In rе ALBERT C., a Person Coming Under the Juvenile Court Law.
S231315
IN THE SUPREME COURT OF CALIFORNIA
July 10, 2017
Ct.App. 2/5 B256480
Los Angeles County Super. Ct. No. MJ21492
Defendant Albert C. contends that detention beyond the protocol‘s 120-day limit presumptively violates due process, as In re Jesus G. (2013) 218 Cal.App.4th 157, 174 (Jesus G.) held. In this case, the Court of Appeal disagreed with Jesus G. and
I.
In June 2012, when Albert C. was 14 years old, the Los Angeles County District Attorney filed a petition to have him declared a ward of the juvenile court under
On February 13, 2013, after Albert turned 15, he turned himself in to the Los Angeles County Sheriff‘s Department. The next day, the district attorney filed a second wardship petition against him. The petition alleged that Albert had committed assault by means of force likely to produce great bodily injury (
On February 15, 2013, before Albert‘s arraignment on the second petitiоn, his defense counsel declared a doubt as to his competency. The court, relying on “behavior in court based on the defense report, and . . . other issues that the court has seen Albert exhibit,” declared a doubt as to Albert‘s competency, ordered the delinquency proceedings suspended, appointed an expert to evaluate Albert, and set a competency hearing. In the meantime, Albert was detained.
The expert, Dr. Praveen Kambam, submitted a written report to Albert‘s attorney dated March 17, 2013. In the report, he found “with reasonable medical certainty” that Albert was unable to consult with counsel, assist in preparing his defense, or demonstrate a rational and factual understanding of his delinquency proceedings. Dr. Kambam also found that Albert could attain competency within 12 months “with the proper mental health services and education.” Two days later, based on the contents of this report, the court found that Albert was not presently competent and continued the suspension of proceedings.
Between March 2013 and February 2014, while proceedings were suspended and as Albert received weekly competency attainment training, the court ordered Albert detained in juvenile hall on public safety grounds over his attorney‘s objections. The court acknowledged that the Presiding Judge of the Los Angeles County Superior Court, Juvenile Division, had issued a memorandum in January 2012 that said incompetent minors in Los Angeles County “may not be held in a juvenile hall to participate in attainment services for more than one hundred and twenty days.” (Nash, P. J., Amended
In May 2013, the court ordered the probation department to consider the least restrictive placement options for Albert during the suspension of his delinquency proceedings. In June, the probation department indicated that Albert might be placed at a secure group home under the care of thе department of children and family services, since he was also under dependency jurisdiction, and the court ordered the probation department and the department of children and family services to pursue that placement. Despite regular prodding by the court, the departments never found Albert a place at a secure group home during the 354-day suspension of proceedings. Albert remained detained in juvenile hall.
In October 2013, the court expressed concern that there was no way tо ensure that Albert was not malingering, and it appointed an expert to reevaluate Albert‘s competency. In mid-November, the court discovered that Albert‘s attorney had instructed the appointed expert not to evaluate Albert due to a conflict, and it appointed another expert. Upon receiving the expert‘s report in January 2014, the court questioned its conclusion that Albert remained incompetent, especially since Albert had not been diagnosed with any intellectual disabilities. Thе court set the case for an attainment of competency hearing.
On February 4, 2014, the court found “overwhelming evidence to suggest that the minor ha[d] been exaggerating his responses” and concluded that Albert had attained competence. On February 20, 2014, Albert admitted to threatening a public officer (
Albert filed a timely appeal challenging the length of his detention on due process grounds, among other claims. The Court of Appeal rejected each of Albert‘s claims and affirmed the judgment subject to one probation condition modification. In affirming the judgment, the court disagreed with Jesus G., which held that a violаtion of the Protocol‘s 120-day limit on detention created a rebuttable presumption that the detention violated due process. (Jesus G., supra, 218 Cal.App.4th at p. 174.) We granted review.
II.
“A minor who is the subject of a wardship petition under
In Jackson v. Indiana (1972) 406 U.S. 715, 738 (Jackson), the high court found that indefinite detention of an incompetent individual violates due process. At the time of Jackson‘s commitment, “nothing in the record . . . even point[ed] to any possibility” that he could regain competence. (Id. at p. 726.) Yet “Jackson was not afforded any ‘formal commitment proceedings addressed to [his] ability to function in society,’ or to society‘s interest in his restraint, or to the State‘s ability to aid him in attaining competency through custodial care or compulsory treatment, the ostensible purpose of the commitment. At the least, due process requires that the nature and duration of commitment bear some reasonable relation to the purpose for which the individual is committed.” (Id. at p. 738, fn. omitted.)
Jackson adopted two standards to guide courts in such circumstances. First, “a person charged by a State with a criminal offense who is committed solely on account of . . . incapacity to proceеd to trial cannot be held more than the reasonable period of time necessary to determine whether there is a substantial probability . . . [of] attain[ing] that capacity in the foreseeable future. If it is determined that this is not the case, then the State must either institute the customary civil commitment proceeding that would be required to commit indefinitely any other citizen, or release the defendant.” (Jackson, supra, 406 U.S. at p. 738, fn. omitted.) Second, “even if it is determined that the defendant probably soon will be able to stand trial, [the defendant‘s] continued commitment must be justified by progress toward that goal.” (Ibid.)
In In re Davis (1973) 8 Cal.3d 798 (Davis), we “adopt[ed] the rule of the Jackson case that no person charged with a criminal offense and committed to a state hospital solely on account of
We have not had occasion to consider whether the rule of reasonableness articulated in Jackson and Davis applies to the detention of juveniles. But the Courts of Appeal have held or assumed that Jackson and Davis apply in such situations. (See Jesus G., supra, 218 Cal.App.4th at p. 171 [“We conclude that the guidelines of the Protocol are in line with constitutional requirements of due process as set forth in Jackson and Davis inasmuch as they address the problem of an indefinite commitment and the necessity of making a prognosis as to the likelihood of attaining competence.“]; In re Mary T. (1985) 176 Cal.App.3d 38, 42-44 [citing Jackson and Davis, and noting that “juveniles have all of the due process protections afforded to any person referred for possible involuntary civil commitment“].) The Court of Appeal below likewise assumed the applicability of Jackson and Davis, and the Attorney General does not argue otherwise. Because minors in delinquency proсeedings must receive the ” ‘essentials of due process and fair treatment’ ” (In re Gault (1967) 387 U.S. 1, 30), and because Jackson‘s and Davis‘s protections against indefinite detention qualify as ” ‘essentials of due process’ ” (ibid.), we find their holdings applicable to the detention of minors found incompetent to stand trial.
There is no analogous comprehensive statutory scheme implementing Jackson and Davis for incompetent minors.
III.
Relying on Jesus G., Albert argues that the Protocol‘s 120-day limit on provision of competency attainment services for detained minors establishes a rebuttable presumption that an incompetent minor‘s detention violates due process under Jackson and Davis whenever it exceeds 120 days. (See Jesus G., supra, 218 Cal.App.4th at pp. 170–171, 174.) Although the parties dispute whether there was evidenсe of progress toward attaining competency during the first 120 days of Albert‘s detention, the Protocol simply limits detention to 120 days, and Albert contends that any detention beyond that limit presumptively violates due process.
Like this case, Jesus G. involved a wardship petition filed in Los Angeles County Superior Court. The juvenile court found Jesus incompetent, and over the course of the proceedings, he was detained for more than a year. (Jesus G., supra, 218 Cal.App.4th at pp. 164, 166–167.) The Court of Appeal found that the juvenile court violated several provisions of the samе Protocol relevant to Albert‘s case. (Id. at pp. 171–174.) Jesus G. held that the Protocol implemented
The Protocol may serve as useful guidance concerning the placement, detention, and treatment of minors found incompetent in delinquency proceedings. But it does not independently give rise to any claim for relief because it does not by itself have any binding force of law. The Protocol was not adopted as a local rule. (See
Nor does the Protocol by its own force establish a constitutional rule of decision, as Jesus G. seemed to suggest. We have welcomed legislative efforts to enact statutes that are ” ‘supplementary to and a construction of’ ” constitutional guarantees. (People v. Martinez (2000) 22 Cal.4th 750, 766, citing People v. Godlewski (1943) 22 Cal.2d 677, 682 [addressing speedy trial rights].) And often “judicial interpretations have resulted in aligning the meaning of the constitutional provision[s] with statutory provisions in those situations wherein the Legislature has made specific rules.” (Crockett v. Superior Court (1975) 14 Cal.3d 433, 438.) For example, we have relied on statutory rules to inform the breadth оf constitutional rights in the context of juvenile pretrial detention (Alfredo A. v. Superior Court (1994) 6 Cal.4th 1212, 1231–1232), detention of incompetent adults (Davis, supra, 8 Cal.3d at pp. 806, fn. 5, 807, fn. 7), and speedy trial guarantees (Crockett, supra, at pp. 438–440). Moreover, in some situations, a governmental entity‘s disregard of its internal procedures may have implications for whether the entity complied with due process. (See, e.g., In re Johnson (1995) 35 Cal.App.4th 160, 170–172.) But neither a statute nor a local protocol can supplant the duty and prerogative of courts to independently interpret constitutional principles. The court in Jesus G. reasoned: “The Protocol complies with constitutional requirements. As a result, a violatiоn of the Protocol is presumptively a violation of constitutional rights.” (Jesus G., supra, 218 Cal.App.4th at p. 174, italics added.) We disapprove Jesus G., supra, 218 Cal.App.4th 157, 174, to the extent this reasoning treats the Protocol not merely as an effort to implement constitutional guarantees, but as a presumptive definition of the substantive scope of those guarantees. The Court of Appeal in this case was correct that “the 120-day limit on detention in the Protocol lacks the force of law and it therefore does not define due process.”
At the same time, we hold that the Court of Appeal erred in concluding that the Protocol‘s limit on detention “conflicts with” with the holding in Jackson and the language of
Jackson and Davis set constitutional limits defining when a detention becomes so lengthy or unjustified as to violate due process. But neither Jackson nor Davis requires any court to make the reasonableness determination strictly on a case-by-case basis, with no presumption, time limit, or general guidance. A protocol, local rule, or state statute may adopt a detention policy that is more protective of a juvenile‘s rights than Jackson and Davis; neither case requires any jurisdiction to detain an incompetent minor at all.
Indeed, neither Jackson nor Davis rejected statutory time limits, presumptions, or flexible guidance concerning detention as unconstitutional. Jackson did not adopt any constitutional time limits “[i]n light of differing state facilities and procedures and a lack of evidence in [the] record” (Jackson, supra, 406 U.S. at p. 738), and Davis suggested that progress reports “should be furnished no less often than every six months” and acknowledged that trial courts must exercise discretion (Davis, supra, 8 Cal.3d at p. 807, fn. 7). Just as these cases do not preclude the Legislature from establishing time limits for the commitment of incompetent adults (see
Nor does
IV.
Separate and apart from the significance of the Protocol, Albert and the Attorney General disagree on whether the record shows sufficient evidence of progress toward attaining competency and, in view of that evidence, whether the length of Albert‘s detention violated due process under Jackson and Davis. But we need not decide whether the length of Albert‘s detention violated due process because any violation would not warrant reversal of his wardship adjudication in light of the juvenile court‘s finding of malingering. This finding is not within the scope of our review, and we may assume the Court of Appeal correctly determined the juvenile court did not err in finding that Albert was competent on the evidence beforе it under Dusky, supra, 362 U.S. 402. The juvenile court suspended proceedings upon the expression of a doubt as to Albert‘s competence; reinstated proceedings upon a showing that Albert was malingering and that he could consult with counsel and understand the proceedings against him; and complied with Albert‘s right not to be adjudicated a ward while incompetent, even as Albert feigned incompetence. The court then accepted Albert‘s voluntary admission as to two counts of the petition pursuant to a plea agrеement and adjudicated him a ward of the court. The due process violation Albert alleges could not have prejudiced his admission, adjudication, or disposition in these circumstances. (See Chapman v. California (1967) 386 U.S. 18, 24.)
In light of this conclusion, we do not decide whether the nature of Albert‘s detention bore a sufficiently reasonable relation to the purpose of his detention. (Jackson, supra, 406 U.S. at p. 738.) Nor do we address whether Albert‘s placement in juvenile hall was reasonably related to the purpose of helping him attain competency. We also do not address whether the competency training Albert received was closely related to the purpose of his attaining competency.
CONCLUSION
For the reasons above, we affirm the judgment of the Court of Appeal.
LIU, J.
WE CONCUR:
CANTIL-SAKAUYE, C. J.
WERDEGAR, J.
CHIN, J.
CORRIGAN, J.
CUÉLLAR, J.
KRUGER, J.
See next page for addresses and telephone numbers for counsel who argued in Supreme Court.
Name of Opinion In re Albert C.
Unpublished Opinion
Original Appeal
Original Proceeding
Review Granted XXX 241 Cal.App.4th 1436
Rehearing Granted
Opinion No. S231315
Date Filed: July 10, 2017
Court: Superior
County: Los Angeles
Judge: Denise M. McLaughlin-Bennett
Counsel:
Laini Millar Melnick, under appointment by the Supreme Court, for Defendant and Appellant.
Susan L. Burrell; L. Richard Braucher; Rourke F. Stacy and Robert Lu, Deputy Public Defenders (Los Angeles) for Pаcific Juvenile Defender Center, First District Appellate Project and Los Angeles County Public Defender as Amici Curiae on behalf of Defendant and Appellant.
Kamala D. Harris and Xavier Becerra, Attorneys General, Edward C. DuMont, State Solicitor General, Gerald A. Engler, Chief Assistant Attorney General, Lance E. Winters, Assistant Attorney General, Michael R. Johnsen, Deputy Attorney General, Michael J. Mongan, Deputy Solicitor General, Victoria B. Wilson, Scott A. Taryle and Theresa A. Patterson, Deputy Attorneys General, and Kathleen Vermazen Radez, Associate Deputy State Solicitor General, for Plaintiff and Respondent.
Counsel who argued in Supreme Court (not intended for publication with opinion):
Laini Millar Melnick
1187 Coast Village Road, Suite 1-573
Santa Barbara, CA 93108
(805) 770-7624
Susan L. Burrell
Pacific Juvenile Defender Center
P.O. Box 1556
Mill Valley, CA 94942
(415) 389-9027
Michael J. Mongan
Deputy Solicitor General
455 Golden Gate Avenue, Suite 11000
San Francisco, CA 94102-7004
(415) 703-2548
