THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. CHARLES M. ALBANESE, Appellant.
No. 57660
Supreme Court of Illinois
October 19, 1984
November 30, 1984
I agree that the convictions for murder should be affirmed in this case. However, for the reasons set forth in my separate opinions in People v. Lewis (1981), 88 Ill. 2d 129, 179 (Simon, J. dissenting), in People v. Silagy (1984), 101 Ill. 2d 147, 184 (Simon, J., concurring in part and dissenting in part), and in People v. Albanese (1984), 104 Ill. 2d 504, (Simon, J., concurring in part and dissenting in part), I believe that the Illinois death penalty statute is unconstitutional and that the death sentence should be vacated.
SIMON, J., concurring in part and dissenting in part.
Charles M. Schiedel, Deputy Defender, of the Office of the State Appellate Defender, of Springfield (Gary S. Rapaport, Assistant Defender, of counsel), for appellant.
Neil F. Hartigan, Attorney General, of Springfield (Mark L. Rotert, Sally L. Dilgart and Jack Donatelli, Assistant Attorneys General, of Chicago, of counsel), for the People.
JUSTICE UNDERWOOD delivered the opinion of the court:
In a jury trial in the circuit court of Lake County, defendant, Charles Albanese, was found guilty of the arsenic-poisoning murder of his mother-in-law, Marion Mueller. Pursuant to
The evidence admitted in this case is substantially similar to that introduced in another case involving defendant (see People v. Albanese (1984), 102 Ill. 2d 54; hereinafter Albanese I), and will not be discussed in any detail. In Albanese I, defendant was convicted of murdering his father, M. J. Albanese, and his wife‘s grandmother, Mary Lambert, by arsenic poisoning; the attempted murder of his brother, Michael Albanese, by the same means; and the theft of property from the family business. He was sentenced to death on the murder charges, and we affirmed that judgment in Albanese I. The evidence in this case differs from that admitted there in that, in the guilt phase of this trial, no evidence related to the murder of defendant‘s father, the attempted murder of his brother, or the theft charges was admitted, and defendant did not testify at this phase, as he did in Albanese I. Also, evidence admitted here pertaining to defendant‘s scheme to have his cellmate, John Saltz, force Michael Albanese to sign a note confessing to all of the previously mentioned crimes and then murder Michael and his wife was not available at the time of the first trial.
Defendant argues that the evidence presented was insufficient to prove him guilty beyond a reasonable doubt, challenging the sufficiency of the State‘s evidence that he murdered Marion Mueller to obtain, through his wife, an inheritance that would ease the financial strain he was experiencing. In particular, he disputes the accuracy
Defendant also contends that the State was erroneously permitted to introduce evidence of his financial problems and relies chiefly on People v. Dorr (1931), 346 Ill. 295, to support this proposition. In Dorr, the court stated that evidence of pecuniary embarrassment should have been excluded because: “A person‘s lack of money or even insolvency, without other incriminating facts or circumstances, does not justify the suspicion that, to improve his financial condition, he will commit one of the graver crimes of violence.” (Emphasis added.) (346 Ill. 295, 302.) Defendant did not object at trial or in his post-trial motion to the admission of evidence concerning his strained finances, and thus any claim of error in this regard would normally be considered waived. However, even if there had been no waiver, we find that evidence
Defendant further argues that evidence of other crimes committed by him, unrelated to the murder of Marion Mueller, was improperly admitted, thereby denying him a fair trial. He maintains that evidence of the following crimes was admitted in error: the attempted murder of his brother, Michael Albanese; theft of property from the family business; wilful withholding of child-support payments; and solicitation of the murder of his brother and sister-in-law. The first two arguments, relating to the admission of evidence of attempted murder and theft, are apparently based on the admission of two exculpatory notes he authored while in jail: a note, supposedly from an anonymous third party, circulated by his cellmate in McHenry County jail, Marty Nathan, and the “suicide” note his cellmate in Lake County jail, John Saltz, was to force defendant‘s brother to copy. The Nathan note states, in relevant part:
“*** The container Joe [Reichel] gave Charles had powder[ed] sugar with a little arsenic. Just enough to kill the animals. Mike almost took to[o] much by trying to make himself look like a victim. *** Mike set up the phoney [sic] theft.”
The Saltz note contains the following relevant passage:
“*** I took arsenic myself to make Chuck look guilty [sic]. But I overdid it and now I‘ll never be the same. The sale of zinc and scrap was actually my idea. But I had him do it in a way that I could make mom believe Chuck did it alone. ***”
Since the trial court had granted defendant‘s motion in limine to exclude any evidence connected with his attempted murder of his brother by use of arsenic or the theft of company property, those facts necessary to fully decipher the meaning of these notes were not before the jury. In the absence of those explanatory facts, it seems to us the information contained in these notes simply does not implicate defendant in either an attempted murder or a theft. Nor is there in this record any evidence that defendant wilfully withheld child-support payments due his former wife; on the contrary, the evidence indicates that he was experiencing a cash shortage which made it impossible for him to comply with the terms of his divorce decree. Although
It is clear, however, that evidence concerning defendant‘s solicitation of John Saltz to murder his brother and sister-in-law was before the jury since Saltz testified to this effect. Evidence of collateral crimes is inadmissible if it is relevant merely to establish the defendant‘s propensity to commit crimes. (People v. Bartall (1983), 98 Ill. 2d 294, 309; People v. Lindgren (1980), 79 Ill. 2d 129, 137.) The issue then is whether Saltz’ testimony was admitted only to establish defendant‘s reputation as a bad person, deserving of punishment, or whether there was some other, legitimate purpose for its admission. We believe that the solicitation-of-murder evidence was properly before the jury because it represented the ultimate step in defendant‘s plan to fabricate exculpatory evidence and, as such, constituted evidence of defendant‘s consciousness of guilt. (See United States v. Rajewski (7th Cir. 1975), 526 F.2d 149, 158.) The scheme to have Saltz force Michael to sign a “suicide” note confessing to defendant‘s crimes would not have been complete if the two persons who, according to the note, were supposed to be committing suicide out of remorse for their misdeeds, remained alive.
Defendant urges that the trial court erred in permitting Rudolph Schaefer, an accountant who testified for the State as an expert witness, to state, over defendant‘s objection, his opinion that in July and August of 1980, defendant and Virginia Albanese were in “a very critical financial condition ***[,] [a]s evidenced by an acute shortage of cash.” Defendant contends that such a statement constituted prejudicial error because it usurped the fact-finding function of the jury and maintains that our resolution of this same question in favor of the State in Albanese I is
Defendant next contends that he was denied a fair trial because the prosecutor‘s closing argument was improper, and he cites five different comments, only one of which was objected to at trial, which he urges constitute reversible error. Any error related to the four comments to which no objections were made would normally be considered waived unless the comments were so inflammatory that defendant could not have received a fair trial or so flagrant as to threaten deterioration of the judicial process. (People v. Owens (1984), 102 Ill. 2d 88, 104.) We will first examine the four comments to which no objections were made.
Defendant contends that the prosecutor asserted facts not in evidence when he made the following statements:
“Who do the facts show had arsenic? The defendant. Only one other person does any fact [show] had arsenic
and that was Joe Reichel, the one who *** gave it to the defendant. Joe Reichel never met Mary Lambert or Marion Mueller. The only other one with arsenic that never met them and certainly he didn‘t get anything when they died, like the defendant got $70,000. Could it be contended that Joe Reichel snuck [sic] in to Mary Lambert‘s house and spread a little arsenic in something and snuck [sic] out? For no reason? No. And he‘s the only other one that had any arsenic.”
In rebuttal, the prosecutor also stated:
“The only evidence you heard of anyone in possession of arsenic was the defendant, Charles Albanese.”
Defendant relies upon People v. Beier (1963), 29 Ill. 2d 511, 517, for the proposition, which we do not question, that the prosecution may not argue assumptions and statements of fact not based upon any evidence. He maintains that, since at one point the prosecutor identified Joe Reichel as “the only other one that had any arsenic,” the argument was improper under Beier because the evidence that Joe Reichel and defendant possessed arsenic did not eliminate the possibility that Virginia Albanese, Michael Albanese, or the victims themselves may also have had access to this substance. Beier only requires the prosecutor to refrain from commenting on facts not in evidence; here, the only evidence concerned with arsenic possession indicated that just two persons, Joe Reichel and defendant, had any. The prosecution was not required to balance its closing argument by mentioning that the State had failed to prove that no other persons possessed arsenic.
Defendant also contends that the prosecution twice misstated the evidence. He urges that one such misstatement occurred when the prosecutor commented that defendant was “in jail” for failure to pay child support. The testimony of Eugene Buchalter, attorney for defendant‘s former wife, established that he obtained a body attachment for defendant after he had failed to appear at two
Defendant further asserts that the following rebuttal comments suggested to jurors that he was withholding incriminating evidence:
“He wants to make an issue out of the fact that Frank Lambert had the same symptoms as the deceased in this case. Maybe he knows something that we don‘t know. Maybe Frank Lambert somehow was at the defendant‘s house. Maybe Frank Lambert ate something that he shouldn‘t have at the defendant‘s house.”
This argument, however, was a legitimate response to defense counsel‘s argument that the State‘s case against defendant failed to account for the illness of Marion Mueller‘s brother, Frank Lambert, who was hospitalized for symptoms similar to those suffered by his sister and mother. People v. Dixon (1982), 91 Ill. 2d 346, 350-51.
Next, defendant urges that certain of the prosecutor‘s rebuttal remarks blatantly appealed to the sympathies and fears of jurors. In concluding his rebuttal, the assistant State‘s Attorney remarked:
“Those two women that died, and the one in this matter, Marion Mueller, lived in a retirement village. They were old, for the most part, but they still had a life left to live, they had friends, they had loved ones, they had their shopping excursions and it‘s not up to anyone to say someone is to die or when that person is to die. It‘s not up to Charles Albanese to say there‘s no more life left for those people because he has financial problems, because he can‘t handle his problems.”
These comments, which dwell upon the evil results of crime, are not improper. See People v. Owens (1984), 102 Ill. 2d 88, 105-06, and cases cited therein.
The foregoing comments, to which no trial objections were made, are within the bounds of proper closing argument and fall far short of meeting either of the standards cited in Owens. Accordingly, we turn to the comments to which defendant did object at trial, based on his contention that they amounted to a shifting of the burden of proof. The following exchange occurred during rebuttal:
“MR. DUFFY [assistant State‘s Attorney]: Counsel would also make an issue out of the fact that there are
some things the State cannot introduce in this case. You heard testimony of that over a week. There‘s no evidence of a first autopsy, he says. There‘s no protocol, there‘s no pathologists testifying here. But the defendant, as every defendant in a criminal case, through his counsel has subpoena power and don‘t for a minute think that if there‘s one piece of evidence the defendant didn‘t think would be helpful to him, you wouldn‘t get to see it. He can subpoena that pathologist if he likes. He can get — MR. KELLY [defense counsel]: Objection. I think he‘s shifting the burden of proof by his comments.
MR. DUFFY: I‘m not shifting, Judge. I‘m replying to his argument.
THE COURT: But you can‘t shift the burden of proof.
MR. DUFFY: I agree. But I‘m not.
THE COURT: Proceed.
MR. DUFFY: If those tracings helped him, he can subpoena anybody or any document that he wishes to testify here before you. The tracings aren‘t going to help. The tracings merely say the same thing that everybody else said. Mr. Principe, the Executive Director of the Northern Illinois Crime Lab [,] told you that he conducted the tests and he determined the presence of arsenic. The tracing was a documentation that signifies that particular fact.”
We are of the opinion that the trial judge did not rule improperly. The comments here differ greatly from those in People v. Weinstein (1966), 35 Ill. 2d 467, 469-70, upon which defendant relies. In Weinstein, we reversed and remanded for a new trial because the prosecutor repeatedly stated that it was the burden of the defendant to present evidence creating a reasonable doubt of guilt. The prosecutor here did not state that defendant must provide the evidence that would create a reasonable doubt as to his guilt; rather, he pointed to defendant‘s failure to submit any evidence that would tend to refute the case against him. Such a comment is within the bounds of proper argument. See
Defendant further argues that excluding jurors pursuant to Witherspoon v. Illinois (1968), 391 U.S. 510, 20 L. Ed. 2d 776, 88 S. Ct. 1770, results in a jury that is prone to convict, violating defendant‘s sixth amendment right to an impartial jury made applicable to the States by the fourteenth amendment. Although he acknowledges that our court‘s decisions have consistently rejected this argument (see, e.g., People v. Albanese (1984), 102 Ill. 2d 54, 80; People v. Davis (1983), 95 Ill. 2d 1, 18, cert. denied (1983), 464 U.S. 1001, 78 L. Ed. 2d 697, 104 S. Ct. 507; People v. Tiller (1982), 94 Ill. 2d 303, 322, cert. denied (1983), 461 U.S. 944, 77 L. Ed. 2d 1302, 103 S. Ct. 2121-22; People v. Lewis (1981), 88 Ill. 2d 129, 147, cert. denied (1982), 456 U.S. 1011, 73 L. Ed. 2d 1308, 102 S. Ct. 2307), defendant urges reversal of his conviction on this basis. We see no need for further discussion of this question.
In related arguments, defendant contends that the very process of Witherspoon questioning leads to a more conviction-prone jury because it enables prosecutors to peremptorily remove potential jurors who express tentative opposition to the death penalty in addition to excusing for cause those who unalterably oppose it, and because mere exposure to this type of questioning convinces jurors of defendant‘s guilt. We cannot accept these arguments without rejecting the very form of questioning which the Supreme Court approved in Witherspoon, a decision recently reaffirmed in Maggio v. Williams (1983), 464 U.S. 46, 78 L. Ed. 2d 43, 104 S. Ct. 311, and Adams v. Texas (1980), 448 U.S. 38, 65 L. Ed. 2d 581, 100 S. Ct. 2521. Defendant also contends that jurors exposed to the Witherspoon-qualification process become convinced that our criminal justice system disapproves of opposition to the death penalty after seeing others in the venire excused for cause due to an inability to impose a death sentence, thus making this form
Defendant also contends that even if the allegations of error previously examined were deemed harmless when considered individually, their cumulative effect was to deny him a fair trial. Having concluded that none of the points relied upon by defendant constituted error, logic dictates that there is no possibility for cumulative error.
Defendant further argues that he was denied effective assistance of counsel in violation of the
The Supreme Court, in Strickland v. Washington (1984), 466 U.S. 668, 80 L. Ed. 2d 674, 104 S. Ct. 2052, recently adopted a standard which appears to combine elements of both Greer and Twomey. The court held that the constitutionally guaranteed assistance of counsel has not been provided if the defendant can prove that counsel‘s representation fell below an objective standard of reasonableness and that counsel‘s shortcomings were so serious as to “deprive the defendant of a fair trial, a trial whose result is reliable.” (466 U.S. 668, 693, 80 L. Ed. 2d 674, 693, 104 S. Ct. 2052, 2064.) The court also indicated a defendant must establish “that there is a reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different.” (466 U.S. 668, 698, 80 L. Ed. 2d 674, 698, 104 S. Ct. 2052, 2068.) Emphasizing that the defendant must prove prejudice, the court stated: “The benchmark for judging any claim of ineffectiveness must be whether counsel‘s conduct so undermined the proper functioning of the adversarial process that the trial cannot be relied on as having produced a just result.” (466 U.S. 668, 692-93, 80 L. Ed. 2d 674, 692-93, 104 S. Ct. 2052, 2064.) The court also directed that “the performance inquiry must be whether counsel‘s assistance was reasonable considering all the circumstances.” 466 U.S. 668, 694, 80 L. Ed. 2d 674, 694, 104 S. Ct. 2052, 2065.
The court made the following cogent observations:
“Judicial scrutiny of counsel‘s performance must be highly deferential. It is all too tempting for a defendant to second-guess counsel‘s assistance after conviction or adverse sentence, and it is all too easy for a court, examining counsel‘s defense after it has proved unsuccessful, to conclude that a particular act or omission of counsel
was unreasonable. Cf. Engle v. Isaac [(1982), 456 U.S. 107, 133-34, 71 L. Ed. 2d 783, 804, 102 S. Ct. 1558, 1575]. A fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel‘s challenged conduct, and to evaluate the conduct from counsel‘s perspective at the time. Because of the difficulties inherent in making the evaluation, a court must indulge a strong presumption that counsel‘s conduct falls within the wide range of reasonable professional assistance; that is, the defendant must overcome the presumption that, under the circumstances, the challenged action ‘might be considered sound trial strategy.’ [See Michel v. Louisiana (1968), 350 U.S. 91, 101, 100 L. Ed. 83, 93, 76 S. Ct. 158, 164.] There are countless ways to provide effective assistance in any given case. Even the best criminal defense attorneys would not defend a particular client in the same way. See Goodpaster, The Trial for Life: Effective Assistance of Counsel in Death Penalty Cases [58 N.Y.U. L. Rev. 299, 343 (1983)]. The availability of intrusive post-trial inquiry into attorney performance or of detailed guidelines for its evaluation would encourage the proliferation of ineffectiveness challenges. Criminal trials resolved unfavorably to the defendant would increasingly come to be followed by a second trial, this one of counsel‘s unsuccessful defense. Counsel‘s performance and even willingness to serve could be adversely affected. Intensive scrutiny of counsel and rigid requirements for acceptable assistance could dampen the ardor and impair the independence of defense counsel, discourage the acceptance of assigned cases, and undermine the trust between attorney and client.” (466 U.S. 668, 694-95, 80 L. Ed. 2d 674, 694-95, 104 S. Ct. 2052, 2065-66.)
Although we do not foresee that application of the Strickland rule will produce results that vary significantly from those reached under Greer, we hereby adopt the Supreme Court rule for challenges to effectiveness of both retained and appointed counsel (see People v. Royse (1983), 99 Ill. 2d 163, 170) and reject the single-component test of Twomey.
To assist lower courts, the Supreme Court also offered the following guidelines for applying its two-component standard: “[A] court need not determine whether counsel‘s performance was deficient before examining the prejudice suffered by the defendant as a result of the alleged deficiencies. *** If it is easier to dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice, which we expect will often be so, that course should be followed.” 466 U.S. 668, 699, 80 L. Ed. 2d 674, 699, 104 S. Ct. 2052, 2069-70.
In this case, defendant urges that his trial counsel erred in (1) eliciting, acquiescing in, and stipulating to evidence that tended to indicate arsenic-poisoning deaths are more often the result of homicide than of any other cause; (2) failing to object to evidence of defendant‘s finances and to references to other crimes in the confession and suicide notes; (3) failing to object to a statement in closing argument that defendant had been jailed for failure to pay child support; and (4) failing to examine the State‘s financial exhibits in sufficient detail to expose alleged flaws in testimony from the State‘s financial expert. Defendant submits that he probably would not have been convicted had his attorney not committed these alleged errors. We disagree, for our review of the record demonstrates that even assuming, arguendo, that all of the alleged errors constitute substandard representation, they would not have altered the result in this case. There is, therefore, no need to review the individual claims of inadequate representation to determine whether counsel acted within the range of reasonable professional assistance.
Next, defendant makes four related arguments pertaining to the State‘s decision to bring separate prosecutions for the murders of Mary Lambert and Marion Mueller. Defendant was convicted and sentenced to death for the
Section 3-3 provides:
“(a) When the same conduct of a defendant may establish the commission of more than one offense, the defendant may be prosecuted for each such offense.
(b) If the several offenses are known to the proper prosecuting officer at the time of commencing the prosecution and are within the jurisdiction of a single court, they must be prosecuted in a single prosecution, except as provided in Subsection (c), if they are based on the same act.
(c) When 2 or more offenses are charged as required by Subsection (b), the court in the interest of justice may order that one or more of such charges shall be tried separately.” (Ill. Rev. Stat. 1979, ch. 38, par. 3-3.)
Defendant argues that section
“Section 3-3 is not intended to cover the situation in which several offenses—either repeated violations of the same statutory provision or violations of different provisions—arise from a series of acts which are closely related with respect to the offender‘s single purpose or plan. Many possible combinations of this sort are possible, but some of the common instances are the multiple-assault or multiple-murder situation, as in the Ciucci case ***.” Ill. Ann. Stat., ch. 38, par. 3-3, Committee Comments, at 202 (Smith-Hurd 1972).
Defendant‘s reliance on section
“(b) A prosecution is barred if the defendant was formerly prosecuted for a different offense, or for the same offense based upon different facts, if such former prosecution:
(1) Resulted in either a conviction or an acquittal, and the subsequent prosecution is for an offense of which the defendant could have been convicted on the former prosecution; ***” (Ill. Rev. Stat. 1979, ch. 38, par. 3-4(b)(1).)
Again, the committee comments indicate just the opposite:
“Subsection 3-4(b). *** If the new offense charged is
one on which the defendant could have been convicted on the former prosecution, the second prosecution is barred. For example, a former conviction or acquittal of murder would bar a subsequent prosecution for manslaughter, assault with intent to murder (People v. Dugas, 310 Ill. 291, 141 N.E. 769 (1923)); or assault and battery, based on the same conduct with respect to the same victim; but not on the same conduct with respect to a different victim (People v. Stephens, 297 Ill. 91, 130 N.E. 459 (1929)), even if the offenses charged are violations of the same statute, committed at the same time (see People v. Allen, 368 Ill. 368, 14 N.E.2d 397 (1937) for an analogous situation).” (Emphasis added.) (Ill. Ann. Stat., ch. 38, par. 3-4, Committee Comments, at 217 (Smith-Hurd 1972).)
The committee‘s explicit adoption of the court‘s decisions in Stephens and Allen leaves no doubt that two prosecutions were permissible. Thus, defendant‘s two statutory arguments provide no basis for reversing his conviction or, alternatively, vacating the death sentence.
In his third argument pertaining to the separate prosecutions defendant contends that his death sentence, which was predicated on the section
Although we agree with defendant that the order in
“[T]he concerns expressed in Furman that the penalty of death not be imposed in an arbitrary or capricious manner can be met by a carefully drafted statute that ensures that the sentencing authority is given adequate information and guidance. As a general proposition these concerns are best met by a system that provides for a bifurcated proceeding at which the sentencing authority is apprised of the information relevant to the imposition of the sentence and provided with standards to guide its use of the information.” (428 U.S. 153, 195, 49 L. Ed. 2d 859, 887, 96 S. Ct. 2909, 2935.)
(See also Barclay v. Florida (1983), 463 U.S. 939, 950-51, 77 L. Ed. 2d 1134, 1144, 103 S. Ct. 3418, 3424; Proffitt v. Florida (1976), 428 U.S. 242, 258, 49 L. Ed. 2d 913, 926, 96 S. Ct. 2960, 2969.) The decisions of the United States Supreme Court focus not on the procedures by which capital cases reach the trial court, which would be virtually impossible to review, but rather on the decision-making process of the sentencing body once the trial on guilt is concluded. Since our death penalty statute suitably restricts the discretion of the sentencing authority (People v. Free (1983), 94 Ill. 2d 378, 427, cert. denied (1983), 464 U.S. 865, 78 L. Ed. 2d 175, 104 S. Ct. 200), there is no basis for vacating defendant‘s sentence on the grounds that it was imposed in violation of the
Defendant has appended to his briefs a newspaper article, which quotes a Lake County assistant State‘s Attorney responding to the question of why Lake County “was going to the trouble and expense of trying an already-convicted Albanese again” in the following manner:
“If his conviction should be reversed or if the death penalty were to be vacated, we want to have a second conviction on him as a backup. So if it is reversed, he will not be a free man.” Waukegan News-Sun, Oct. 11, 1982.
This statement, a response to an inquiry as to why more public funds should be spent on a second trial of a defendant already sentenced to death, was entirely proper and fails to establish any attempt to manipulate dockets so that Albanese I would go to trial first. The record in this case does reveal, however, that a Lake County grand jury returned an indictment against defendant for the murders of both Mary Lambert and Marion Mueller and that the charges against him for the death of the former were nol-prossed before trial of this case. Since defendant was indicted and convicted of murdering Mary Lambert in Albanese I, it may be inferred that at some point the State‘s Attorneys decided to include the Mary Lambert murder charge in Albanese I and to prosecute separately on the Marion Mueller charge. Sections
Defendant further argues that his death sentence must be vacated because the court considered defendant‘s conviction for the murder of M. J. Albanese, an offense that occurred after the murder of Marion Mueller, in determining his eligibility for the death sentence under the multiple-murder aggravating factor, section
It is defendant‘s contention that the statutory phrase “has been convicted” is ambiguous because it may refer to either prior offenses or to prior convictions and that, given this ambiguity, we should narrowly construe the language and hold that it applies only to prior offenses. We disagree with defendant‘s assumption that the statutory phrase
Defendant next argues that this court should vacate his death sentence on the grounds that his decision to waive the jury at the sentencing hearing was not knowingly and intelligently made since the record does not disclose whether he was informed that a jury‘s decision to impose the death penalty must be unanimous. The record does reflect that defendant signed a typewritten jury-waiver form, with handwritten changes indicating that it was adapted to apply to a sentencing proceeding under the death penalty statute, and also includes the following discussion of defendant‘s oral waiver:
“MR. KELLY [defense counsel]: Your Honor, I‘ve discussed this matter with my client and we waive jury on the death penalty hearing, by his request. And I‘d ask that this Court give me a week to prepare on that issue. Or at least to Friday. Could the Court hear it on Friday, possibly?
THE COURT: I don‘t want you to waive your right to a jury, which is a significant right, just for a matter of 24 hours or a day or something.
MR. KELLY: Oh, no, no, it‘s not for that reason at all. I‘ve discussed this with my client at length and he feels that this jury basically knows all the facts of the other cases and that they would all be admitted, obviously, in a death penalty hearing, and we would just as
soon have the Court determine that issue. And it isn‘t my conception, it‘s his. Is that right, Mr. Albanese? MR. ALBANESE: That‘s right.
THE COURT: The law provides that proceedings shall be conducted before the jury that determined the defendant‘s guilt, which we have here, or before a new jury impaneled for that purpose if there can be a showing for good cause if they should be discharged, or before the Court alone if the defendant waives a jury for the separate proceedings.
And you‘re telling me now, Mr. Albanese, you want to waive the jury?
MR. ALBANESE: Yes, your Honor.
THE COURT: Then that means that I will hear the evidence—
MR. ALBANESE: Yes.
THE COURT: And I will make that decision myself.
MR. ALBANESE: Yes, that‘s right.
THE COURT: You understand that after talking with your counsel?
MR. ALBANESE:, Yes. I do.
THE COURT: Because once I let this jury go home, then that‘s it and it will be up to me, you understand that?
MR. ALBANESE: Yes, I do.
THE COURT: Okay. Then at the defendant‘s request, the jury is waived. We‘ll call the jury in and discharge them.
Do you need more time to think about it, now?
MR. ALBANESE: No.”
Defendant notes that in People v. Brownell (1980), 79 Ill. 2d 508, 536, this court declined to adopt a rule that would have expressly required our trial courts to inform all defendants of the unanimity requirement before accepting waivers of juries at capital sentencing hearings, and he urges that we now establish such a rule. We decline to do so and hold that the
Although we are satisfied that the facts and circumstances of this case demonstrate that defendant‘s waivers were knowingly and intelligently made, we suggest to trial judges that it would be preferable if, before accepting a jury waiver at a capital sentencing hearing, they would inform defendants that a sentencing jury would have to unanimously decide that the State has proved beyond a reasonable doubt the existence of a statutory aggravating factor and that there are not sufficient mitigating factors established to preclude the death sentence. We emphasize that, although this procedure is not constitutionally required, its implementation will eliminate post-trial and appellate argument as to the sufficiency of an otherwise valid waiver.
Defendant next argues that his death sentence should be vacated because various remarks of the trial judge indicated that he imposed the sentence because the court interpreted the statute to require a death sentence where it is determined that there are no mitigating factors sufficient to preclude its imposition. He contends that a sentence of death may be imposed only where, in addition to this statutorily required determination, the sentencing authority determines that death is the appropriate punish-
Defendant cites the plurality opinion in Lockett v. Ohio (1978), 438 U.S. 586, 57 L. Ed. 2d 973, 98 S. Ct. 2954, and State v. Wood (Utah 1982), 648 P.2d 71, 83, as support for the addition of an appropriateness standard. In Lockett, four justices held the Ohio death penalty statute invalid under the
Ironically, defendant‘s proposed two-tier sentencing determination would graft onto our statute a rule which would jeopardize its constitutionality. Throughout his briefs, defendant has argued strenuously that his death sentence should be vacated because it was imposed in an arbitrary and capricious manner in violation of the
Moreover, assuming that the court interpreted the death penalty statute as defendant contends, he did so correctly, for this court recently held, in People v. Owens (1984), 102 Ill. 2d 88, 113-14, that a court must impose the death sentence where it has found no mitigating factors sufficient to preclude the death penalty under the statutory directive of section
Defendant next argues that the court erred in allowing into evidence at the sentencing hearing certain testimony of defendant‘s brother, Michael Albanese, which described how his family‘s life had been affected by knowledge of defendant‘s plot to have John Saltz murder Michael and his wife. The court conducted a unitary sentencing hearing; i.e., after all the evidence had been submitted the court made both the finding under section
Defendant correctly notes that in People v. Davis (1983), 97 Ill. 2d 1, 27-28, we vacated the death sentence due, in part, to the introduction of evidence regarding a victim‘s family during the first phase of a bifurcated sentencing hearing, in which the jury was to determine whether there was proof beyond a reasonable doubt of a statutory aggravating factor. We held that in the first, or eligibility, phase in which the ordinary rules of evidence apply, it is particularly important that a jury‘s determination be uninfluenced by passion or prejudice. However, this case is distinguishable from Davis in two respects: the evidence here did not concern the family of the victim in this case, Marion Mueller, and the sentencing authority here was the court, rather than a jury.
Defendant cites People v. Owens (1984), 102 Ill. 2d 88,
Defendant also advances various constitutional challenges to the death penalty statute. He argues that the death penalty statute violates the
We discussed this question in some detail this term in People v. Stewart (1984), 104 Ill. 2d 463, and there held that the “provisions in article 104 clearly are not related to the needs of an accused who simply is non-English-speaking.” (104 Ill. 2d 463, 501.) We explained that there was no indication that the unfitness with which article 104 was concerned was intended by the legislature to include an inability to speak or understand English. There is no need for further consideration of the issue here.
Defendant also contends that unless the statute requires the sentencing authority to specify in writing the aggravating factor or factors upon which the death sentence was based or, in the alternative, unless the statute requires the State to give pretrial notice of all aggravating evidence which it intends to introduce, it violates the
He further argues that we should reconsider decisions in which we have upheld the death penalty statute against the following alleged constitutional deficiencies: absence of sufficient information-gathering procedures to ensure adequate appellate review, absence of a requirement that the State prove beyond a reasonable doubt
For the reasons stated, we affirm the judgment of the circuit court of Lake County. The clerk of this court is directed to enter an order fixing Tuesday, March 12, 1985, as the date on which the sentence of death entered in the circuit court is to be executed. A certified copy of this order shall be furnished by the clerk of this court to the Director of Corrections and to the wardens of the Illinois State Penitentiary at Menard and Joliet.
Judgment affirmed.
CHIEF JUSTICE RYAN, specially concurring:
My colleague, Justice Simon, in three capital cases, has emphasized that three members of this court, Justice Clark, Justice Goldenhersh and I, originally dissented from the holding of the majority in People ex rel. Carey v. Cousins (1979), 77 Ill. 2d 531, which case upheld the constitutionality of our death penalty statute. Justice Simon made this point in People v. Lewis (1981), 88 Ill. 2d 129, 185 (Simon, J., dissenting), People v. Silagy (1984), 101 Ill. 2d 147, 185 (Simon, J., concurring in part and dissenting in part), and now in this case, People v. Albanese (Simon, J., concurring in part and dissenting in part). It is, apparently, my colleague‘s position that his vote against our death penalty statute, added to that of the three who dissented in Cousins, means that a majority of this court, as now constituted, is now of the opinion that our death penalty statute is not valid. In these
My colleague errs when he asserts that I now believe that our death penalty statute is unconstitutional. That was my opinion at the time the opinion in Cousins was adopted. I stated in my dissent the reason for my belief. Four members of this court did not agree with my reasoning and held that the statute was constitutional. I must accept the fact that my opinion was wrong because four members of this court said it was wrong. In reality, the judicial process does not deal in abstract propositions of right and wrong. The decision of the majority in Cousins is binding not because of the concept that it is right or correct as a proposition of law, but because it is the final statement on that issue made by the highest judicial tribunal that has considered it. That is the nature of the appellate process. That is the manner in which cases and issues are decided. Simply because I dissent in a case does not mean that I must forever insist that I was right and the majority was wrong, or that “everyone was out of step except me.”
The holding in Cousins is the law of this State unless it is reversed by a United States Supreme Court holding that our statute is unconstitutional. As noted in the quotation from Justice Traynor‘s article in Justice Clark‘s concurrence in this case, having noted my dissent, I must yield to the obligation that is upon me to live with the law as it has been stated. I therefore accept the law as stated in Cousins. It is therefore inaccurate to say that I now believe that our death penalty statute is unconstitutional. Since the decision in Cousins, I have authored several opinions upholding our death penalty statute, citing the decision of this court in Cousins as authority for so doing. Also, I have concurred in the holdings of several
I am just as anxious as my colleague to have the Supreme Court pass on the constitutionality of our statute. I would have liked to have had our decision in Cousins reviewed by that court. Again, in People v. Lewis, we thoroughly discussed all of the issues that had been raised challenging the validity of our statute and, in a sense, invited the Supreme Court to review the case. To date, the Supreme Court has not seen fit to grant certiorari in any of the cases in which this court has upheld the imposition of the death penalty. I am sure that at some time in the future our statute will be reviewed, and a determination at that time will be made as to its validity.
There are 39 capital cases now pending in this court. We cannot wait until the Supreme Court finally passes on our statute before reviewing these cases. This would create an unmanageable backlog of death penalty cases in this court. We have reviewed 37 capital cases since the Cousins decision prior to this term of court. If we would have reviewed no capital cases after Lewis, the first case in which the imposition of the death penalty was affirmed, and if we would have waited for a decision of the Supreme Court in that case on the validity of the statute, we would now have a backlog of 75 capital cases. That figure would no doubt exceed 100 before Lewis finally works its way to the Supreme Court by way of habeas corpus.
Besides the judicial-administration consideration of the backlog problem, common decency requires that we review these cases as rapidly as possible. Of the 37 capital cases we have reviewed prior to this term of court, the penalty of death has been vacated in 20 of those cases. Those individuals upon whom the death penalty will not be imposed deserve to know their fate as soon as possible. It would be unconscionable to needlessly subject them
Until the Supreme Court does act, we must continue to apply the law as enacted by the legislature and upheld by a majority of this court. Those of us who dissented in Cousins cannot now do as my colleague urges in this case, go back and adopt our original assertion that the statute is invalid. As noted above, we have already reviewed 37 capital cases and upheld the death penalty in 17, applying the law as stated in Cousins. We cannot now flip-flop back to our prior contention that the statute is unconstitutional. The people of this State are entitled to more stability in the law than that.
Even if the three dissenters in Cousins were to join my colleague and declare our death penalty statute unconstitutional, that would not end the controversy. My colleague is philosophically opposed to the death penalty. If our legislature were to reenact a death penalty statute which could be subject to no possible constitutional challenge, I am sure my colleague would not vote to apply it. In the 37 capital cases we have so far reviewed, he has not voted to impose the death penalty in a single case in which he has participated. In the 17 cases in which the death penalty has been upheld, he has not voted in favor of the penalty in a single case in which he has participated. His dissent has not always been on constitutional grounds. In People v. Free (1983), 94 Ill. 2d 378, 434, People v. Kubat (1983), 94 Ill. 2d 437, 513, People v. Davis (1983), 95 Ill. 2d 1, 54, and People v. Stewart (1984), 101 Ill. 2d 470, 499, my colleague did not mention in his dissents any objection to the constitutionality of the statute, but argued that the penalty should be set aside on other grounds.
I therefore suggest that we get on with the business of this court and review the cases before us without needlessly cluttering up the opinions with dissents that do
When the Supreme Court passes on the validity of our statute, I will be very pleased, whatever the decision may be, because the issue will then be settled. I will naturally follow that holding as the final statement of the law on the question of the validity of our statute, as I have followed the holding of the majority in Cousins, which is now the final statement of the law on that question. However, if the Supreme Court upholds the validity of our statute, in view of his philosophical opposition to the death penalty, I wonder if my colleague will continue to insist that our statute is unconstitutional.
JUSTICE CLARK, specially concurring:
At this time I would like to reiterate my position concerning the constitutionality of the death penalty. I disagree with my colleague, Justice Simon, regarding the applicability of the legal doctrine of stare decisis when a constitutional issue is raised. I joined in Justice Ryan‘s dissent in People ex rel. Carey v. Cousins (1979), 77 Ill. 2d 531, 544, cert. denied (1980), 445 U.S. 953, 63 L. Ed. 2d 788, 100 S. Ct. 1603, the first case in which this court found our death penalty statute to be constitutional. Since dissenting in that case, there have been numerous cases where I have either participated in, or authored, opinions where the death penalty has been in issue. As I stated in my concurrence in People v. Lewis (1981), 88 Ill. 2d 129, 169-70,
“It is my considered opinion that, having once ex-
pressed my disagreement with an opinion of the court and then having followed such opinion in a case which was decided shortly after, it would be inconsistent to reverse my position simply because a new justice has joined this court. I agree with the view expressed by my distinguished colleague in his dissent that the doctrine of stare decisis does not mean that the law is immutable and rigid. On the contrary, I am a firm believer in the continuing evolution of our law and of the requirement that it change to meet changing circumstances. I think, however, that the circumstances which warrant changes in the law do not include changes in personnel. Rather, the circumstances I consider significant enough to bring about changes in the law are those which render an existing rule of law impracticable or unjust and which will bring about a sensible and just result. When those circumstances are present, I will vigorously vote to change the law. I think, however, that a serious mistake would be made if, at this juncture, this court overruled People ex rel. Carey v. Cousins and struck down the death penalty statute. An opportunity to strike down the act was passed up two years ago. In the interim, several other opinions have approved the procedure whereby the prosecutor requests a death sentence hearing. Were we to declare the act void now, those opinions would stand for naught. They were the result of a great deal of deliberation by this court and represent our best efforts to offer lucid instruction on this exceedingly difficult issue. It would be grossly unfair to the citizens of the State and members of the General Assembly that, rather than declare the act unconstitutional when the first opportunity arose in People ex rel. Carey v. Cousins, we permitted prosecutors, the General Assembly, the judiciary, and criminal defendants, as well as the citizens of Illinois, to rely on our pronouncement that the act was constitutional. If we were to decide now, four years after passage of the act, and after so many persons sit on death row, that the act is unconstitutional, a great disservice to the stability of the law would be perpetrated by this
court. Such a result would indicate that this court does not decide issues based on the law, but based instead on who happens to be sitting on the court at a particular time.”
In December of this year, our distinguished colleague, Justice Underwood, will be retiring from this court. With his leaving, a new justice will be elected to this court. We do not know how the newest member of this court will vote on this or any other issue. Again, I believe that a change in personnel should not be the impetus to change the law.
At this juncture, I feel compelled to again quote an appropriate statement made by Mr. Justice Traynor. In my concurrence in Lewis I stated:
“Finally, I agree with Mr. Justice Traynor‘s statement that once a judge has dissented, he is obligated to follow the law as pronounced. The respected jurist and scholar wrote:
‘Paradoxically the well-reasoned dissent, aimed at winning the day in the future, enhances the present certainty of the majority opinion, now imbedded in the concrete of resistance to the published arguments that beat against it. For that very reason the thoughtful dissident does not find it easy to set forth his dissent.
Once he has done so he has had his day. He should yield to the obligation that is upon him to live with the law as it has been stated. He may thereafter properly note that he is concurring under compulsion, abiding the time when he may win over the majority, but he should regard dearly enough the stability of the law that governs all the courts in the state not to renew the rataplan of his dissent. When the trial court properly follows the declared law and is duly affirmed by the intermediate court, he should not vote for a hearing on the basis of his dissent. Conversely, should the trial court be reversed on the basis of his dissent, he should vote for a hearing. When the court has granted a hearing in a case
with multiple issues, including the ancient one, and there is a nucleus of dissenters on other issues, he should not cast his vote on the basis solely of his ancient dissent to achieve a reversal or affirmance that would not otherwise have materialized. To do so would only work mischief. The judge‘s responsibility to keep the law straight is not less when he is a dissenter.’ Traynor, Some Open Questions on the Work of State Appellate Courts, 24 U. Chi. L. Rev. 211, 218-19 (1957).” 88 Ill. 2d 129, 170-71.
JUSTICE SIMON, concurring in part and dissenting in part:
I concur in the majority‘s judgment that the defendant‘s conviction for murder should be affirmed, but I dissent from the decision to impose the death penalty. For the reasons set forth in my separate opinions in People v. Lewis (1981), 88 Ill. 2d 129, 179 (Simon, J., dissenting), and in People v. Silagy (1984), 101 Ill. 2d 147, 184 (Simon, J., concurring in part and dissenting in part), I have concluded that the Illinois death penalty statute violates the United States and Illinois constitutions. In Lewis I expressed the view that the application of stare decisis in cases involving the Constitution and the death penalty is improper. In Silagy I examined the limits of stare decisis as it has been applied by the United States Supreme Court; that court‘s practice supports my position regarding the propriety of the doctrine‘s application in this context.
In addition to the violation of due process that, as I stated in Silagy, is inherent in the posture of the members of this court who continue to adhere to the majority decision in People ex rel. Carey v. Cousins (1979), 77 Ill. 2d 531, despite their belief that the death penalty statute is unconstitutional, other constitutional difficulties result from this application of stare decisis. First, the application of the doctrine violates the supremacy clause of the
“This Constitution, and the Laws of the United States which shall be made in Pursuance thereof; and all Treaties made, or which shall be made, under the Authority of the United States, shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.”
U.S. Const., art. VI, par. 2 .
To enforce the Constitution is “imperative upon the state judges in their official capacities. * * * They [are] not to decide merely according to the laws or constitution of the state, but according to the constitution, laws and treaties of the United States—‘the supreme law of the land.’” (Martin v. Hunter‘s Lessee (1816), 14 U.S. (1 Wheat.) 304, 340-41, 4 L. Ed. 97, 106.) These principles have been settled since Marbury v. Madison (1803), 5 U.S. (1 Cranch) 137, 2 L. Ed. 60. See United States v. Nixon (1974), 418 U.S. 683, 41 L. Ed. 2d 1039, 94 S. Ct. 3090.
The supremacy clause establishes the primacy of the Federal Constitution, the provisions of which override all conflicting law, as well as doctrines having no constitutional basis or significance. Stare decisis is such a doctrine. At present, however, three members of this court, having expressed their belief that the death penalty statute of this State offends the Federal Constitution, refuse because of stare decisis to join me in invalidating that statute. They have thereby exalted stare decisis to a position above the Constitution, and allowed a doctrine having no constitutional basis or significance to override the affirmative constitutional guarantees of due process and protection against cruel and unusual punishment. The result is a clear violation of the supremacy clause.
Second, application of stare decisis in this context violates the State doctrine of constitutional supremacy. Sev-
“This is an amazing argument * * *. The constitution is the supreme law, and every citizen is bound to obey it and every court is bound to enforce its provisions. It is a most extraordinary doctrine that the court has a discretion to enforce or not enforce a provision of the constitution according to its judgment as to its wisdom or whether the public good will be subserved by disregarding it.” 327 Ill. 433, 437.
The position of the members of this court who refuse to invalidate the death penalty statute because of stare decisis is a decision not to enforce the separation-of-powers provision of the State Constitution on the ground that the public good in the form of stability and predictability in the law is served by disregarding that provision—precisely the kind of judgment this court forbade in Hotz. (See also People v. Humphreys (1933), 353 Ill. 340, 342; Coalition for Political Honesty v. State Board of Elections (1976), 65 Ill. 2d 453, 460.) These cases establish that Illinois’ own supremacy doctrine forbids subordinating State constitutional provisions to a doctrine having no State constitutional dimension.
Moreover, this court has specifically acknowledged that the doctrine of stare decisis must yield to State constitutional considerations. In Neff v. George (1936), 364 Ill. 306, this court stated in reference to one of its prior opinions:
“While in arriving at our decision no specific reference was made to [the] doctrine [of stare decisis], we were fully cognizant of it and of the fact that it is not
universally applicable to all situations without exception. The doctrine has more or less force, according to the nature of the question decided. * * * Stability and uniformity of decisions conduce so much to the public welfare and happiness, that when a rule of law has once been settled, contravening no statute or constitutional principles, it ought to be followed * * *.” (Emphasis added.) Neff v. George (1936), 364 Ill. 306, 308-09.
Thus, stare decisis can apply only when State constitutional provisions are not thereby contravened.
I therefore dissent from the decision to impose the death penalty in this case for the reasons stated here as well as those set forth in my separate opinions in Lewis and Silagy.
Addendum
The Chief Justice‘s specially concurring opinion was delivered to me only moments before the opinions in this case were made public. Because I was unable to respond to his remarks in the customary manner, I am now filing these additional observations.
The reasons I have set forth in this dissent for declaring our current death penalty statute unconstitutional have not previously been stated in any opinion filed in this court. I regret that instead of addressing these new constitutional arguments, the Chief Justice dismisses them as “needlessly cluttering up” the opinion of the court (104 Ill. 2d at 545 (Ryan, C.J., specially concurring)).
A judge of this court has both the right and the duty to discuss new ideas on issues that are relevant to cases before the court. A dissent is more than a statement of disagreement; it provides an opportunity for the reexamination of troublesome questions. Discreet silence may foster collegiality, but it does not enhance the resolution of difficult problems. Only the continuing and vigorous airing of conflicting viewpoints can assure the correct resolution
The primary function of a State supreme court is to declare what is correct as a matter of law, and to reverse prior errors in the interpretation and application of the law, including its own. Public confidence in our judicial system rests in large measure on the expectation that the appellate process will function in this manner. The Chief Justice states, however, that “[t]he decision of the majority in Cousins is binding not because of the concept that it is right or correct as a proposition of law, but because it is the final statement on that issue made by the highest judicial tribunal that has considered it.” (Emphasis added.) 104 Ill. 2d at 543 (Ryan, C.J., specially concurring).
This statement implies that ours is a system of footrace justice in which the first opinion entered prevails simply because it is first in time, and not necessarily because it is correct. While reliance on precedent is a useful and important device in our common law system, if a reviewing court fails to correct its own errors, but relies instead on a mechanical application of stare decisis, there can be no justice, for no other institution in our society is empowered to interpret and apply the Constitution to laws that are challenged.
Cousins is this court‘s final statement on this issue only as long as a majority of the court chooses to so regard it. It is unrealistic to regard such a complex issue as closed while academics and the bar are still developing new approaches to the issue. If this court erred in Cousins, it is our obligation to correct that error, especially because the death sentence is involved and the United States Supreme Court has thus far refused to review our death penalty statute.
The Chief Justice also states that it is no longer accurate to say that he believes the statute is unconstitu-
It is an extraordinary view of stare decisis that requires a reviewing court to perpetuate a previously announced holding if that holding is wrong. Stare decisis does not require a judge to surrender his belief in a correct legal position for an incorrect one, particularly when the death sentence and essential constitutional principles are at stake. If a correct constitutional position were rendered forever incorrect merely because four judges once said it was, then our system of justice would not be one of laws, but one of men; not one of principle, but one of chance.