*1 No. 27933 No. 27892 Losavio, Jr., of the State of Colorado ex rel. J. E. District Attorney within and the Tenth Judicial District of State of L., County Statutory Colorado v. J. a Witness before the 1977 Pueblo Jury Grand 23) P.2d Rehearing July
Decided June 1978. denied 1978. *3 Losavio, Jr., J. E. District Attorney, Marshall, Warren T. Deputy, for plaintiff-appellant. Biddle,
Darol C. for defendant-appellee.
En Banc. MR. JUSTICE ERICKSON opinion delivered the of the Court. This appeal was taken pursuant to the provisions of section 16-12- 102, C.R.S. court, 1973. The construing district in 16-5-204(4)(d), section (1977 C.R.S. 1973 found Supp.), portion of the statute unconstitu- provides tional which attorney “an in present grand jury room shall take an oath secrecy.” We reverse the trial court.
The issues in this case involve the constitutionality of section 16-5- 204(4)(d), (1977 C.R.S. Supp.):
“(d) Any witness subpoenaed to appear testify grand before a or jury books, produce documents, papers, objects or other grand before such jury shall be entitled to assistance of counsel during any time that such being witness is questioned presence in the grand jury, such and counsel during be in the room with his client such may present jury ques- However, tioning. permitted only counsel for the witness shall be to coun- objections, arguments, sel with witness and shall not make or address grand jury. may Such counsel be retained or for may, the witness assistance, any person financially adequate appointed unable to obtain in the same manner person eligible appointed as were counsel. attorney present An room jury secrecy. shall take an oath of court, hearing, If the at an in camera determines that counsel disrup- was tive, then the court order counsel to remain outside courtroom advising when his client. No shall be permitted provide counsel in the room to more than one witness in the same criminal in- vestigation, except with the of the permission jury.” reading 16-5-204(4)(d), (1977
A close of section C.R.S. 1973 Supp.), reveals that the Assembly expand General intended to the protec and, grand juries, time, tions afforded witnesses before at the same to in secrecy grants sure continued of the process. The statute witnesses present have counsel during questioning witnesses, room extends that to all including However, those unable financially private to retain counsel. provisions designed to preserve secrecy grand jury, of the attorneys present room are to take the required traditional oath of secrecy prohibited and are from providing counsel to more than one wit single ness in investigation, except criminal permission grand jury.
The trial court held that the attorney’s oath requirement contained in 16-5-204(4)(d), section C.R.S. 1973 Supp.), was in- constitutionally grounds. First, firm on three was held to be violative of the equal protection clause of the Fourteenth Secondly, Amendment. *4 provision was grand held to violate a jury right witness’ to the effective representation of counsel of his own choice. And finally, the require- ment was declared to be overbroad in violation of process guarantees. due addressing conclusion,
Before the trial court’s we are confronted with question concerning threshold possible existence and extent of a right witness’ to counsel prior to the enactment of section 16-5- 204(4)(d), C.R.S. Supp.). 1973 This inquiry crucial to a proper case, light determination of this of the fact that the trial court implicitly assumed that the prior practice grand of permitting jury witnesses to ab- sent themselves during questioning to consult with counsel outside the con- grand fínes of jury room remains available.
Under
principles
law,
well-established
constitutional
jury witnesses cannot insist upon
presence
of counsel in the
jury
room.
564,
1768,
United States v. Mandujano, 425 U.S.
96 S.Ct.
48
Groban,
(1976);
330,
L.Ed.2d 212
510,
In re
352
77
U.S.
S.Ct.
1 L.Ed.2d
Downer,
(1957);
264,
376
v.
(1976).
192 Colo.
United
he could have
assist-
that if he desired
was also informed
“Respondent
grand jury room.
counsel,
not be inside the
that counsel could
but
ance
criminal pro-
of the law. No
a correct recital
plainly
statement was
That
the Sixth Amend-
against
hence
ceedings
respondent,
been instituted
had
. .”
play.
come into
.
right to counsel had not
ment
lacks a
access to counsel also
permitting
practice
The established
Daniels,
Several to counsel outside the room mitting grand jury jury witnesses access E.g., and have to such an as a incorrectly “right.”1 referred opportunity denied, (2d 1968), United States cert. Capaldo, 402 F.2d Cir. 821 394 989, 1476, 22 United States v. De- U.S. 89 S.Ct. L.Ed.2d 764 1969). Sapio, (S.D.N.Y. 436 299 F.Supp. required by conclusion the established case law inescapable
The
witnesses the
opportunity
is that courts have chosen to afford
concerning his
with an
outside the
room
to consult
Silbert,
against
See
Counsel in the
self-incrimination.
privilege
Defense
—Jury
Prayers,
The Answer to the White Collar Criminal’s
Grand
a rea
The established
reflects
15 Am.Crim.L.Rev.
of the traditional role of the
and workable accommodation
sonable
protection
compulsory
and the interest of a witness to obtain
grand jury
L.Ed.2d
Entrances
(1966),
Am.Crim.L.Rev.
Federal Grand
argument
See
context. and Exits
(1964),
See
Jury
legal
generally,
Escobedo v.
been advanced that §7.5
Miranda v.
and —
(rev.
*5
Hixson,
conceptual
Witness
National Lawyers
Meshbesher,
2d ed. J. Reif
Bringing
Arizona,
Representation
basis to support
Right
1977).
Down The Curtain
384 U.S.
Guild,
to Counsel
Illinois,
a constitutional
Representation
in the Grand
378 U.S.
Before
86 S.Ct.
on the Absurd Drama
Grand
478,
of
Jury
Witnesses
to counsel
Jury,
I. Equal Protection The trial court’s conclusion that the oath violated rights to under equal protection the Fourteenth Amendment to the United grounded States Constitution was in the incorrect assumption counsel could refuse take the oath and counsel outside the confines of upon assumption, room. Based the trial court found physically that counsel inside the room present impermis were sibly differently attorneys provided treated than who counsel outside classification, grand jury room. Absent a rational basis for the the court guarantees that equal protection concluded were violated. fallacy analysis upon assumption the court’s rests its that the legislative
prior practice continues as an alternative to the scheme. It does subject Consequently, not. statute does not create a classification challenge under the clause. equal protection
II. Choice Counsel expressly prohibition The trial court did not hold that 16-5-204(4)(d), multiple representation contained in section C.R.S. 1973 nonetheless, did, was It endorse the Supp.), unconstitutional. *6 500
argument precluded that the represent- ing particular jury investigation than one witness a more before therefore, and, right infringed upon the witness’ to counsel of his own disagree. choice. We
It is well-established that a defendant’s
choice
retained
Seale,
obstructed. United States v.
unnecessarily
counsel should not be
Sheiner,
(7th
1972);
United States
The multiple representation inherent in directly witnesses implicates society’s interest in ef jury secrecy and matter, As fectiveness. a practical attorneys rarely totally will be able to eliminate what has been discovered in a prior when appearance offering counsel to subsequent witness. representation Successive of vari ous in single investigation witnesses will inevitably criminal result in the knowledge accumulation of helpful which is witness who is called to witness, testify however, No last. is entitled to be furnished with information to assist him in the evasion of issues or the concealment of facts. Pennsylvania Supreme recognized Court the potential impair
ment of
jury secrecy which is
multiple
involved in
representation
Takiff,
Pirillo
511,
462 Pa.
on
(1975),
A.2d 896
affirmed
reargument,
Pa.,
(1975),
appeal dismissed and cert.
Recent single in a than one witness sought represent to more attorney who balancing of the interests upon a investigation have been based grand jury grand jury society’s interest the and in before representation of the witness the Investigation In re investigations. grand jury in effective Before 1977, 1977); Jury, (4th Lynchburg Grand F.2d 652 Cir. February, 563 supra; Takiff, Pirillo v. 1976); (5th re F.2d 262 Cir. Gopman, In 531 Jury Grand Multiple Representation Supervising Note, see of Witnesses, Investigation re court, in (1977). 57 B.U.L.Rev. 544 1977, Jury, supra, Grand determined February, Lynchburg the Before in a par- of may multiple representation the favor the denial balance case: ticular The first case, principles. we a conflict of two whole think there is
“On the
in
attorney
to
representation
is the entitlement
the witnesses
one
procedural
federal
law or
whether
a matter of
grand jury proceedings
as
grand jury
right
pursue
is
the
to
its
right. The second
the
functions,
the
to
investigation
right
public
every
the
which includes
right
to
testimony.
forgotten
And not to be
the
courts
con-
man’s
officers,
two
come in con-
attorneys.
principles
their own
the
‘When
trol
other,
give
the
both reasonable construc-
with each
court must
them
a
flict
Mandujano,
tion,
extent.’
425
so
both to a reasonable
preserve
as to
them
590,
concurring
(Mr.
Brennan
and
at
Our General confronted Assembly, grand jury secrecy and effi upon impact multiple representation mental the various interests. All a accommodation of cacy, effected reasonable counsel, statutorily entitled to al a are now witnesses before attorney. No though necessarily particular the advice of a room, however, represent may provides who counsel without single investigation one witness in more than against multiple was intended representation The prohibition permission. and preserve secrecy process effectiveness of the was constitutionally permissible limitation to counsel.
III.
Due Process
ground
The third
trial
court’s decision was that the
process protections.
violated due
previously
We have
legislative
held that a statute which bears no rational
relationship
sought
end
to be achieved
process
violates due
is unconstitutional.
Taylor,
Moreover,
People
(1975).
189 Colo.
“(1) prevent To escape of those whose indictment be contem- (2) plated; insure the utmost freedom to its delibera- *8 tions, subject and prevent persons to to indictment or their friends from grand jurors; (3) importuning the prevent to of perjury subornation or with the witness who tampering testify before jury and later it; appear (4) encourage the trial of those indicted by to and free un- by trammeled persons disclosures who have with respect information to crimes; (5) the of protect commission to the innocent accused iswho exon- erated from of disclosure the fact that he has been investigation, under standing and from of expense no trial where there was probability of guilt.” States, Pittsburg
See also
Plate
Glass Co. United
395,
v.
U.S.
re Biaggi,
S.Ct.
We find statutory that the oath requirement rationally re to legitimate lated further the jury secrecy. interest in All attorneys take prior being must the oath to allowed to counsel to a witness. general The statute simply extends the rule that all persons associated with the be sworn to secrecy. See Crim. P. jury process 6.2, 6.3.
Similarly, the does proscribe not constitution ally protected rights. We any have been cited case which holds that grand jury the interest in secrecy is superceded speech free considera tions. Consequently, we find trial court’s conclusion without merit.
Accordingly, ruling is reversed.
MR. CHIEF concurring JUSTICE PRINGLE part dissenting in and in part.
MR. JUSTICE GROVES MR. JUSTICE CARRIGAN dissent- ing. concurring: dissenting JUSTICE PRINGLE
MR. CHIEF that which holds majority opinion of the portion from that I dissent effected 16-5-204(4)(d), Supp.) C.R.S. 1973 of Section enactment to con- grand jury witness of a permitting implied repeal an concerning potentially room grand jury with outside attorney an sult incriminating questions. re- majority provisions that opinion agree portion
I with the of se- an oath room to take grand jury attorney present quiring are crecy valid. has the jury that the agree majority position
I do not before a two or more clients lawyer representing a to forbid power counsel right employ has any I think citizen a grand jury. him. not be- represent I do that counsel wishes to providing his choice right. authority deprive him that has the any lieve dissenting: MR. JUSTICE CARRIGAN
I dissent. respectfully holding
First,
majority opinion’s
with the
I take issue
room,
with counsel outside
in
no
witnesses have
consult
held,
we
providing
right.
of a
such a
While
have
absence
statute
Downer,
(1976),
People
witness insist on the his may not room, whether, issue inde- we have never addressed the fundamental counsel outside statute, a witness a to consult pendent neg- opinion passing assumes in majority room. The effect virtually question, answer to that crucial threshold without discus- ative sion. that,
I aware four members of the United plurality opinion, am that the Sixth Amendment does not States Court have asserted Supreme *9 jury at that guarantee witness counsel inside a room because him. yet against no have been instituted point proceedings” “criminal Mandujano, 564, 1768, United States v. 96 S.Ct. 48 L.Ed.2d 425 U.S. (1976). precedent. But not And not even a plurality opinion plu- 212 a is Mandujano right is rality opined that there no constitutional court Brennan, joined to counsel outside by In room. fact Justice result, Marshall, concurring opinion that pointed Justice out of a Supreme squarely presented question Court case had ever no 603, 1789, Id. right 96 S.Ct. at 48 grand jury witness’ to counsel. out, legal many 238. scholars have pointed L.Ed.2d at As Justice Brennan right argued there well be a constitutional to counsel before the that right counsel its expanding in view of to and “substantive affinity” consequent privilege “co-extensiveness” with the to and And see self-incrimination. Ibid. Id. n. 20.
504 if the Supreme
Even Court had decided that United States Con- witnesses, guarantee stitution does not counsel to there would right guaranteed question remain serious whether such a is the Col- Constitution, II, 18, orado either in Article sections 16 and or elsewhere. that, courts, federal, It has been well said “State no than less are and ought to guardians be the that, of our liberties.”1 Therefore it follows “State courts cannot rest they when have afforded their full citizens the constitutions, protections of the too, federal constitution. State are a font liberties, of individual their protections extending beyond often re- those quired by Supreme interpretation Court’s of federal law.”2
This court
previously recognized
that it
free
is
to evoke state con-
provisions
adopting
protections
stitutional
broader
of fundamental
rights
espoused by
than those
E.g.,
Supreme
United States
Court.
Hayhurst,
v.
292,
(1977).
194 Colo.
My point in exists
necessarily
that there
a constitutionally guar-
right
anteed
counsel in
jury proceedings. My point is rather that
this court
merely
should not
right exists,
assume
no such
and base
—
—
holdings
other
on
assumption.
right
it
exists
is
im-
too
portant
be brushed aside so lightly. Rather we should directly confront
question
carefully
decide the
after
considering the authorities which
acknowledged
have
that there
freely
consult
with counsel im-
See,
mediately
e.g.,
outside the
United States v.
room.
Capaldo,
As the
opinion itself
strong arguments
there are
Illinois,
that Escobedo
v.
478,
1758,
378 U.S.
84 S.Ct.
Second, assuming even to enactment arguendo prior that of section 16-5-204(4)(d), consulting C.R.S. 1973 counsel outside the Supp.), grand right, jury only “practice” strongly disagree room was and not a I majority opinion’s premise with the that enactment of that statute effected “implied repeal” long-standing practice. an The prior practice was the certainly passage, any legisla- well-known at time the statute’s tive intent to render new statutory procedures easily exclusive could have been The lack of expressed. any expression such evinces an intention that the established remains as an alternative. statute, construing any starting must be the point plain, ordi-
nary meaning Assembly of the words chosen the General its express intention. 16-5-204(4)(d) language clearly
The of section reflects an intent that to, of, procedures prior prac- its be alternatives rather than exclusive that a example, provides tice. For the statute witness “shall be entitled to during any being' of counsel time that witness is ques- assistance such presence grand jury,” tioned in the of such but states that “counsel during present question- in the room with his client such ing.” added.) (Emphasis language
This in the juxtaposition mandatory permissive same clearly statutory right sentence indicates an intent to to the as- counsel, inside permit jury sistance of but to the use of counsel however, option. majority opinion, room at witness’ misconstrues language this that if plain require a witness desires assistance of all, counsel at counsel must function within the room and jury subject therefore be to the oath and the limitation on repre- senting multiple clients. (d) 16-5-204(4)
With similar section import, states “[ajttorney present in the shall take an oath of se- room crecy.” added.) (Emphasis Obviously language implies that an attor- ney “present not in the room” need not take the oath. Had the legislature intended the adopted by majority opinion construction attorneys statute would have the oath of all simply required representing jury proceedings, just “present clients of those in the Rather, concluded, room.” statutory language as the trial court that an clearly implies attorney may choose not to take oath and meet his client outside the room.
Similarly, language and with the same other of the statute import, prohibits multiple attorneys “provide client who counsel representation added.) language This (Emphasis implies room.” *11 multiple representation imposed
there are no restrictions on client on at- room, counsel outside torneys attorneys who since such not hear the and would not be able jury proceedings would therefore to communicate what has been heard to other clients who are scheduled to grand jury, implication as later witnesses before the accords appear of purpose protect secrecy jury proceedings. with statute’s to recognize principles statutory While I of construction dictate fairly that a statute to more than one susceptible interpretation should to uphold constitutionality, possible, construed so as its I am equally obligation mindful of our to the state constitution. In uphold only this case 16-5-204(4)(d) a strained construction of section can support the conclu- sion that procedures its were intended to be exclusive and to forbid the prior practice. majority opinion, attempting strong The to avoid the statute, challenge equal protection ignores raised simply language. statute’s plain my opinion, In we should seek to determine the clearly stated intent of the by any statute unburdened concern for the con- Then, then, stitutional consequences. only and should we consider and de- cide equal protection claim. majority
Even if the opinion’s 16-5-204(4)(d) construction of section correct, were attempt the statute’s to forbid lawyers representing two consent, or more clients before a jury, grand jury’s without the un- constitutionally infringes regulate on this court’s to authority practice of law. regulation
It is well-established that
of law practice in Colorado is a
Buckles,
exclusively
matter
province
of
this court.
Denver Bar Association v. Public
Colo.
to free choice of an attorney. Moreover it encroaches on this court’s au- thority regulate to attorney’s representation multiple of clients by purport- ing empower each jury to determine whether each ap- pearing permitted before it will be represent more than one client. Prior statute, to enactment of representation this of multiple clients in the same matter was only by court, limited the canons of promulgated ethics by this e.g., the conflict of interest restrictions set out in Canon 5 of the Code of Professional Responsibility. Under those canons several clients who de- sired to be represented by in a matter attorney, the same whether to eco- otherwise, legal nomize on fees or were free to so elect. Even if there were among clients, conflict of interest multiple they could all employ same attorney provided they joint consented representation to the full with Now, knowledge of the attorney’s right conflict. to represent more than one uniform, client before a jury depends, merely on court, guidelines on statewide established this but the vicissitudes temporary, grand jury, by any deciding each local unrestrained rules in not, attorney may, which and which more represent than one client. effect, 16-5-204(4)(d) section regulation aspect removes one power law from the supervisory places this court it in lay jurors hands of various groups unassociated this court unguided by any legislature’s power regulate standards. The *12 grand jury system,4 judiciary’s not authorize with does it to interfere the long-recognized authority regulate exclusive to of the law. legislative is this infirmity justified by
Nor recitation the of interest the preserving secrecy grand jury proceedings. denying of Without va- the concern, legislative may by that it a lidity of nonetheless be effected judicial that unconstitutionally means invades If the prerogatives. legisla- governing attorneys ture feels that additional rules are needed to protect due co- secrecy, appropriate, respect mutual between equal, government branches of need be requires brought ordinate that that to this together any suggested court’s attention to the gov- additions rules erning conduct of attorneys.
Today’s majority 16-5-204(4)(d), of section interpretation by forbid- any one ding attorney representing one more than wit- ness, impose legal will needless of expense duplication services. Grand (e.g., nearly witnesses with identical interests a many members of union) will to separate labor each have retain and a pay attorney pre- to appear there of pare proceedings, even where is no conflict suggestion attorney There interest. has been no of misconduct requiring might rule. who Any attorney by this new misconduct violate secrecy justice rules or otherwise of prejudice administration before can be grievance dealt with this court’s A committee. blan- against ket prohibition by legislature representation unjust- multiple impermissible. ified and assuming arguendo
Finally, general even assembly that the possesses regulate power to client multiple representation juries, before 16-5-204(4) adopted (d) obviously the method un- section amounts to delegation constitutional power. general legislature validly delegate
As rule the legislative body to an if power only provides administrative it sufficient to standards State, power. E.g., Elizondo guide the exercise of 194 Colo. 570 P.2d case, however, general delegated
In this assembly has one aspect body to be regulate is to power jury system regulated, and, done so with no limitation on any addition, has Const., II, Colo. Art. Sec. 23. grand jury, a non- The result is that each power. of that
jury’s exercise citizens, and unfet- granted complete been lay continuing body basis whether a entirely partic- ad hoc to determine on an tered discretion one client. There more than permitted represent will be ular guide or restrict exercise absolutely no standards procedural are safeguards its abuse. and there are no power, Therefore, multiple clients before representation even if control, grand juries legislative and even were juries were a matter for legislative could agencies power appropriately to which administrative 16-5-204(4)(d) delegation by section would still be delegated, the effected governing principles a blatant violation of well-established State, legislative supra. Elizondo v. delegation powers. joins GROVES in this to state that MR. JUSTICE
I am authorized dissent.
No. 27746 *13 Colorado; John C. Peterson v. Ground Water Commission State Kuiper, Engineer C. J. Colorado State and Executive Director of the Ground Commission of the State of Colorado Water 629) P.2d Rehearing June denied Decided 1978. June 1978.
