Lead Opinion
Following the death of her 13-year-old daughter, Sandra Kay Arnold, the grand jury returned an indictment charging defendant with the crime of manslaughter. A jury found defendant guilty as charged; the court granted probation on the conditions that defendant be confined in jail for a period of one year and that, in the event that any minor child in her care became ill, she should report to the probation officer and call a doctor.
For the reasons stated below we hold that the trial court committed reversible error in admitting into evidence defendant’s extrajudicial statement; the prosecution failed to show that the statement was not obtained in violation of defendant’s constitutional rights. For guidance of the court on retrial we take this occasion to reject defendant’s further
According to the testimony of Dr. Wallace, who performed an autopsy on Sandra, a wad of human hair two and one-half inches long, jammed into the small intestine, produced her death. The hair ball totally blocked the intestine, causing obstruction of the bowels and aspiration of fecal material into the lungs. Dr. Wallace testified that a larger hair ball had formed in Sandra’s stomach over a period of several months; part of it had probably broken off and moved into the small intestine. Such an obstruction would cause fever, pain, weakness, vomiting and such other indicia of serious illness. The doctor further testified that an operation performed up to 12 hours before Sandra’s death would probably have saved her life.
The most damaging part of the prosecution’s case against Mrs. Arnold consisted of a transcription of an interrogation of defendant by a deputy district attorney in the course of which defendant described Sandra’s terminal illness. According to the statement, Sandra became ill on May 2, 1964; she complained of stomach pains and vomited several times. Over the following days defendant kept Sandra at home in a specially obtained hospital bed, gave her enemas, and applied compresses. Sandra’s condition began to deteriorate, and defendant called members of the Church of the First Born,
Defendant realized at this time that Sandrа was gravely ill, since the girl could not walk unassisted, could not retain liquids fed her, could not normally excrete bodily wastes, and was losing weight. Defendant, although aware that Sandra might die, did not obtain a doctor for her because of defendant’s religious convictions against using medical assistance. On May 19 Sandra had a 25-minute convulsion; on May 20 defendant and other members of the church took Sandra to the river, where she was immersed and baptized. Three hours later Sandra died.
The trial court instructed the jury that it could find defendant guilty of manslaughter if it found that defendant
Defendant attacks the admissibility of her extrajudicial statement to the deputy district attorney; she claims that the deputy district attorney did not first advise her of her rights to counsel and to remain silent pursuant to Escobedo v. Illinois (1964)
The attaché who transcribed the statement testified that the deputy district attorney did not advise defendant of her right to counsel, but that defendant had not requested an attorney before or during the interrogation. The trial court, however, after hearing this testimony, permitted, over objection, the introduction of the statement; the trial court held the request a condition to the accrual of the constitutional right. The ruling thus conflicted with our decision, rendered subsequent to the trial, in People v. Dorado, supra,
Escobedo v. Illinois, supra,
Turning to the first point, we find that in the instant case “the investigation was no longer a general inquiry into an unsolved crime but had begun to focus on a particular suspect.” The record indicates that, prior to the formal interrogation of defendant, the deputy district attorney had determined that Sandra’s death resulted from a felony and that defendant perpetrated the crime.
The questions asked during the session strongly suggest that before the interrogation occurred the deputy had reason to believe that Sandra had been extremely ill for several weeks before her death, that defendant had not obtained medical assistance for Sandra during the terminal illness, that defendant’s religious beliefs would not permit the summoning of a dоctor for Sandra, that members of defendant’s church had immersed Sandra in the river several hours before she died, that Sandra was in the custody of her mother, and that Sandra’s father lived in Louisiana. The deputy also had in his possession the autopsy report. Moreover, defendant and other members of the Church of the First Born had previously talked with various law enforcement officials about the death. We therefore conclude that at the time of the interrogation the deputy had strong reason to believe that defendant was guilty of manslaughter.
The second issue, whether defendant was in custody at the time she mаde the statement, presents the crucial problem of the case. Although we have consistently and expressly held that custody constitutes an essential element of the accusatory stage, we have recognized that custody could occur in a situation in which defendant had not been arrested but his freedom of movement curtailed. In the instant ease we are called upon to define more precisely the elements in the curtailment of that freedom of movement.
But Ballard explains that, as we held in People v. Furnish, supra,
In People v. Chaney (1965)
In the recent ease of People v. Kelley (1967) ante, p. 232 [
The vice of the custodial interrogation which these cases condemned lay in the psychological coercion implicit in interrogation in the isolated chamber from which the suspect may reasonably believe he cannot leave. In such circumstances thе person detained or arrested finds himself completely and suddenly cut off from freedom of movement. An involuntary immobilization by law enforcement officers dramatizes the fact that the individual stands suspected or accused of crime. Lacking knowledge of his constitutional rights, he may feel that he can extricate himself from the situation only by submitting to interrogation. He may reasonably believe that if he attempts to leave the interrogation chamber the authorities will impose immediate detention.
In holding that such interrogation without the required advice violates the principles of the privilege against sеlf-incrimination, the United States Supreme Court in Miranda v. Arizona, supra,
In stressing that “the modern practice of in-custody interrogation is psychologically rather than physically oriented” (p. 448), the Supreme Court examines the police manuals and texts which recommend “effective tactics” of custodial interrogation and then notes that “The officers are told by the manuals that the ‘principal psychological factor contributing to a successful interrogation is privacy—being alone with the person under interrogation.’ ” (P. 449.) Most significantly, that court, in discussing the facts of thе cases before it, states: “In each, the defendant was questioned by police officers, detectives, or a prosecuting attorney in a room in which he was cut off from the outside world.” (Italics added.) (P. 445.) Thus the court expressly does not distinguish between the interrogation by the police officer, which is the most frequent procedure, and that by the prosecuting attorney, which occurred in the present case. The coercive effect does not disappear because the instrumentality of interrogation is a prosecuting attorney instead of a police officer or because the locale of the query is the chamber of the prosecutor rather than the policeman.
Although in this pre-Miranda ease we are not constitutionally compelled to accept Miranda standards, we find the above reasoning entirely persuasive in defining custody as that term is used in Escobedo and Dorado. Accordingly, we adopt the definition of the United States Supreme Court of in-custody interrogation: “By custodial interrogation, we mean questioning initiated by law enforcement officers after a person has been taken into custody or otherwise deprived of his freedom of action in any significant way.” (Italics added.) (
Applying the foregoing definition, we find that the prosecution has failed to sustain its burden of showing that defendant was not in custody at the time she made her statement. (See People v. Davis (1967) ante, pp. 175, 180-181 [
We recognize that neither party at trial wаs motivated to develop a full record on this issue in view of the trial court’s erroneous ruling that a request for an attorney constituted an essential element to the application of the Escobedo rule. (See People v. Green (1965)
We further find that the deputy district attorney had undertaken a process of interrogations that lent itself to eliciting incriminating statements. He contrived leading questions to extract from defendant the highly incriminating admission that she was aware of the gravity of Sandra’s
Finally, we believe that the erroneous admission of this statement prejudiced defendant. Defendant’s extrajudicial statement constituted the crux of the prosecution’s case. Defendant described the course of Sandra’s illness, Sandra’s alarming physical symptoms which defendant observed, her ineffectual efforts by “home remedies” and prayer to aid Sandra, her deliberate refusal to summon a doctor, her realization of the extreme gravity of Sandra’s condition, and her belief that Sandra might die unless “God took a hand,” and finally her participation in the deathbed bаptism. These revelations, amounting to a confession, must have seriously prejudiced defendant’s case in a manner requiring reversal. (People v. Schader (1965)
This error was not cured by defendant’s testimony at trial, during which she repeated on cross-examination much of the substance of her extrajudicial statements. As we said recently in People v. Spencer (1967) ante, pp. 158, 163-164 [
The state has not sustained its “burden of showing that the causative link between the two confessions had been broken. ’ ’ (People v. Spencer, supra, ante, pp. 158, 168.) Indeed, since “the prosecution . . . presented no substantial evidence of defendant's guilt apart from [her] extrajudicial сonfes
As we have noted, defendant urges as a second error the admission into evidence of a small black and white photograph of Sandra’s nude body taken after her death. The trial judge, in his discretion, must determine the admissibility of such evidence. The test focuses upon whether the danger of prejudice outweighs the probative value of the evidence. (People v. Polk, supra,
Defendant thirdly contends that Penal Code sections 270 and 272, which served as the basis for the trial judge’s instructions, could not as a matter of law apply here because the prosecution failed to prove that defendant possessed the ability to pay for Sandra’s medical care. It is true that upon a demonstration of a defendant’s financial inability to do so, courts have recognized a lawful excuse for failure to provide care. (See People v. Smith (1918)
In this connection defendant claims that Penal Code section 270, penalizing the willful failure without lawful excuse to provide a minor child with “necessary food, eloth
The judgment is reversed.
Traynor, C. J., Peters, J., and Sullivan, J., concurred.
Notes
The Church of the First Born, to which defendant belongs, is a religious group believing in faith healing.
Penal Code section 270 provides in part: “A father of . . . a . . . minor child who willfully omits without lawful excuse to furnish necessary clothing, food, shelter or medical attendance or other remedial care for his child is guilty of a misdemeanor ....
"Proof of . . . the omission by such father to furnish necessary food, clothing, shelter or medical attendance or other remedial care for Ms child is prima facie evidence that such . . . omission to furnish necessary food, clothing, shelter or medical attendance or other remedial care is willful and without lawful excuse. . . .
"In the event that the father of . . . a . . . minor child is dead or for any other reason whatsoever fails to furnish the necessary food, clothing, shelter or medical attendance or other remedial care for his minor child, the mother of said child shall become subject to the provisions of this section and be сriminally liable for the support of said minor child during the period of failure on the part of the father to the same extent and in the same maimer as the father.” Sandra’s father, Lee J. Arnold, lived in Louisiana. He and defendant were divorced in 1961; defendant had been awarded sole custody of Sandra.
Penal Code section 272 provides in part: "Every person who commits any act or omits the performance of any duty, which act or omission causes or tends to cause or encourage any person under the age of 21 years to come within the provisions of Sections 600, 601, or 602 of the Welfare and Institutions Code ... is guilty of a misdemeanor . . . .”
Welfare and Institutions Code section 600 provides in part: "Any person under the age of 21 years who comes within any of the following descriptions is within the jurisdiction of the juvenile court which may adjudge such person to be a dependent child of the court: . . .
" (b) who is . . . not provided with the necessities of life . . . .”
Defendant’s trial took place in October 1964 after the decision in Escobedo but before the United States Supreme Court decided Miranda v. Arizona (1966)
The Reporter’s Transcript states:
“Q. And isn’t it true that you talked to me voluntarily, and there were no promises or threats of any kind made to you at any time?
“A. No promises or threats. I didn’t know I didn’t have to сome down and talk to you, or I wouldn’t have came. This was—
”Q. I didn ’t ever tell you that you had to come down and talk to me, did I, ma’am?
“A. I thought that I had to, though. You said for me to come down and talk to you.” (Italics added.)
6We noted in People v. Stewart (1965)
Webster’s New International Dictionary (3d ed.) defines custody as: . . (2) judicial or penal safekeeping; control of a thing or person with such actual or constructive possession as fulfills the purpose of the law or duty requiring it: imprisonment or durance of persons or charge of tilings.”
Black’s Law Dictionary (4th ed.) defines custody as: “. . . [T]he detainer of a man’s person by virtue of a lawful process or authority; actual imprisonment. . . . Detention; charge; control; possession. The term is very elastic and may mean actual imprisonment or physical detention or mere power, legal or physical, of imprisoning or of taking manual possession.”
Cf. the following excerpt from O’Hara, Fundamentals of Criminal Investigation (1956) at page 99, quoted by the United States Supreme Court in Miranda v. Arizona, supra,
In People v. Furnish, supra,
Under Penal Code section 270 (see fn. 2) proof of omission to furnish medical attendance constitutes prima facie evidence that the omission was willful аnd without lawful excuse.
Dissenting Opinion
I dissent.
All the progeny of People v. Dorado (1965)
As indicated above, the first requirement for application of Dorado inhibitions is that the law enforcement authorities progress beyond general inquiry into an unsolved crime. Obviously this presupposes knowledge of the existence of a crime. At the time of defendant’s interview with the deputy district attorney on June 4, 1964, the authorities were in the process of a general investigation, not to ascertain who committed a certain crime, but to determine whether or not a crime had in fact been committed. While the autopsy report of May 21, 1964, revealed the medical cause of the child’s death, no conclusion was yet reached that the physical condition had been induced by a criminal agency. The finger, of suspicion could not focus on defendant as a criminal suspect prior to determination that a crime had been committed.
Thus condition number one for invoking Dorado fails. Even more significant, however, is absence of custody, the second qualification.
This defendant was not in custody at the time of the June 4 interview with the deputy district attorney. No compulsion or threat of compulsion was exercised. She was not under arrest, and no hint of arrest had been made. She came by invitation, and she could have declined to appear. No police officer picked her up, and no police car was used to transport her. The interview was in an office under comfortable circumstances, and not in the jailhouse. No police officer, matron or uniformed personnel were present. The deputy district attorney made it clear that he was merely investigating and told the defendant simply that “you understand we have to look into this cause of death.” No “trickery” was employed, as expressly forbidden in Miranda (
Under these circumstances, it is indisputable that the
The defendant urges an anachronistic and impractical “subjective” concept in seeking to exclude her statements not because she was in custody but because she later testified that she thought she was in custody. Approval of this mere ipse cKxit declaration of her thought processes—and rejecting all the objective evidence that no detention was contemplated or effected—is a giant departure from all accepted concepts of police restraint. The only way to avoid abuse is to adhere to our previously enunciated rule of requiring either actual or constructive custody or detention in fact. This court rejеcted a subjective test for interrogators in People v. Stewart (1965)
In view of the fact that the defendant was interviewed during the investigatory stage of the proceedings when the prosecutor had not as yet ascertained that a crime had been committed, and that the interview took place when she was not in custody or otherwise detained, I would hold that the statement of the defendant was properly received in evidence.
The judgment should be affirmed.
McComb, J., and Burke, J., concurred.
Respondent’s petition for a rehearing was denied May 24, 1967. Mosk, J., and Burke, J., were of the opinion that the petition should be granted.
