101 N.E. 766 | NY | 1913
Lead Opinion
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[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *605 This appeal presents but one question that requires special consideration and that is whether the act of the legislature above quoted violates the provisions of the Constitution. In considering that question we may *609 take judicial notice of the location, size and commercial importance of the city of Buffalo. It is conceded that a large number of important trunk-line railroads terminate in or pass through the city, and each has passenger and freight depots and accompanying terminal tracks, sidings and switches within its boundaries. There are several hundred miles of railroad tracks in its streets at grade. The enormous amount of passenger and freight business within the city arises not alone from its large population, but from its being a central point in railroad transportation and the eastern terminal of navigation on the Great Lakes. The extent of the transportation business centered in the city makes the questions relating to grade crossings and terminal and depot facilities therein of great municipal and public importance. In determining such questions the conflicts that arise among public officers or bodies required to act thereon; groups of owners of real property situated in different sections of the city and the several railroad and navigation corporations having independent and special interests involved, make it important that adequate authority and control should rest in some one body of men to determine and enforce plans by which the use of the city streets by railroads at grade shall be avoided and the handling of passengers and freight in the municipal and public interest shall be promoted.
It is not denied that efforts to agree upon a solution of the problems arising from a concededly troublesome and unusual situation have frequently failed. A grade crossing commission for the city of Buffalo was created by chapter 345 of the Laws of 1888, and has since existed. The object of that act was to do away with grade crossings through the action of the city in co-operation with the railroad companies centering in or passing through the same. The agency adopted to accomplish this object was a commission. (Matter of Grade Crossing Commission,Buffalo, *610
I do not assert that an unusual and complicated state of facts will justify a disregard by the legislature of constitutional provisions, but I do assert that an unusual and complicated state of facts will justify necessary and adequate legislation to solve the problems arising therefrom.
Is the act contrary to the provisions of the Constitution? The general legislative power is absolute and unlimited except as restrained by the Constitution. (Matter of Sherrill v.O'Brien,
Every act of the legislature must be presumed to be in harmony with the fundamental law until the contrary is clearly made to appear. (People v. Gillson,
Where two constructions of an act of the legislature are possible, one of which renders the act unconstitutional, and the other of which renders the act constitutional, that construction will be given which holds the *611
act constitutional. (Matter of N.Y. E.I. Bridge Co. v.Smith,
The legislature, within the constitutional limitations, may resume powers delegated to localities and assume the direct control of matters pretaining to local government. (People v.Tweed,
In my opinion the most serious objection to the constitutionality of the act in question is the asserted claim that it violates article VIII, section 10, of the Constitution, which provides "No county, city, town or village shall hereafter give any money or property, or loan its money or credit to or in aid of any individual, association or corporation, * * *; nor shall any such county, city, town or village be allowed to incur any indebtedness except for county, city, town or village purposes. * * *"
It is claimed that the act permits, even if it does not require, the city of Buffalo to give or at least loan its credit in the purchase of real property to be used as the location for passenger and freight depots and other terminal facilities for the railroads. If such is the true construction of the act it is unconstitutional. I do not in anything I say intend to assert the contrary. I think the act can reasonably be construed as not including such authority.
Before examining the provisions of the act under consideration, I will refer briefly to the legislative provisions relating to grade crossings and the decisions of the courts upholding the same.
The legislature, either directly or through a lawful commission, can exercise authority over railroad crossings in securing public safety without violating the Federal or State Constitutions. (Matter of Boston *612 Albany R.R. Co.,
The acts relating to grade crossings are not unconstitutional, because the work is not alone for the benefit of the railroad companies, but for the municipality, and is to the advantage of the people of the state, and public safety is thereby enhanced.
The present statute in regard to altering existing crossings at grade and under which changes are being made from time to time without the constitutional authority of the legislature to pass the act being challenged, is the Railroad Law [Cons. Laws, ch. 49], (§§ 91 to 99 inclusive).
Where a grade crossing is to be eliminated the statute provides for a division of the expense thereof between the railroad corporation, the municipality and the state. (§ 94.)
It also provides (§ 94) that in carrying out the provisions of an order abolishing a grade crossing, "the expense of construction shall be paid primarily by the railroad company, and the expense of acquiring additional lands, rights or easements shall be paid primarily by the municipal corporation wherein such highway crossings are located."
It also provides (§ 92) that "The municipal corporation in which the highway crossing is located * * * may with the approval of the railroad company acquire by purchase any lands, rights or easements necessary of required for the purpose of carrying out the provisions of sections * * * ninety-one of this chapter; but if unable to do so shall acquire such lands, rights or easements by condemnation either under the condemnation law or under the provisions of the charter of such municipal corporation."
It is apparent that lands, rights and easements are necessary and required for the purpose of carrying out *613 the provisions of the Grade Crossing Act, some of which areultimately to be occupied by the railroad company.
The provisions of the Railroad Law relating to grade crossings do not apply to crossings in the city of Buffalo under the jurisdiction of the grade crossing commissioners of that city. (§ 99.) The Grade Crossing Law of the city of Buffalo, hereinbefore referred to, provides specifically for taking real property necessary for carrying out the provisions of the act. The constitutionality of that act has been generally assumed by the parties interested and by the courts. (Matter of Grade CrossingCommissioners, Buffalo,
The Grade Crossing Act of the city of Buffalo was amended by chapter 358 of the Laws of 1911, by which there was excepted from the jurisdiction of the commission therein named that part of the city specifically described, being about five miles in length along the lake front.
If the authority of the terminal commissioners to acquire lands or to lend the credit of the city of Buffalo, for the purpose of acquiring lands, is confined to lands to be acquired for the purpose of eliminating grade crossings, the act does not, in the particular now considered, offend against the Constitution.
It is necessary, therefore, to examine the provisions of the act under consideration to determine whether it confers authority upon the commissioners to acquire lands for the private purposes of the railroad corporations.
By the first section of the act the commissioners are authorized and directed to adopt plans, "which plans shallrequire the railroads, or other transportation corporations operating within the city of Buffalo, to make such changes in the location or use of any existing tracks, *614 switches, terminals, stations or railroad facilities within said city, and which shall require the city to make such changesin the location or grades of the streets, alleys or lands ownedby said city, adjacent to or contiguous to such tracks, switches, terminals, stations or facilities, which in the judgment of said commissioners will secure to the public freedomfrom the obstruction of the streets of said city by railroads and adequate services and facilities for the transportation of passengers, freight and property in said city."
The purpose of the act is to concentrate the power to make and enforce a comprehensive plan to relieve the public from the danger and delay incident to the streets of the city being obstructed by railroads running upon and across them at grade and at the same time relieve the public from inadequate facilities for handling passengers and freight, and thus advance the commerce of the city and the state. That such is the purpose of the act is shown by the first section read as a whole and in connection with the other sections thereof.
In considering the power of the commissioners it is very important to note what the plans adopted by them shall require of the railroads and what they shall require on the part of the city. The requirements from each are defined and specifically stated. All changes in the tracks, switches, terminals, stations or railroad facilities within the city are required to be made by the railroads. The statement of what is required of each is unmistakable and underlies every subsequent provision of the statute. It does not violate the Constitution.
Section 2 of the act is unimportant for the purposes of the present consideration.
Section 3 of the act provides in regard to notice being given before the plans are adopted. In this section of the act it is provided that the commissioners "shall hear the railroad company or companies interested, and the city and any party interested, by their respective representatives *615 or counsel * * * and any interested party, may at such hearing call and examine witnesses as to the feasibility and expediency of such proposed plan." After therein providing, among other things, that the report adopted by them shall state the location of railroad, passenger and freight stations, it further provides that it shall state "the change in the location or grades of the streets, alleys or lands owned by said city, and the change inthe grades of existing structures carrying streets over or underrailroads, which may be necessary in the judgment of said commissioners to secure to the public freedom from the obstructions of the streets of said city by railroads. * * *"
Section 4 of the act provides that after adopting the plans the commissioners shall make and serve an order directing that the improvements therein determined upon by them be made; and it further provides: "And such railroad or other transportation corporation and the city of Buffalo are hereby required and directed to make the improvements or changes required of them, or any of them."
This section read with section 1 of the act, from which I have quoted, is an unmistakable requirement of each railroad corporation to make the changes required by the plans in itstracks, switches, terminals, stations or railroad facilities.
Section 5 of the act authorizes the commissioners to contract on behalf of the city with any railroad company for the purpose of carrying out the provisions of the act, and they are authorized to agree with the contracting company for the change of location or grades of any street, alley or public place which may be necessary, and for the exchange or sale of lands owned by said city. The authority to contract with the railroad company in carrying out the provisions of the act refers to work in which the city and the railroad company are jointly interested. In other words, it refers to grade crossing *616 work. In such case the duties of the municipality and of the railroad corporations are so intermingled that it is almost impossible to separate the particular duties of each. It is for this reason that the general and special grade crossing statutes either provide that the parties jointly interested in eliminating such crossings may contract in regard to the expense thereof, or in place thereof define the primary duty of each in carrying out the plans adopted therefor, and for an accounting between them, and a division of the expense incurred.
Section 6 of the act authorizes an agreement in regard to the proportion of work to be done by each. Such agreement also relates to grade crossing work. The last paragraph of section 6 is precautionary. It should not be construed as granting affirmative authority to the commissioners to acquire real property on which terminals shall be located. Such suggestion is wholly negatived by the clear provisions of the first and fourth sections of the act.
Section 7 of the act provides for condemnation proceedings. What authority is given by that section? It is shown by quoting from the section. "In the event that the plans adopted orcontracts entered into by the commission, as herein provided, shall include as a necessary part thereof the change of the grade of any street, alley or public place, the closing or alteration of any street, alley or public place, or the taking of any lands to widen any street, or to open new streets, and if any property be injured thereby for which the owners or persons interested therein are lawfully entitled to compensation, or in the event that it becomes necessary to ascertain the fair market value of any lands owned by the city of Buffalo, to be exchanged or sold by it, the commissioners by their chairman shall make application to a special term of the supreme court for the appointment of three commissioners. * * *"
There is not one word in the section in regard to *617 condemning lands to make changes in "tracks, switches,terminals, stations or railroad facilities." Such authority is not given because it is wholly unnecessary, as the railroads are required to make such changes as we have hereinbefore seen. The provisions of this section confirm my conclusion that sections 5 and 6 of the act refer to contracts relating to streets, etc.
Section 7 further provides: "The court shall fix the amount of damages, or the fair market value of such lands as are to be ascertained, and the costs and expenses allowed by law to be allowed the landowner and the petitioner, and shall order the same to be paid by the railroad or other transportation corporation and the city in such proportion as shall have been fixed by the commission or by the agreement provided for in section six of this act. * * *"
The provision of the section last quoted necessarily refers to damages fixed for lands taken for streets, etc.
Section 8 of the act relates to the apportionment of work, or the cost of proposed improvements, in case an agreement is not reached between the city and the railroad company, and refers, as does said section 6, to grade crossing work.
The authority given to the commissioners in section 9 of the act to "acquire any lands in the city of Buffalo" is limited by the specific provisions of the act defining what shall be required of the city and of the railroads respectively. I repeat that the railroads are required to make the changes in the tracks, switches, terminals, stations and railroad facilities. Nowhere in the act is there any express requirement that the city, or the commissioners in its behalf, shall or may acquire, temporarily or otherwise, real property for any purpose except in connection with the work of eliminating grade crossings. Authority to acquire real property for any other purpose should not be inferred, particularly when by so doing and so construing the act it will violate a constitutional *618 provision. If the provision in said section 9, making the proceeding provided for in said section 7 applicable for the purpose of acquiring title to any lands necessary to be taken, shows that if lands other than for the purposes mentioned in said section 7 are to be taken by the commissioners, then it is clear that such lands or interest in lands to be taken are such as are necessary for the purpose of making the necessary changes in gas or water pipes, sewers, conduits or other objects mentioned in the section itself. It does not refer to lands to be taken for depot purposes. Such lands are to be acquired by the railroads.
Section 10 of the act provides: "Any lands so taken or any part thereof, or interest or easement therein, shall be used by any railroad, terminal, bridge or other transportation corporation under the provisions of a plan adopted by said commission as provided herein for any of the structures directed to be erected by the commissioners appointed by this act. * * *"
The lands so taken are the lands taken for street purposes, and the word "structures," as mentioned in the above-quoted provision, has the same meaning as the word "structures" in the phrase, "existing structures carrying streets over or under railroads," found in section 3 of the act."
When by the act the city is required to pay for the expense of taking real property, and in said section 10 it provides, "Upon such payment being made (by the railroad company), the fee of the land taken, or the interest or easement to be acquired therein, shall vest in such company," it refers again to lands taken for grade crossing purposes, and the provision that the fee of the land for structures to carry streets over or under railroads is not in conflict with the Constitution for the reasons already stated.
Sections 11, 12 and 13 relate to grade crossing work and work incidental thereto. In view of the other provisions *619 of the act it clearly is not contemplated by section 13 that the city shall ever erect a depot and recover the cost from the railroad company.
Sections 14, 15 and 16 are unimportant in determining the question now before us.
Section 17 is important because by it the authority of the public service commission is preserved, and it is at least in part through co-operation with that commission that the railroads can be compelled to act and "make such changes in the locationor use of any existing tracks, switches, terminals, stations orrailroad facilities," as are required by the plans.
The power of the public service commission to order repairs or changes and to enforce its order is stated in article III of the Public Service Commissions Law [Cons. Laws, ch. 48] (§§ 45 to 59 inclusive).
I am of the opinion that the act does not contemplate the use of city money, directly or indirectly, for private purposes. It is true that the expenditures for street purposes are in large part made necessary by the changes in the terminal facilities of the railroads provided by the plans adopted by the commissioners, but the changes in the streets are, nevertheless, city purposes and the expenditures therefor proper public expenditures.
There is no other objection to the constitutionality of the act which, in my judgment, requires special consideration except the claim that the act violates section 2 of article X of the Constitution, which provides as follows: "All county officers whose election or appointment is not provided for by this Constitution, shall be elected by the electors of the respective counties or appointed by the boards of supervisors, or other county authorities, as the Legislature shall direct. All city, town and village officers, whose election or appointment is not provided for by this Constitution, shall be elected by the electors of such cities, towns and villages, or of some division thereof, or appointed by such authorities thereof, as the *620 Legislature shall designate for that purpose. All other officers, whose election or appointment is not provided for by this Constitution, and all officers, whose offices may hereafter be created by law, shall be elected by the people, or appointed, as the Legislature may direct."
The answer to this objection to the act is the fact that the members of the terminal commission are new officers. The commissioners are not only new officers, but their duties are essentially new duties, although they include some duties which had been previously performed by city officers.
In Sun Printing Publishing Assn. v. Mayor, etc., of N.Y. (
In People ex rel. Metropolitan Street Railway Co. v. TaxCommissioners (
In the case now before us the act under consideration gives to the terminal commissioners certain authority that had theretofore been vested in part in city officers. For the purpose of carrying out the provisions of the act the duties of the commissioners that are new are so associated and intermingled with the duties now devolved upon them that have heretofore existed in other officers that it is impracticable to wholly separate them. For this reason the appointment of the terminal commissioners by the act does not violate the section of the Constitution last quoted.
The criticisms of the act could in large part have been avoided if greater care had been exercised in its preparation. This court cannot pass upon the degree of skill displayed by the draftsman of the act, or the wisdom of the act either in its entirety or in some of its parts.
The court has only to say whether the act violates the provisions of our fundamental law. I am of the opinion that it does not.
Changes in the act will undoubtedly be made by the legislature if they are suggested and it is shown that they are desirable.
The order should be affirmed, with costs.
Dissenting Opinion
The statute creating a railway terminal commission in the city of Buffalo (Laws 1911, ch. 842) is, in my opinion, clearly in conflict with two different provisions of the Constitution of the state and, therefore, void. The first is found in section 10, article VIII, which forbids any county, city, town or village giving any money or property or loaning its money or credit to or in aid of any individual, association or corporation and from incurring any indebtedness except for city or county purposes. The statute requires the city to incur indebtedness to any amount which the commission *622
created by the statute may deem necessary to carry out the work authorized by it, and hence, the question is whether that work is or is not a city purpose. The statute declares in express terms the purpose for which it is enacted and for the accomplishment of which the work directed by the statute is to be performed: "* * * are appointed commissioners, any seven of whom are authorized and directed to adopt, from time to time, plans for the purpose of relieving the congested condition of the railroad stations and terminals in the city of Buffalo." That the construction in whole or part of railroads which run out of the city of Buffalo to distant points is not a city purpose is conceded and is indeed indisputable (People ex rel. Murphy v. Kelly,
But a review of the statute as a whole will show that the activities of the commission, either in the acquisition of land or in contracts with the companies for the apportionment of cost, are not confined to the streets of the city. To recite all the details of the statute justifying this statement would extend this opinion beyond all reasonable bounds. The reader must be referred to the statute itself. But it is well to call attention to certain prominent features of the act. It is first to be remembered that there had been for years in the city of Buffalo a commission created to deal with the elimination of grade crossings and that the paramount purpose of the present statute was to provide proper terminal facilities, the alteration of the streets being merely a part of the scheme or plan. Therefore, when we find in the statute "the work" or "the provisions of this act," there is meant the whole work or all the provisions of the act. The terms cannot be limited to street operations. Section *626
6 authorizes the commission to agree with any corporations "what portion of the work necessary to be done" should be done by the corporation and what portion by the city. That "the work necessary to be done" includes the whole work of changing tracks and terminals, as well as streets, is made clear by the provision that the cost of any structure and the maintenance thereof on land to to be used as a terminal "shall be at the sole expense of the corporation," a provision that would be absurdly out of place if the work mentioned included only the street work. Why was the provision made that the cost of the structure should be at the sole expense of the company if it was not contemplated the cost of the land might be apportioned between the company and the city? Expressio unius exclusio alterius is a well-settled rule in the construction of statutes (Wait v. Wait,
The statute also violates section 2 of article 10 of the Constitution which prescribes that "All city, town and village officers, whose election or appointment is not provided for by this Constitution, shall be elected by the electors of such cities, towns and villages, or of some division thereof, or appointed by such authorities thereof, as the Legislature shall designate for that purpose," commonly called the Home Rule Article. It is said that the offices of the commissioners appointed by the act are new, having been created subsequent to the Constitution of 1894, and, therefore, did not fall within this prohibition. That the offices are new does not answer the objection that the appointment of their incumbents was by the legislature instead of by the local authorities or election by the people as required by the Constitution, *628
if the functions and duties of the office were at the time of the adoption of the present Constitution exercised by the municipal officers. (People v. Raymond,
It is quite apparent that these two principles cannot be pushed to extremes without coming into conflict. The question is, therefore, one of degree and it may not be always easy to draw a dividing line between the domain of one rule and that of the other. The present case, however, lies far to the side of any such line and without the debatable ground. The strongest case upholding the legislative power is Astor v. Mayor, etc., ofN.Y. (supra). In that case the Central Park commissioners were authorized to open, grade and pave streets lying north of Central Park to the Harlem river included within the prolongation of the western and eastern boundaries of the *629 park — a small section of the city of New York even as then constituted. No power was given to close or change the location of any of the streets, all of which had been laid out as far back as 1807. In the Kilmer Case (supra) the statute appointed commissioners to widen and improve a single avenue in the village of Saratoga Springs. In the case of Supervisors of Oneida (supra) a commission was created to build the county court house. The present statute confers upon the commissioners powers greatly in excess of those conferred by any earlier statute which has been upheld. At the time of the adoption of the present Constitution the construction, management and control of the streets, sewers and water pipes had been vested in the officers of the city of Buffalo. In fact, such matters must have constituted in that city, as well as in other cities, a very large portion of the functions which the municipal officers were called upon to discharge. By the present act (section 9) the commissioners are authorized to close, alter or change the grade of any street, alley or public place in the city, remove any gas or water pipe, sewer or conduit which they may decide necessary for the purpose of carrying out the provisions of the act. Not a rood of the area of Buffalo is exempt from the powers of the commissioners. The city may lay out, open or grade and pave a street one day, and the next the commission may close the street. The city may adopt a system of sewers or water supply with appropriate location of trunk sewers or water mains, and immediately thereafter the whole plan be set aside and brought to naught by the action of the commissioners. The decision of the commission as to what is necessary to be done is under the act conclusive. The commission, indeed, may change the whole map of the city of Buffalo. There is no limit to the pecuniary obligations it may impose upon the city. Under the Constitution the power of municipal corporations to incur debts is strictly limited. The municipality has no control over the expenditures or contract *630 obligations of the commissioners. By the acts of that body the city may be deprived of the power to borrow money for the prosecution of any improvement, however pressing and necessary. There are said by the respondents to be seventeen trunk railroad lines in the city of Buffalo, and the work of the commission must, or at least may, last over many years. During this period the city is necessarily deprived of control of its streets, for it cannot be conceived that the commission is empowered to change the location and grades of streets to accord with the new location of the railroads, and thereafter the municipal authorities suffered to change them back. To uphold the right of the legislature to confer such enormous powers on its own appointees is destructive of the constitutional provision which was intended to secure to localities the right to manage their own affairs. The Grade Crossing Act (L. 1888, ch. 345) is very different from the act now before us. The earlier statute authorized the expenditure of city moneys for a city purpose — the elimination of the then existing grade crossings — and the exercise of the powers of the commission over streets was also so limited. No power was given it to roam at will through the whole city and to deal not only with existing conditions, but with such conditions as the commission itself might thereafter create.
There have been arguments addressed to us which should have no influence on our decision. It is said that ninety per cent of the progressive business men of the city favor the statute. Less than three years ago we all felt constrained to hold a statute unconstitutional which not only the whole wage-earning class supported, but a large body of other citizens even believed the dictates of humanity required — the Workmen's Compensation Act. The humblest wage-earner and the proprietor of the largest business enterprise stand equal before the law, however unequal in other respects. We should be as indifferent to the demands of one class as to those of *631 the other. Nor should any suggestion of exceptional circumstances influence our decision. It is said that the existence of these peculiar circumstances are not denied, but as they do not appear in the record, they are not the subject of affirmation or denial and of their existence I know nothing. Nor are they relevant, for if the statute does not violate the Constitution, no justification for it is required; the legislative approval is sufficient. If it does violate the Constitution, no supposed necessity can uphold it. What is the alleged necessity — that the circumstances require a special body of officers vested with powers greater than those bestowed upon any single branch of the city government? That is not the question here involved. The legislature can undoubtedly provide for the creation of a commission with all the powers given to the present commission, except as to the application of city money and credit, to the elimination of which power those who deny its existence in the present statute can hardly object. The constitutional objection is not to the creation of a commission, but to the selection of the commissioners by the legislature instead of by the local officers or electors. The argument of supposed necessity to possess any force must, therefore, be based on the proposition that the electors or local officers of Buffalo have not the ability and cannot be trusted to appoint competent officials to act for the city. That proposition I am prepared to deny; but whether admitted or denied, the People of the state by their Constitution have taken a different view and secured to the people of Buffalo the right to choose either directly or indirectly their own officers.
HISCOCK, HOGAN and MILLER, JJ., concur with CHASE, J.; GRAY and WILLARD BARTLETT, JJ., concur with CULLEN, Ch. J.
Order affirmed. *632
