People v. Ahearn

115 N.Y.S. 664 | N.Y. App. Div. | 1909

Lead Opinion

Scott, J.:

The plaintiff appeals from a final judgment sustaining a demurrer to the complaint.

The action is in quo warranto and calls in question the title of the defendant to the office of president of the borough of Manhattan, city of New York. The facts are exceedingly simple. The office of borough president is created by the Greater New York charter, which provides for the election of a president by the electors of the borough, and that he shall hold his office for a term of four years. He may be removed in the same manner as the mayor. (Charter [Laws of 1901, chap. 466], § 382, as amd. by Laws of 1905, chap. 633.) Any vacancy in the office of borough president is to be filled for the unexpired term by the votes of a majority of all the members of the hoard of aldermen then in office representing the borough. (Id.) The defendant was elected at the general election in November, 1905, for a term of four years commencing on the 1st day of January, 1906. In July, 1907, charges in writing were duly made and preferred against him and presented to and filed with the Governor of the State. A copy of said charges was served upon defendant, and he was given an opportunity to be heard thereon in his defense and'was in fact so heard. On December 9, 1907, the Governor removed him from his said office of borough president. Oil December' 19,1907, the members of the board of aldermen of the city of New York then in office representing the borough of Manhattan, at a meeting duly- called f dr that purpose, by a majority vote, voted for and undertook to elect defendant to fill the vacancy for- the unexpired term caused by his removal from office by the Governor. It is in pursuance of such election, or appointment that; the defendant now occupies, and claims to be entitled to hold, the office- of president of the borough of Manhattan. He does not question in this action tlie power of the Governor to remove him, nor the regularity and sufficiency of the proceedings which culminated in his removal, but rests his present claim of title to the office wholly upon his election by the aldermen. The sole question, the-reford, raised by the demurrer is whether or not the defendant, was eligible to appointment to the office to fill for the unexpired term the vacancy caused by his removal therefrom.

The statutory provision as to the removal of a borough president is that lie may be removed in the same manner as the mayor. (Charter, § 382, as amd. supra.) The mayor may be removed from, office by the Governor in the same manner as sheriffs. (Id. § 122.) The removal of sheriffs is provided for by section 1 of article 10 of the Constitution, which provides that “ the Governor may remove any officer in this section mentioned within the term for which he shall have been' elected, giving to such officer a copy of tlie charges against him and an opportunity of being heard in his defense.” This procedure was followed in the case of the defendant. Although the removal by the Governor is an executive act and, therefore, not reviewable by the courts (Matter of Guden, 171 N. Y. 529), it is not one to be performed arbitrarily or otherwise than in accordance with the procedure prescribed by the Constitution. There must be “ charges ” against the officer, and'he must be afforded an opportunity to be héard “ in his defense.” The use of these words implies that the charges must be of such a nature as to. call for a defense from the accused officer, or, in other words, there must be charged against him something which, if proven and not successfully met by way of defense, will indicate his unfitness to continue to hold the office from which it is sought to remove him. We are bound to assume that the Governor, to whom has been confided by the Constitution the sole power to determine whether the charges are sufficient to warrant removal, and have been proven, will exercise this important duty honestly and lawfully. When, therefore, the Governor has exercised the pow;er of removal, his act is to bo taken as a final and conclusive determination by the officer to whom the Constitution has committed the power so to determine that- the removed officer is unfit to continue to hold for the remainder of his term the office from which he is removed. That the People can lawfully -re-elect the removed officer for a succeeding term, if he be not otherwise disqualified, is not doubted; but that is.not the question now before us, which relates solely to the eligibility of the removed officer to be appointed to fill the vacancy during the remainder of the same term. Such an appointment, although made in the present case by a vote of the aldermen, and in the charter denominated an election, is not an election, but an appointment, within the meaning of those words as used in the Constitution (Art. 10, § 2). Public office implies much more than the right to - physically occupy a specified room, to exercise certain powers and to receive a prescribed emolument. “ The idea of an officer clearly embraces the ideas of tenure, duration, fees or emoluments, rights and powers, as well as that of duty. * * * A public station or employment; an employment conferred by appointment of government.” (Burrill Law Dict. title “ Office; ” People ex rel. Henry v. Nostrand, 46 N. Y. 375.) “ ‘ Public office’ as used in the Constitution has respect to a permanent trust to be exercised in behalf of the government, or of all citizens who may need the intervention of a public functionary or officer, and in all matters within the range of the duties pertaining to the character of the trust. It means a right to exercise generally, and in all proper cases, the functions of a public trust or employment, and to receive the fees and emoluments belonging to it, and to hold the place and perform the duty for the term and by the tenure prescribed by law.” (Matter of Hathaway, 71 N. Y. 238; Matter of Oaths of Attorneys, etc., 20 Johns. 492.) Many other authorities might be cited to the same effect. They all agree in finding in the definition of a public office the idea of a public trust, and of a prescribed and defined term or tenure, so that each term is an entity separate and distinct from all other terms of the same office. (United States v. Hartwell, 6 Wall. 385; United States v. Germaine, 99 U. S. 508; Hall v. Wisconsin, 103 id. 5; Auffmordt v. Hedden, 137 id. 310; People v. Duane, 121 N. Y. 367; Wardlaw v. Mayor, 61 N. Y. Super. Ct. 174; Thurston v. Clark, 107 Cal. 285; Mechem Pub. Off. § 1.)

Up to the time of defendant’s removal therefrom, he held a public office which implied and included the right and duty to exercise the functions of a public trust for a defined term. His removal from office conclusively determined, in legal contemplation, that he was an unfit person to continue to perform that public trust during the term which then attached to the office from which he was removed. His-removal separated him, in the manner provided by law, from his office, and from every incident of the office; and this, as we consider, was the clear intent of the Constitution. To permit the immediate reinstatement of the same person to the same office for the same term would nullify the constitutional provision for removal. If so, it is clearly illegal. It is not possible tc believe that the framers of the Constitution, and the People who adopted it, after providing, so carefully for the removal of an unfit officer, intended that such removal should be rendered nugatory by the immediate reappointment of the same person to. fill out the unexpired term from which he had just been removed. The diligence of counsel and our own researches have resulted in finding no case in this State, and very few elsewhere, in which this precise question has arisen. It did so arise and was discussed in State v. Rose (74 Kan. 262); State ex rel. Childs v. Dart (57 Minn. 261), and State v. Welsh (109 Iowa, 19).

In State v. Rose (supra) the defendant had been ousted in an action of quo warranto from the office of mayor of Kansas City. At a special election held to fill the vacancy thus created Rose was re-elected. The judgment of ouster restrained him from exercising the powers and receiving the emoluments of the office of mayor “ for and during the term for which he was elected,” and the proceeding in the case cited was one to punish him for contempt in again assuming the office. The court did not rest its decision upon the prohibition contained in the judgment of ouster, apparently deeming that the express prohibition added nothing to the effectiveness or scope of the judgment. Its decision was placed upon the broader ground that, by reason of his ouster, Rose was ineligible to re-election for the remainder of the term. After citing some of the cases hereinbefore referred to defining the nature and scope of a public office, the court then proceeding to its conclusion, said: “ What was involved in the proceeding [the ouster case], and of what was the defendant deprived by the ouster ? * * * The office of mayor which was conferred on the defendant at the general city election of 1905 was not a transient or occasional trust. The office, with its rights and privileges, was given to him for a fixed time. It was a two-year trust; an entire thing. * * * The right to exercise the functions of the office of mayor, and to enjoy its privileges for the two-year term, was an entity conferred on the defendant, and it was that which was taken1 from him in the quo warranto proceeding. The resignation or the removal of an officer during his term and the election or appointment of a-successor do not divide the term nor create a new and distinct one. * * * The successor is filling out his predecessor’s term, and when the defendant re-entered the office and undertook to exercise its duties,'he was simply serving, a portion of the very term which the court had decided that he was unfit to hold. Since, under the law, he had forfeited and was ousted from the right to occupy the office for the remainder of the term, no subsequent-election or appointment could restore him to that which he was adjudged to have forfeited and lost. The electors of the city are as mubli bound by the law * * * as their representatives and officers, and the special election did not warrant the defendant in ignoring or violate ing the judgment rendered under the law. * * * The statute authorizing removal would serve little purpose if the district judge could appoint the unfaithful officer [county attorney] for the term forfeited, and thus again invest him with the office and the opportunity to continue the violations of duty and of law. Suppose a county clerk who was engaged in peculation, with the connivance of the board of county commissioners, was removed from office: the board, which has the power to fill the vacancy, might be willing to give the defaulter a new lease of .power to continue his frauds against the public until the end of the term, hut to allow it to be done would be trifling with justice. No such purpose can reasonably be imputed to the Legislature.”

It will be seen that in this case the court pushed tide contention now made by the appellant further than it is necessary to go in the present case, by holding that, even the electors could not re-elect a removed officer to fill out the remainder of his vacant term.

In State ex rel. Childs v. Dart (supra) a county treasurer had been removed for his official misconduct. Afterwards the board of county commissioners, which had authority to fill the vacancy, appointed him to fill out the term. The Supreme Court said: The removal proceedings cannot be nullified or reversed in that manner. Such removal proceedings are not merely for the purpose of ousting the person holding the office; they include a charge that he has forfeited his qualification for the office for the remainder of the term. They are broright to declare a forfeiture of a civil right, his eligibility, his qualification to hold that office for the rest of that term. The proceeding is not brought for his removal for a day, or a week, or a month of his term, but from the whole of the remainder of his term. * * ■ * Nothing less is involved in the proceedings. Whether the voters at the polls coidd condone the offense by which he forfeited his office it is not necessary here to decide. We are of. the opinion that the County commissioners could not do so.”

In State v. Welsh (supra) the Supreme Court of Iowa went to the extent of' holding that an officer might be removed during one term to which he had been re-elected, for misconduct or neglect of duty during the; previous term. In the course of the opinion it is said : “ The commission of any of the prohibited acts the day before quite as particularly stamps him as an improper person to be intrusted with the performance of the duties of the particular office as though done the day after. The fact of guilt with respect to that office warrants the conclusion that he may no longer witli safety be trusted in discharging his duties.”

The case cited and relied upon by the defendant (Matter of Advisory Opinion, 31 Fla. 1; 18 L. R. A. 594), in so far as it has any bearing upon the present case, favors the contention of the appellant. The precise question passed upon was whether the suspension and removal of an officer during one term operated to prevent his selection for a subsequent term. This question the court answered in the negative.. The court, however, expressly recognized the rule that removal during a term involved a removal for the whole term, saying that if the Senate had acquiesced in the Governor’s removal, “the removal would have been from that term-of office.” The complete act of removal in that State consisted of a suspension by the Governor and a removal by the Senate, and the court said: “The final consummation intended by a suspension must * * * always be a removal of the officer; and this removal is for the remainder of the term from which he is suspended,, and nothing more. The remainder of the existing term is, including its rights and incidents, in our judgment all the removal can act on or affect. * * * Such removal, made at the time just indicated, would have taken from him forever the office and all its emoluments for the remainder of the term.”

The case of State v. Jersey City (25 N. Y. Law, 536), also much relied upon by defendant, is not controlling. A member of the common council had been expelled for misconduct and afterwards re-elected by the electors. Nothing further was decided than that the electors might condone an offense which had justified expulsion from office. The effect of such expulsion upon the term from which removal was made, or the power of an appointing body, other than the electors themselves, to reinstate the removed officer were not referred to or discussed. As remarked in Matter of Guden (71 App. Div. 422), the case is merely an authority to the effect that the common council of Jersey City had- no power to expel or virtually suspend a m,ember for acts committed previous to bis election, and that such member, having been once expelled for official corruption and re-elected by the electors, could not be again expelled oi’ suspended for the same identical offense. In the present case there is no question of a re-election by the electors, but merely the reinstatement of an unfaithful trustee into an office which he has forfeited by his official misconduct, by members of the board of aldermen, who are themselves but trustees for the electors.

Much stress is laid by defendant upon the vigorous condemnation by the present chief judge of the Court of Appeals of chapter 33 of the Laws of 1901, which abrogated the official terms of the police commissioners of the city of New York then in office. (People ex rel. Devery v. Coler, 173 N. Y. 103.) That act provided for the appointment by the mayor of a single police commissioner, who might be removed by the mayor, or the Governor, whenever in the opinion of either the public interests might so require, and who^ if removed, was made forever ineligible to reappointment. The learned judge expressed the opinion that the provision for removal by the Governor and that rendering the removed commissioner ineligible to reappointment were both'unconstitutional. The other members of the court expressly declined to pass upon either of these questions, and the opinion, therefore, stands, so far as concerns these- two questions, not as a binding authority, but as a most forcible and persuasive argument in support of the conclusion arrived at. But even from this point of view it has little or no bearing upon the present controversy. The defendant expressly waives and disclaims- any question of the Governor’s power to remove Him. The ineligibility which Judge Cullen condemned was perpetual, and the removal provided for was purely arbitrary, depending only upon the belief on the part of the removing officer that the public interests required it. - The expression in the opinion that “ a removal does not involve any reflection on the official or the personal character of the officer removed ” must be read with reference to the arbitrary removal, without charges or trial, with which the opinion dealt, for as Judge Cullen said : “If removal could be made only for misconduct upon charges a very different question might arise.” It is our duty to construe the Hew York city charter so as to give effect to the purpose of the lawmakers, and to obviate the anticipated evils which were sought to be guarded against. (Delafield v. Brady, 108 N. Y. 524; Matter of O'Neil, 91 id. 516; People ex rel. Wood v. Lacombe, 99 id. 43.) Beading all the pertinent provisions of the charter together we find that the Legislature has provided a four-year term for the borough presidents; that it has provided for their removal by the Governor, but only upon charges and after a hearing; that to fill a vacancy thus created it has vested in the aldermen representing the borough the purely executive function of filling the vacancy for the unexpired term. Each- of these provisions should be so construed as to give full effect to the legislative intent. There can be no doubt that the Legislature in providing for removal intended that act to be effective and compíete, so- as to entirely separate the delinquent officer from his office and all the incidents thereof. Whatever power of -condonationmay rest in the electors, none rests in the aldermen. Their d-uty is to fill the vacancy, but in doing this they are not authorized to nullify and render ineffectual the removal, and thus defeat the very purpose for which the power to remove was created.' Our conclusion is that the attempted reappointment of the defendant to fill the unexpired term of the office from which he had been removed was illegal, null and void.

It follows that the judgment appealed from must be reversed, with .costs, and the demurrer overruled, with costs, with leave to defendant to withdraw his demurrer and -answer within twenty days upon payment of said costs.

Ingraham, McLaughlin and Laughlin, JJ., concurred; Houghton, J., dissented.

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Dissenting Opinion

Houghton, J. (dissenting):

Removal of the incumbent was only one of several ways by which the office of president of the borough of Manhattan could become vacant. While providing how a vacancy could be filled, the Legislature, neither by the Public Officers Law nor by the pro-' vision which it made for the removal of the president of a borough, saw fit to declare that the removed incumbent should be ineligible for election or appointment to the vacancy. In order to hold the defendant ineligible for election to the vacancy caused by his own removal a provision making him ineligible must be read into the statute.

It is conceded, and must be conceded, that the people could, if they saw fit, elect the defendant for a subsequent- term to the office from which he had been removed. It would seem that it -must also -be conceded that if the law had required the vacancy to be filled by special election, the voters, had they seen fit, could have elected the defendant to fill his own unéxpired term. In the absence of specific disqualification because of removal, it would be going altogether too far, it seems to me, to say that the- people themselves could not choose their own incumbent to the office for the unexpired term, and could not choose the removed defendant if they so desired. If the people themselves could do this in the absence of specific disqualification, I think it follows that the members of the board of- aldermen representing the borough, upon whom the Legislature conferred the power to fill the vacancy, could also do it. So far as filling a vacancy is concerned, aldermen stand in the place of the people themselves, and what the people could do the aldermen could do. It does not meet the question, "as I read article 10, section 2, Of the Constitution, to say the filling of the vacancy . by the members of the board of aldermen is a mere appointment to Office. It is the prescribed mode of filling a vacancy to avoid a special election which the Legislature could as well have prescribed if it had chosen.

It is true that 'the holding that a removed incumbent is not ineligible for appointment to fill the vacancy caused by liis own removal may not meet the spirit of the law and might create, as it has, a controversy between the Governor, to whom the people have delegated the power of removal, and the appointing aldermen, to whom the people have dplegatéd the power of filling a vacancy. To my mind the remedy is with the Legislature and not with the courts.

I think the interlocutory judgment was proper and should be affirmed.

■ Judgment reversed, with costs* and demurrer overruled, with costs, with leave to defendant to withdraw demurrer, and to answer on payment of costs.