delivered the opinion of the court:
Defendant, Clifford Anderson, was charged by indictment with various counts of murder and armed violence. 1 At the conclusion of a jury trial, the defendant was found guilty of two counts of murder and two counts of armed violence for the murders of Robert Williams and Mack Sutton and was sentenced to natural life.
On appeal the defendant raises several issues. They are: (1) whether he was denied due process because several jury instructions were denied, improperly given over his objection, or not given sua sponte by the trial court; (2) whether he was denied due process and effective assistance of counsel when his defense counsel refused to abide by defendant’s decision not to present an insanity defense; (3) whether the prosecution erroneously presented a previously undisclosed admission of the defendant; (4) whether the defendant was denied the right of confrontation; (5) whether the trial court erroneously denied defendant a fitness hearing; (6) whether the defendant improperly was prevented from presenting relevant testimony; (7) whether the jury selection was improper; (8) whether improper and prejudicial prosecutorial acts occurred at trial; and (9) whether during closing argument defense counsel improperly was prevented from disclosing the consequences of a finding of not guilty by reason of insanity. 2
OPINION
I
The defendant’s first argument on appeal is that he was denied due process because several jury instructions were denied, improperly given over defendant’s objection or not given sua sponte by the trial court. Initially, the defendant contends that the trial court committed error with respect to his conviction of the murder of Sutton when it refused to give a voluntary manslaughter instruction and to amend the murder instruction accordingly.
The defendant argues that a voluntary manslaughter instruction should have been given with respect to Sutton’s death because the evidence presented at trial could support a jury finding that he either acted in the unreasonable belief of justification or acted under a sudden and intense passion caused by adequate provocation (Ill. Rev. Stat. 1977, ch. 38, par. 9 — 2; cf. 720 ILCS 5/9 — 2 (West 1992) (voluntary manslaughter replaced by second degree murder)). The evidence, solely based upon his own testimony, was that he was attacked by Sutton, that Sutton pulled a gun on him and that a struggle ensued during which the gun discharged, killing Sutton.
In support of his argument, the defendant relies on People v. Lockett (1980),
We believe the holding in Lockett is inapplicable to the facts in the instant case. In Lockett, the defendant’s subjective belief clearly was in question, and the jury had to decide whether the defendant could reasonably believe that the concealed object the victim picked up before the defendant shot him was a gun, when it was actually an empty whiskey bottle. The court held that the evidence presented the possibility that the defendant had a subjective belief he was acting in self-defense and that it was for the jury to decide whether that subjective belief was reasonable or unreasonable. In the instant case, the reasonableness of the defendant’s subjective belief was not in question. As the trial court stated, there was no evidence of an unreasonable subjective belief; rather, the evidence elicited from the defendant’s testimony was that Sutton pointed a gun at the defendant, that a struggle ensued, and that the gun went off, fatally injuring Sutton. The question for the jury to decide was whether the factual scenario alleged by the defendant occurred. If the jury believed it did, and that Sutton instigated the altercation and threatened the defendant by pointing the gun at him, then the jury could conclude that the defendant could reasonably believe that the use of deadly force was necessary to prevent imminent death or great bodily harm to himself (Ill. Rev. Stat. 1977, ch. 38, par. 7 — 1 (now 720 ILCS 5/7 — 1 (West 1992))). If the jury disbelieved the defendant’s testimony and believed the testimony of the other witnesses, then there was no physical altercation between Sutton and the defendant and, instead, the defendant was the aggressor; had possession of the gun; walked over to Sutton; and shot him. Under this latter factual scenario, the defendant would be guilty of murder. In either case, there can be no question of an unreasonable belief by the defendant, and, therefore, the defendant was not entitled to a voluntary manslaughter instruction under section 9 — 2(b) of the Criminal Code of 1961 nor was the defendant entitled to a murder instruction placing upon the State the burden of disproving beyond a reasonable doubt the existence of an unreasonable belief of justification (see People v. Reddick (1988),
Even assuming arguendo that an error occurred in instructing the jury on mitigating mental conditions, this error would not warrant a new trial since the result of the trial would not have been different had the arguably correct instructions been given. (People v. Fierer (1988),
For similar reasons we affirm the trial court’s denial of a voluntary manslaughter instruction pursuant to section 9 — 2(a) of the Criminal Code of 1961 and the corresponding murder instruction required by People v. Reddick. There was no evidence in the record from which the jury could find the defendant was acting under a sudden, intense passion resulting from provocation when Sutton was shot. As the trial judge stated, the acts related by the defendant leading up to the shooting of Sutton were not sufficient acts of provocation which would engender passion or a killing in the heat of passion. The defendant’s testimony supported a theory of self-defense and a desire to protect himself. See People v. Handley (1972),
The defendant next contends that the trial court committed error when it refused to amend the armed violence instruction to include language that the State must prove beyond a reasonable doubt that the defendant was not justified in using the force he used against Sutton. At trial, the jury was presented with the issues instruction for armed violence, Illinois Pattern Jury Instructions, Criminal, No. 11.20 (2d ed. 1981) (hereinafter IPI). Unlike the tendered murder instruction, this instruction did not contain language placing the burden on the State to prove beyond a reasonable doubt the additional element that the defendant was not justified in using the force he used. The jury also was given a definitional instruction covering the justifiable use of force in self-defense (IPI Criminal 2d No. 24 — 25.06 (formerly IPI Criminal No. 24.06 (1968))) along with an instruction informing the jury that the burden of proof remained with the State (IPI Criminal No. 2.03).
In People v. Wells (1982),
While we agree with Wells and find that the aggravated battery instruction was erroneous in that it did not contain any reference to self-defense and the State’s burden to prove beyond a reasonable doubt that the defendant was not justified in the use of force he used, we do not believe a reversal and remand are required. In the instant case, unlike in Wells, the jury convicted the defendant of murder and, in order to do so, had to find that the State proved beyond a reasonable doubt that the defendant’s use of force was not justified. Also, the facts in the instant case are not factually close. The evidence against the defendant was overwhelming and included the testimony of two eyewitnesses. The only evidence in support of the defendant’s theory of self-defense was his own testimony. See People v. Beauford (1991),
The defendant next argues that the trial court erred when it refused defendant’s non-IPI Criminal instruction which would have advised the jury on the consequences of a verdict of not guilty by reason of insanity. Illinois courts have held that, generally, a jury should not be told of the consequences of a verdict of not guilty by reason of insanity because it would inject extraneous and irrelevant matters into the jury’s deliberations which have no bearing on the defendant’s guilt (e.g., People v. Parker (1983),
"The jury’s verdict should not be influenced by its possible consequences. [Citation.] Such an instruction invites the jury to reach a compromise verdict ***. *** It does not appear that requiring such an instruction in all cases involving an insanity defense, or even in close cases, would help the jury reach a true and correct verdict.” (86 Ill. App. 3d at 170 ,407 N.E.2d at 1065 .)
In accordance with People v. Meeker, the trial court in the instant case properly denied defendant’s instruction regarding the consequences of a verdict of not guilty by reason of insanity.
Defendant’s fourth alleged instruction error concerns the trial court’s failure to sua sponte instruct the jury on the issue of involuntary manslaughter with respect to the shooting of the second victim, Williams.
Generally, a trial court is under no duty to give instructions which are not requested by either party (e.g., People v. Hall (1983),
In the instant case, we find that the defendant waived any error with regard to the giving of an involuntary manslaughter instruction because none was tendered at trial. We also find that an involuntary manslaughter instruction was not required by the evidence. In order for an involuntary manslaughter instruction to be given, evidence must be adduced at trial that a human being was killed by actions which "are likely to cause death or great bodily harm *** and [are] perforated] *** recklessly” (Ill. Rev. Stat. 1977, ch. 38, par. 9 — 3(a) (now 720 ILCS 5/9 — 3(a) (West Supp. 1993))). There was no evidence at trial to support a finding of recklessness; rather, the defendant testified that he accidentally shot Williams when, while carrying the gun, he was pushed by a third individual. See People v. Moore (1980),
Even if an involuntary manslaughter instruction should have been given, we also find that the error was not plain error because the evidence was not closely balanced. As stated above, the defendant’s testimony was the only evidence pertaining to the issue, and it was contradicted by other direct and circumstantial evidence which the jury believed to be more credible having found the defendant guilty of murder. See People v. Moleterno (1990),
Next, the defendant contends that error was committed when the trial court refused to amend the murder instruction with nonpattern jury instruction language that the jury should consider any evidence offered in defendant’s insanity defense to determine whether the State proved defendant’s mens rea for the murder charges and whether the State proved that the defendant had committed voluntary manslaughter having had an unreasonable belief of justification. Generally, approved pattern jury instructions are to be used, and they may be modified or supplemented only when the facts of the particular case warrant it. The decision of whether to give a tendered nonpattern jury instruction is discretionary with the trial court. People v. Mitchell (1984),
In the instant case, the trial court rejected defendant’s non-pattern jury instructions. In People v. McDarrah (1988),
The defendant’s final contention with respect to his first issue on appeal involves the failure of the court to sua sponte include language in the self-defense instruction (IPI Criminal 2d No. 24 — 25.06) advising the jury that deadly force may be used to prevent the commission of a forcible felony. The defendant argues that this language was necessary because his testimony stated that Sutton had committed an aggravated battery upon him on the public way (Ill. Rev. Stat. 1977, ch. 38, par. 12 — 4(b)(8) (now 720 ILCS 5/12 — 4(b)(8) (West Supp. 1993))).
We find that the defendant waived this argument because he failed to request or tender such an instruction. (E.g., People v. Carlson (1980),
II
The defendant’s second argument on appeal is that he was denied due process and effective assistance of counsel when his defense counsel refused to abide by defendant’s decision not to present an insanity defense.
It is well settled that an attorney must take professional responsibility for the conduct of the case after consulting with his client. (Jones v. Barnes (1983),
When a fundamental right is not at stake, and the decision relates to a matter of trial strategy or tactics, trial counsel, after consulting with his client, has the right to make the ultimate decision. (People v. Ramey,
Similarly, the decision of what defense theory to present at trial has been held to be a matter of trial strategy which is ultimately decided by trial counsel. In People v. Ramey (1992),
"Contrary to defendant’s assertion, the defense theory to be presented to the trier of fact is not one of the matters which a defendant has the ultimate right to decide. Rather, it is a matter of trial tactics or strategy which is ultimately left for trial counsel.
The ABA Standards for Criminal Justice provide that three decisions are ultimately for the defendant in a criminal case after full consultation with his attorney: what plea to enter; whether to waive a jury trial; and whether to testify in his behalf. (ABA Standards for Criminal Justice 4 — 5.2 (Supp. 1986).) A defendant in a criminal case also has a fundamental right to decide whether to appeal. [Citations.]
Beyond these four decisions, however, trial counsel has the right to make the ultimate decision with respect to matters of tactics and strategy after consulting with his client. Such matters include what witnesses to call, whether and how to conduct cross-examination, what jurors to accept or strike and what trial motions should be made. (ABA Standards for Criminal Justice 4 — 5.2 (Supp. 1986).) Such matters also include the defense to be presented at trial. (See, e.g., People v. Mikell (1991),217 Ill. App. 3d 814 , 821; People v. Gallardo (1983),112 Ill. App. 3d 764 , 770 (holding that decision to rely upon one theory of defense to exclusion of all others is generally a matter of trial tactics or strategy).) Consequently, we do not find that trial counsel’s advocacy of the theory of self-defense denied defendant due process.”152 Ill. 2d at 53-54 ,604 N.E.2d at 281 .
Applying Ramey to the instant case, we hold that the defendant was not denied due process when his trial counsel presented an insanity defense over defendant’s objection. It is clear, under People v. Ramey, that the decision to proceed with an unauthorized defense does not vitiate the trial unless, as will be discussed later in this opinion, counsel’s defense choice otherwise amounts to ineffective assistance of counsel.
In Illinois, self-defense and insanity are affirmative defenses raised by the defense during trial by the presentation of some evidence in support thereof. (See Ill. Rev. Stat. 1977, ch. 38, par. 3 — 2 (now 720 ILCS 5/3 — 2 (West 1992)).) Therefore, as in the case of the self-defense defense, the decision of whether to present an insanity defense must be perceived as a matter of trial strategy ultimately for trial counsel to decide even where such a decision contravenes the defendant’s wishes.
The defendant cites two California cases to support his argument that the insanity defense cannot be presented when it contravenes a defendant’s wishes. Those cases, People v. Lomboy (1981),
We also reject the California cases cited by defendant because they do not involve a conflict between the defendant and his counsel over the decision to raise insanity as a defense. Lomboy held that a defendant had to be rearraigned and had to personally replead the plea of not guilty by reason of insanity when an amended information was filed with reduced charges. In re Moye was cited in Lomboy for the proposition that, prior to entering a plea, a defendant must be advised of the pragmatic considerations as to length of confinement when pleading guilty by reason of insanity and when pleading guilty to the underlying offense. Cf. People v. Gauze (1975),
While trial counsel’s choice of the insanity defense was not a due process violation, we also must determine whether it deprived defendant of his right to effective assistance of counsel. The test for ineffective assistance of counsel is not whether the adversarial process was undermined by defense counsel’s chosen strategy but whether the process was so undermined by counsel’s conduct that the trial could not be relied upon as having produced a just, i.e., reliable result. (People v. Ramey,
The defendant in the case at bar contends that the result would have been different because defense counsel’s use of the insanity defense diminished the effectiveness of defendant’s self-defense and accident theories. He argues that defense counsel’s failure to refer to defendant’s chosen defenses in opening and closing remarks or to cross-examine any witnesses about those defenses effectively negated their credibility with the jury.
Applying the Strickland test to the instant case, we do not believe that the defendant has met the burden of establishing that his counsel’s conduct so undermined the adversarial process such that his trial did not produce a just or reliable result and that, but for this conduct, the trial result would have been different. The defendant has not shown how defense counsel’s failure to refer to defendant’s chosen defenses of self-defense and accident in closing argument or to cross-examine any of the witnesses to elicit testimony in support of these defenses prejudiced him. (See People v. Franklin (1990),
With respect to the second shooting, Michael Dudley testified that he saw Sutton, the victim, standing on a concrete block in the back of the building; that the defendant was holding a small revolver in his hand; and that the defendant shot Sutton from a distance of approximately one or two feet. Again, there was not even a slight indication to support defendant’s testimony that Sutton pulled a gun on him or that a struggle ensued between the two men during which the gun discharged. Finally, the testimony of Ora Russell, defendant’s roommate and cousin, did not buttress defendant’s defense theories. Russell testified that the defendant took his gun from his apartment and stated that he was "going to kill them.” Any attempt by defense counsel to cross-examine any of these witnesses concerning defendant’s claims of self-defense and accident, in all likelihood, would have been in vain and, in all likelihood, would have further diminished the plausibility of those theories.
We also disagree with defendant’s claim that he was prejudiced by defense counsel’s presentation of the insanity defense because it diminished the effectiveness of his self-defense and accident theories. In support of this argument, defendant points to prosecutorial comment that the three defense theories were "totally inconsistent.” While the State can argue inconsistency of defenses (People v. Franklin (1990),
Additionally, as in the instant case, where a defendant’s claims of self-defense and accident appear to be so implausible, they may actually provide support for an insanity defense. If a defendant’s perception of the occurrence and his resulting actions are so incredible, a jury could find that the defendant was not capable of appreciating the criminality of his conduct or conforming his conduct to the requirements of the law (Ill. Rev. Stat. 1977, ch. 38, par. 6 — 2(a) (now codified at 720 ILCS 5/6 — 2(a) (West 1992))). Arguably, under ordinary circumstances, the failure to present an insanity defense in a case such as this could have resulted in a meritorious claim of ineffective assistance of counsel. See People v. Howard (1979),
To summarize our holdings regarding defendant’s second argument, we find that the presentation of the insanity defense was a tactical decision properly made by trial counsel. Although defendant objected to that defense, he was not denied due process or effective assistance of counsel when his attorney made the ultimate decision to proceed with that defense.
For the foregoing reasons, and for the reasons contained in the nonpublishable portions of this opinion, pursuant to Supreme Court Rule 23 (Official Reports Advance Sheet No. 15 (July 20, 1994), R. 23, eff. July 1,1994), the judgment of the circuit court is affirmed.
Judgment affirmed.
McNULTY and COUSINS, JJ., concur.
Notes
The instant appeal is taken from defendant’s convictions which resulted from his third trial. The first trial resulted in a hung jury; and the second trial, which resulted in a conviction for murder and sentence of death, was reversed and remanded for a third trial.
This opinion is 51 pages in its entirety. In order to comply with the appellate court opinion page limitations specified by amended Supreme Court Rule 23 (Official Reports Advance Sheet No. 15 (July 20, 1994), R. 23, eff. July 1, 1994) and Administrative Order MR No. 10343, effective July 1, 1994, issues three through nine, as well as the factual background, have been designated nonpublishable material and appear in their entirety in the unpublished Rule 23, People v. Anderson, docket No. 1 — 89—1199.
