2009)
We note that one of the main objectives of probation is the probationer’s “reformation and rehabilitation.” (Pen. Code, § 1203.1, subd. (j).) This objective is served by requiring probationers to use their personal knowledge to make good choices about avoiding detrimental situations. In this case, we are evaluating only the constitutionality of the condition, not its reasonableness.
Although it would seem to follow from Victor that the phrase “an area of criminal street gang-related activity” is impermissibly vague, we do not understand defendant to be making this claim. His target is the knowledge requirement.
It appears to us that Victor delegated to the probation officer the task of clarifying a phrase that the appellate court concluded was unconstitutionally vague. The court asserted that it had provided sufficient guidance to make this delegation permissible. (Victor, supra, 182 Cal.App.4th at pp. 918-919.) As this court has recognized, “A probation condition that in effect delegates unfettered discretion to a probation officer to determine its scope at the very least risks being unconstitutionally overbroad.” (Leon, supra,
We are aware that in Grayned v. City of Rockford, supra,
We do not intend to suggest that all penal statutes employing the word “adjacent” are unconstitutionally vague. (E.g., Pen. Code, § 626.8, subd. (a) [prohibiting disruption of school by any person “who comes into any school building or upon any school ground, or street, sidewalk, or public way adjacent thereto”]; Pen. Code, § 4571 [prohibiting felons from coming on grounds of any institution housing prisoners without the warden’s consent or upon “lands belonging or adjacent thereto”]; Pen. Code, § 4574, subd. (a) [prohibiting bringing deadly weapons into any institution housing prisoners without consent or “within the grounds belonging or adjacent to any such institution”]; Veh. Code, § 22522 [prohibiting parking a vehicle within three feet of “any sidewalk access ramp constructed at, or adjacent to, a crosswalk”]; Veh. Code, § 25305, subd. (a) [restricting placing or displaying “any lighted fusee” “upon or adjacent to the highway or highway-railroad crossing”]; Welf. & Inst. Code, § 1001.7 [prohibiting felons from coming on grounds of any California Youth Authority institution without consent or upon “lands belonging or adjacent thereto”].) None of those statutes is currently before us.
The Attorney General thus agrees to adding an express knowledge requirement not requested by defendant. We note that the locations of most public schools are well marked as
While accepting the Attorney General’s concession in this case, we recognize that other modifications may equally solve the problem we perceive, such as a different measure of distance (e.g., “30 feet,” “20 yards”), a different measure of physical proximity (e.g., “on” or “one block away”) or otherwise mapping restricted areas (e.g., “the 1200 block of Main Street”). We do not intend to suggest that a 50-foot distance is a constitutional threshold.
We recognize that there is a superficial inconsistency in modifying a probation condition requiring avoidance of schools without modifying a condition avoiding areas of criminal-street-gang-related activity. However, defendant has mounted different attacks on these conditions. The vagueness we perceive in the school condition involves its proximity descriptor (“adjacent to”) and not the description of the area to be avoided. What defendant challenges in
