34 N.Y.S. 641 | N.Y. Sup. Ct. | 1895
This is an application for a writ of peremptory mandamus, to be directed to the comptroller of the state of New York, commanding him to draw his warrant for the payment of the salary of the relator, as clerk to the collector of canal statistics, for the month of May, 1895.
It appears that on the 26th of April, 1895, the superintendent of public works issued a commission to the relator, under his hand and seal, in the words following :
“ Albany, April 26th, 1895.
“ By virtue of the power vested in me by section 3, article 5 of the Constitution of the State of New York, I do hereby appoint J. W. McClelland, of "Albany, N. Y., clerk to collector of canal statistics at Albany, N. Y.; -salary, $65 per month.”
The relator had passed no civil service examination for the position in question, and his name was not certified to the comptroller by the civil service' commission of the state.
The comptroller bases Ms refusal to draw Ms warrant upon - chapter 354 of the Laws of 1883, as amended by chapter 681 of the Laws of 1894, which provides for arranging in classes clerks and employees in the public service of the state, and provides for the certification to the comptroller by the civil
The relator contends that the law in question is not applicable to his case, and that there is no necessity for his name being certified to the comptroller by the civil service commission of the state, because, as he alleges, under the laws and Constitution of the state the appointees of the superintendent of public works are not subject to the civil service laws, but that the power of appointment is lodged exclusively in such superintendent, untrammeled by any laws, rules or regulations whatever.
The position taken by the parties to this proceeding makes it necessary to examine not only the civil service laws of the state, but the Constitution, not only as it is, but as it was prior to January 1, 1895.
The questions presented are of grave importance, seriously affecting the civil service of the state and the administration of some of its greatest and most important departments, as well as the title to office of many subordinate officers of the state, and, therefore, merit a careful consideration.
In 1876 the then existing Constitution, was amended by creating an entirely new official, known as “ a superintendent of public works,” to whom was confided the execution of all laws “relating to the repair, navigation, construction and improvement of the canals, except so far as such construction and improvement should be confided to the state engineer and surveyor.”
Being thus made responsible for the care and maintenance of the canals, he was given a corresponding power in the selection of his subordinates. After providing for the appointment by him of three assistant superintendents, such amendment further provided that “ all other persons employed in the care and management of the canals, except collectors of tolls and
It may be well to observe in passing that the same year an amendment to the Constitution was adopted providing for a superintendent of state prisons, who should have the superintendence, management and control of all state prisons, and to whom was given the appointment of all the agents, wardens and chaplains of the prisons, and giving tó the agents and wardens of each prison the appointment of all officers of such prison, except the clerk, and further providing for the appointment of clerks of prisons by the comptroller. Const. § 4, art. 5.
In 1883 the legislature, by chapter 354 of the Laws of that year, authorized the governor, by and with the consent of'the senate, to appoint three persons who should constitute a civil service commission. And it was made the duty of said commission “ to aid the governor, as he may request, in preparing suitable rules for carrying this act into effect.” It was further enacted that such rules should provide, amongst other things, “for open competitive examinations for testing the fitness of applicants for the public service, now classified, or to be classified heremider.”
Section 6 of such law provided that “ Within four months after the expiration of the present session of the legislature it shall be the duty of the governor to cause to be arranged in classes all the several clerks or persons employed, or being in the public service, for the purposes of the examination herein provided for, and he shall include in one or more of such classes, so far as practicable, all subordinate places, clerks and •officers in the public service- of the state.”
Section 7 provided that “ after the termination of eight months from the expiration of the present session of the legislature no officer or clerk shall be appointed, and no person shall be admitted to, or be promoted in, .either of the said classes now existing, or that may be arranged hereunder pur
That section was amended by chapter 681 of the Laws of 1894, which amendment provided, amongst other things, as follows: “ It shall be the duty of' the said commission to certify to the comptroller the name of every officer, clerk or other person in the public service of the state, in either of said classes, appointed or employed therein in pursuance of law, and of the rules and regulations made in pursuance of law, stating in each case the title or character of the office or employment, and the date of the commencement of service by virtue thereof; and, in like manner, to certify to the comptroller the name of each officer, clerk or other person in the public service of the state, in either of the said classes, appointed or employed therein in violation of law, or of the rules and regulations made in pursuance of law; and to certify to the comptroller in like manner every change occurring in any such office or employment forthwith on the occurrence of the change. It shall be unlawful for the comptroller to draw his warrant for the payment of any salary or compensation to any officer, clerk or other person in the public service of the state, in either of said classes, who is not so certified as having been appointed or employed in pursuance of law and of the rules and regulations made in pursuance of law.”
It will be observed that the duty of classifying the various officers and employees of the state, and of making rules and regulations providing for the examination of candidates and other details, is. devolved upon the governor of the state, and that he is to determine how far it is practicable to include in any classification the subordinate places, clerks or officers in the public service of" the state; that the civil service coin-mission, so called, is merely to" aid him, as he may request, in the discharge of his duties; he is in law and in fact the responsible head of the civil service of the state; he is not only to'.see that the laws are executed, but he is, in addition, vfithin the limitations of the Constitution and the acts of the
Pursuant to said act of 1883, the governor of the state promulgated rules and regulations for the government of the civil service and a classification of subordinate places, clerks and officers; included in the class subject to competitive examination were the subordinates of the superintendent of public works and of the superintendent of state prisons, and, among others, clerkships of the kind, to which the relator claims to have been appointed.
The power of the legislature to make laws and of the governor and civil service commission to make rules and regulations which should subject appointees of the superintendent of public works to examinations, and to limit his appointments to those who should pass such examinations and be placed upon the eligible list of the civil service of the state, was challenged in the case of People ex rel. Killeen v. Angle, 109 N. Y. 564.
It was there held that it was the intention of the Constitution to confer upon the superintendent of public works the power to select and appoint his subordinates “ subject only to his sense of duty and the obligations of his oath of office,” and that it plainly intended “ to leave to the superintendent exclusively the determination of the propriety of such appointments and the sufficiency of the qualifications possessed by proposed appointees.” And that the provisions of chapter 354 of the Laws of 1883, and of the rules and regulations adopted by the governor and civil service commission, were limitations and restrictions upon such power of appointment by the superintendent which the legislature had no power to impose, and that, therefore, his subordinates “ did not come under the operation of the act creating the civil service commission.”
The principle of that decision applied as well to subordi- - nates of the superintendent of state prisons, and of the agents and wardens of each prison, and to the clerks of such prisons to be appointed by the comptroller.
The new Constitution,' adopted in 1894, contains the same provision as to the appointment of subordinates by the superintendent of public works as did the old Constitution., See § 3, art. 5. It also contains, however, an entirely new section, being section 9 of article 5, reading as follows: “ Appointments and promotions in the civil service of the state, and of all the civil divisions thereof, including cities and villages, shall be made according to merit and fitness, to be ascertained, so far as practicable, by examinations which, so far as practicable, shall be competitive, provided, however, that honorably discharged soldiers and sailors from the army and navy of the United States in the late civil war, who are citizens and residents of this state, shall be entitled to preference in appointment and promotion, without regard to their standing on any list from which such appointment or promotion may be made. Laws shall be made to provide for the enforcement of this section.”
It is contended by the relator that, the same language being used in the present Constitution as in the old, the same interpretation should be given; while, on behalf of the comptroller, it is contended that the power of appointment given by section 3 to the superintendent of public works is limited by the provisions of section 9 of the same article.
This conflict makes necessary both an interpretation and a construction of the Constitution as it now is.. Some discussion has been indulged in as to whether the present Constitution is a new Constitution or an amended one. To me it seems to be a matter of little consequence whether we consider the present Constitution as an entirely new instrument, coming into exist
The first rule in interpreting and construing a Constitution is to give to it the effect and meaning intended by its framérs, and by the people who adopted it. And the first rule for ascertaining what that intent and meaning was, is, that it is to be gathered, if possible, from the plain and ordinary meaning of the words used.-
“ In the construction of constitutional provisions the language used, if plain and precise, should be given its full effect, and we are not concerned with the wisdom of their insertion. As adopted by the people, the intent is to be ascertained, not from speculating upon the subject, but from the words in which the will of the people has been expressed. To hold otherwise would be dangerous to our political institutions. The Constitution is the basis upon which rests that complicated social organization called the state. It must be presumed that its framers understood the force of the language used, and, as well, the people who adopted it. * "x" * The latitude allowed in the construction of legislative acts is out of place, and would be unwise, when interpreting the fundamental law. Legislation aims at arranging the mechanism of the state for the benefit of its members, and the question of intention, necessarily, is often of great importance and must be open to judicial inquiry, but the Constitution, which underlies and sustains the social structure of the state, must be beyond being shaken or affected by unnecessary construction or by the refinements of legal reasoning. We may be compelled to have resort to such in the presence of contradictions or of meaningless clauses, but not otherwise.” People v. Rathbone, 145 N. Y. 434-438.
Standing alone there would be no question but that under the language of section 9, article 5, just quoted, was included appointments of the kind in question. But we must not lose sight of the rule of construction that all parts of a Constitution must be construed together.
Section 3 of article 5 confers upon the superintendent of public works the power of appointing his subordinates, and, as we have seen, the court of last resort, in construing the same language in the old Constitution, held that that was an untrammeled and unrestricted power.
The relator has invoked the ride that “ Where a clause of a Constitution which has received a settled judicial construction is adopted in the same words by the framers of another Constitution, it will be presumed that the construction thereof was likewise adopted.” Black. Const. Law, 68.
Thus these two sections are brought into apparent conflict, and one of the conditions arises, mentioned in the case of People v. Rathbone, where we are compelled to resort to construction, and when we are the same rules apply as in construing a statute.
“ The intent of the lawmaker is to be sought for, and when it is discovered it is to prevail over the literal meaning of the words of any part of the law, and this intent is to be discovered, not alone by considering the words of any part, but by ascertaining the general purpose of the whole, and by considering the evil which existed calling for a new enactment, and the remedy which was sought to be applied.” People ex rel. Jackson v. Potter, 47 N. Y. 375.
Where the new Constitution contains some provisions of the old, and some that are new, I apprehend that in construing such provisions the same rules of construction must' govern as apply to amendments to a Constitution.
“In giving construction to a provision of the Constitution its history and the conditions and circumstances attending its adoption must be kept in view, and the effect of subsequent amendments are determined by the same rules applicable to the interpretation of statutes.” Sweet v. City of Syracuse, 129 N. Y. 316-330.
We must examine the history of the Constitution and the laws as they previously existed, and the evils, if any, that were intended to be cured by such new provisions.
We have examined somewhat the history of the law as it existed prior to January 1, 1895, when the new Constitution went into effect. It is to be presumed that in framing the Constitution the convention had in view the, then existing laws. People v. Rathbone, 145 N. Y. 435-438.
Under the old Constitution subordinate clerks, officers and employees in the civil service of the state were appointed to, and held their positions under radically different laws, some under a law providing for appointments based upon fitness and merit to be ascertained by examination, while the subordinates in the great department of public works and in the
We must also assume that they knew that the legislature had passed a law with the intention of making all subordinate clerks, officers and employees in the civil service subject to civil service regulations; that it was the apparent intent of such law to include, and its language was sufficient to include, subordinates of the superintendent of public works and of state prisons; that the governor of the state so understood the intent of that law, and classified the subordinates and appointees in such departments, and that the court of last resort held that under the Constitution the legislature had no power to subject such subordinates and appointees to any such classification, because the same was a limitation upon and a restriction of the power of appointment conferred by the Constitution upon the superintendents of such departments. Bearing these things in mind, it would seem from a reading of these sections of the Constitution that the framers thereof intended by section 9 to limit or modify the power of appointment conferred by section 3, and that the power of appointment conferred by section 3 is to be exercised subject to the principles declared in section 9.
If, however, these considerations are not sufficient to render the meaning and intent of the Constitution entirely clear, there are other methods of arriving at the meaning of its framers and ‘of the people who adopted it to which we may resort, and those are reading and considering the proceedings and debates of the convention which framed the instrument under consideration.
' The proceedings of a convention are not always to be relied upon to determine the intent Avith which any portion thereof was adopted. Different members of such convention may have diverse reasons for voting for its adoption, and it is sometimes impossible to find from such proceedings that the
Still the proceedings of constitutional conventions have always been resorted to by the courts, not as conclusive and binding upon them, but as persuasive aids to assist them in determining the true intent and meaning of the instruments framed by such conventions.
“ One mode of construing this section is to take the Con-. stitution as we find it, without reference to the manner in which its different parts were proposed and adopted; and another is to look at the proceedings of the convention and endeavor thereby to discover the probable intention of the framers of the Constitution as we now find it. In either case we must also look at the actual state of things which existed when the Constitution was framed and adopted.” Clark v. People, 26 Wend. 599; People v. Purdy, 2 Hill, 31.
And “ Where the proceedings clearly point out the purpose of the provision, the aid will be valuable and satisfactory.” Cooley Const. Lim. (3d ed.) 66.
Turning then to the proceedings of the convention, we find that section 9 when first reported from the committee having it under consideration read as follows: “Appointments and promotions in the civil service of 'the state and of cities shall be made according to merit and fitness, to be ascertained by examination, which, so far as practicable, shall be competitive. Laws shall be made to provide for the enforcement of this section.”
The gentleman having it more particularly in charge for the committee, Mr. Gilbert, in opening the debate- upon the question of its adoption, after discussing the principle of appointments to, and promotions in the civil service, upon merit to be ascertained by examination, said : “ This principle, as the Constitution now stands, cannot be applied to public works and to state prisons. The Court of Appeals has so held in respect to one of those departments, and the principle which applies to one would apply with equal force, to the other. So that the
And when the subject was again under discussion, the same gentleman stated: “ The Court of Appeals has held that appointments cannot be made in the prison service and in the public works service under the rules of the civil service. The case came up as to one of them, but the same reason that applied to that one obtains as to the 'Other. So that I may say that under the law as it now stands, and under the Constitution as it now exists, the civil service rules cannot be applied to the prison service or to the public works service. I think that is reason enough for the passage of the main proposition.” Id. 2552, 2553.
Mr. Root said: “ As che matter stands to-day, the court of last resort has ruled that the principle of civil service cannot be applied to the important positions in the state prisons and public works department, and the effect of this amendment will be to extend this reform to state prisons and canals.” Id. 2559.
Mr. Lauterbach said : “ In behalf of regularity and order in the appointment of state prison officials and others as to whom our attention was called during the process of the investigation by the charities committee, I think it would be a serious error on the part of this convention if, owing to any flippant spirit in which the matter lias been considered, or on account 'of some local interest that might be prejudiced, we should go to the people from this convention, while our party has announced itself in favor of civil service reform, that in this convention, upon a trivial excuse that was presented, we voted it down.” Id. 2561.
Much discussion was had in the convention over the proposition to amend the section as presented to the convention so as to extend its provisions to all the civil divisions of the state,
After the convention had adopted the Constitution as a whole it adopted and issued an address to the people explaining its work and the different new provisions of the proposed Constitution. Among other things that address contained the following:
“ 10. We have declared in the Constitution the principle of civil service reform that appointments and promotions are to be based upon merit, and ascertained, so far as practicable, by competitive examinations. We have sought by this to secure not merely the advantage derived from declaring the principle, but the practical benefit of its extension to the state prisons, canals and other public works of the state, to which, under the existing Constitution, the court of last resort has decided that civil service rules cannot be applied.” Proc. Const. Conv. 2683.
I, therefore, take it that the convention had, as to such departments, “ a common intent,” and intended by adopting the section in question to bring the subordinates of the superintendent of public works and of the superintendent of state prisons within the operation of the Civil Service Law, and by the language used intended to, and supposed they had, modified the effect of the language used in sections 3 and 4 of article 5, in reference to appointments to be made by the superintendents of public works and of state prisons, and had nullified the effect of the decision in the case of People ex rel. Killeen v. Angle.
It seems to me, therefore, that in reading section 3 in connection with section 9, and considering the language used, the
The relator contends, however, that section 9 is not self-executing, and that there has been no legislation to enforce it; that the section itself in terms recognizes the fact that legislation is needed to put it in force, by the clause “ Laws shall be made to provide for the enforcement of this section,” and that until new laws are made to enforce its provisions the section in question is of no force and effect and that appointments are to be made as before its adoption.
The same contention was made in Matter of Sweeley, 12 Misc. Rep. 174 (affirmed in the Court of Appeals, not yet reported), and it was there held that pre-existing civil service laws were continued, and that the then relator was subject to them. This case perhaps presents the question in a little different aspect. There it was held that the law under which the then relator sought appointment had been abrogated by the new Constitution, and that there being other laws upon the statute book not in conflict with the new Constitution, which were applicable to the relator’s case, no new legislation was necessary.
It is said that such a construction renders unnecessary and meaningless the clause “ Laws shall be made to provide for the enforcement of this section.” I think that is a mistaken view, for full force and effect can be given to that clause without holding that it is necessary to re-enact all the civil service laws of the state when we consider, as before
But enough law is already in existence to enforce the provisions of the Constitution as to the department of public works. As before stated, all parts of the Constitution are to be read together, and» the sections under consideration must be read in connection with section 16 of article 1, which provides, amongst other things, as follows : “ Such acts of the legislature of this state as are now in force shall be continued the law of this state, subject to such alterations as the legislature shall make concerning the same, but all parts of the common law and such of the said acts or parts thereof as are rejragnant to this Constitution are hereby abrogated.”
And in construing the Constitution in connection with preexisting laws, “ we must keep in mind that the Constitution "was not framed for a people entering into a political society for the first time, but for a community already organized, furnished with legal and political institutions adapted to all or nearly all the purposes of civil government. And that it was not intended to abolish these institutions, except so far as they were repugnant to the Constitution then framed.” People ex rel. Wood v. Draper, 15 N. Y. 532.
The members of the constitutional convention being assumed to know the nature and effect of then existing laws, and having provided for their continuance where in harmony with the Constitution, we must also assume that they depended upon them to carry into effect the details of the Constitution, being supplemented by such new legislation as should be necessary.
The civil service laws of the state are in harmony with the present Constitution; they are, therefore, of the same force and effect as if they had been passed after the present
It is also claimed in behalf of the relator that, assuming that it was intended by section 9 to bring the appointees of the superintendent of public works within the provisions of the Civil Service Law, and admitting that the civil service laws are continued in force, there is still necessity for legislation to bring him within their provisions. To support this contention he relies upon that portion of section 9 in question which says that the merit and fitness of appointees “ shall be ascertained, so far as practicable, by examinations.” And his contention is that it is necessary for the legislature to determine whether it is practicable to ascertain the merit and fitness of appointees under the superintendent of public works by examination, and that until such determination is made there is no means of enforcing as to that department the principles of section 9.
I do not think this contention can prevail. While probably the legislature has the power under this section to determine what officers and appointees it is practicable to classify under the civil service, and in what cases it is practicable to ascertain the fitness and merits of candidates for positions by examination, still I do not think that it is necessary for the legislature to act in that respect in order to enforce the application of section 9 to the department of public works, because there was, when the Constitution was framed and adopted, a statute in existence which authorized and directed the governor of the state to determine what subordinate places in the service of the state it was practicable to classify and subject candidates for to examination.
It has been said that a Constitution is “ to be held as prepared and adopted in reference to existing statutory laws, upon the provisions of which in detail it must depend to be set in practical operation.” People ex rel. Jackson v. Potter, 47 N. Y. 375-380.
■ The statutes in existence at the time when the present Constitution was adopted authorized the governor to determine
The Civil Service Law (Chap. 354, Laws of 1883) makes it the duty of the governor, with the aid of the civil service commission, to prepare rules and regulations, which shall provide, amongst other things, “ as nearly as the conditions of good administration will warrant, -* * * for open competitive examinations for testing the fitness of applicants for the public service now classified, or to be classified hereunder.”
And again, in section 6 of said act, it is made the duty of' the governor to “ cause to be arranged in classes of the several clerks and persons employed or being in the public service-for the purposes of the examination herein provided for, and he shall include in one or more of such classes, so far as ■ practicable, all subordinate places, clerks and officers in the public service of the state.”
Where the language used in the Constitution and in a previously existing statute is so nearly similar in meaning, it seems to me that we can well say that the framers of the Constitution had such statute in view, and relied upon it to enforce the provisions of that portion of the Constitution under consideration.
The governor has acted under the power conferred upon him by the statute, and has determined that it is practicable
It follows from what I have said that the superintendent of public works should have made his appointments of clerks to the collectors of canal statistics from the eligible list just referred to; that the ajDpointment of the relator was in violation of the Constitution and of the civil service laws of the state, and that his application for, a mandamus must be denied.
Motion for a mandamus denied, not as a matter of discretion, but as a matter of law, without costs.
Motion denied, without costs.