101 N.E. 442 | NY | 1913
Lead Opinion
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[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *538 The imprisonment from which the appellant seeks release by writ of habeas corpus herein arose under the following circumstances:
By chapter 548 of the Laws of 1912, of which the important provisions are summarized in the prefixed statement, the attempt was made to create the county *540 of Bronx from the territory comprised within the limits of the borough of the Bronx in the city of New York. Said act by its terms took effect immediately and became a law April 19, 1912. In June of that year the appellant, as charged, committed the crime of murder in the territory comprised within said proposed county and thereafter he was indicted by a grand jury and in October, 1912, tried on said charge in the Court of General Sessions of New York county, and upon conviction was sentenced to death, and committed to confinement to await execution. In support of his writ it is urged that by the act creating said county of Bronx the grand jury and court of the county of New York were divested of jurisdiction to consider and try his alleged crime. In answer to this contention it is asserted, first, that the law attempting to create said county is unconstitutional and void, and, second, that even if valid, jurisdiction was thereby left with the grand jury and court of New York county until after the dates involved to consider and try such an alleged crime as appellant's.
The important proposition of unconstitutionality of the act is that by the terms thereof the legislature in violation of the Constitution attempted to delegate to the people of the territory within the proposed new county the right by popular vote to determine whether said act should become or remain a law. The provision in the act on which this proposition is based provided that at the general election in November, 1912, there should be submitted to the voters of the borough of Bronx the question, "Shall the territory within the borough of the Bronx be erected into the county of Bronx?" and that if it should appear "that a majority of the votes cast on said question at said general election were against the erection of the county of Bronx, then this act should (shall) be inoperative and void."
While it may be possible to dispose of this particular appeal without deciding this question of constitutionality, *541 nevertheless it is fairly presented to us, and public interests require that it should be determined.
The most forceful way in which the proposition of unconstitutionality can be stated is that adopted by Mr. Justice INGRAHAM in the prevailing opinion at the Appellate Division. It is there reasoned by him that the Legislature in effect provided that the act creating the new county should take effect at once and then by the provision just quoted enacted that the law might be repealed by or as the result of popular vote, and he assumes, of course with entire accuracy, that no court has ever held that the legislature could delegate to popular vote the right thus to repeal a statute.
That this statute is inartificially drawn there can be no doubt, and amongst its provisions are some which by themselves perhaps tend quite strongly to support the view of provision for repeal thus taken. These are the ones in words of present tense creating the county, providing that the act should take effect immediately and that in case of an adverse vote it should become "inoperative and void," and which are supported by the less consequential if more inexplicable ones for the assignment of terms of court and the appointment of a commissioner of jurors within thirty days after the act took effect.
I am inclined to think, however, that under the principles which not only permit but require us to take into account the entire act in construing its various provisions and to so interpret them if possible as to preserve rather than destroy the work of the legislature, we may adopt such construction as will save the act from destruction on the ground now under discussion.
The act itself as of the date of its becoming a law "erected" the county in question, but the meaning and effect of this provision are really little more than to define the county geographically as a basis for other steps. The other provisions of the statute for performance of those substantial acts, such as the election of county officials *542 and the creation and operation of the courts whereby the proposed new county would for the first time really become organized and equipped to discharge its functions and without which there could be no actual, practical creation or erection of the county, all speak as of a date future and subsequent to the one when the referendum was to take place. While the provisions for the assignment of terms of court and appointment of a commissioner of jurors seem to be unduly anticipatory in point of time, it is to be borne in mind that it was entirely proper to make provision for them as of a date prior to the organization of the courts on January 1, 1914, and I believe that these provisions if necessary may be construed in connection with the other sections relating to courts as referring to the date when the act "took effect" as the result of the referendum rather than the date when it became a law.
The act by its terms provides that it shall take effect at once, but this means that it shall become a law at the date of its passage and does not prevent postponement of operation, as actually provided for, to a future time.
The clause of referendum contains both language which is opposed to the contention considered and also that which is somewhat unnecessarily inapt in its favor. The question to be submitted is, "Shall the territory within the borough of the Bronx be erected into the county of Bronx?" referring to the future as the time when the creation is to become effective. The clause giving effect to a vote is that in case of an adverse majority the act "shall be inoperative and void," which savors somewhat of repeal. Again, however, the real meaning and intent of these provisions are reasonably clear, and are that the voters of the territory involved shall have a right to say whether they favor the erection of a new county, and that if they do not the act shall not be carried into operation. Grouping together these and the other provisions we have, as I think, an act which may be fairly *543 construed as defining the boundaries of a proposed county, providing for the substantial and real organization of the county at a future date, giving to the voters of the territory defined the right before that date to indicate whether they desire to have the county created and enacting that if the vote is adverse the act shall not be operative and its provisions for organization and creation shall not be carried out.
By this interpretation we are brought to the broad and fundamental question whether the legislature may by statute intended to be complete and taking effect at once provide for the future erection of a new county and then permit the voters within the proposed territory before the date of actual creation to decide by vote whether the provisions of said statute shall be carried out and become operative.
In passing on this question in this case we are at all times to keep in mind two features of the enactment before us. In the first place the legislature passed a statute which became a law at once and which was complete in a legislative sense, however ambiguous and perhaps defective in details. It did not attempt to delegate to the voters the right and duty to determine whether the proposed enactment should become a law. While the line of distinction between delegating to voters to say whether an enactment shall become a law and delegating to them to say whether a law shall become operative might at times be a narrow one, it is one which is distinctly recognized by the cases hereinafter to be considered. In the second place the statute under consideration is not one of state-wide operation, but it only affects directly and substantially the people of a comparatively small territory, and it was to the voters of this territory most affected that the right was left to determine whether the act should become operative. I do not forget that it is urged in this connection that the people of the entire county of New York were interested in the question *544 whether a part of that county should be detached and erected into a new county, and that, therefore, if any submission was to be made it should have been made to the voters of the entire original county, and this suggestion may as well be disposed of here as at any point. In my opinion there are two answers to it. The people in the territory from which the new county was to be created would have a more direct interest and responsibility in the matter than any one else. On them especially would rest the privileges, responsibilities and burdens of the new county if it were created, and it strikes the mind at once that they if any one should have the right to say whether the proposed territory should be separated from the old county and turned into a new one. But further than this, if it be assumed that the legislature had the power to confer upon any body of people the right to vote on the question, it necessarily had the power and discretion within certain limits to decide upon what body of people it would confer this power and its decision in this respect does not in my opinion make the law vulnerable.
The proposition that by our Constitution general powers of legislation are conferred exclusively upon the legislature and that this body may not escape its duties and responsibilities by delegating such legislative powers to the people at large, must be regarded as so thoroughly established that it needs no discussion. But because the case of Barto v. Himrod (
In that case it appeared that the legislature had adopted an enactment entitled "An act establishing free schools throughout the state," and had provided by one of the *545 sections, "the electors shall determine by ballot at the annual election to be held in November next whether this act shall or shall not become a law." It will be observed that this enactment if becoming operative was state-wide in its effect; also that it did not purport to be a law when it left the legislature, but that this very question of its becoming such was submitted to the electors. It was merely a legislative proposition for a statute to be passed on by the people and it was held that this was an unconstitutional attempt by the legislature to delegate its powers. Having condemned the enactment on this ground, which was all that was necessary, it is true that Judge RUGGLES did assert that even if by the terms of the act it had been declared to be a law to take effect in case it should receive a majority of votes, it would nevertheless have been invalid because the result of a popular vote upon the expediency of a law was not such a future event that a statute could be made to take effect upon it, according to the meaning and intent of the Constitution.
Starting with and fully accepting the elementary proposition involved in and decided by the Barto case, we find that subsequent decisions have declared that the doctrine of that case should not be pushed beyond the question there involved and that the legislature may pass a statute which is a completed law affecting or conferring rights upon a restricted locality but to become operative only in the event of an affirmative vote by the people of such locality.
In People v. Fire Ins. Assn. of Philadelphia (
In Bank of Rome v. Village of Rome (
In Starin v. Town of Genoa (
In Clarke v. City of Rochester (
In Bank of Chenango v. Brown (
In Stanton v. Board of Supervisors (
In addition to these and other more or less similar authorities the law is so familiar as to render any review unnecessary that the legislature may delegate to municipalities and restricted localities the right to determine whether they will act under or take advantage of statutes pertaining to such subjects as municipal government and excise.
As the result of these controlling authorities in this state, we have the principle well established that while the legislature may not delegate to the people of the state the right to determine whether an enactment shall become a law, it may in cases like those specified permit the electors of a restricted locality to determine whether the provisions of a completed act passed by the legislature shall become operative or shall be taken advantage of. That is the underlying principle, and the question is whether it should be applied or extended to such a case as the present one. There certainly is no difference in the principle involved in permitting the electors of a city to determine by vote whether they will take advantage of an act allowing the municipality to invest in a railroad, or to the electors of a county whether they will make a given change in the county seat, or to the voters of a specified territory whether they desire that an act incorporating that territory as a municipality shall become operative, and the one before us permitting the electors of a restricted district to determine whether the provisions of an act erecting that territory into a new county shall be carried *549 out and become operative. The principle governing each case is that the legislature having discharged its duty by framing and enacting a completed legislative plan and statute affecting the people of a limited locality may then leave it to them to say whether they do or do not desire to take advantage of the law thus passed. The only question is whether we shall apply an old principle to a somewhat different situation, although, as suggested, it is difficult for me to draw any real distinction between permitting under an act already passed the inhabitants of a given territory to say whether they desire that such territory shall be incorporated within a city and permitting the inhabitants of a similar territory to say whether they desire that such territory shall be erected into a separate county. I see no danger in making the extension if it be one. It is commended by every argument which tended to support the decisions which have been referred to, and it seems manifestly just and fair that after the legislature has provided for the creation of the new county the people who will especially be affected by such step should have a right to express their approval or disapproval in the manner prescribed.
Passing from decisions of courts of our own state, the view thus indicated is supported by authorities which while not controlling are still entitled to much consideration.
It has been frequently determined that an act creating or amending a municipal charter or granting municipal powers is not rendered unconstitutional because of a provision that the voters of the territory or municipality involved shall have a right to decide whether the act shall become effective. (Dillon on Municipal Corporations [5th ed.], sec. 69; City of Paterson v.Society, etc.,
In Commonwealth v. Judges of Quarter Sessions *550 (8 Penn. St. 391) it was held that an act granting to the electors of a town the right to determine whether a newly erected township should be continued was not an unconstitutional delegation of power.
Smith v. McCarthy (56 Penn. St. 359) seems to me to sustain precisely the principle invoked in the claim of constitutionality of the present act. It was there held that an act prescribing certain boundaries for the city of Pittsburg, which should include three sections of territory, and providing that the citizens within each section should vote on the question of consolidation, and that only those sections whereof the vote was favorable should be brought into the corporation was not unconstitutional. It was said, "It is not unconstitutional to submit such a question to the people. We do not regard it within the principle which forbids delegation of legislative power. That is applicable to the creation of laws, which the law making power provided by the constitution must not delegate."
Judge Cooley, in his "Constitutional Limitations" (7th ed. p. 163, etc.), after recognizing fully the general principle that the power conferred upon a legislature to make laws cannot be delegated, nevertheless asserts the constitutional power of a legislature to permit the people of a restricted territory in such a case as the present one to decide whether a completed act affecting them shall become operative. He says (p. 167) "the question whether a county or township shall be divided and a new one formed, or two townships or school districts formerly one be re-united, * * * is always a question which may with propriety be referred to the voters of the municipality for decision."
And the following cases, some of them on facts presenting almost the precise question here involved and all of them in opinions broad enough to cover it, uphold the principle thus stated, some of them going farther than is necessary for that purpose. (Alcorn v. Hamer, 38 Miss. *551
[1860] 652, 750, 753, etc.; People ex rel. Love v. Nally,
Reaching the conclusion that the act is constitutional, I next proceed to an attempt to determine the meaning of its provisions with reference to courts and their sessions in and for the territory of the proposed county. Some of these provisions are so framed as to make their interpretation difficult. Starting with the assumption, however, as we are bound to, that the legislature did not intend to create a condition of confusion in judicial proceedings in the territory in question, and taking into account the general purpose of the act and all of its provisions bearing on this subject, a permissible interpretation may be reached which will safeguard the interests of the public.
Some of the provisions bearing on the subject are entirely plain. The status and jurisdiction of certain City Courts in the city of New York are preserved without disturbance or change. The two courts of countywide jurisdiction in the proposed new county, the County Court and the Surrogate's Court, do not come into existence until January 1, 1914. The terms of various officials who will be essential to the administration of any courts in the new county, the district attorney and the sheriff, as well as the county judge and the surrogate, will not begin until January 1, 1914, and no permanent quarters for the holding of courts can be established in said proposed county until after said date.
With these provisions in mind we pass to the consideration of section 9, which especially deals with this subject. *552 Its opening sentence is that "from and after the time of the taking effect of this act, the supreme court and on and after the first day of January, nineteen hundred fourteen, the county courts shall have jurisdiction over all crimes and misdemeanors committed within the territory of the county of Bronx, except as herein otherwise provided." Of course the County Court would not have jurisdiction until the date named, and the Supreme Court would have jurisdiction without any express provision, the only question being whether this jurisdiction prior to January 1, 1914, should be exercised by terms of said court held in the proposed county or held in and for the county of New York as constituted at the time the act was passed.
By the limitation at the end of the sentence we are expressly authorized to look at the remainder of the section for the purpose of settling this as well as other questions. For purposes of plainness transposing, but not at all altering the language of, these remaining sentences, we have the section providing "that the several courts within the county of New York and within the first judicial district of the supreme court of the state of New York shall have and retain the jurisdiction of all actions, proceedings and matters that shall have been rightfully commenced in said courts prior to the said first day of January, nineteen hundred fourteen, (and) until the first day of January, nineteen hundred fourteen the said courts of the county of New York and in the said first judicial district shall retain and exercise in all civil and criminal proceedings the same jurisdiction they now have, and the several courts of the county of Bronx having criminal jurisdiction on and after the first day of January, nineteen hundred fourteen, shall have the same jurisdiction of crimes, offenses and misdemeanors that shall have been committed in the said territory that the courts of the county of New York having criminal jurisdiction now have in the county of New York, provided *553 proceedings shall not have been already rightfully commenced in any of the courts of the county of New York for the prosecution of said crimes, offenses and misdemeanors, in which case, the said courts within the county of New York shall have and retain jurisdiction of the same with full, complete and final disposition thereof."
In the first place, these provisions will bear the interpretation of a legislative intent to place terms of the Supreme Court held in and for the county of New York on the same basis as County Courts in respect of the retention of jurisdiction over the territory of the new county until January 1, 1914. The language "the several courts within the county of New York and within the first judicial district of the supreme court" shall have and retain jurisdiction, etc., and that "the said courts of the county of New York and in the said first judicial district shall retain and exercise jurisdiction, etc.," is of itself broad enough to sustain this interpretation and which is not only in harmony with the general situation created by and existing under said act but as I apprehend may be necessary to the avoidance of great confusion. If the act does not mean that terms of the Supreme Court held in and for the county of New York were thus to retain jurisdiction it must mean that from the time when the act took effect, whether the date of its passage or of its acceptance by popular vote, the Supreme Court should exercise jurisdiction in the proposed new county through terms of court held in and for said county and that the terms of court held in and for the county of New York would be without jurisdiction. As we are informed by the brief without dispute no terms of the Supreme Court have been assigned or provided for the new county. On the other hand, we can scarcely avoid assuming that between the time when said act took effect and the present time not only civil but criminal matters originating in the territory of the new county since the act took effect have been disposed of at terms of the Supreme *554 Court held in and for the county of New York, and an interpretation that the Supreme Court at such terms was without jurisdiction would, to say the least, be unfortunate.
In the second place, passing the question just discussed, I think that the provisions which have been quoted justify the interpretation of the legislative intention that until January 1, 1914, terms of the Supreme Court held in and for the county of New York and what may be termed the County Courts of said county, consisting as far as I am aware of the Court of General Sessions and the Surrogate's Court, should continue to retain and exercise jurisdiction over matters, actions, proceedings and prosecutions, civil and criminal, arising in, connected with or pertaining to the territory of the proposed new county in the same manner as they possessed and exercised jurisdiction over such actions, matters, proceedings and prosecutions at the time the act in question was passed. The provision that these courts should have and "retain" jurisdiction of all such matters as should have been "rightfully commenced" in said courts prior to the said 1st day of January, 1914, and that said courts should "retain and exercise in all civil and criminal proceedings the same jurisdiction they now have," does not sensibly permit of any other interpretation. The power to said courts to "retain" jurisdiction after January 1, 1914, necessarily implies the right until that date to take jurisdiction of matters arising in or pertaining to the territory of the new county, which would naturally be tried or heard by courts sitting in and for said county, for if this jurisdiction was simply exercised on the basis of the county of New York as left after the new county was created, no provision for retention would be necessary. And the provision that the courts of the new county on and after January 1, 1914, should have jurisdiction of offenses committed in said territory, provided proceedings should not have been rightfully commenced in any of the courts of New York county for the prosecution thereof, necessarily implies that until *555 said date such prosecution for offenses committed in the territory of said new county might be commenced in the courts of New York county. The word "rightfully" in the connection in which it is used probably serves no more useful purpose than the superfluous one of indicating that the jurisdiction to be exercised by the courts respectively was of and over those matters of which they had jurisdiction aside from any considerations presented by the erection of the new county.
It does not seem to me that any trouble arises as suggested through failure of specific provision with reference to grand juries but that it is a necessary implication that where courts in New York county were given continued jurisdiction of offenses, grand juries sitting in the same county would have corresponding jurisdiction. (Code of Crim. Proc. sections 223, 252.)
In view of these provisions and the other one that intermediate the election and induction into office of officials of the new county, the county officers of New York county shall continue to have their former jurisdiction, powers and duties in the territory of the new county, it is urged that this act violates the Constitution in providing for the discharge of duties by officials other than those selected by the people of the territory in question. This objection again does not seem to me to be so serious as some of the others which have been discussed. While the new county was created to the extent of being territorially defined when the act was passed, it is not to become really organized until January 1, 1914. Until that time it will be passing through a process of construction and organization and will have no county officials, judicial or otherwise. Under these circumstances without considering whether it might otherwise be the law, I feel sure that the legislature had the right to provide for the temporary administration of justice in the proposed new county through the officials and courts of the county from which it was to be detached. It is difficult to perceive *556
just how a new county could be created and organized without some such provisional and temporary plan. (Meehan v. Zeh,
We are all agreed that the act was not of a character which required its submission to the mayor of the city of New York. (McGrath v. Grout,
In accordance with the views expressed I am led to the final conclusion that the grand jury of the county of New York had jurisdiction to indict, and the Court of General Sessions of said county jurisdiction to try, relator as was done and that his writ was properly dismissed and that the order appealed from should be affirmed.
Concurrence Opinion
I vote to affirm the order appealed from. The relator was convicted of murder in the first degree in the Court of General Sessions in October, 1912, and is in the state's prison awaiting execution under that sentence. He seeks to be released on the ground that, by reason of chapter 548 of the Laws of 1912, entitled "An act to erect the county of Bronx," passed April 19th, 1912, the General Sessions of the county of New York had no jurisdiction to try and punish him for his offense, which was committed in the territory set off from the county of New York and formed into the county of Bronx. In the determination of this appeal it is not necessary to pass upon the constitutionality of that statute. If the statute is unconstitutional and void, the Court of General Sessions of the county of New York clearly had jurisdiction of his offense, because in law there was no new county of the Bronx, while if the statute is constitutional, equally that court had jurisdiction, for it is expressly provided that until the 1st of January, 1914, the courts of the county of New York and in the first judicial district shall retain and exercise in civil and criminal proceedings the same jurisdiction which they previously had. The statute cannot *557 be severed and some of its provisions held constitutional and some unconstitutional. They are but interdependent parts of a single harmonious scheme. Under the statute no judicial officers are to be elected in the new county until the date named, and the rejection of the provision continuing the jurisdiction of the courts of the county of New York till that time would leave an interval of nearly two years, during which the county would be without the local courts provided for by the Constitution. The statute must, therefore, be accepted or rejected in its entirety. Neither view can benefit the relator.
Dissenting Opinion
While concurring in the affirmance of the order, I dissent from so much of the opinion of Judge HISCOCK, as holds the act of 1912, (Chap. 548), to be constitutional legislation. I think the effect of section 16 of that act was to delegate to the people of a portion of the territory affected a power, exclusively, legislative; namely, the power to declare whether the act of the legislature should be operative as a law. That section provides that, at the general election appointed to be held, the question was to be submitted to the voters: "Shall the territory within the Borough of the Bronx be erected into the County of the Bronx? If it shall appear that a majority of the votes cast on said question at said general election were against the erection of the County of Bronx, then this act shall be inoperative and void." To state the proposition, in its broadest and mildest form, this was a division by the legislature with the people of the territory of a responsibility, with which the former was, exclusively, invested. Under the Constitution of the state, (Art. 3, sec. 1), the legislative power is vested in the senate and the assembly. When exercising that power by the enactment in question, the legislature, in precise terms, in the first section, partitioned off from the county of New York the territory known as the borough of the Bronx and "erected (it) into the County of the Bronx as a separate and distinct *558
county of the State of New York from and after the date oftaking effect of this Act." By the last section, the act was to take effect immediately. Thus, a county was, at once, created upon the passage of the act and, in its creation, the legislative body exercised one of the most important functions within its province. It was erecting a new political subdivision of the state and, when so acting, its action was intended to be, and is made, exclusive. No right was reserved by the People, when committing these high powers to its legislative body, to avoid, or repeal, an act by a popular vote. In submitting the question, whether the territory described should be erected into a county, after that the county had been, actually, created by the bill becoming a law, the legislature delegated the power to the voters of that territory to declare the statute inoperative and void; that is to say, abdicating a duty, exclusively, its own, to repeal a bad, or undesirable, law, it delegated that duty to others. The People might alter the fundamental law and provide for such a referendum; but, until that step be taken it is, impliedly, forbidden by the People. The decision of the leading case of Barto v. Himrod, (
In addition to the views I have expressed, and which need no more extended discussion to carry whatever force they may possess, I think the act is vicious, further, in the respect discussed, that, upon the assumption that the legislature might possess the power exercised in the enactment of section 16 of this act, the submission provided for should have been to the electors of the county of New York. The territory is taken from that county and all of the people within its borders are affected. But, if all the people were affected by the passage of the act, why may only a portion decide whether it shall continue to be a law? Upon what principle, of law, or of politics, can we uphold such discriminative legislation?
It seems to me that every consideration of wisdom and of sound policy demands that such loose legislation, as this act embodies, should be unsparingly condemned.
CUDDEBACK, HOGAN and MILLER, JJ., concur with HISCOCK, J.; WILLARD BARTLETT J., concurs with CULLEN, Ch. J.; GRAY, J., also reads opinion.
Order affirmed. *560