Dеfendant Darrell Allen was sentenced to nine years in prison after a jury convicted him of theft, receiving stolen property, possession of a firearm, and resisting arrest. On appeal, he contends the prosecutor impermissibly exercised peremptory challenges to remove two African-American women from his jury.
(Batson v. Kentucky
(1986)
I. Factual and Procedural History
A. The Offense *
B. Jury Selection
At the start of the jury trial the trial judge conducted voir dire of the potential jurors including two African-American women later challenged by the prosecutor.
2
Ms. W. stated that she was a benefit authorizer with the Social Security
The prosecutor exercised his third peremptory challenge to excuse Ms. W. After he excused Ms. T. with his sixth peremptory challenge, defense counsel made a
Batson/Wheeler
C. Verdict and Judgment *
II. Discussion
A. Defendant’s Batson/Wheeler Motion
Defendant contends that the trial court erred by denying his Batson/Wheeler motion. He submits that the prosecutor’s reasons for challenging the only two African-American jurors in the box were not sufficiently specific to adequately explain any possible race-neutral reasons for doing so. Defendant also argues that the trial court failed to make a sincere, serious and reasoned inquiry into the prosecution’s explanations.
Under article I, section 16 of the California Constitution, a defendant’s right to trial by a representative jury is violated by the use of peremptory challenges to exclude jurors solely on the basis of group bias.
(Wheeler, supra,
“ ‘[O]nce the opponent of a peremptory challenge has made out a prima facie case of racial discrimination . . . , the burden of production shifts to the proponent of the strike to come forward with a race-neutral explanation ....’”
(People v. Silva
(2001)
“If a race-neutral explanation is tendered, the trial court must then decide whether the opponent of the strike has proved purposeful racial discrimination.”
(People
v.
Silva, supra,
trial judge a sincere and reasoned attempt to evaluate the prosecutor’s explanation in light of the circumstances of the case as then known, his knowledge of trial techniques, and his observations of the manner in which the prosecutor has examined members of the venire and has exercised challenges for cause or peremptorily . . . .”
(People v. Hall
(1983)
In
Silva,
the California Supreme Court held that the trial court failed to conduct a sincere and reasoned determination of the genuineness of the prosecutor’s proffered
Similar obligations of inquiry and analysis exist under federal law. For example, in
U.S. v. Sherrills
(8th Cir. 1991)
In
Reynoso,
the California Supreme Court first acknowledged that in
People
v.
Fuentes, supra,
In
Reynoso,
the court’s аnalysis was based on the premise that the prosecutor, in the second step of the procedure for evaluating a
Batson/Wheeler
motion, had given meaningful “occupation-and demeanor-based reasons” for excusing the prospective juror in question, Elizabeth G.
(Reynoso, supra,
Here, the trial court found that defendant made a prima facie showing of discrimination and the People do not challenge that finding on appeal. The prosecutor excused the only two African-American jurors in the jury box, both of whom had experiences or contacts that normally would be considered favorable to the prosecution, thereby demonstrating “ 1 “a strong likelihood” that they were challenged because of their group association.’ ” (People v. Williams, supra, 16 Cal.4th at pp. 663-664.) Thus, we move directly to an evaluatiоn of the prosecutor’s proffered explanations.
The prosecutor’s reason for excluding Ms. T. is at best problematic. He excused her because “she had questions as to what religious or moral convictions meant, and that concerned her, and that gave me concern that she would question things that may be evident on their face and may not make the sort of juror that I would like for that reason.” While this explanation is racially neutral, it misstates the record. Ms. T. said that she did not understand what question number 11 was asking, not that she had questions as to what religious or moral convictions meant. Additional exрlanation and probing would have been helpful, but we need not pursue Ms. T.’s situation further and shall assume that the
Whatever doubts there may be as to the sufficiency of the explanation for challenging Ms. T., the prosecutor’s reasons for excusing Ms. W. are incomprehensible, and there is nothing in the record to give them content. In
Reynoso,
the prosecutor did not explain his demeanor-based challenge by simply telling the judge that he did not like Elizabeth G.’s “demeanor,” but he explained that the prospective juror did not apрear to be paying attention, and the reviewing courts were able to agree that “ ‘a somewhat inattentive prospective juror would be an appropriate concern.’ ”
(Reynoso, supra,
In this respect, this case is remarkably similar to
Turner, supra,
As in
Turner, supra,
implausible” and “nothing in the record is in conflict with the usual presumptions to be drawn”
(Reynoso, supra,
Thus, the trial court erred in accepting the prosecutor’s meaningless explanation for having excused Ms. W. and implicitly finding on the basis of that explanation that the prosecutor met his burden to overcome the prima faсie case of discrimination. The trial court did not satisfy its Batson/Wheeler obligations, and the conviction unfortunately must be reversed. Such “error is prejudicial per se: ‘The right to a fair and impartial jury is one of the most sacred and important of the guaranties of the constitution. Where it has been infringed, no inquiry as to the sufficiency of the evidence to show guilt is indulged and a conviction by a jury so selected must be set aside.’ ” (People v. Wheeler, supra, 22 Cal.3d at p. 283.) 10
III. DISPOSITION
The judgment is reversed and the matter remanded for a new trial. McGuiness, P. J., and Parrilli, J., concurred.
A petition for a rehearing was denied February 24, 2004.
APPENDIX
Ms. W.’s voir dire examination in full was as follows:
THE COURT: Q. Ms. W., have you been able to hear all the questions asked so far?
MS. W.: A. Yes.
Q. I’m sorry?
A. Yes, sir.
Q. Just keep in mind that this young woman has to take down what you and I say, so you have to speak up for us.
A. Okay.
Q. Anything that you heard so far which makes you feel you couldn’t be fair to both sides here?
A. No.
Q. You’re a benefit authorizes with whom?
A. Social Security Admin.
Q. Okay. I suppose I should know about that. Okay. And you have a close friend or a family member in the legal business?
A. A cousin.
Q. And where does he or she practice?
A. In Los Angeles.
Q. I’m sorry?
A. Los Angeles.
Q. And you know what kind of law?
A. I believe it’s corporate.
Q. Okay. And anything about that relationship which you believe would affect your ability to be fair to both sides here?
A. No.
Q. And you have indicated that you or a family member or close friend has been a victim, witness or defendant in a criminal matter. Will you tell me about that, please?
A. I believe it was like four years ago we were burglarized. Someone broke into our home and took some things.
Q. Did a trial result from that?
A. No, just the police report.
Q. All right. Hаve you had any dealings with the district attorneys office?
A. No.
Q. Any public defenders office or any other defense office? A. No.
Q. Is there anything about that incident in your life which you feel would affect your ability to be fair to the defendant or the People in this matter?
A. No.
Q. Because we are dealing with a burglary in this case. Are you sure about that?
A. Yeah.
Q. All right. Would you be satisfied with 12 people in your frame of mind sitting on your jury if you represented the People or the defendant in this case?
A. Excuse me?
Q. All right. Try that again. Would you be satisfied with 12 people in your current frame of mind if you were either representing the People or the defendant in this mattеr—
A. Yes.
THE COURT: Q. Do you prefer [name]?
A. [T] is fine.
Q. All right. You didn’t tell us what your occupation is?
A. I’m a programmer analyst with Kaiser.
Q. Okay. And how long have you been in that capacity?
A. I’ve been with Kaiser for 10 years and—
Q. I’m sorry?
A. •—about 18 months, almost two years.
Q. Where were you employed prior to that?
A. I’ve been with Kaiser ten years, so it’s been a long time. Q. Different jobs?
A. Yeah, different roles at Kaiser.
Q. And you told—at least you indicate that you have some friends or close relatives in law enforcement?
A. I have a cousin. I have a maternal cousin and paternal cousin. My maternal cousin is a law enforcement officer in Vacaville. My paternal cousin at one time worked for the East Palo Alto Police Enforcement.
Q. And the one in Vacaville’s with the Police Department up there?
A. Yes.
Q. Okay. Anything about those relationships which you feel would affect your ability to be fair to both sides here?
A. No.
Q. And you won’t—you I don’t want to go through it all over but—
A. It’s okay.
Q. You won’t give a police officer any more weight than any other?
A. No, sir. No, sir.
Q. All right. Okay. Thank you.
MR. DEMERTZIS: Actually, Judge, before we leave Miss [T.], she circled No. 11 and I don’t know if there’s any significance to that.
THE COURT: Okay. You’re absolutely right.
MS. T: What’s No. 11?
THE COURT: Q. Counsel pointed out that question No. 11—I’ll read it to you. Do you have any moral, religious or other principles which would make it difficult to determine whether someone’s guilty or not guilty of a crime? You didn’t answer yes or no, but you circled the question.
A. Because I think moral or religious and other covers a wide range, and I’d like for this to address this particular situation. I would be fair and impartial or try to be fair and impartial. I just circled it because I didn’t understand what was being asked of me at the time.
Q. Okay. Well do you think that you can, without reservation, make your decision in this case based upon the law that I give you, the evidence you hear in the courtroom or see in this courtroom, and your common sense, and not any other preconceived notion or whatever? Can you do that?
A. Yes.
Q. Okay. And no doubt in your mind about that?
A. No.
Notes
See footnote, ante, page 605.
The relevant portion of the transcript of voir dire is set forth in the appendix, post.
See footnote, ante, page 605.
Earlier in the
Reynoso
majority opinion, the court said essentially the same thing in these words: “[I]n fulfilling [the obligation to make a sincere and reasoned attempt to evaluate the prosecutor’s еxplanation for a peremptory challenge], the trial court is not required to make specific or detailed comments for the record to justify every instance in which a prosecutor’s
race-neutral reason for exercising a peremptory challenge is being accepted by the court as genuine. This is particularly true where the prosecutor’s race-neutral reason for exercising a peremptory challenge is based on the prospective juror’s demeanor, or similar intangible factors, while in the courtroom.”
(Reynoso, supra,
The People suggest that Ms. W’s peremptory challenge was also based upon her soft-spoken demeanor because the court asked her at the beginning of voir dire to speak up. The prosecutor, however, gave no such explanation at the time and this argument would appear to contradict the prosecutor’s concern that she might think independently. Moreover, the record hardly supports the People’s characterization of Ms. W. as soft-spoken. At the start of her voir dire, the court asked Ms. W. whether she had been able to hear all the questions asked so far. She replied “Yes.” The court said, “I’m sorry,” to which she repeated “Yes, sir.” The court then reminded her that the court reporter had to take down what she says and so she would have to speak up. There were no further remarks made about the volume of Ms. W.’s voice. In any event, “our concern is with the explanation the prosecutor gave to the trial court, not with a theory subsequently devised by the Attorney General for consumption on appeal.”
(Turner, supra,
The prosecution’s explanation in full was as follows: “ ‘As far as the excusing of the woman, I don’t remember exactly, but I think it was something in her work as to that she was doing that from our standpoint, that backgrоund was not—would not be good for the People’s case. And I excused her, along with quite a few other people, too, for the same reason.’ ”
(Turner, supra,
The Turner court concluded that “the inadequacy of the prosecutor’s reasons was compounded by the [trial] court’s apparent acceptance of those reasons at face value.” (Turner, supra, 42 Cal.3d. at p. 727.) “In each instance the court listened to the prosecutor without question and promptly denied the motion without comment. As we have seen, however, the prosecutor’s explanations were either implausible or suggestive of bias. They therefore ‘demanded further inquiry on the part of the trial court’ [citation], followed by a “sincere and reasoned” effort by the court to evaluate their genuineness and sufficiency in light of all the circumstances of the trial.” (Id. at pp. 727-728.)
Alternatively, although not required to do so, had the trial judge placed his own observations on the record, that may well have provided a sufficient basis for understanding the basis on which the peremptory challenge was made, at least if the prosecutor acquiesced in the court’s recitation.
Moreover, unlike the situation in
Reynoso
where the prosecutor passed and accepted the jury 14 times with the Hispanic prospective juror ultimately excused seated in the jury box
(Reynoso, supra,
While
Wheeler
error has been deemed reversible per se in light of the fundamental right involved, remand for a further hearing on the issue mаy be ordered in appropriate cases.
(People v. Williams
(2000)
See footnote, ante, page 605.
