THE PEOPLE, Plаintiff and Respondent, v. JOHN MARK ARANDA et al., Defendants and Appellants.
Crim. No. 9078
In Bank
Nov. 12, 1965.
63 Cal. 2d 518
Stanley Mosk and Thomas C. Lynch, Attorneys General, William E. James, Assistant Attorney General, and George J. Roth, Deputy Attorney General, for Plaintiff and Respondent.
TRAYNOR, C. J. --Defendants appeal from judgments of conviction entered after a jury found them guilty of robbery in the first degree. (
About 4:30 p. m., July 10, 1962, Louis Luna was watching television with Betty Holbrook in the back room of his jewelry store on North Main Street in Los Angeles. Luna heard the door buzzer and went into the front room of the store where he saw two men. One was holding what appeared to be a nickel-plated .25 caliber automatic in one hand and a lunch box in the other. The gunman ordered Luna to “put the money in the box,” and when Luna replied that he had none, the man told him to give him his keys. He then took Luna into the back room, tied his hands with a piece of cord, and forced him to lie face down on the floor. He ordered Miss Holbrook to face the wall and then returned to the front of the store.
At this juncture, Alex Salgado entered the shop to have his watch repaired. He saw the back of one man by the open safe and another man holding what he thought was a .38 or
Police officers found two fingerprints, later identified as those of defendant Martinez, on a black box containing a lighter. The men had taken money, new jewelry, several customers’ watches, and a Smith and Wesson gun.
About a week later at аpproximately 2:30 a.m. Police Officer Collier and his partner saw Martinez walking along Emma Street. Officer Collier knew Martinez and offered him a ride, which he accepted. Martinez said that he was going to defendant Aranda‘s apartment. The officers let him out of the car at Lincoln Park Avenue and watched where he went. They followed him to Aranda‘s apartment, where they arrested both defendants. Officer Collier told Martinez that he had been identified as one of the perpetrators of an armed robbery.
In a later search of Aranda‘s apartment, which he shаred with his mother, the police found three .25 caliber shells in a bedroom. The gun used in the robbery was never found.
Luna was not able to make more than a tentative identification of Martinez either at the police lineup or at the trial. The only other evidence against Martinez was his fingerprints and a confession that he made after a series of interrogation sessions with the police on July 17, the day of his arrest. Officer Becker testified that Martinez voluntarily confessed that he and Aranda committed the robbery.1 Officer Becker, who was alone with Martinez at the time, madе notes of the conversation but he neither made a tape recording of it nor had Martinez sign a confession.
At the time of Martinez‘s confession, the investigation into the robbery had ceased to be a general inquiry into an unsоlved crime and had focused on him and Aranda. Martinez had been taken into custody and was being interrogated for the purpose of eliciting incriminating statements. Nothing in the record indicates that he had been advised of his rights to counsel and to remain silent or that he had waived those rights. Under such circumstances, the confession obtained was inadmissible by virtue of the decision of the United States Supreme Court in Escobedo v. Illinois, 378 U.S. 478. (People v. Bilderbach, 62 Cal.2d 757, 761-762; People v. Lilliock, 62 Cal.2d 618, 621-622; People v. Stewart, 62 Cal.2d 571, 576-581; People v. Dorado, 62 Cal.2d 338.) Since this case was tried before the Escobedo decision, Martinez‘s failure to object to the admission of the confession into evidence does not preclude his raising the question on appeal. (People v. Davis, 62 Cal.2d 791, 796; People v. Hillery, 62 Cal.2d 692, 711.) The judgment against defendant Martinez must therefore be reversed.
On the day that defendant Aranda was arrested, Luna and Salgado identified him at a police lineup as one of the robbers. Both men repeated their identification at the trial.2 Luna also stated that the cord used to tie him smelled of perfume. Aranda testified in his own behalf and denied committing the robbery. He had never owned a .25 caliber nickel-plated automatic gun and had never seen the bullets found in his apartment. His mother, however, picked up a great many things and left them all over the house. He was
On rebuttal the prosecution called Aranda‘s mother, who testified that she had not brought the bullets into the house or sеen them there. Aranda was also impeached by evidence of three prior felony convictions and testimony of a police officer that on the day of his arrest Aranda denied knowing where the Luna jewelry store was located.
Aranda contends that the error in admitting Martinez‘s confession into evidence was also prejudicial to him. The Attorney General contends that the error did not prejudice Aranda on the ground that the trial court instructed the jury on several occasions that the confession was to be considered as evidence only against Martinez, the declarant. To hold otherwise, he asserts, would be inconsistent with the rule permitting joint trials in such cases.
This court has consistently held that a joint trial is permissible under
In Delli Paoli v. United States, 352 U.S. 232, the Supreme Court of the United States approved this rule in joint trials in the federal courts. In justifying its decision, the court said: “It is a basic premise of our jury system that the court states the law to the jury and that the jury applies that law to the facts as the jury finds them. Unless we proceed on the basis that the jury will follow the court‘s instructions where those instructions are clear and the circumstances are such that the jury can reasonably be exрected to follow them, the jury system makes little sense.” (P. 242.)
To some judges, however, the procedure cannot be justified. It “results in serious impairment of the rights of the accused to a fair consideration by an impartial jury of the competent evidence produced against him.” (People v. Fisher, 249 N.Y. 419, 428 [Lehman, J., dissenting]; see People v. Buckminster, 274 Ill. 435, 446-448; United States v. Delli Paoli (2d Cir.) 229 F.2d 319, 322 [Frank, J., dissenting].) It is a “fiction” and a “naive assumption” about the way juries can function. (See Krulewitch v. United States, 336 U.S. 440, 453 [Jackson, J., concurring]; People v. Chambers, 231 Cal.App.2d 23, 33.) The rule calls upon the jury to perform “a mental gymnastic which is beyond, not only their powers, but anybody‘s else.” (Nash v. United States (2d Cir.) 54 F.2d 1006, 1007; see Meltzer, Involuntary Confessions: The Allocation of Responsibility between Judge and Jury, 21 U.Chi.L.Rev. (1954) 317, 326.) Writing for the four dissenters in Delli Paoli v. United States, Justice Frankfurter stated: “The fact of the matter is that too often such admonition against misuse is intrinsically ineffective in that the effect of such a nonadmissible declaration cannot be wiped from the brains of the jurors. The admonition therefore becomes a futile collocation of words and fails of its purpose as a legal protection to defendants against whom such a declaration should not tell. . . . The Government should not have the windfall of having the jury be influenced by evidence
Whether or not these criticisms of the present rule require its abrogation, a question we consider later herein, they clearly foreclose any assumption that error in admitting a confession that implicates both defendants is rendered harmless to the nonconfessing defendant by an instruction that it should not be considered against him. At best, the rule permitting joint trials in such cases is a compromise between the policies in favor of joint trials and the policies underlying the exclusion of hearsay declarations against one who did not make them.4 When, however, the confessiоn implicating both defendants is not admissible at all, there is no longer room for compromise. The risk of prejudicing the nonconfessing defendant can no longer be justified by the need for introducing the confession against the one who made it. Accordingly, we have held that the erroneous admission into evidence of a confession implicating both defendants is not necessarily cured by an instruction that it is to be considered only against the declarant. (People v. Gonzales, 136 Cal. 666, 668-669; see Greenwell v. United States (D.C. Cir.) 336 F.2d 962, 968-969; People v. Donovan, 13 N.Y.2d 148, 151; People v. Waterman, 9 N.Y.2d 561, 567; compare People v. Rudish, 294 N.Y. 500 with Malinski v. New York, 324 U.S. 401, 410-412.) The giving of such instructions, however, and the fact that the confession is only an
In the present case, however, it is reasonably probable that a result more favorable to Aranda would have been reached had Martinez‘s confession been excluded. The error therefore resulted in a miscarriage of justice. (
Since the judgments must be reversed, we consider other questions that may arise on retrial.
The prosecution may be able to establish that Martinez was informed of his rights to counsel and to remain silent or that he waived those rights before he confessed. In that event, Martinez‘s confession would be admissible and Aranda might move for a separate trial.6
“It is difficult, if not impossible, to prove that a confession which a jury has found to be involuntary has nevertheless influenced the verdict or that its finding of voluntariness, if this is the course it took, was affected by other evidence showing the confession was true.” (Pp. 388-389.) It quoted from Justice Frankfurter‘s dissent in Delli Paoli to the effect that a jury should not be permitted tо be influenced by evidence against a defendant that as a matter of law they cannot consider but as a matter of fact they cannot disregard, and cited Morgan, Some Problems of Proof under the Anglo-American System of Litigation (1956) pages 104-105, to the same effect.
Although Jackson was directly concerned with obviating any risk that a jury might rely on an unconstitutionally obtained confession in determining the defendant‘s guilt, its logic extends to obviating the risks that the jury may rely on any inadmissible statements. If it is a denial of due process to rely on a jury‘s presumed ability to disregard an involuntary confession, it may also be a denial of due process to rely on a jury‘s presumed ability to disregard a codefendant‘s
Indeed, the latter task may be an even more difficult one for the jury to perform than the former. Under the New York procedure, which Jackson held violated due process, the jury was only required to disregard a confession it found to be involuntary. If it made such a finding, then the confession was presumably out of the case. In joint trials, however, when the admissible confession of one defendant inculpates another defendant, the сonfession is never deleted from the case and the jury is expected to perform the overwhelming task of considering it in determining the guilt or innocence of the declarant and then of ignoring it in determining the guilt or innocence of any codefendants of the declarant. A jury cannot “segregate evidence into separate intellectual boxes.” (People v. Chambers, 231 Cal.App.2d 23, 33.) It cannot determine that a confession is true insofar as it admits that A has committed criminal acts with B and at the same time effectively ignore the inevitable conclusion that B has committed those same criminal acts with A.
In
“[I]n criminal аctions, where life or liberty is at stake, courts should not adhere to precedents unjust to the accused. It is never too late to mend.” (United States v. Delli Paoli (2d Cir.) 229 F.2d 319, 323 [Frank, J., dissenting].)
In the absence, however, of a holding by the United States Supreme Court that the due process clause requires such change, the rules we now adopt are to be regarded, not as constitutionally compelled, but as judicially declared rules of practice to implement
When the prosecution proposes to introduce into evidence an extrajudicial statement of one defendant that implicates а codefendant, the trial court must adopt one of the following procedures: (1) It can permit a joint trial if all parts of the extrajudicial statements implicating any codefendants can be and are effectively deleted without prejudice to the declarant. By effective deletions, we mean not only direct and indirect identifications of codefendants but any statements that could be employed against nondeclarant codefendants once their identity is otherwise established.10
Defendant Aranda objects to the introduction into evidence of proof of two prior felony conviсtions. On March 30, 1955, he was convicted of violating
There is no merit in Aranda‘s contention that this amendment must be given a retroactive applicаtion and that if it is only applied prospectively, he will be deprived of due
Both defendants contend that the evidence does not support findings that they were guilty of first degree robbery or that they were armed with a deadly weapon.
Since other questions raised are not likely to arise on retrial, we need not decide them here.
The judgments are reversed.
Peters, J., Tobriner, J., Peek, J., Burke, J., and White, J.,* concurred.
MCCOMB, J., Concurring and Dissenting.----I concur in the reversal of the judgment as to defendant Martinez. I would affirm the judgment as to defendant Aranda.
*Retired Associate Justice of the Supreme Court sitting under assignment by the Chairman of the Judicial Council.
