84 N.Y.S. 817 | N.Y. Sup. Ct. | 1903
On the 2d day of July, 1903, information was laid before the respondent, acting as magistrate for the
These depositions purported to charge the relator, James E. Gaffney, of the city of Yew York, with the commission of a misdemeanor consisting of a violation of section 1533 of the Greater New York City Charter. L. 1897, ch. 378.
On this information the respondent issued a warrant of arrest against relator and he was apprehended by a peace officer to whom said warrant was given for execution, brought before the magistrate, arraigned and held under said charge for examination, which was adjourned from time to time, and relator paroled in the custody of his counsel.
Finally, on July 28, 1903, relator waived examination, and was held for trial on the alleged charge set forth in the depositions or information submitted.
Prior thereto, and on July 11, 1903, relator, through his counsel, had moved to dismiss the proceedings, and for his discharge on the ground that the facts stated in the depositions, or the information laid before the magistrate, did not constitute a crime, and on the ground that the said relator was not thereby charged with having such an interest in a contract with the city of Yew York, as was contemplated by section 1533 of the Greater Yew York Charter. The magistrate denied the motion so made.
On the day relator was held for trial on the charge he sued out writs of habeas corpus and certiorari, which were duly allowed, directed to the respondent and to Louis Rappolt, the peace officer in whose custody respondent was, for the purpose of determining the cause of relator’s detention.
Respondent has duly made his return to these writs, and relator has filed a demurrer to the return to the writ of certiorari, and pending the decision of the issues raised by this demurrer relator has been paroled in the custody of his counsel.
Relator has demurred on five several assignments of grounds, but it is unnecessary to consider these separately
With the quantity, quality or weight of the evidence submitted before the committing magistrate this court has nothing to do on the present application. In substance it appears, and did appear before the committing magistrate, that prior to July 3, 1901, the relator had been elected, had duly qualified and was an acting member of the board of aldermen of the city of New York from the eighteenth alder-manic district; that on the 3d day of July, 1901, a lease or contract of lease was entered into between the city of New York, acting through its board of docks on the one part, and the New York Contracting & Trucking Company, a corporation organized and existing under the laws of the,, State of New York, on the other part, and which lease was executed by the relator on behalf of said New York Contracting & Trucking Company as its president, and was thereafter approved by the acting corporation counsel on July 11, 1901.
It is contended by respondent that at the time of the execution of said instrument the evidence shows that relator was a director and officer of the New York Contracting & Trucking Company, and that therefrom it is a necessary inference to be drawn that he was also a stockholder and in terested within the provisions of the charter invoked, it appearing also by the original certificate of incorporation that he subscribed for five shares of stock.
The directors for the first year of the corporation, as shown in the certificate thereof, were the relator, John J. Murphy and Bichard Couch, each of whom appears by the certificate to have held five sharés of the corporate stock, or at least to have subscribed therefor. The corporation appears to have been incorporated on April 28, 1900, or at least the certificate of incorporation bears date on that day, and was acknowledged on the same day, and relator appears thereby to have been one of the incorporators.
The specific charge in the complaint filed before the committing magistrate was that relator committed on said 3d day of July, 1901, a misdemeanor, to wit, “ a violation of section 1533 of the Greater New York Charter, in that at said time in the county of New York the said defendant, being then and there an alderman of said City, and as such a member of the Municipal Assembly of said City, and an officer designated in said section 1533, did knowingly acquire an interest not devolved upon him by any law in a contract then and there made with the City of New York by its Board of Docks, viz., in the lease above referred to from said City to said private corporation, of which the relator was at said date a stockholder, director and officer, and that said lease or contract of lease covered and related to property belonging to the City of New York.”
It may be said that there is- no allegation or contention on the part of the respondent that the lease in question was unduly or corruptly procured, or that the rent agreed upon-was not just and fair, or that by any act of the constructing company, or relator, the city’s interests have been injuriously
The question, therefore, narrowed, as suggested, is purely a technical one of whether the facts stated in the depositions submitted to the committing magistrate, and upon which he issued a warrant of arrest, show that a crime or misdemeanor had been committed, and that there was sufficient cause shown on the information submitted to the magistrate to believe the relator probably to be guilty.
Section 1533 of the Greater New York Charter was as follows at the time of the alleged critne: “ LTo member of the municipal assembly, head of department, chief of bureau, deputy thereof or clerk therein, or other officer of the corporation, shall be or become, directly or indirectly, interested in or in the performance of any contract, work, or business, or the sale of any article, the expense, price or consideration of which is payable from the city treasury or by any assessment levied by any act or ordinance of the municipal assembly; nor in the purchase or lease of any real estate or other property belonging to or taken by the corporation or which shall be sold for taxes or assessments, or by virtue of legal process at the suit of the said corporation. If any person in this section mentioned shall, during the time for which he was elected or appointed, knowingly acquire an interest in any contract or work with the city, or any department or officer thereof, unless the same shall be devolved upon him by law, he shall, on conviction thereof, forfeit his office, and be punished for a misdemeanor. All such contracts in which any such person is or becomes interested shall, at the option of the Comptroller, be forfeited and void.”
The relator strenuously contends-that the depositions submitted before the magistrate did not establish the existence of the fact that relator was an officer, director and stock* holder of the construction company which made the lease. If this question on the depositions were to be decided upon a case in which a prisoner had been held under final ]"udg
The relation of relator to the New York Contracting & Trucking Company as its president, and as a director, undoubtedly was one simply of agency, and under this relation alone, aside from his being a stockholder, it cannot be argued seriously that relator was within the charter provision invoked, which leaves for our consideration his relation to said corporation as a stockholder only.
It is well to bear in mind some familiar rules of construction in determining this question. The misdemeanor charged
There is no warrant for invoking judicial construction to extend the statute beyond its plain terms, and unless the crime or misdemeanor charged comes within the words of the provision of the charter invoked, it may not by construction be extended so as to embrace it; or, in other words, a statute which makes penal an act innocent before may not be extended to cases not clearly within its meaning and objects. This raises the question whether, if there be reasonable doubt in the case as to the misdemeanor charged coming within the spirit and the letter of the statute or not, the relator is not entitled to the benefit of such doubt.
It would seem that he is entitled to such benefit. If the intentional acquisition of every expected benefit from a contract with the city is dqemed to have been within the penal effect of the provisions of the section invoked before its amendment in 1901, then, clearly, every time any member of the municipal government essayed as a passenger to board the car of any of the street railway companies conducting their railways under a franchise from the city, subscribed for the supply of lighting gas or electricity by those likewise operating under municipal consent, or availed himself of the transit conveniences of the licensed cabman or the carriage of the licensed drayman he subjected himself to' the punishment imposed. Will any rationally minded person contend that this is what the Legislature meant ? Assuredly not. Yet such must be taken to have been its meaning if nothing more than a stockholder’s relation to the corporation having contracted with the city invited the application of the provisions alluded to before the amendment, because that relation implies some general possibility of benefit. Such an interpretation of the charter provision is repugnant to and tortures common sense. Then what was the interest in the contract with the city the acquisition of which it was intended to prohibit if the charter provisions were -not to be
Mo better illustration can be given of this principle than in the language of Chief Justice Marshall in a leading case before the Supreme Court of the United States (United States v. Wiltberger, 5 Wheat. 76) as follows: “The rule that penal laws are to be construed strictly is perhaps not much less old than construction itself. It is founded on the tenderness of the law for the rights of individuals; and on the plain principle that the power of punishment is vested in the legislative, not in the judicial, department. It is the legislature, not the Court, which is to define a crime and ordain its punishment. It is said, that notwithstanding this rule the intention of the lawmaker must govern in the construction of penal, as well as other statutes. This is true. But this is not a new independent rule which subverts the old. It is a modification of the ancient maxim, and amounts to this, that though penal laws are to be construed strictly, they are not to be construed so strictly as to defeat the obvious intention of the legislature. This maxim is not to be so applied as to narrow the words of the statute to the exclusion of
And we are not without express authority on the subject in the reports of our own courts. In Chase v. N. Y. C. R. R. Co., 26 N. Y. 523, the court, per Marvin, J., says: “The great, leading rule, for the construction of statutes, is to ascertain fairly the intention of the Legislature in enacting the statute. In statutes giving a penalty, if there be reason- ' able doubt of the case, made upon the trial or in the pleadings, coming within the statute, the party of whom the penalty is claimed is to have the benefit of such doubt.”
The true purpose is to give effect to the intent of the Legislature as deducible from the language employed, and never to extend the language by implication to cases not within such intent as declared by the words used. Strong v. Stebbins, 5 Cow. 210. And see Verona Central Cheese Co. v. Murtaugh, 50 N. Y. 314.
There seems to be no room for doubt that the Legislature in amending section 1533 of the Greater City Charter intended to clear some ambiguous question of construction,
By the amendment (L. 1901, ch. 466) the section is made to read that “ LTo member of the municipal assembly, head of department, chief of bureau, deputy thereof, or clerk therein, or other officer of the corporation, shall be or become interested directly or indirectly as contracting party, partner, stockholder or otherwise in the performance of any contract, work or business, or the sale,” etc.
If the section as amended had been in force at the time of the alleged misdemeanor, relator would have come directly within its provisions; but it was not then in force in such form, and to say the least thereof, it certainly was ambiguous as to whether it would embrace the relation of stockholder to a corporation or not.
Assuming, therefore, that there cannot be attributed to the Legislature the doing of a wholly unnecessary or superfluous act in the amending of the charter to take effect on the 1st day of January, 1902, the amendment must be treated as a matter of substance, and to be given effect, and so considering it the intent is plain to make the application to stockholders in the future, which necessarily assumes that under the statute as it had stood, within the intent of the Legislature, a mere stockholder was not an interested party.
It does not seem to me that the insertion of the word “ stockholders ” in the amended section was simply to make clear, and to remove any doubt, without altering the meaning of the clause as it stood. The very fact of this legislative change of itself indicates at least that in the legislative mind the terms first used were doubtful and open to different constructions, or at least contentions, and if that be so relator should not have been held.
I am aware of the fact that distinguished lawyers have taken different views upon the question of whether a mere stockholder is an interested party within the purview of section 1533 of the Greater Mew York Charter as it stood before amendment, and that the question might ordinarily present grave ground for debate, but the fact remains that the Legislature has undertaken by its amendment to enumerate stockholders among the class of those subject to the provisions of section 1533 of the Greater Mew York Charter, and it is but fair to infer that such amendment was made either because the prior enactment was ambiguous, or because it intended to add to the substance thereof by enacting specifically that stockholders should be liable. Considered in either aspect the facts before the committing magistrate, in my judgment, did not charge the relator with a crime or misdemeanor, hence the demurrer should be sustained.
Demurrer sustained, with costs.