THE PEOPLE, Plaintiff and Respondent, v. GREG ACOSTA, Defendant and Appellant.
No. S089120 [No. S068743]
Supreme Court of California
Aug. 15, 2002
29 Cal. 4th 105
THE PEOPLE, Plaintiff and Respondent, v. GREG ACOSTA, Defendant and Appellant.
[No. S068743. Aug. 15, 2002.]
THE PEOPLE, Plaintiff and Respondent, v. DAVID LEWIS CORNELIUS, Defendant and Appellant.
COUNSEL
David H. Goodwin, under appointment by the Supreme Court, for Defendant and Appellant Gregg Acosta.
Martin Nebrida Buchanan, under appointment by the Supreme Court, for Defendant and Appellant David Lewis Cornelius.
Daniel E. Lungren and Bill Lockyer, Attorneys General, George Williamson and David P. Druliner, Chief Assistant Attorneys General, Gary W. Schons and Carol Wendelin Pollack, Assistant Attorneys General, Adrianne S. Denault, David Delgado-Rucci, Michael C. Keller, Rama R. Maline, Lance E. Winters, Jaime L. Fuster and Scott C. Taylor, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
CHIN, J.-The “Three Strikes” law provides that for a defendant convicted of a felony who has sustained two or more qualifying prior felony convictions-commonly known as strikes-“the term for the current felony conviction shall be an indeterminate term of life imprisonment,” with the “minimum term of the indeterminate sentence” being the greatest of three options. (
We granted review in these cases to consider the following questions regarding the sentence of a defendant who meets the criteria of all three statutes: (1) whether option 1 of the Three Strikes law requires tripling of a minimum period of parole ineligibility to calculate the minimum term of the indeterminate life sentence; (2) whether the Three Strikes law applies notwithstanding the defendant‘s eligibility for sentencing under the One Strike law; and (3) whether a prior conviction treated as a strike may also serve as the basis for referencing the One Strike law in calculating the minimum term and for imposing a sentence enhancement under section 667, subdivision (a). We answer all of these questions affirmatively.
FACTS
1. People v. Acosta.
A jury convicted defendant Greg Acosta of forcible oral copulation (
The Court of Appeal affirmed Acosta‘s conviction. Regarding sentence, the Court of Appeal rejected Acosta‘s argument that the One Strike law trumps the Three Strikes law, and held instead that the two statutes operate jointly. However, it also held that the trial court erred in tripling the 25-year minimum term of the One Strike law and imposing two 5-year enhancements under section 667, subdivision (a). Under the court‘s reading of the governing statutory language, one of Acosta‘s two prior convictions was “consume[d]” in “bring[ing] him within” the One Strike law, leaving only the other prior conviction for use under the Three Strikes law and under section 667, subdivision (a). Thus, the court held, Acosta “should have been sentenced to a term of 25 years to life under section 667.61, subdivision (a),” based on one of his prior convictions and, based on the remaining prior conviction, “that term should have been doubled” to 50 years “under” the Three Strikes law and a single five-year enhancement should have been imposed under section 667, subdivision (a). The court modified the judgment accordingly and directed the trial court to prepare a new abstract of judgment reflecting the modification. Both Acosta and the People petitioned for review, and we granted both petitions.
2. People v. Cornelius.
A jury convicted defendant David Lewis Cornelius of forcible oral copulation (
On appeal, Cornelius challenged only his sentence, arguing in part that the trial court erred in applying the Three Strikes law to triple the One Strike
DISCUSSION
The One Strike law provides that defendants convicted of a specified sex offense “shall be punished by imprisonment in the state prison for life and shall not be eligible for release on parole for 25 years” (subject to reduction for good behavior) if they committed the specified offense “under one or more of the circumstances specified in subdivision (d)” of
Both Acosta and Cornelius also have two prior strikes, i.e., two qualifying prior felony convictions under the Three Strikes law. Acosta was previously convicted of rape in concert (
We must determine whether the sentences the trial courts imposed on Acosta and Cornelius are correct under these statutes. All of the issues we must consider are questions of statutory interpretation. Thus, “our fundamental task . . . is to determine the Legislature‘s intent so as to effectuate the law‘s purpose. [Citation.] We begin by examining the statute‘s words, giving them a plain and commonsense meaning. [Citation.] We do not, however, consider the statutory language ‘in isolation.’ [Citation.] Rather, we look to ‘the entire substance of the statute . . . in order to determine the scope and purpose of the provision. [Citation.]’ [Citation.] That is, we construe the words in question ‘in context, keeping in mind the nature and obvious purpose of the statute . . . .’ [Citation.]’ [Citation.] We must harmonize ‘the various parts of a statutory enactment . . . by considering the particular clause or section in the context of the statutory framework as a whole.’ [Citations.]” (People v. Murphy (2001) 25 Cal.4th 136, 142 (Murphy).) These familiar principles guide our interpretation of the sentencing provisions at issue here.
1. Tripling of an Indeterminate Term‘s Minimum Period of Parole Ineligibility (Excluding Enhancements) Is Proper Under Option 1 of the Three Strikes Law.
Cornelius argues the trial court erred in concluding that option 1 requires tripling of a minimum period of parole ineligibility where, absent the Three Strikes law, a defendant would receive an indeterminate term under another statute. He asserts that “nothing in the Three Strikes law itself authorizes tripling of a minimum parole ineligibility period of an indeterminate life sentence.” He recognizes that in Jefferson, we held the trial court “should . . . have doubled the minimum parole ineligibility term” in sentencing the defendant, who had one prior strike and was eligible for an indeterminate term under a statute other than the Three Strikes law. However, he contends we should construe the “tripling provision,” i.e., option 1,
In Jefferson, we determined how the Three Strikes law‘s sentence-doubling provision, which governs defendants with one prior strike, applied to defendants convicted of attempted premeditated murder, which is punishable under
Based on the substantial similarity between the language of option 1 and the doubling provision at issue in Jefferson, we conclude the calculation under option 1 requires tripling of a minimum period of parole ineligibility. The doubling provision specifies the method for calculating the “minimum term for an indeterminate term” (
Cornelius argues this construction “would render meaningless the reference to section 3046 in option [3].” For defendants who, absent the Three
Initially, we agree with Cornelius‘s implicit assumption that Jenkins applies to the Three Strikes law and establishes that the calculation under option 3 includes certain enhancements. In Jenkins, we construed However, Cornelius‘s argument fails because applying Jefferson to a defendant with two prior strikes does not require tripling of enhancements under option 1. Both defendants in Jefferson were convicted of attempted premeditated murder and were subject to various mandatory consecutive sentence enhancements. (Jefferson, supra, 21 Cal.4th at pp. 90-91.) We concluded that in applying the Three Strikes law‘s doubling provision to the indeterminate sentence for attempted premeditated murder, This understanding of Jefferson is consistent with our discussion of option 1 in People v. Dotson (1997) 16 Cal.4th 547 (Dotson). There, the defendant was convicted of first degree burglary, had four prior strikes, and was subject to four 5-year enhancements under Cornelius contends that a passage from the majority opinion in Jefferson precludes us from construing option 1 to require tripling of an indeterminate term‘s minimum period of parole ineligibility (excluding enhancements). In Jefferson, the dissent asserted we should not refer to For several reasons, we reject Cornelius‘s reliance on this discussion in Jefferson. First, Jefferson involved the proper calculation of the minimum term for a second strike offender, and thus did not directly present the question now before us, i.e., how to calculate the minimum term for a third strike offender under option 1. Second, the discussion Cornelius cites responded to an argument of the dissent, not to an argument the parties addressed in briefing. (See Jefferson, supra, 21 Cal.4th at p. 98.) Third, the majority in Jefferson chose to answer the dissent on its own terms, without examining its underlying assumption that option 1 does not provide for tripling of the term that, absent the Three Strikes law, would apply under Both Acosta and Cornelius assert that in determining sentence, the trial court should have applied the One Strike law without considering the Three Strikes law. They argue that both the language of the One Strike law-specifically, subdivisions (f) and (g) of For several reasons, we reject these arguments. First, the One Strike law is not, as Acosta contends, a sentence enhancement. “A sentence enhancement is ‘an additional term of imprisonment added to the base term.’ (Cal. Rules of Court, rule 405(c), italics added.)” (Jefferson, supra, 21 Cal.4th at p. 101.) The 25-year minimum term of the One Strike law “does not fall within [this] definition of an enhancement, because it is not an ‘additional term of imprisonment’ and it is not added to a ‘base term.‘” (Ibid. [holding that 15-year minimum term under To the extent the statutory language contains any ambiguity on this question, relevant legislative history confirms that the Legislature did not intend the One Strike law to establish an enhancement.5 As initially proposed in Senate Bill No. 26X, Second, the relevant statutory language refutes defendants’ assertion that the Legislature intended the One Strike law to render the Three Strikes law inapplicable. Initially, we observe that defendants’ assertion is directly contrary to several provisions of the Three Strikes law. Subdivision (f)(1) of Acosta recognizes that his construction is inconsistent with the express language of the Three Strikes law. However, he argues that when the Legislature enacted the Three Strikes law, “it was not known what statutes would be subsequently enacted,” and that we therefore should read the As for Acosta‘s observation regarding the effect of literally interpreting the mandatory language of the Three Strikes law, Acosta has accurately described precisely what the Legislature intended. Acosta is correct that when it passed the Three Strikes law, the Legislature did not know what statutes would be later enacted. However, we must assume the Legislature also was aware of this fact, and if it had intended that the Three Strikes law would not necessarily apply to later enacted statutes, it would have so specified. Instead, as we have explained, the Legislature specified that the sentencing provisions of the Three Strikes law “shall be applied in every case” where a defendant has a qualifying prior felony conviction, “[n]otwithstanding any other law.” ( Given the language of the Three Strikes law, we must view defendants’ argument as an assertion that the One Strike law impliedly repealed the Three Strikes law with respect to all defendants who satisfy the conditions of the One Strike law. Under defendants’ interpretation, the One Strike law overrides the statutory command that the Three Strikes law “shall be applied in every case” in which a defendant has a qualifying prior felony conviction, “[n]otwithstanding any other law.” ( Turning to the statutory language, unlike Acosta or Cornelius, we find no evidence-either express or implied-of a legislative intent that the One Strike law partially repeal or replace the Three Strikes law. Instead, we find that the statutory language indicates precisely the contrary. Subdivision (f) of For several reasons, we reject defendants’ arguments. First, defendants are incorrect that applying the Three Strikes law‘s doubling or tripling provisions would “effectively” or “in effect” impose the sentence of the One Strike law more than once. The One Strike law‘s sentence can be said to be imposed more than once for a single conviction only where a defendant receives multiple life terms, each with a minimum term of 15 or 25 years. By contrast, defendants each received but a single life term, with the minimum term set at three times the minimum term that, absent the Three Strikes law, would have applied under the One Strike law. Second, defendants’ argument misconstrues the purpose of Nothing in the One Strike law is inconsistent with the conclusion that defendants’ life terms are being imposed under the Three Strikes law. The language of the One Strike law stating that qualifying defendants “shall be punished by imprisonment . . . for life” with a minimum 15- or 25-year term ( As for legislative history, Acosta relies on a section in a Senate Judiciary Committee report analyzing the May 4, 1994, version of Senate Bill No. 26X. That report, he argues, “expressly discussed how [the Legislature] anticipated the Three Strikes law would come into play in the present situation.” Acosta also relies on a Senate Appropriations Committee Fiscal Summary of Assembly Bill No. 1029, the bill through which the Legislature simultaneously enacted an identical version of the One Strike law. In his view, these reports show the Legislature did not intend the minimum term of the One Strike law to be doubled or tripled under the Three Strikes law. A close review of the entire Senate Judiciary Committee report Acosta cites and the version of Senate Bill No. 26X it analyzed shows that Acosta is incorrect for several reasons. First, the language of The other legislative analysis Acosta cites, a Senate Appropriations Committee Fiscal Summary of Assembly Bill No. 1029, affirmatively refutes his A Senate Appropriations Committee Fiscal Summary of Senate Bill No. 26X expressed a similar understanding. This fiscal summary, like the Senate Judiciary Committee report we have already discussed, analyzed a version of the One Strike law that would have established an indeterminate, “consecutive,” sentence enhancement of “25 years to life” for a defendant who committed a specified sex crime under a specified circumstance. (Sen. Bill No. 26X (1993-1994 1st Ex. Sess.) as amended May 25, 1994, § 8.) After summarizing the proposed One Strike law, the fiscal summary stated: “Given ‘Three Strikes’ this bill may increase an inmate‘s term for a crime, as specified, with one prior conviction, to double the base term plus double the enhancement of 25 years, . . . although this provision is subject to court interpretation.” (Sen. Com. on Appropriations, Fiscal Summary of Sen. Bill No. 26X (1993-1994 1st Ex. Sess.) as amended May 25, 1994, p. 1.) The Moreover, because the Three Strikes law and the One Strike law serve separate objectives, ignoring one of these statutes where a defendant meets the criteria of both would defeat one of the Legislature‘s objectives. The “unambiguous purpose” of the Three Strikes law “is to provide greater punishment for recidivists. ( Defendants also argue that applying option 1 of the Three Strikes law to triple the 25-year minimum term of the One Strike law produces a sentence the Legislature consciously rejected when it passed the One Strike law. They note that as introduced, Senate Bill No. 26X would have amended the punishment provision for various sex crimes to prescribe a term of life without the possibility of parole. (Sen. Bill No. 26X (1993-1994 1st Ex. Sess.) as introduced Feb. 2, 1994, §§ 1-9.) As finally passed, Senate Bill No. 26X no longer prescribed a term of life without the possibility of parole, but instead enacted For reasons similar to those already discussed, defendants’ argument is unpersuasive. As previously explained, 10 of the One Strike law‘s 11 triggering circumstances relate to the manner in which the defendant committed the specified sex offense, not to recidivism. We find no indication the Legislature rejected a sentence approaching life without the possibility of parole for defendants who, in addition to committing specified sex offenses in an aggravated manner, have prior serious or violent felony convictions. On the contrary, when the Legislature deleted from Senate Bill No. 26X the provisions prescribing life without the possibility of parole for certain sex crimes, it added the version of the One Strike law that would have required imposition of an indeterminate enhancement of 25 years to life “in addition to . . . any other applicable term of imprisonment, including any term . . . imposed for the underlying offense . . . and any enhancement of sentence authorized by any other law . . . .” (Sen. Bill No. 26X (1993-1994 1st Ex. Sess.) as amended May 4, 1994, § 8.) As also previously explained, the version of the One Strike law the Legislature finally passed specifies that any triggering circumstances in addition to “the minimum number” necessary to trigger application of the One Strike law “shall be used to impose any punishment or enhancement authorized under any other law.” ( The final issue before us is whether the trial court properly used one of Acosta‘s two prior convictions as a strike, as a basis for referencing the As we have noted, the Court of Appeal held that the trial court erred. It relied principally on We conclude that the Court of Appeal was incorrect and that the trial court correctly applied the relevant statutes. Under the language of the One Strike law, a triggering circumstance may be used either “as the basis for imposing the term provided in” the One Strike law or “to impose the punishment authorized under any other law,” whichever is the “greater penalty.” ( This analysis is consistent with our decision in Dotson. There, each of the defendant‘s four prior convictions qualified as a strike and for enhancement under This conclusion is consistent with our decision in Murphy. There, we considered the interplay of the Three Strikes law and Finally, the construction of the Court of Appeal and the concurring and dissenting opinions does not properly harmonize the One Strike law and the Three Strikes law. Although Acosta unquestionably has two prior strikes, the Court of Appeal declined to apply the sentencing provision that, under the Three Strikes law, “shall be” applied to defendants with two prior strikes ( This problem with the construction of the Court of Appeal and the concurring and dissenting opinions is perhaps more obvious in the context of a defendant with only one prior conviction. Under that construction, no provision of the Three Strikes law would apply to this defendant notwithstanding the prior conviction, because the conviction would be “consumed” in imposing the sentence of the One Strike law. This result would clearly be contrary to the language of the Three Strikes law, which commands that “[n]otwithstanding any other law,” the Three Strikes law “shall be applied in every case in which a defendant has a [qualifying] prior felony conviction.” ( By contrast, our construction obeys the mandatory language of the Three Strikes law by applying to Acosta the provision that, under the Three Strikes law, “shall be” applied to defendants with two prior strikes ( At the same time, our construction does not render any of the One Strike law surplusage. On the contrary, our construction gives effect to all of that10 Finally, because our construction gives effect to all of the provisions of both the Three Strikes law and the One Strike law, the concurring and dissenting opinions, in adopting their contrary construction, run afoul of the rule regarding repeal by implication. As previously noted, all presumptions1112 In People v. Acosta, we reverse the Court of Appeal‘s judgment insofar as it modified the sentence the trial court imposed, we remand the cause to the Court of Appeal for proceedings to ensure the abstract of judgment conforms to the jury‘s verdict (see ante, fn. 2), and we affirm the Court of Appeal‘s judgment in all other respects. In People v. Cornelius, we affirm the Court of Appeal‘s judgment. Baxter, J., Brown, J., and Moreno, J., concurred. GEORGE, C. J., Concurring and Dissenting.---I concur in the majority‘s conclusions regarding the first two issues discussed in the opinion, but respectfully dissent from its resolution of the third issue. With regard to that issue—namely, whether the same prior conviction can be used (1) to bring into play the “One Strike” law as the basis for calculating the defendant‘s minimum term under the “Three Strikes” law, (2) to render a defendant a second or third strike offender for purposes of the Three Strikes law, and (3) to impose an additional (five-year) enhancement under In my view, this language clearly indicates that the Legislature intended that a triggering circumstance that is pleaded and proved under the One Strike law may be used either under the One Strike law or under another punishment provision, but not both. In a case such as Acosta, where the triggering circumstance that brings defendant within the One Strike law is a prior conviction, I believe In determining that, notwithstanding the foregoing provisions of In my view, this reasoning is unpersuasive. When a prior conviction is utilized to bring a defendant within the second or third strike provisions of the Three Strikes law and when, at the same time, the minimum sentence under the Three Strikes law is calculated by multiplying the sentence the defendant would otherwise receive under the One Strike law on the basis of the same prior conviction, I believe that, as a practical matter, the prior conviction is being used to impose punishment under both the Three Strikes In attempting to defend the validity of its proposed conclusion, the majority suggests that the “problem with the construction of the Court of Appeal . . . is perhaps more obvious in the context of a defendant with only one prior conviction [who qualifies, based on that prior conviction, as a second strike offender under the Three Strikes law and for treatment under the One Strike law].” (Maj. opn., ante, at p. 132.) In such a case, according to the majority, unless such a defendant‘s sentence is calculated, first, by reference to the indeterminate life sentence mandated by the One Strike law, and, second, by doubling the minimum term of that One Strike life sentence pursuant to the Three Strikes law, the two statutes will not be “properly harmonize[d].” (Maj. opn., ante, at p. 131.) In my view, the majority‘s claim in this regard overlooks the principal objective of the One Strike law as well as the limitation set forth in Finally, the majority additionally relies upon a number of decisions applying other sentencings provisions, but those decisions all are distinguishable from the present case. Unlike the statutory language involved in those decisions, the language of Accordingly, in Acosta, I would affirm the Court of Appeal‘s reduction of defendant‘s sentence from 85 years to life to 55 years to life. In all other respects, I concur in the conclusions reached by the majority. Kennard, J., concurred. KENNARD, J., Concurring and Dissenting.—I join the Chief Justice‘s concurring and dissenting opinion, but offer these additional observations on the complex sentencing issues involved. The issue on which the Chief Justice and I disagree with the majority involves the interplay between three sentencing provisions: the “One Strike” law ( The One Strike law imposes long sentences on defendants who commit forcible sex crimes when specified aggravating circumstances are present. Four of those aggravating circumstances are listed in A defendant‘s prior conviction for a forcible sex offense is an aggravating circumstance listed in subdivision (d) of But those two prior convictions also brought Acosta under the sentencing provisions of the Three Strikes law. Under that law, a defendant convicted of a felony who has two prior convictions for violent or serious felonies is sentenced to an indeterminate term in prison, the minimum term of which is the greatest of these three options: “(i) Three times the term otherwise provided as punishment for each current felony conviction subsequent to the two or more prior felony convictions. “(ii) Imprisonment in the state prison for 25 years. “(iii) The term determined by the court pursuant to Section 1170 for the underlying conviction, including any enhancement applicable under Chapter 4.5 (commencing with Section 1170) of Title 7 of Part 2, or any period prescribed by Section 190 or 3046.” ( The trial court used Acosta‘s prior convictions under the One Strike law to elevate his sentence (which otherwise would have been between three and eight years) to a term of 25 years to life. The trial court then applied that part of the Three Strikes law italicized in the preceding paragraph to triple the minimum term of 25 years established by the One Strike law, thereby arriving at an indeterminate sentence of 75 years to life. Finally, the trial court added a determinate term of five years for each prior conviction based on Did the trial court‘s use of all three of these sentencing provisions, which increased Acosta‘s sentence from a maximum of eight years in prison to a minimum of 85 years, an increase of more than 1,000 percent, reflect the Legislature‘s intent? The answer is “no.” On point here is subdivision (f) of Thus, under Here, if the trial court had applied the One Strike law to Acosta‘s prior convictions, his minimum term of confinement would have been 25 years. ( The majority insists that Acosta‘s sentence of 85 years to life was not “imposed under both the One Strike law and the Three Strikes law” but “only under the Three Strikes law, with the minimum term of that indeterminate term set by reference to the One Strike law.” (Maj. opn., ante, at p.4 The majority asserts that if In this unusual circumstance, I would hold that the Three Strikes law does not abrogate I would affirm the judgment of the Court of Appeal, which reduced defendant‘s sentence from 85 years to life to 55 years to life. WERDEGAR, J., Concurring and Dissenting.—I agree with the majority‘s conclusion in part 2 (maj. opn., ante, at pp. 118-127) that both the “One Strike” ( I disagree with the majority‘s conclusion in part 3 (maj. opn., ante, at pp. 128-131) that a sentencing court may, despite the plain language of On September 11, 2002, the opinion was modified to read as printed above.2. The Three Strikes Law Applies Notwithstanding a Defendant‘s Eligibility for Sentencing Under the One Strike Law.
3. The Trial Court Properly Used One of Acosta‘s Two Prior Convictions as a Strike, as a Basis for Referencing the One Strike Law in Calculating His Minimum Term Under the Three Strikes Law, and to Impose an Enhancement Under Section 667, Subdivision (a).
DISPOSITION
