Lead Opinion
Dеfendant was indicted for the murder of Victoria Hammond, a 10-year-old girl, in 1962. The jury found defendant guilty of first degree murder, found that he was sane, and fixed the penalty at death. This court, in People v. Anderson (1965)
After a second trial, the jury again found defendant guilty of first degree murder, found that he was sane, and fixed the penalty at death. This appeal is automatic. (Pen. Code, § 1239, subd. (b).)
Defendant correctly contends that veniremen were excluded from the jury panel in violation of the standards set forth by the Supreme Court in Witherspoon v. Illinois (1968)
The Pacts.
Defendant, a San Jose cab driver, had been living for about eight months with a Mrs. Hammond and her three children, Cynthia, aged 17, Kenneth, aged 13, and the victim, Victoria, aged 10. On the morning of the day of the murder, December 7, 1962, Mrs. Hammond left for work at 7:30 a.m., leaving only Victoria at home with the defendant. Defendant was still in bed. He had been home from work for the previous two days, during which time he had been drinking heavily, and apparently he did not go to work on the day of the murder.
The owner of a nearby liquor store testified that defendant purchased a quart of whiskey from him sometime between 1 and 2 p.m. on December 7, 1962. The only other witness who testified as to defendant’s whereabouts that day prior to the discovery of the murder was the victim’s 13-year-old brother Kenneth.
Kenneth testified that he arrived home from school at 3:30 p.m. on December 7. He found the front door locked, which was not unusual, so he went around to the back of the house and down to the basement. Kenneth stayed there awhile work
Kenneth testified further that he then came up from the basement and went to the back porch screen door. The screen door was locked, which also was not unusual, so Kenneth jerked on it so the hook would pop out. Kenneth then went from the back porch directly into his bedroom to change his clothes. He then returned through the back porch to the kitchen door which wаs also locked. Kenneth Imocbed on the door and the defendant opened it. Kenneth testified that the defendant was wearing slacks only. Kenneth went into the kitchen and asked defendant for $1.00 for a teen club dance he intended to attend that evening. Defendant obtained a dollar for him out of the pocket of another pair of slacks hanging on the knob of a bedroom door. When Kenneth noticed the blood on the kitchen floor and asked defendant about it, the defendant told Kenneth that he had cut himself. This explanation apparently satisfied Kenneth, as he finished dressing and left the house sometime before 4 p.m.
Kenneth testified that no one else was at his house when he was there between 3:30 and 4 p.m. He further testified that about 6 :30 he realized that he had forgotten his wallet and returned home. As he approached the front door, his mother came out and asked to see the cut on his arm, and Kenneth explained that he had no cut. His mother than asked defendant about the blood she had noticed and defendant told her that Victoria had cut herself, but that the mother should not worry, as the cut was not serious. After defendant told her that Victoria was at a friend’s for dinner, the mother wanted to take Kenneth with her to get Victoria. Kenneth went back to his room to get a jacket. Because he had a “weird” feeling, he looked into Victoria’s room. He found her nude, bloody body under some boxes and blankets on the floor near her bed. Kenneth ran out of the room screaming that defendant had killed her. Mrs. Hammond, after seeing Victoria’s body, went next door to phone the police.
Mrs. Hammond testified that she returned home from work at 4:45 p.m. The front door was locked she rang the doorbell, and defendant answered. Mrs. Hammond noticed blood on the couch in the living room, and when she asked defendant about
A classmate of Victoria, who was the last person to see Victoria alive, testified that she left Victoria in front of the Hammond house about 3:45 p.m. after the two of them had walked home from school.
When the police arrived at 7 p.m. the shades were down on all the windows and the doors were locked. Defendant finally opened the front door for one of the officers who arrested and handcuffed defendant. The arresting officer testified that defendаnt was wearing slacks, no shirt or shoes, and that there was no blood on him.
The arresting officer found Victoria’s body on the floor near her bed. He found defendant’s blood-spotted shorts on a chair in the living room, and a knife and defendant’s socks, with blood encrusted on the soles, in the master bedroom. The evidence established that the victim’s torn and bloodstained dress had been ripped from her, that her clothes, including her panties out of which the crotch had been ripped, were found in various rooms of the house, that there were bloody footprints matching the size of the victim’s leading from the master bedroom to Victoria’s room, and that there was blood in almost every room including the kitchen, the floor of which appeared to have been mopped.
The TV cameraman who covered the murder story for channel 11, the officer who drove defendant to the police station, and the officer who “observed” defendant for four hours at the station the night of December 7, 1962, all testified that defendant did not appear intoxicated. The officers who talked to defendant testified, however, that they smelled alcohol on his breath; a blood test taken at 7:45 p.m. indicated that the alcohol content in defendant’s blood was .34 percent-, which was more than necessary for an automobile driver to be classified as1 ‘ under the influence. ’ ’
Over 60 wounds, both severe and superficial, were found on
The prosecution contended that the murder was sexually motivated. The defendant, who pleaded not guilty and not guilty by reason of insanity, presented no defense whatsoever. The court instruсted the jury on two theories of first degree murder, premeditated and deliberate murder, and murder committed in the perpetration or attempt to perpetrate an offense under section 288 of the Penal Code; second degree murder ■ and voluntary and involuntary manslaughter. The court also instructed the jury on diminished capacity due to voluntary intoxication and its relationship to second degree murder and manslaughter. The jury found the defendant guilty of murder in the first degree. Initially, prior to an exposition of our reasons for reducing the judgment to second degree murder, we dispose of defendant’s contention that the invalidity of the indictment vitiates the entire proceeding.
1. The trial court’s refusal to allow defendant to withdraw his plea in a case in which defendant had not waived his right to attack the indictment did not constitute an abuse of discretion.
Defendant was indicted in 1962. The only evidence presented to the grand jury connecting defendant with the crime was an extrajudicial confession obtained in violation of Escobedo v. Illinois, supra,
. Upon an accused’s timely motion, an indictment must be set aside if the sole proof of guilt consists of legally incompetent evidence. Section 996 of the Penal Code expressly provides that failure to urge such a motion before entry of the
Here, the ground upon which defendant could have challenged the indictment (that evidence was submitted to the grand jury in violation of Escobedo) could not have been known by the defendant at the time of the entry of the plea. Insofar as his first trial and appeal therefrom are concerned, therefore, defendant did not waive his right to object to the evidence supporting the indictment. Defendant, however, attacked the indictment for the first time after a first trial which resulted in a conviction and reversal.
In this situation the trial judge was called upon to determine whether to set aside defendant’s plea, based on a motion which was urged in relation to a second trial. If we were to hold that the judge could not consider evidence properly admitted at the first trial, we would do no more than compel the People to perform the needless formality of obtaining a second indictment. We therefore hold that the trial court’s denial of defendant’s motion to set aside a plea prior to a second trial does not constitute an abuse of discretion when, as here, the first trial reveals ample legally competent evidence on which a valid re-indictment can be obtained.
2. The evidence is insufficient to support a verdict of first degree murder.
We must, in the absence of substantial evidence to support the verdict of first degree murder, reduce the conviction to second degree murder. (People v. Ford (1966)
“The legislative definition of the degrees of murder leaves much to the discretion of the jury in many cases. That discretion, however must have a sound factual basis for its exercise .... [A]s is true as to all factual issues resolved by
In the instant case the court instructed the jury on two possible theories of first degree murder: (1) a wilful, deliberate, and premeditated killing; (2) murder which is committed in the perpetration or attempted perpetration of an act punishable under Penal Code section 288.
Viewing the evidence in a light most favorable tо the judgment, the first degree conviction must rest upon the following supporting proof: when Kenneth arrived home from school he found the doors locked, and when the police officers arrived to arrest defendant they found the shades in the front room down; defendant apparently had attempted to clean up the bloodstained kitchen, and had fabricated conflicting explanations of the blood that Kenneth noticed in the kitchen, the blood that Victoria’s mother observed in the living room, and Victoria’s absence on the evening of the killing; defendant had stabbed Victoria repeatedly and had inflicted a post mortem rectal-vaginal wound; bloodstains were found in several rooms of the house; Victoria’s bloodstained and shredded dress was found under her bed next to which her nude body was discovered under a pile of boxes and blankets,- Victoria’s slip, with the straps torn off, was found under the bed in the master bedroom; thе crotch was ripped out of Victoria’s bloodsoaked panties; and the only bloodstained clothes of defendant’s which were discovered were his socks and his shorts, from which facts the People argue that defendant was almost nude during the attack.
We test this evidence under both of the above theories to determine whether it is sufficient to support conviction for first, rather than second, degree murder.
(a) The evidence is insufficient to support a finding of premeditation and deliberation.
It is well established that the brutality of a killing cannot in itself support a finding that the killer acted with premeditation and deliberation. “If the evidence showed no more than the infliction of multiple acts of violence on the
Given the presumption that an unjustified killing of a human being constitutes murder of the second, rather than of the first, degree, and the clear legislative intention to differentiate between first and second degree murder, we must determine in any case of circumstantial evidence whether the proof is such as will furnish a reasonable foundation for an inference of premeditation and deliberation (People v. Hillery (1965)
One “phase of the lack of conceptual consistency [in differentiating between murder of the first and second degrees] is manifest in the varying bases upon which the reviewing courts have predicated exercise of the pоwer to reduce judgments to a lower degree or lesser crime. . . . Regardless of imperfections of academic concept either in the statutory law as enacted or in some of the decisions interpreting it, we are faced with the task of making practical application of that law . . . dividing the offense of murder into two degrees . . . .” (People v. Holt, supra,
Recognizing the need to clarify the difference between the two degrees of murder and the bases upon which a reviewing court may find that the evidence is sufficient to support a verdict of first degree murder, we set forth standards, derived
As we noted in People v. Bender, supra,
Thus we have held that in order for a killing with malice aforethought to be first rather than second degree murder, “ 1 [t]he intent to kill must be . . . formed upon a pre-existing reflection, ’ . . . [and have] beеn the subject of actual deliberation or forethought . . . .” (People v. Thomas, supra, 25 Cal.2d at pp. 900-901.) (Italics added.) We have therefore held that “ [a] verdict of murder in the first degree . . . [on a theory of a wilful, deliberate, and premeditated killing] is proper only if the slayer killed ‘as a result of careful thought and weighing of considerations; as a deliberate judgment or plan; carried on cooly and steadily, [especially] according to a preconceived design.’ (People v. Bender [supra],
The type of evidence which this court has found sufficient to sustain a finding of premeditation and deliberation falls into three basic categories: (1) facts about how and what defendant did prior to the actual killing which show that the defendant was engaged in activity directed toward, and explicable as intended to result in, the killing—what may
Analysis of the cases will show that this court sustains verdicts of first degree murder typically when there is evidence of all three types and otherwise requires at least extremely strong evidence of (1) or evidence of (2) in conjunction with either (1) or (3). As will become clear from the following analysis of repesentative cases, the present case lacks evidence of any of the three types.
In People v. Hillery, supra,
Hillery represents a ease of very strong type (1) evidence: the defendant’s surreptitious conduct subjection of his victim to his complete control, and carrying off of his victim to a place where others were unlikely to intrude, can be described as “planning” acitivity directly related to the killing. Moreover, there is also strong evidence of type (3) : directly plunging а lethal weapon into the chest evidences a deliberate intention to kill as opposed to the type of “indiscriminate” multiple attack of both severe and superficial wounds which defendant engaged in in the instant ease.
In People v. Quicke (1964)
Quiche, like Hillery, involves substantial evidence of type (1)—pre-killing “planning” activity. In both cases the activity can be most meaningfully described as intended to result in that fate (in Quiche, forcible rape and/or killing if rape unsuccessful) which the victim in fact suffered. Moreover, the record in Quiche also contains evidence of type (2) insofar as defendant engaged in similar conduct on a previous occasion.
In People v. Kemp (1961)
In People v. Cartier (1960)
Cartier represents a case of strong type (3) evidence: the
People v. Cole (1956)
In People v. Stroble (1951)
In Stroble, as in Cartier, the defendant selected particular instruments to kill his victim after rendering her totally passive (type (1) evidence), had a relationship with the victim prior to the killing from which a “motive” could be inferred (type (2) evidence), and inflicted deliberately placed blows on the victim, all of which must have bеen intended to
The present case is strikingly similar to People v. Granados, supra,
In Granados, defendant lived in a common law relationship with the mother of his victim, a 13-year-old girl. After taking the deceased and her brother to a real estate office, defendant gave the brother a note requesting money to take to his mother who worked nearby. When the brother returned home with the requested money he saw defendant at the rear of the house. As he started to enter the house, defendant came running to him and asked him to get some alcohol for his sister (decedent) who had fainted. The brother noticed blood on one of defendant’s hands and that defendant had the other hand behind his back.
The brother unsuccessfully looked for some alcohol. Defendant then suggested they get a doctor and an ambulance. The brother then noticed that defendant’s hand had been washed. Defendant then drove the brother to a drug
Defendant then called the mother and told her the victim had poisoned herself. The mother returned to the house with a friend who found the victim’s body in the bedroom lying on the floor. Her skirt was pulled up exposing her private parts, there were bloodstains on the wall, floor, and decedent’s head, and a machete covered with blood was lying in a corner of the living room behind a small heater.
Defendant testified that on the day of the killing the girl was helрing him clean the house and that he asked her if she was a virgin, to which she replied that it was none of his business. Defendant said that she had never answered him in that way and that he therefore struck her with his hand, but did not remember striking her with the machete.
Decedent’s mother testified that she had warned defendant that the next time he bothered her daughter, she would tell the police, and that defendant in reply threatened to kill her and both her children if she did.
The prosecution argued that the murder was sexually motivated. This court, per Justice MeComb, held that the evidence was insufficient as a matter of law to support a verdict of first degree murder. (
Applying the standards developed above to Granados, we find that the only evidence of (1) defendant’s behavior prior to the killing which could be described as “planning” activity related to a killing purpose was defendant's sending the victim’s brother on an errand and apparently returning home alone with the decedent. Such evidence is highly ambiguous in terms of the various inferences it could support as to defendant’s purpose in so behaving. The evidence of (2) defendant’s prior behavior with the victim (alleged sexual molestation and his question as to her virginity) is insufficient to support a reasonable inference that defendant had a “motive” to kill the girl, which could in turn support an inference that the striking with the machete was the result of a “preconceived design” and “forethought.” Finally, the evidence of (3) the manner of killing (brutal hacking) does not support a reasonable inference of deliberately placed blows, which could in turn support an inference that the act of killing was premeditated rather than “hasty and impetuous.”
Justice Carter dissented in Grabados on the ground that the following evidence was sufficient to sustain a finding of
Finally, the defendant in Granados, as here, attempted to "cover up” the crime by lying to the brother and the mother оf the victim. Although this type of evidence may possibly bear on defendant’s state of mind after the killing, it is irrelevant to ascertaining defendant’s state of mind immediately prior to, or during, the killing. Evasive conduct shows fear: it cannot support the double inference that defendant planned to hide his crime at the time he committed it and that therefore defendant committed the crime with premeditation and deliberation.
The present case is also similar to People v. Craig, supra,
In Craig the defendant told someone the morning of the murder that he would "like to have a little loving.” (
The court held that “the evidence, as a matter of law, shows only second degree murder. . . . The record shows a killing accomplished with great brutality, but does not show any premeditation.” (Italics added.) (
In Craig, as opposed to the present ease, there was some evidence of (1) defendant’s conduct prior to the killing which would support an inference that he was looking for a girl with whom to engage in sexual intercourse. Although such conduct may be described as “purposeful” behavior, it has no bearing as to an intention to kill his victim. As in the present case, no evidence in Craig points to (2) any prior relationship or behavior with the victim from which the jury could infer that defendant entertained a “motive” for killing his victim. And in both cases the evidence of (3), the way in which the victim suffered death, points only to a violent, brutal attack; it cannot support the double inference that the wounds were inflicted deliberately and in a particular manner, and that therefore the killing was deliberate and executed with premeditation. Finally, in Craig, the evidence of the statements and conduct of defendant after the killing resembles the evidence of defendant’s cleaning up and false stories here: such evidence is highly probative of whether defendant committed the crime, but it does not bear upon the state of the defendant’s mind at the time of the commission of the crime.
We conclude that a finding of premeditation and deliberation cannot be sustained in the absence of any evidence of (1) defendant’s actions prior to the killing, (2) a “motive” or “reason” from which the jury could reasonably infer that defendant intended to kill Victoria, or (3) a manner of killing from which the jury could reasonably infer that the wounds were deliberately calculated to result in
(b) The evidence is insufficient to support a finding of a specific intent to commit an offense punishable by section 288.
“ [I]n order to establish a defendant's guilt of first degree murder on the theory that he committed the killing during the perpetration [or attempted perpetration] of one of the enumerated felonies [in section 189 of the Penal Code], the prosecution must prove that he harbored the specific intent to commit one of such enumerated felonies.” (People v. Sears (1965)
In order to sustain the verdict of first degree murder, here, therefore, the evidence must be sufficient to support a reasonable inference that either immediately prior to or during defendant's infliction of the fatal wounds on Victoria, he intended to “wilfully and lewdly commit any lewd or lascivious act . . . upon or with the body, or any part or member thereof,” of Victoria, “with the intent of arousing, appealing to, or gratifying the lust or passions or sexual desires” of himself or Victoria. (Pen. Code, § 288.) We explain why the evidence is insufficient to support a reasonable inference that 'the defendant harbored such an intent.
The evidence upon which the prosecution relies in urging a violation or attempted violation of section 288 is indistinguishable from that held insufficient as a matter of law to support a verdict of first degree murder in People v. Granados, supra,
Moreover, here, unlike in Granados, the prosecution failed to present any evidence during the guilt phase of the trial that defendant had ever formed any sexual feelings towards, or engaged in any kind of lewd conduct with, Victoria or any other person. In Granados, on the other hand, the defendant testified that he became angered because of the tone of the victim’s response to his question as to her virginity, and the victim’s mother testified that she had threatened to tell the police if the dеfendant tried to bother the daughter again, and that the defendant had responded that he would kill the whole family if she did. Thus, in Granados, the prosecution presented evidence independent of the particular act of killing and of the condition of the victim’s body. This evidence disclosed the defendant’s sexual interest in the victim and his threats that if such interest were reported he would retaliate against the entire family. Here, on the other hand, the prosecution presented no evidence relating to a possible section 288 offense other than that of the act of murder itself.
The present case also resembles, as we explained above, People v. Craig, supra,
Our conclusion in Craig explaining the insufficiency of the evidence to support a first degree murder verdict based
The judgment is modified by reducing the degree of the crime to murder of the second degree and, as so modified, is affirmed. The cause is remanded to the trial court with directions to arraign and pronounce judgment on defendant in accordance with the foregoing ruling.
Traynor, C. J., Peters, J., and Peek, J.,
Notes
The deputy coroner and the funeral director testified as to the condition of the body. The doctor who performed the autopsy did not testify, and the autopsy report was not introduced into evidence.
We do not reach defendant’s other contentions since the alleged errors are prejudicial only on the question whether defendant .was guilty of first or second degree murder and not' on the question of guilt or innocence.
Retired Associate Justice of the Supreme Court sitting under assignment hy the Chairman of the Judicial Council.
Dissenting Opinion
I dissent. The substantial circumstantial evidence presented in this case supports the verdict of the jury that the homicide was committed by defendant in his attempted performance or actual performance of lewd or lаscivious acts upon the body of the child victim in violation of Penal Code section 288 and therefore constituted first degree murder under the felony-murder rule (Pen. Code, §189).
The jury could reasonably infer from the evidence adduced that the underlying motive of the crime was sexual gratification : defendant chose a time when he was alone in the house with the little girl; the window blinds were down and the doors locked; he pursued the child throughout the house inflicting one wound after another; he ripped out the crotch of her panties; he tore her remaining clothes from her; he had
In the face of this supportive evidence it is not the function of this court to reweigh the evidence. (People v. Hillery,
Although I believe there is credible evidence from which the jury could find a premeditated homicide, e.g. the locking of the doors (whether before or after the actual killing is a matter of conjecture), the duration of the assault, the pursuit through many rooms with a quantity of blood being left in each room, the extensive stabbings many of which would have sufficed as fatal, the removal of the murder weapon from one room and the apparent repeated use of it in other rooms, it is not necessary to rest the jury’s determination of first degree murder on that ground since the evidence is substantial that the homicidе was first degree murder under the felony-murder rule.
This ease is clearly distinguishable from People v. Granados,
The majority also rely upon People v. Craig,
In the instant case the question of whether the evidence showed that the defendant had the requisite intent to commit lewd acts upon the child victim was for the jury to determine from all the surrounding circumstances. (People v. Meichtry,
I would affirm the judgment.
McComb, J., concurred.
Dissenting Opinion
I dissent. I agree with the dissenting opinion of Justice Burke insofar as it concludes that there is sufficient evidencе to support a verdict of first degree murder on the theory that the homicide was committed by defendant in the performance of, or the attempt to perpetrate, an offense proscribed by Penal Code section 288. Having reached such conclusion, I am of the view as is Justice Burke, that we are not required to uphold the verdict on the additional theory of deliberate and premeditated murder. Indeed I would join his dissenting opinion were it not for the fact that, while deeming it unnecessary to rest the verdict on a theory of deliberate and premeditated murder, the author nevertheless comments on the sufficiency of the evidence to sustain the verdict on such theory. I am not disposed to reach this question.
I would affirm the judgment.
Respondent’s petition for a rehearing was denied January 22, 1969. Peek, J.,
Retired Associate Justice of the Supreme Court sitting under assignment by the Chairman of the Judicial Council.
