People v. ApodacaPeople v. Apodaca
Opinion
After a jury trial in the Superior Court of Fresno County, appellant Larry Apodaca was convicted of the murder of a human fetus (
Appellant is the former husband of Caroline Apodaca; the couple’s marriage was dissolved on August 15, 1974. Thereafter, appellant and Caroline ceased living together, although it was not uncommon for appellant occasionally to spend the night with his former wife at her apartment in the City of Fresno.
On September 27, 1975, at about 6 a.m., appellant unexpectedly appeared at his former wife’s apartment and knocked on the front door; when no onе responded to his knock, appellant used a key to unlock the front door and entered the apartment. At the time, Caroline, who was 22 to 24 weeks pregnant, was asleep in her bed with her 4-year-old son, Danny; in a second bedroom was her 3-year-old son, Jason.
Appellant had been drinking and, as he walked down the hallway toward his former wife’s bedroom, he leaned up against the wall: In the meanwhile, the woman had been awakened by the sound of appellant Unlocking the front door; knowing that her ex-husband was the only person other than herself who had a key to the apartment, she remained in bed.
In the bedroom, appellant approached Caroline’s bed and sat down beside her; he lifted the blouse she was wearing, placed his hand on her stomach and disclaimed responsibility for the woman’s pregnancy. Then appellant got up, went into the kitchen and opened the refrigerator; he returned to the bedroom and carried Danny to a bed in another bedroom; when he returned to Caroline’s bedroom, he commenced to remove his clothes. Caroline told appellant that she was sick, but appellant undressed and got into bed anyway.
After appellant stopped choking Caroline, he pulled her off of the bed and dragged her over to a spot on the floor between two closet doors; he went to a nearby dresser and removed a couple of nylon stockings and a scarf; Appellant returned to Caroline who was on the floor on her back; he tied her wrists together with one of the stockings, and then tied the end of the stocking to the doorknob on one of the closet doors. He also tied Caroline’s ankles together with the other nylon stocking and fastened the end of that stocking to the doorknob on the other closet door.
Appellant then got on top of the woman and stuffed part of the scarf into her mouth; he again hit her in the stomach several times, while stating that she was not going to have anybody else’s baby and that he was going to kill it. Appellant next forcibly engaged in an act of sexual intercourse with Caroline.
Upon completing the sexual act, appellant went to the closet, got a dirty towel from the laundry basket and used it to wipe between Caroline’s legs. He showed the towel, which was red with blood, to his former wife and said, “I’ve done it. I’ve killed it.” Appellant untied the pregnant woman and helped her up from the floor; as he did so, appellant placed one of his hands over her stomach and repeated, “I’ve done it. I’ve killed it,”
A few moments later, appellant took Caroline’s hand and placed it on her stomach; she discovered that her stomach was flat, “as if the baby had lowered himself.” Appellant pulled Caroline onto the bed and lay down beside her; when appellant fell asleep the woman got up, put on a dress and telephoned the police.
After the police arrived, appellant was placed under arrest and taken to jail. Caroline was taken to the Fresno Community Hospital where she was examined by a doctor; he detected a fetal heartrate of 140 beats a
On October 7, 1975, Caroline gave birth to a dead fetus; an autopsy indicated that the fetus had died about 10 days earlier and that death was due to a partial sepаration of the placenta from the cervix of the uterus, which cut off the fetus’ supply of oxygen and nutrients from the mother; such a separation can result from a “physical trauma” inflicted on the mother.
At trial appellant’s only defense was diminished capacity. He presented evidence to prove that on the night of the assault he was extremely intoxicated from the ingestion of alcoholic beverages and pills and from the smoking of marijuana. Appellant testified that he was unable to remember most of the significant events that occurred after he entered his former wife’s apartment. In addition, a psychiatrist testified that appellant had structural brain damage and emotional conflicts. The doctor was of the opinion that appellant had a diminished capacity on the night of the attack, and that the diminished capacity “compromised” his ability to form malice aforethought.
Appellant’s first contention that
It is fundamental that all citizens of a free state must be informed as to what the state commands or forbids, and that no one should be required at peril of life, liberty or property to speculate as to the meaning of the state’s penal statutes
(Lanzetta
v.
New Jersey
(1939)
We do not agree with appellant’s position that the California statute defining murder of an unborn child contravenes the constitutional principles we have delineated.
Next, appellant complains because the court instructed the jury that a “fetus” within the meaning of
We do not find it necessary to reach this constitutional question. In the case at bench; it was undisputed that the fetus was between 22 and 24 weeks old when the attack occurred, and the uncontradicted medical testimony was that it was viable at the time it was slain. Under those circumstances, any error in the court’s failure to define the word “fetus” in terms оf viability, as appellant requested the court to do, was not prejudicial. There is no evidence in the record which contradicts the People’s medical testimony that the fetus was viable, and the failure to instruct on an essential element of the offense actually charged is not prejudicial where the People’s evidence conclusively establishes the existence of that element and there is absolutely no evidence deserving of any consideration whatsoever from which a jury could have found in favor of the defendant on that specific point.
(People
v.
Thornton
(1974)
In response, appellant vigorously argues that he was precluded from presenting evidence on the issue of the fetus’ viability by the “law of the case.” Initially, appellant raised the issue of defining the word “fetus” in terms of viability at a pretrial motion which was denied by Judge Leonard Meyers. Later, at the trial, the trial judge (Judge Simon Marootian) indicated a belief that the fetus’ viability was not in issue. Therefore, appellant insists that he is not barred or precluded from raising the instructional error on appeal even though there is no evidence of nonviability in the record.
We are not impressed by appellant’s argument. There is nothing in the record remotely to suggest that appellant had any medical evidence to
Appellant’s reliance on the doctrine of the “law of the case” to support his position that he was precluded from presenting any evidence on the fetus’ viability is misplaced. Initially, the doctrine of the “law of the case” applies only to a decision of an appellate court in thе same case; it has no application whatever to rulings made at the trial court level. (See
People
v.
Shuey
(1975)
To recapitulate, the record in this case leads inescapably to the conclusion that the fetus was viable when apрellant viciously attacked his former wife. The record also leads to the conclusion that appellant’s trial counsel must have believed that viability was an issue in the case because, despite the ruling on his pretrial motion, he requested the trial judge to define for the jury the word “fetus” in terms of viability and did not raise a relevancy objection to the People’s evidence of viability. Nevertheless, defense counsel made no attempt to present any medical evidence on that critical issue or press the trial court for a ruling with reference to thе admissibility of such evidence if he had any to present. Accordingly, appellant asks this court, contrary to appellate practice, to reverse his conviction on the bare chance that he may be able to present credible evidence to contradict the well-shored medical opinion of the pathologist, Dr. Thomas Nelson.
Next, appellant maintains that, in any event, there was evidence that the fetus was not viable when it was killed, and that the court’s failure to instruct in terms of viability was prejudicial for this reason. There was testimony that the fеtus in question was between 22 and 24 weeks old when the attack took place and appellant draws on
Roe
v.
Wade, supra,
Appellant’s argument on this point is specious. A fetus is viable when it has achieved the capability for independent existence; as we have indicated, a fetus is deemed viable when it is possible for it to survive the trauma of birth, although with artificial medical aid. It
We turn to appellant’s third contention that the court erred in refusing to instruct the jury on manslaughter. Appellant concedes that section 192 defines manslaughter merely as “. .. the unlawful killing of a
human being
with malice” (italics added), and that it has been held that the term “human being” within the ambit of the California homicide law means only a person who has been born alive and does not include within its meaning any type of unborn children.
(Keeler
v.
Superior Court
(1970)
We reject appellant’s contention that the court should have instructed on manslaughter for two basic reasons. First, the California law on the murder of a human fetus finds its genesis in Assembly Bill No. 816 of the 1970 Regular Session, of the California Legislature, and the legislative history of this bill cleаrly indicates that the omission of the word “fetus” from section 192 (the manslaughter statute) was not due to legislative oversight; it was the exercise of legislative judgment. (See Comment,
Is The Intentional Killing Of An Unborn Child Homicide?
(1971) 2 Pacific L.J. 170, 172-175, 181.) Accordingly, in this state there is no statutory crime of manslaughter of a fetus.
(People
v.
Carlson, supra,
Second, under section 187, if a killing of a fetus is committed with malice aforethought, the crime is murder, either in the first or second degree. However, if, because of a diminished mental capacity, there was no malice aforethought (absent a permissible application of the felony-murder rule), the killing of a fetus is neither murder nor any other criminal homicide. It is patent that under proper instructions to the juiy, a person accused of murdеring a fetus can have his actual mental state on the issue of malice fully assessed, even though manslaughter of a fetus is not a lesser and included offense of that statutory crime.
5
It is also
Appellant’s remaining argument is that the trial court imposed impermissible multiple punishment in violation of section 654. The court sentenced appellant to state prison on the murder of the fetus (count I), on the rape of Caroline Apodaca (count II) and on the assault upon Caroline Apodaca by means of force likely to produce great bodily injury (count III); the court further ordered that all three sentences be served concurrently.
With regard to the rape and the assault, we аgree with appellant that there has been an infliction of impermissible multiple punishment. When appellant initially entered his former wife’s bedroom, he showed great interest in her pregnancy; he lifted up her blouse, placed his hand on her stomach and denied responsibility for her pregnancy. After taking the young child sleeping with his former wife to another room, appellant removed his clothes, got on the bed, straddled the woman and again denied responsibility for the woman’s pregnancy; he stated that Caroline
In sum, the evidence indisputably leads to the cоnclusion that appellant’s assault upon his former wife with his fists and his act of sexual intercourse were nothing but violent acts committed upon Caroline pursuant to a single intent and objective, that is, to kill the fetus inside the woman. Since the assault and the rape were part of an indivisible course of conduct and were merely incidental to each other and a means toward the principal criminal objective of killing the fetus, it was error for the trial court to punish appellant for both the assault and the rape. (See
People
v.
Miller
(1977)
However, it is not impermissible multiple punishment to have appellant serving sentences on both the murder of the fetus and the rape, for each was a crime of violence against a different victim; the murder was a crime against the fetus, while the rape was a crime against Caroline Apodaca. (See
People
v.
Miller, supra,
In accordance with thе foregoing determination, the judgment entered herein is modified by adding immediately after the trial court’s order sentencing defendant to state prison for the term provided by law, the following: “Provided, however, that the execution of the sentence for the assault by means of force likely to produce great bodily injury (count III) be stayed pending the finality of this judgment and the service of
As so modified, the judgment is affirmed.
The trial court hereby is directеd to prepare an amended abstract of judgment reflecting the above modification and to deliver a copy of the amended abstract of judgment to the Department of Corrections.
The Department of Corrections hereby is directed to amend appellant’s commitment record to conform with this opinion, and to reflect the new commitment.
Brown (G. A.), P. J., and Franson, J., concurred.
On February 2, 1978, the opinion was modified to read as printed above. Appellant’s petition for a hearing by the Supreme Court was denied March 2, 1978.
Notes
Hereafter, unless otherwise indicated, all statutory references are to sections of the Penal Code.
Section 187 defines the murder of an unborn child as the unlawful killing of a “fetus” with malice aforethought except where the act resulting in the death of the fetus (1) was done in compliance with the Therapeutic Abortion Act contained in chapter 11 of division 20 of the Health and Safety Code, (2) was done by a licensed physician or surgeon within the meaning of the Business and Professions Code, where the result of childbirth otherwise would have been the death of the mother of the fetus, or (3) was solicited, aided, abetted or consented to by the mother of the fetus.
If appellant can show that his trial counsel had, or could have had, medical evidence on the viability issue to present and that he deprived appellant of a vital defense by his failure to do so or to make an offer of proof, appellant should raise the issue by appropriate writ. (See
In re Saunders
(1970)
Appellant also claims that there was a question of fact as to the viability of the fetus since the jury was free to disregard the uncontradicted opinion of Dr. Nelson and draw its own conclusions from the facts. We do not agree. The uncontradicted and unimpeached opinion testimony of an expert may not be arbitrarily disregarded.
(Krause
v.
Apodaca
(not the appellant in the present case) (I960) 186 Cat.App.2d 413, 417 [
For example, in this case the court told the jury: “[I]f you find that the defendant’s mental capacity was diminished to the extent that you have a reasonable doubt whether he was able to form the mental states constituting either express or implied malice aforethought, you cannot find him guilty of murder of either the first or second degree.”
We also disagree with appellant’s contention that the California homicide law on the killing of fetuses creates a conclusive and irrebuttable presumption that the killing of a fetus, which is neither accidental nor the result of á legitimate abortion is murder. It should be clear from what we have said that where one accused of unlawfully killing a fetus commits acts which merely would constitute manslaughter if the victim were a human being that was born alive, the accused cannot be guilty of a.criminal homicide.