Lead Opinion
This is an appeal from a decision of the District Court of Guam, Appellate Division, affirming a Guam juvenile court decision certifying the appellant, William Kings-bury, to stand trial as an adult. Because Kingsbury was seventeen years old at the time of the alleged crime, he was originally brought before the juvenile court in Guam. Guam Code Civ.Proc. §§ 251, 252. The juvenile court, after a hearing on Kingsbury’s amenability to treatment as a juvenile ruled, pursuant to Guam Code Civ. Proc. § 255, that the appellant should stand trial as an adult. Appellant challenges that determination on the ground that the juvenile court’s failure to conduct a full investigation into his motive constituted a denial of due process.
The appellee asserts, first, that this Court lacks jurisdiction of the appeal because it is an interlocutory decision of the District Court of Guam, and, second, that the juvenile court was correct on the merits. We hold that we have jurisdiction on the appeal from the district court’s decision, and we affirm its holding that the appellant should stand trial as an adult.
The threshold question is one of jurisdiction. While we conclude that some review by the district court at this stage was clearly authorized, the question of this Court’s jurisdiction to review the district court under 28 U.S.C. § 1291 is more complex.
The matter was originally brought to the district court by the appellant on March 6, 1979, as an appeal from the certification order of the juvenile court. The jurisdictional basis for that appeal lies in Guam Code Civ.Proc. § 272 which provides that a party aggrieved by an order of the juvenile court may file a notice of appeal with the district court.
On March 15,1979, appellant was indicted in the superior court of Guam. Appellant sought review of the denial of his motion to dismiss the indictment. He petitioned the district court for a writ of mandate under Guam Crim.Proc. Code § 65.17.
Pursuant to 28 U.S.C. § 1291, this Court has jurisdiction over appeals from final orders of the District Court of Guam. In Corn v. Guam Coral Co.,
We view the finality standard to be applied as analogous to the standard applied by the United States Supreme Court to test the finality of state court judgments pursuant to 28 U.S.C. § 1257. Under the standards traditionally applied to section 1257, the fact that a decision is a final decision of the highest state court does not necessarily mean that the decision is final for section 1257 purposes. Thus, the Supreme Court has generally refused to review a state appellate decision where further state court proceedings are pending. See, e. g., California Nat'l. Bank v. Stateler,
The Supreme Court has also held, however, that such decisions are final for section 1257 purposes where the claim on appeal has been finally litigated in a state appellate court and may not be raised on appeal again after the end of subsequent state proceedings. Cox Broadcasting Corp. v. Cohn,
There is no unanimity among state courts as to the propriety of pretrial review when a juvenile is ordered to be tried as an adult. The IJA-ABA Juvenile Justice Standards Project advocates pretrial review. See Institute of Judicial Administration and American Bar Association Joint Commission on Juvenile Justice Standards, Standards Relating to Transfer Between Courts § 2.4 (Tent. Draft 1977). Such review is permitted in at least fourteen jurisdictions.
On the merits, the appellant’s principal claim is that the failure of the juvenile court to make an investigation into motive was a denial of due process. In the context of juvenile certification procedures, due process requires the rights to counsel, to adequate notice and to a statement of reasons at a hearing to determine whether a juvenile is to be tried as an adult. Kent v. United States,
Appellant challenges only the failure to investigate into the reason behind the murder. The specific factors to be considered
Affirmed.
Notes
. Guam Code Civ. Proc., Title V, Juvenile Court, Chapter I, General Provisions, Section 272 provides in part:
An interested party aggrieved by order or decree of the court may apply to the District Court of Guam for the allowance of an appeal, and the said court may allow such appeal whenever in the opinion of said court the order or decree ought to be reviewed.
. The petition for writ was consolidated with the section 272 appeal. Guam Crim.Proc. Code, Chapter 65, Pleadings and Motions, Section 65.15 provided in part:
Any defense, objection or request which is capable of determination without the trial of the general issue may be raised before trial by motion. Motions may be written or oral at the discretion of the Judge. The following shall be raised prior to trial: (a) Defenses and objections based on defects in the institution of the prosecution;
Section 65.17 provided:
(a) Prior to trial, a party may apply for review of an adverse ruling made pursuant to subsections (a) through (c) of Section 65.15 by means of a petition for writ of mandate or prohibition unless the court, prior to the time*742 review is sought, has dismissed the criminal action, (b) A defendant may seek review of any ruling by the trial court pursuant to subsection (c) of Section 65.15 on appeal from conviction whether or not he has previously sought or obtained review of such ruling and notwithstanding the fact that the judgment of conviction is based upon a plea of guilty or nolo contendere.
Although the district court’s opinion stated that it was treating the matter as an “interlocutory appeal pursuant to § 65.17 of the Guam Criminal Procedure Code”, that section provided only for review by means of a writ. See People of Territory of Guam v. District Court of Guam,
. See State v. Trail,
. Boyd v. State,
. See cases cited in first sentence of footnote 3 supra.
. See State v. Stanley,
. We do not agree with the Territory of Guam’s argument that section 272 does not permit appeals from certification orders. The Territory relies on the fact that the section provides that if the order appealed from is affirmed, the district court should remand to the jurisdiction of the juvenile court. The Territory argues that if the legislature contemplated appeals from certification orders, the remand on affirmance would be to the Guam superior court rather than to the juvenile court.
The certification order, however, is an action of the juvenile court. It is therefore appropriate to remand the action to the juvenile court. Where a certification order has been affirmed, section 272 requires the juvenile court to reassume “jurisdiction ... in the same manner as if no appeal had been taken.” The jurisdiction over the juvenile is immediately transferred upon remand from the juvenile court to the Guam superior court.
. We do not reach the question whether a juvenile may attack a certification order on post-conviction appeal if he fails to seek appellate review of the certification order prior to trial as an adult. We also do not decide whether a juvenile may challenge a certification order on post-conviction appeal if the District Court of Guam refuses to exercise its discretionary appellate authority under section 272. Appeal to this Court from the denial of a motion to dismiss the criminal indictment is not proper. Guam v. Lefever,
Dissenting Opinion
dissenting:
I respectfully dissent.
The panel is agreed that the jurisdiction of this court to review the decision of the United States District Court for the District of Guam, Appellate Division, which affirmed the order certifying Kingsbury for trial as an adult, exists if at all by virtue of 28 U.S.C. § 1291. Maj.Op., at 742; See Corn v. Guam Coral Co.,
At least since Cobbledick v. United States,
A
A final order of a district court for purposes of § 1291 is one that “ends the litigation on the merits and leaves nothing for the court to do but execute the judgment.” Coopers & Lybrand v. Livesay,
There is absolutely no doubt that the order committing Kingsbury for trial in the superior court is not final in this sense. Kingsbury remains to be tried and criminal proceedings remain to be conducted. On its face, this order is no different from the panoply of pretrial determinations made before trial from which no interlocutory appeal is permitted.
Where, as here, criminal proceedings against appellant have not terminated, the Supreme Court has said that appellate jurisdiction to review pretrial rulings, such as the certification order before us, exists only
B
To qualify as a collateral order, reviewable before proceedings in the trial court have terminated,
[t]he order must conclusively determine the disputed question, resolve an important issue completely separate from the merits of the action, and be effectively unreviewable on appeal from a final judgment.
Coopers & Lybrand v. Livesay, supra,
C
The third requirement of Cohen is interpreted practically. Even if review of a claim might be possible after a final judgment, it may qualify as a collateral final order if the right asserted in the interlocutory appeal amounts to a right not to have the trial continue. See Abney v. United States, supra,
An interlocutory appeal will be permitted under § 1291 when denial of such an appeal would render any appellate review of the claim impossible as where review after final judgment is not permitted. See e. g., United States v. Ryan,
In Guam v. Lefever,
Because Lefever contemplates post-trial review in this court of alleged defects in the
D
The majority forsakes the clarity of the principles of § 1291 finality and in so doing both adopts an unduly restrictive view of Guam law and unnecessarily raises disturbing questions about the determination of our jurisdiction.
1
The majority concludes that under Guam Civ.Pro.Code § 272, an order of certification transferring a minor to the superior court for trial is reviewable in the district court’s appellate division only by interlocutory appeal before trial and that failure to raise the claim prevents later consideration of it after final judgment.
Nothing in § 272, its history or any court decision is cited to support this narrow interpretation, and indeed no authority for that bare conclusion exists. By its terms, § 272 provides in part:
An interested party aggrieved by order or decree of the court may apply to the District Court of Guam for the allowance of an appeal, and the said court may allow such appeal whenever in the opinion of said court the order or decree ought to be reviewed.
There is no timing component to § 272 which suggests it will apply only before trial.
In defense of its interpretation, the majority analogizes § 272 to other state statutes and decisions of some state courts limiting review of certification orders to interlocutory appeals. These cases are so wed to local statutes and procedures, many of which are unlike § 272, that the analogy is but an illusion.
To illustrate, in People v. Chi Ko Wong,
The analogies drawn by the majority fail to persuade that the right to appeal a certification order exists only before trial under § 272.
2
Having restricted the scope of § 272 by its own definition, the majority concludes that this court must review the certification order before trial, if at all, because Guam law does not permit review by the district court after trial. Maj.Op., at 743. This is a disturbing revelation.
The Guam legislature may determine the jurisdiction of the appellate division of the district court over decisions of the Guam territorial courts. 48 U.S.C. § 1424(a); Territory of Guam v. Olsen,
In People of the Territory of Guam v. Okada,
The Supreme Court under § 1257 may review “final” decisions of a state’s highest court, but only if those decisions present “federal questions.” As to matters of state law, the Supreme Court is bound to accept the decision of the state’s highest court. See Erie Railroad Co. v. Tompkins,
In Cox Broadcasting Corp. v. Cohn, supra, the Court described four exceptions to the finality requirement of § 1257. The majority invokes the third of these, which applies in
those situations where the federal claim has been finally decided, with further proceedings on the merits in the state courts to come, but in which later review of the federal issue cannot be had whatever the ultimate outcome of the case. Thus, in these cases, if the party seeking interim review ultimately prevails on the merits, the federal issue will be mooted; if he were to lose on the merits, however, the governing state law would not permit him again to present his federal claims for review.
Id. at 481,
The reason for the third Cox Broadcasting exception must be understood in light of our federal system. The Court has long held that to preserve a federal question for consideration in the Supreme Court after state proceedings, the federal question must be “seasonably raised in accordance with the requirements of state law. Noncompliance with such local law can thus be an adequate state ground for a decision below.” Edelman v. California,
The majority errs in assuming that determinations of Guam law have a preclusive effect on our jurisdiction, akin to that of state law on the Supreme Court. Unlike Supreme Court review of state decisions, we may review all aspects of a decision of the Guam courts; we are not limited to a consideration of “federal questions.” By granting the Ninth Circuit jurisdiction over the Guam district court pursuant to § 1291, Congress provided for review even of “cases raising only issues of local law. . .. ” which
Because Cox Broadcasting is based on entirely different principles which do not apply in the case of Guam, I cannot agree that the jurisdiction of this court under § 1291 to review a decision of a district court hinges upon when the Guam legislature elects to permit the district court to address the question. I am particularly unprepared to do so when the principles of appellate finality under § 1291 and Guam v. Lefever, supra, readily dispose of the jurisdictional question presented in this case. I would dismiss the appeal for the reasons herein set forth.
. There may be cases in which an analogy to § 1257 would be useful in determining whether a final order exists under § 1291. See C. Wright, Law of Federal Courts, § 101, p. 510 (3d ed. 1976). The analogy is unnecessary in this case, however, where the law of § 1291 may be applied so readily.
. Similarly, other state cases cited by the majority in its meandering analogy, such as State v. Stanley,
. As to matters of purely local Guam law, we apply a deferential standard of review. See, e. g., People of the Territory of Guam v. Dela Rosa,
