MEMORANDUM OPINION
Plaintiff, People for the American Way Foundation (hereinafter, “PFAWF”), filed this suit pursuant to the Freedom of Information Act (“FOIA”) against Defendant, the United States Department of Education (hereinafter, “DOED” or “the *31 Department”), requesting that DOED disclose and release various categories of documents related to a federally-funded school voucher program in the District of Columbia. Presently before the Court are the Parties’ cross-motions for summary judgment, which have been fully briefed. Based on the aforementioned filings and the relevant statutes and case law, the Court shall GRANT Plaintiffs [24] Motion for Summary Judgment and DENY Defendant’s [29] Cross-Motion for Summary Judgment. Accordingly, by October 19, 2007, Defendant shall release any previously withheld (1) communications between DOED and the Washington Scholarship Fund (“WSF”); (2) communications between DOED and the District of Columbia Mayor’s Office; and (3) communications between DOED and Westat and/or Georgetown University. Furthermore, by November 16, 2007, Defendant shall submit a new Vaughn index with respect to the presumably small subset of documents still withheld (those including internal DOED deliberations, either on their own or within communications between DOED and WSF) including the following information: (1) for documents including communications between DOED and WSF that have been segregated, the Vaughn index shall include the names and affiliations of all senders and recipients for each redacted portion of the document as well as an explanation as to why the redacted portions are both predecisional and deliberative; (2) for documents including communications between DOED and WSF that have been withheld in full because segregation would allegedly reveal DOED’s deliberative process, the Vaughn index shall include the names and affiliations of all senders and recipients for the entire document, as well as an explanation of both why portions of the document are both predecisional and deliberative and why segregation is not feasible; and (3) for documents that are purely internal to DOED, the Vaughn index shall include the names and affiliations of all senders and recipients for each communication in addition to an explanation of why each document is predecisional and deliberative.
I. BACKGROUND
On January 23, 2004, Congress passed Public Law No. 108-99, the Consolidated Appropriations Act of 2004, Div. C, Title III, § 301 et seq. (the “D.C. School Choice Incentive Act of 2003”), establishing the District of Columbia school voucher program. Pl.’s Stmt, of Mat. Facts ¶ 1; Def.’s Stmt, of Mat. Facts ¶ 1; Def.’s Cross Mot. for Summ. J., Ex. A (D.C. School Choice Incentive Act of 2003 (hereinafter, the “Act”)). The Act creates a five-year program “to provide low-income parents residing in the District of Columbia ... with expanded opportunities for enrolling their children in higher-performing schools in the District of Columbia.” Act § 302(7). Pursuant to the Act, eligible D.C. children can receive annual vouchers of up to $7,500 toward tuition and expenses to attend a secular or religious private school. Act § 307(a)(3)(B).
The Act required DOED to enter into a Memorandum of Understanding with the District of Columbia Mayor’s Office regarding “the design of, selection of eligible entities to receive grants under, and implementation of, a program assisted under this title.” Act § 304(c). The DOED and the D.C. Mayor’s Office entered into a Memorandum of Understanding (“MOU”) on February 2, 2004. Def.’s Stmt, of Mat. Facts ¶ 4; Def.’s Cross Mot. for Summ. J., Ex. B(MOU). The MOU emphasizes the “joint” nature of the voucher program with respect to DOED and the D.C. Mayor’s Office. See MOU at 1 (“The MOU is intended to ensure the efficient and effective implementation of the Program, in a *32 manner that incorporates the perspectives of both the Department and the D.C. Government.”); id. at 2 (“By holding meetings and through other forms of communication ... the representatives of the Department and the D.C. Government will share ideas and work to reach agreement on issues related to the design and implementation of the Program.”); id. at 4 (“The Department and the D.C. Government will jointly oversee operation of the Program to ensure that it is being carried out in a manner that is consistent with statutory requirements, the approved application or applications, and sound management and educational principles.”).
The Washington Scholarship Fund (“WSF”) administers the D.C. school voucher program; it was competitively selected to do so by DOED and the D.C. Mayor’s Office. Pl.’s Stmt, of Mat. Facts ¶¶ 17, 18; Def.’s Stmt, of Mat. Facts ¶ 6. WSF is a private organization located in the District of Columbia, “founded in 1993 in order to assist low-income children in D.C. in attending private schools through private funding.” Pl.’s Stmt, of Mat. Facts ¶ 16.
Pursuant to the Act, DOED and the D.C. Mayor’s Office “shall jointly select an independent entity to evaluate annually the performance of students” in the voucher program. Act § 309(a)(1). See also MOU at 1 (“[T]he Act requires the Secretary and the Mayor to select jointly an independent entity to conduct an evaluation of the Program.”); id. at 4. While there is some disagreement as to the exact role of each of the following entities, the Georgetown School Choice Demonstration Project and Westat are responsible as set forth in a five-year contract (and possibly related subcontracts) for conducting said “independent” evaluations of the voucher program, as required by statute. PL’s Stmt, of Mat. Facts ¶ 19; Def.’s Resp. to PL’s Stmt, of Mat. Facts 14 and 19; Def.’s Stmt, of Mat. Facts ¶ 7. Per the Act, the “independent” evaluator is responsible for addressing, among other issues, “[t]he success of the programs in expanding choice options for parents,” and “[a] comparison of the academic achievement of participating eligible students.” Act § 309(4). The information in the independent evaluative reports is to be submitted to DOED, which is obligated to submit to Congress “an annual report on the findings of the [activities and achievement reports submitted by grantees].” Id. § 310(a), (b), and (d).
Plaintiff made three separate FOIA requests of Defendant requesting certain documents related to the voucher program. PL’s Stmt, of Mat. Facts ¶¶ 2, 6,11; Def.’s Stmt, of Mat. Facts ¶¶ 10, 14, 18. While Defendant disclosed thousands of documents to Plaintiff, Defendant withheld certain documents pursuant to various FOIA exemptions. PL’s Stmt, of Mat. Facts ¶ 3, 4, 13, 14, 15; Def.’s Stmt, of Mat. Facts ¶¶ 11, 15, 16, 19. Plaintiff exhausted its administrative remedies with respect to each FOIA request. PL’s Stmt, of Mat. Facts ¶ 5, 10, 12; Def.’s Stmt, of Mat. Facts ¶¶ 13,17, 20.
Plaintiff filed the present action against Defendant on April 13, 2005, filing an Amended Complaint (now the operative complaint) on May 13, 2005. Plaintiff “seeks the government’s release of records pertaining to, inter alia, the new federally funded school voucher program in the District of Columbia ..., under which millions of dollars in public funds are being spent to send children to religious and other private schools in the District of Columbia.” Am. Compl. ¶ 2.
After Defendant filed a Vaughn index in installments, the Parties filed a[22] Stipulation on January 10, 2006, listing the three categories of records still in dispute and providing five examples from the *33 Vaughn index for each of the aforementioned categories. According to the Stipulation, Defendant continues to withhold documents falling into the following three categories pursuant to FOIA Exemption 5:(1) communications between DOED and WSF; (2) communications between DOED and the District of Columbia Mayor’s Office; and (3) communications between DOED and Westat and/or Georgetown University. Stipulation ¶¶ 2, 3, and 4.
On January 30, 2006, Plaintiff filed its Motion for Summary Judgment (hereinafter, “Plaintiffs Motion for Summary Judgment”). On April 12, 2006, Defendant filed its Cross Motion for Summary Judgment and Opposition to Plaintiffs Motion for Summary Judgment (hereinafter, “Defendant’s Cross Motion for Summary Judgment”). On May 12, 2006, Plaintiff filed its Opposition to Defendant’s Cross Motion for Summary Judgment and its Reply to its own Motion for Summary Judgment (hereinafter, “Plaintiffs Opposition”). On May 25, 2006, Defendant filed its Reply to its own Cross Motion for Summary Judgment (hereinafter, “Defendant’s Reply”). The Parties’ cross-motions are accordingly ripe for disposition. The Court notes that there are no disputes with respect to material facts in this case; rather the Parties have differing interpretations of the law as applied to the remaining categories of documents in dispute. See Def.’s Resp. to Pl.’s Stmt, of Mat. Facts (providing minor clarifications with respect only to Plaintiffs Statement of Material Facts ¶¶ 3, 13, 14, and 19: “Defendant submits that none of these corrections involves a genuine issue of material fact, and that this case may properly be resolved by summary judgment procedure”).
II. LEGAL STANDARD
In reviewing a motion for summary judgment under the FOIA, the Court must conduct a
de novo
review of the record.
See
5 U.S.C. § 552(a)(4)(B). In the FOIA context,
“de novo
review requires the court to ‘ascertain whether the agency has sustained its burden of demonstrating that the documents requested are not “agency records” or are exempt from disclosure under the FOIA.’ ”
Assassination Archives & Research Ctr. v. Cent. Intelligence Agency,
Summary judgment is proper when “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c). A genuine issue of material fact exists only when there is sufficient evidence such that a reasonable juror could find for the party opposing the motion.
Anderson v. Liberty Lobby Inc.,
*34
Congress enacted FOIA for the purpose of introducing transparency to government activities.
See Stern v. Fed. Bureau of Investigation,
There is no set formula for a
Vaughn
index; so long as the agency provides the Court with materials providing a “reasonable basis to evaluate the claim of privilege,” the precise form of the agency’s submission — whether it be an index, a detailed declaration, or a narrative — is immaterial.
Gallant v. Nat’l Labor Relations Bd.,
Furthermore, the agency must detail what proportion of the information in a document is non-exempt and how that material is dispersed throughout the document.
Mead Data Cent. Inc. v. U.S. Dep’t of Air Force,
In opposing a motion for summary judgment, a party must offer more than
*35
conclusory statements.
See Broaddrick v. Exec. Office of President,
III. DISCUSSION
Pursuant to the Stipulation and cross motions submitted by the Parties, only three categories of documents remain at issue. Defendant claims (and Plaintiff contests) that documents falling into the following three categories are exempt from disclosure pursuant to FOIA Exemption 5 because they do not constitute “inter-agency” or “intra-agency” documents: (1) communications between DOED and WSF; (2) communications between DOED and the District of Columbia Mayor’s Office; and (3) communications between DOED and Westat and/or Georgetown University. Stipulation ¶¶ 2, 3, and 4. The Court shall address the application of FOIA Exemption 5 to each of these categories of documents in turn after addressing the underlying legal standard.
A. Exemption 5 only applies to “inter-agency” or “intra-agency” documents.
FOIA Exemption 5 protects “inter-agency or intra-agency memorandums or letters which would not be available by law to a party other than an agency in litigation with the agency.” 5 U.S.C. § 552(b)(5). Courts have “construed this exemption to encompass the protections traditionally afforded certain documents pursuant to evidentiary privileges in the civil discovery context,” including “materials which would be protected under the attorney-client privilege, the attorney work-product privilege, or the executive ‘deliberative process privilege.’”
Taxation With Representation Fund v. Internal Revenue Serv.,
The deliberative process privilege, invoked here by Defendant, covers “documents reflecting advisory opinions, recommendations and deliberations comprising part of a process by which governmental decisions and policies are formulated.”
NLRB v. Sears, Roebuck & Co.,
However, at the outset (and at issue in this case), the Court must determine if the documents at issue are “inter-agency” or “intra-agency” documents.
See
5 U.S.C. § 552(b)(5);
Dep’t of the Interior v. Klamath Water Users Protective Ass’n,
B. Documents exchanged between DOED and the D.C. Mayor’s Office are not exempt from disclosure pursuant to Exemption 5 because they do not constitute inter-agency or intra-agency documents.
Pursuant to 5 U.S.C. § 552(f), an “agency” “as defined in section 551(1) of this title includes any executive department, military department, Government corporation, Government controlled corporation, or other establishment in the executive branch of the Government (including the Executive Office of the President), or any independent regulatory agency[.]” 5 U.S.C. § 552(f)(1). However, it is clear on the face of 5 U.S.C. § 551(1) that an “agency” must be a federal entity, and to the extent that the non-state status of the District of Columbia creates any ambiguity, the definition of “agency” explicitly does not include the District of Columbia. 5 U.S.C. § 551(1) (“ ‘agency’ means each authority of the Government of the United States, whether or not it is within or subject to review by another agency, but does not include ... (D) the government of the District of Columbia”).
Defendant does not dispute that “a state agency is generally not an agency for purposes of the FOIA.” Def.’s Cross Mot. for Summ. J. at 14. Rather, Defendant argues that “in this case the communications between the Department and the D.C. Mayor’s Office constitute ‘intraageney’ documents for purposes of Exemption (b)(5) because their relationship was created by a Congressional mandate.”
Id.
Defendant cites only two cases in support of its legal position, neither of which is prece-dential in this or even in its own circuit:
Citizens for Pennsylvania’s Future v. Department of the Interior,
The more legitimate dispute between the Parties is whether the D.C. Mayor’s Office served as a “consultant” to DOED such that communications between the two would be considered intra-agency documents. In other words, the Parties argue whether the “consultant corollary” as defined in
Klamath
would apply to the relationship between DOED and the Mayor’s Office.
See Klamath,
In
Klamath,
the Supreme Court held that documents addressing tribal interests submitted by Indian Tribes at the request of the Department of the Interior in the course of water rights allocation proceedings did not constitute intra-agency documents and accordingly were not exempt from disclosure pursuant to Exemption 5.
Id.
While the Court noted that “the fact about the consultant that is constant in the typical cases is that the consultant does not represent an interest of its own, or the interest of any other client, when it advises the agency that hires it,”
id.
at 10-11,
Klamath
explicitly distinguished the following two D.C. Circuit cases in a footnote:
Public Citizen, Inc. v. Department of Justice,
Courts of Appeals have recognized at least two instances of intra-agency con *38 sultants that arguably extend beyond what we have characterized as the typical examples. In Public Citizen, Inc. v. Department of Justice,111 F.3d 168 (C.A.D.C.1997), former Presidents were so treated in their communications with the National Archives and Records Administration, even though the Presidents had their own, independent interests, id., at 171. And in Ryan v. Department of Justice,617 F.2d 781 (C.A.D.C.1980), Senators’ responses to the Attorney General’s questionnaires about the judicial nomination process were held exempt, even though we would expect a Senator to have strong personal views on the matter. We need not decide whether either instance should be recognized as intra-agency, even if communications with paid consultants are ultimately so treated. As explained above, the intra-agency condition excludes, at the least, communications to or from an interested party seeking a Government benefit at the expense of other applicants.
Klamath,
Defendant states that
“Ryan
and
Formaldehyde Institute
stand for the proposition that Exemption (b)(5) permits an agency to withhold communications from an outside agency so long as those communications play a part in the agency’s deliberative process.” Def.’s Cross Mot. for Summ. J. at 22. However, Defendant’s interpretation of the
pre-Klamath
D.C. Circuit cases is overly broad.
See Physicians Comm. for Responsible Medicine v. Nat’l Inst. of Health,
C. Documents exchanged between DOED and Westat or between DOED and the Georgetown School Choice Demonstration Project 2 are not exempt from disclosure pursuant to Exemption 5 because they do not constitute inter-agency or intra-agency documents.
According to Defendant, “the communications of a third-party consultant or contractor, hired to provide expert advice to an agency, may be considered inter-agency or intra-agency for the purposes of Exemption 5” as long as the outside consultant does not both have an interest in the outcome of the decision making process
and
is in competition with other parties. Def.’s Cross Mot. for Summ. J. at 13 (citing
Klamath,
While Defendant’s filings (and the underlying affidavits) are not entirely clear on this point, it appears that Westat may have been awarded two separate contracts — the second of which was to independently evaluate the voucher program (as discussed above), but the first of which was “a delivery order under the Multiple Award Task Order (MATO) to provide immediate technical assistance to the program implementer (the Washington Scholarship Fund), including the design of the application form and the evaluation of the first-year lottery.” Def.’s Cross Mot. for Summ. J. at 23 (citing Declaration of Angela Arrington 3 ¶¶ 18-19). Furthermore, it appears from the Arrington Declaration that Westat worked with DOED to provide technical assistance to WSF. See Arrington Deck ¶¶ 18, 21, 61. See also Pl.’s Opp’n at 16-17. Accordingly, even under the first contract awarded to Wes-tat, it appears that Westat was hired to advise WSF (not DOED), and that under the second five-year contract, Westat was charged with independently evaluating the voucher program. Accordingly, pursuant to the terms of both of these contracts (as set forth by Defendant, as the Court does not have access to either actual contract in any of the filings), neither Westat nor Georgetown were hired to or actually advised DOED directly, as WSF was charged with implementing the voucher program.
*41 D. Defendant has conceded that documents exchanged between DOED and WSF are not exempt from disclosure; Defendant must provide a new Vaughn index for non-released documents containing internal DOED discussions.
In Defendant’s Cross-Motion for Summary Judgment, Defendant concedes that communications between DOED and WSJ are not inter-agency or intra-agency records such that Exemption 5 does not apply. See Def.’s Cross Mot. for Summ. J. at 2 (“As for the communications with the Washington Scholarship Fund, the Department released all of the communications with this entity — to the extent that the communications were segregable from information otherwise exempted from disclosure.”). See also id. at 25 (“The Department recognized that WSF did not occupy a consulting relationship with the Department and consequently released records of most of its communications with WSF. Ar-rington Decl. at ¶ 58.”). However, Defendant admits that Defendant segregated and withheld internal DOED discussion from such documents, and sometimes even withheld documents in their entirety including “internal communications containing WSF questions with the Department’s answers” where they could not be redacted “without revealing the Department’s focus of deliberations.” Id. at 26-27. See also Def.’s Reply at 4. While Defendant claims to have “demonstrated careful attention to the mandate of FOIA to segregate and release non-privileged portions of records to the extent possible,” Def.’s Reply at 4, this allegedly “careful attention” is not reflected in the Vaughn index, where no mention is made that documents were withheld in full because they could not be adequately segregated. See Pl.’s Opp’n at 7 (“[T]he Vaughn index entries make no reference to segregability, but simply state that these communications between WSF and DOED have been withheld on the basis of Exemption 5.”).
Furthermore, with respect to “records on the index that appear to be purely internal DOED records,” Defendant effectively admits that its Vaughn index did not include all parties to each communication such that the Court cannot discern whether such documents have been disclosed to any of the afore discussed entities or other outside parties. See Pl.’s Opp’n at 4-5 (“DOED has not addressed — but does not dispute — its failure to list all recipients of each withheld communication in its Vaughn index entries.... If more than five individuals received a particular communication, the Department simply omitted those additional recipients from the Vaughn index.”).
“Before approving the application of a FOIA exemption, the district court must make specific findings of segregability regarding the documents to be withheld.”
Sussman v. U.S. Marshals Serv.,
E. The Court need not address Plaintiffs “waiver” arguments.
Plaintiff makes the argument that prior to Plaintiffs publication of a critical report on the D.C. voucher program, Defendant released a number of documents in the above categories such that the Court should construe Defendant’s privilege with respect to the documents at issue to be waived. See PL’s Mot. for Summ. J. at 4, 33-36. The Court shall not address Plaintiffs “waiver” argument in light of its holding that said documents cannot be withheld pursuant to Exemption 5.
IY. CONCLUSION
Based on the above reasoning, the Court shall GRANT Plaintiffs [24] Motion for Summary Judgment and DENY Defendant’s [29] Cross-Motion for Summary Judgment. Accordingly, by October 19, 2007, Defendant shall release any previously withheld (1) communications between DOED and WSF; (2) communications between DOED and the District of Columbia Mayor’s Office; and (3) communications between DOED and Westat and/or Georgetown University. Furthermore, by November 16, 2007, Defendant shall submit a new Vaughn index with respect to the presumably small subset of documents still withheld (those including internal DOED deliberations, either on their own or within communications between DOED and WSF) including the following information: (1) for documents including communications between DOED and WSF that have been segregated, the Vaughn index shall include the names and affiliations of all senders and recipients for each redacted portion of the document as well as an explanation as to why the redacted portions are both predecisional and deliberative; (2) for documents including communications between DOED and WSF that have been withheld in full because segregation would allegedly reveal DOED’s deliberative process, the Vaughn index shall include the names and affiliations of all senders and recipients for the entire document, as well as an explanation of both why portions of the document are both predecisional and deliberative and why segregation is not feasible; and (3) for *43 documents that are purely internal to DOED, the Vmighn index shall include the names and affiliations of all senders and recipients for each communication in addition to an explanation of why each document is predecisional and deliberative. An Order accompanies this Memorandum Opinion.
Notes
.
See also Formaldehyde Inst. v. Dep't of Health and Human Servs.,
. While a third entity, Chesapeake Research Associates, is referenced sporadically in the filings, the Court presently has insufficient information before it relating to this entity to fmd that documents between DOED and Chesapeake Research Associates either should be disclosed or may be withheld pursuant to Exemption 5.
. While Plaintiff challenges Defendant’s reliance on Ms. Arrington’s affidavit on the grounds that Ms. Arrington "lacks the personal knowledge to testify as to ... most of the factual matters asserted in that document,” because "by her own account, Ms. Arrington is a Department FOIA Officer who does not work in any capacity in any of the Department’s program offices that are involved in the running of the D.C. voucher program,” the Court need not address this concern in light of the Court’s determination that Exemption 5 does not provide proper grounds for withholding the categories of documents in dispute in this case such that said documents shall be released to Plaintiff.
. See Def.’s Cross Mot. for Summ. J. at 16 n. 3 ("The [MOU] was inadvertently not dis *42 closed to the Plaintiff.”).
