Peo in Interest of APC
23CA2236
| Colo. Ct. App. | Sep 12, 2024|
Check TreatmentOpinion Summary
Facts
- Plaintiffs, including the Silipena Brothers, allege that two fires at their Millville, New Jersey facility caused significant damages and the total loss of their business, with only the April 2012 fire being under consideration in this case [lines="12-18"].
- Plaintiffs entered into contracts with multiple defendants, including American Pulverizer Co. (APCO) and Cooper & Associates, for the installation of shredding and sorting systems intended to process scrap metal [lines="47-58"].
- Plaintiffs assert that defects in the shredding system led to the fires, specifically citing a known fire risk associated with a byproduct called Zurik [lines="117-125"].
- Plaintiffs claim various legal grounds against the defendants, including product liability and negligence, asserting that the defects directly resulted in damages [lines="127-133"].
- Several motions for summary judgment have been filed by both defendants and plaintiffs addressing different aspects of the case, including liability for defects and negligence [lines="134-148"].
Issues
- Whether the defendants, particularly Cooper & Associates, owed a duty of care to the plaintiffs regarding the design and installation of the shredding system [lines="671-672"].
- Whether any express warranties were breached by Cooper & Associates during the contract negotiations with the plaintiffs [lines="318-319"].
- Whether the fires were a foreseeable result of Cooper's allegedly negligent design and the placement of combustible materials [lines="675-682"].
Holdings
- The court determined that Cooper owed a duty of care to the plaintiffs in the context of its engineering services, particularly related to the system's design and safety [lines="1107-1111"].
- Cooper's motion for summary judgment regarding the breach of express warranty was denied, as there were sufficient grounds indicating the existence of such a warranty based on the contract and verbal assurances made by Cooper [lines="575-584"].
- The court found that while expert testimony is required to establish professional negligence, sufficient evidence has been presented to question whether Cooper breached its duty, leading to the fires, thus precluding summary judgment on this issue as well [lines="818-819"].
OPINION
23CA2236 Peo in Interest of APC 09-12-2024
COLORADO COURT OF APPEALS
Court of Appeals No. 23CA2236
City and County of Denver Juvenile Court No. 22JV30516
Honorable Laurie A. Clark, Judge
The People of the State of Colorado,
Appellee,
In the Interest of A.P.C., Jr., A.A-H., and C.C., Children,
and Concerning A.P.C. and J.R.A-H.,
Appellants.
JUDGMENT AFFIRMED
Division V
Opinion by JUDGE GRAHAM*
Brown and Richman*, JJ., concur
NOT PUBLISHED PURSUANT TO C.A.R. 35(e)
Announced September 12, 2024
Kerry Tipper, City Attorney, Amy J. Packer, Assistant City Attorney, Tierney A.
Shea, Assistant City Attorney, Denver, Colorado, for Appellee
Josi McCauley, Guardian Ad Litem
Padilla Law, P.C., Beth Padilla, Durango, Colorado, for Appellant A.P.C.
Patrick R. Henson, Office of Respondent Parents’ Counsel, Denver, Colorado,
for Appellant J.R.A-H.
*Sitting by assignment of the Chief Justice under provisions of Colo. Const. art.
VI, § 5(3), and § 24-51-1105, C.R.S. 2024.
1
¶ 1 J.R.A.H. (mother) and A.P.C. (father) appeal the judgment
terminating their parent-child legal relationships with A.P.C., Jr.,
A.A-H., and C.C. (the children). We affirm.
I. Background
¶ 2 In July 2022, the Denver Department of Human Services filed
a petition in dependency and neglect after the children tested
positive for illegal substances. In the petition, the Department also
alleged that the children were dependent and neglected based on
physical abuse, homelessness, and the parents’ criminal activity.
The Department assumed temporary legal custody of the children
and placed them in foster care. After the parents admitted to the
allegations, the juvenile court adjudicated the children dependent
and neglected and adopted treatment plans for the parents.
¶ 3 In June 2023, the Department moved to terminate the
parents’ parental rights. The juvenile court held an evidentiary
hearing over two days in September and November 2023. After
hearing the evidence, the court terminated the parent-child legal
relationships between the parents and their children.
2
II. Reasonable Efforts
¶ 4 The parents first assert that the juvenile court erred by finding
that the Department had made reasonable efforts to rehabilitate
them and reunify them with the children. We disagree.
A. Applicable Law and Standard of Review
¶ 5 Before a juvenile court may terminate parental rights under
section 19-3-604(1)(c), C.R.S. 2024, the county department of
human services must make reasonable efforts to rehabilitate
parents and reunite families. §§ 19-3-100.5(1), 19-1-103(114),
19-3-208, 19-3-604(2)(h), C.R.S. 2024. Reasonable efforts means
the “exercise of diligence and care” to reunify parents with their
children. § 19-1-103(114).
¶ 6 Services provided in accordance with section 19-3-208 satisfy
the reasonable efforts standard. § 19-1-103(114). Among the
services required under section 19-3-208 are screenings,
assessments, and individual case plans for the provision of services;
home-based family and crisis counseling; information and referral
services to available public and private assistance resources; family
time; and placement services. § 19-3-208(2)(b). Other services,
3
including mental health and drug treatment, must also be provided
if the county has sufficient funding. § 19-3-208(2)(d).
¶ 7 The juvenile court should consider whether the services
provided were appropriate to support the parent’s treatment plan,
People in Interest of S.N-V., 300 P.3d 911, 915 (Colo. App. 2011), by
“considering the totality of the circumstances and accounting for all
services and resources provided to a parent to ensure the
completion of the entire treatment plan,” People in Interest of
My.K.M. v. V.K.L., 2022 CO 35, ¶ 33. The parent is ultimately
responsible for using the services to comply with the plan, People in
Interest of J.C.R., 259 P.3d 1279, 1285 (Colo. App. 2011), and the
court may consider a parent’s unwillingness to participate in
treatment in determining whether the department made reasonable
¶ 8 Whether a department of human services satisfied its
obligation to make reasonable efforts is a mixed question of fact and
law. People in Interest of A.S.L., 2022 COA 146, ¶ 8. We review the
juvenile court’s factual findings for clear error but review de novo its
4
legal determination, based on those findings, as to whether the
department satisfied its reasonable efforts obligation. Id.
B. Analysis
¶ 9 The parents’ treatment plans required them to (1) address
their mental health issues; (2) demonstrate that they could provide
the children with a substance-free environment; (3) participate in
family time with the children; (4) provide the children with a safe
and stable environment; and (5) abstain from further criminal
activity and comply with any open criminal cases.
¶ 10 At the termination hearing, the juvenile court found that the
parents had not complied with their treatment plans, despite
reasonable efforts by the Department. Specifically, the court found
that the parents’ participation in the case was “very limited,” and it
noted that they had not even begun to participate in mental health
or substance abuse services. The court also found that the
Department had attempted to engage the parents by making efforts
to “track them down, identify barriers that could be overcome, [and]
modify expectations for engagement to encourage engagement.”
5
Ultimately, the court concluded that the Department’s effort had
been “unsuccessful through no fault of the Department.”
¶ 11 The record supports the juvenile court’s findings. For
example, the record shows that the Department referred the
parents for mental health evaluations (as well as a cognitive
evaluation for mother), but they never completed the evaluations.
The Department also referred both parents for a substance abuse
evaluation, but father did not complete his evaluation, and
although mother completed hers, she never participated in any
sobriety monitoring or treatment. Finally, the record shows that
the Department provided the parents with multiple opportunities to
participate in family time with the children, including referrals to
four different providers, but the parents did not consistently visit
the children.
¶ 12 In sum, the record shows that the Department provided the
parents with the necessary resources to engage with their treatment
plans, but they did not take advantage of those resources. See A.V.,
¶ 12; J.C.R., 259 P.3d at 1285. Nevertheless, the parents assert, for
the reasons described below, that the juvenile court erred when it
6
found that the Department had made reasonable efforts. We
address and reject each of their contentions.
1. Mother
¶ 13 Mother asserts that the Department failed to make reasonable
efforts to identify and address her cognitive disability. Specifically,
she maintains that the Department knew or should have known
about her disability early in the case but failed to do anything to
assess it or accommodate her. We disagree.
¶ 14 To begin, the Department and guardian ad litem argue that
mother did not properly preserve this issue for appeal. We agree
that mother never asserted that the Americans with Disabilities Act
of 1990 (ADA) applied in this case. However, she contended in her
closing argument at the termination hearing that the Department
had failed to “provide accommodations for [mother’s] disabilities
such as time management and organization skills.” At least one
division of this court has concluded that a parent can preserve an
ADA issue by raising it for the first time in closing argument at the
termination hearing. See People in Interest of C.Z., 2015 COA 87,
7
¶ 9. We therefore conclude that mother sufficiently implicated the
issue to allow our review of the merits of her claim.
¶ 15 The ADA does not provide a defense to the termination of
parental rights. People in Interest of T.B., 12 P.3d 1221, 1223 (Colo.
App. 2000). Nonetheless, a county department of human services
has an affirmative duty under the ADA to make reasonable
accommodations for a parent with a qualifying disability when
providing rehabilitative services. People in Interest of S.K., 2019
COA 36, ¶¶ 25, 34. Therefore, when determining if the department
made reasonable efforts in a dependency and neglect case, the
juvenile court must consider whether the department made
reasonable accommodations for the parent’s disability. Id. at ¶ 34;
see also § 19-3-208(2)(g) (requiring that rehabilitative services meet
the ADA’s provisions).
¶ 16 However, the Department can accommodate only disabilities
that are known to it. S.K., ¶ 22. “In other words, before a public
entity can be required under the ADA to provide reasonable
accommodations, the entity must know that the individual is
disabled, either because that disability is obvious or more likely
8
because that individual, or someone else, has informed the entity of
the disability.” Id.; see also People in Interest of S.Z.S., 2022 COA
133, ¶ 19 (rejecting the parent’s assertion that she was entitled to
reasonable accommodations because her disability should have
been “obvious” to the department).
¶ 17 In this case, mother never directly told the Department or the
juvenile court that she had a disability. But, at an April 2023
hearing, the juvenile court questioned whether the Department was
offering the appropriate “level of services” because mother might
have a “learning disorder.” See 42 U.S.C. § 12102(1)(A) (a disability
includes a mental impairment); 28 C.F.R. § 35.108(b)(1)(ii) (2023)
(mental impairment includes a “specific learning disability”). In
response, the county attorney noted that it did not have any
“documentation or proof” of a “learning disability.” Indeed, mother’s
own counsel stated that she “did not have enough [information] to
be able to allow [her] to file any type of notice or motion for ADA
accommodations.” The court did not order the Department to
investigate whether mother had a disability, but the caseworker
9
nonetheless immediately submitted a referral for a cognitive
evaluation.
¶ 18 On appeal, mother suggests that the Department improperly
delayed investigating her disability because it must have
“suspected” that she had a disability well before the April 2023
hearing. Yet, mother points to nothing in the record to suggest that
the Department knew that she had a learning disability, except
information showing that she was often late and had trouble
engaging in the case. Without more, we are not convinced that this
information put the Department on notice that mother had a
disability, especially considering that her own attorney told the
court that she was not convinced that mother had a disability. We
therefore conclude that the Department made reasonable efforts to
investigate whether mother had a disability when it referred her for
a cognitive evaluation as soon as it became aware of the issue.
¶ 19 But mother never completed the cognitive evaluation, and
therefore, the issue of whether she had an ADA-cognizable disability
was never resolved. See S.Z.S., ¶ 21 (noting that whether a parent
is a qualified individual with a disability under the ADA requires a
10
fact-specific determination that, if disputed, the court should
resolve). Consequently, we are not convinced that, in the absence
of any evidence that mother had a disability, the Department was
required to provide reasonable accommodations for her.
¶ 20 In any event, mother concedes that the Department attempted
to accommodate her by repeating information, following up in
writing, and directing her to phone applications to assist her with
timeliness. See S.K., ¶ 55 (noting that an accommodation for a
“neurocognitive disorder” might include “communicating with [the
parent] in a written format” and “giving repeated instructions”).
And although mother asserts that these accommodations were
ultimately unsuccessful, she never asked for any specific
accommodations during the case and does not explain on appeal
what accommodations she needed for her purported disability. See
id. at ¶¶ 49-50 (rejecting parents’ arguments that their treatment
plans failed to include necessary accommodations because they did
not identify what accommodations should have been included in
the plans).
11
¶ 21 We therefore discern no error in the juvenile court’s finding
that the Department made reasonable efforts with respect to
mother.
2. Father
¶ 22 Father asserts that the Department failed to make reasonable
efforts because it did not provide him with (1) housing resources or
(2) adequate mental health and substance abuse services. For the
following reasons, we disagree.
¶ 23 First, father asserts that the caseworker did not assist him
with obtaining an apartment or provide him with a life skills worker
to assist him in doing so. Section 19-3-208 of the Colorado
Children’s Code does not describe any specific requirement for the
Department to provide financial assistance to a parent for the
purpose of securing housing. And father’s treatment plan did not
include a provision for life skills services. Therefore, because the
record shows that the caseworker provided father with a list of
housing resources and directed him to the county’s housing office,
the Department satisfied its obligation under section 19-3-
208(2)(b)(III) to provide “[i]nformation and referral services to
12
available public and private assistance resources.” See People in
Interest of A.R., 2012 COA 195M, ¶ 28 (noting that, as compared to
the active efforts standard, a department may be able to satisfy the
reasonable efforts standard by passively “requiring a parent to . . .
acquire new housing”).
¶ 24 Nevertheless, father asserts that section 19-3-208(2)(d)(VIII),
which directs the Department to provide “[f]inancial services” to a
parent “in order to prevent placement,” required the Department to
give him financial assistance for housing. We are not convinced
because section 19-3-208(2)(d)(VIII) only applies when the provision
of “[f]inancial services” would “prevent placement.” Nothing in the
record suggests that the children would have remained with father
if only the Department had provided him financial assistance for
housing. In other words, the children were placed out of the home
for numerous reasons, including substance abuse and physical
abuse, which would not have been ameliorated had father obtained
housing. In short, even if section 19-3-208(2)(d)(VIII) requires a
department to provide financial assistance for housing, we disagree
with father that it does in this case.
13
¶ 25 Second, father asserts that the Department failed to make
reasonable efforts because it did not provide him with mental health
and substance abuse services while he was in jail. As father notes,
the caseworker admitted that she did not know whether father
could access any services in the jail and did not investigate whether
any services were available to him. Nonetheless, the caseworker
reached out to the mental health and substance abuse evaluator “to
get him into the jail to complete” the evaluations and the evaluator
told the caseworker that “he was going to schedule to go into the jail
to complete it.” However, the record shows that the evaluator never
made it into the jail to complete the evaluation because father had
already been released. Indeed, although the record is not entirely
clear, it appears that father was incarcerated for two relatively short
stints of about a month each near the end of the case. Considering
the totality of these circumstances, we cannot say that the
Department failed to make reasonable efforts. See My.K.M., ¶ 33.
¶ 26 Finally, we are not convinced that the Department failed to
make reasonable efforts because it did not refer father to inpatient
treatment. There is no doubt that father asked the Department to
14
provide him with this service. But the caseworker explained that
the Department had a “policy” that requires a parent to complete an
evaluation “in order for the Department to pay for inpatient”
treatment. Nevertheless, father asserts that the Department could
have referred him to inpatient treatment, even without the
evaluation, if Medicaid would pay for the treatment. However, the
record does not show that father qualified for Medicaid, and we are
therefore not convinced that father would have been eligible for an
inpatient program without the Department’s assistance.
III. Less Drastic Alternatives
¶ 27 We also reject father’s contention that the juvenile court erred
by finding that there was no less drastic alternative to termination.
A. Applicable Law and Standard of Review
¶ 28 Before terminating parental rights under section 19-3-
604(1)(c), the juvenile court must consider and eliminate less
drastic alternatives. People in Interest of M.M., 726 P.2d 1108,
1122-23 (Colo. 1986). In considering less drastic alternatives, a
court must give primary consideration to the child’s physical,
mental, and emotional conditions and needs. § 19-3-604(3); People
in Interest of Z.P., 167 P.3d 211, 214 (Colo. App. 2007). Long-term
15
placement may not be a viable alternative to termination if the child
needs a stable, permanent home that can be assured only by
adoption. Z.P., 167 P.3d at 214.
¶ 29 To aid the court in determining whether there is a less drastic
alternative to termination, the department must evaluate a
reasonable number of persons the parent identifies as placement
options. People in Interest of D.B-J., 89 P.3d 530, 532 (Colo. App.
2004). But the department is not obligated to “independently
identify and evaluate other possible placement alternatives.” Z.P.,
167 P.3d at 215.
¶ 30 For a less drastic alternative to be viable, it must do more than
“adequate[ly]” meet a child’s needs; rather, it must be the “best”
option for the child. A.M., ¶ 27. Therefore, if the court considers a
less drastic alternative but finds instead that termination is in the
child’s best interests, it must reject the less drastic alternative and
order termination. Id. at ¶ 32. And under those circumstances, we
must affirm the court’s decision if its findings are supported by the
record. People in Interest of B.H., 2021 CO 39, ¶ 80.
16
B. Analysis
¶ 31 The juvenile court determined that there was no less drastic
alternative to termination and “all known possible alternatives ha[d]
been adequately explored.” As relevant here, the court found that
paternal grandmother was “not an appropriate placement” and
therefore “not a less drastic alternative to termination.” The court
also found that the Department had made sufficient efforts to
“identify relatives and kin.” But the court noted the Department
was not required to “beg relatives and kin to engage in an
exploration as to whether they would qualify as a placement.”
Ultimately, the court determined that termination and adoption
were in the children’s best interests and that they needed the
permanency that only adoption could provide them.
¶ 32 First, the record supports the juvenile court’s finding that
paternal grandmother was not an appropriate placement option.
See People in Interest of T.E.M., 124 P.3d 905, 910 (Colo. App. 2005)
(noting that a court may reject a less drastic alternative because the
proposed placement option cannot provide appropriate care). The
caseworker testified that paternal grandmother’s background check
17
“was coded as inconclusive” because she had “previous
involvement” with the Department for physical abuse of a child and
substance abuse. The caseworker also said that the Department
ran a background check on paternal grandmother’s roommate and
the “roommate was coded as disqualified due to criminal and child
welfare background.” Several months later, the caseworker
reinvestigated paternal grandmother and learned that she was
moving into a new residence with a significant other. However,
paternal grandmother did not return the caseworker’s phone calls,
and the caseworker did not get information to run a background
check on the significant other.
¶ 33 In sum, the record shows that (1) paternal grandmother was
initially disqualified as a placement because of her roommate and
(2) did not cooperate with the Department’s follow-up investigation.
Therefore, the record supports the juvenile court’s finding that
paternal grandmother was not an appropriate placement option and
permanent placement with her was not a less drastic alternative to
termination.
18
¶ 34 Nonetheless, father maintains that the Department failed to
adequately investigate paternal grandmother for two reasons. First,
he asserts that the Department improperly declined to do a home
study during the first investigation. But the caseworker explained
that she did not submit a home study because paternal
grandmother’s “roommate was disqualified” by the background
check. In other words, the home study would have been futile
because the Department could not place the child in a home with
the roommate. Second, father argues that the Department
unnecessarily delayed reinvestigating paternal grandmother for
about two months after the juvenile court ordered the Department
to investigate her. We disagree because there is nothing in the
record to suggest that the short delay resulted in any error. Rather,
the record shows that the caseworker attempted to contact paternal
grandmother multiple times before the conclusion of the
termination hearing, but paternal grandmother did not return her
calls.
¶ 35 Next, father asserts that the Department did not make
adequate efforts to contact the individuals named in his relative
19
affidavit. Here, father submitted a relative affidavit listing fourteen
relatives and friends as possible placement options. However,
father did not include complete information for these individuals.
For example, he listed only the first names of some folks and
provided only a Facebook account to reach them. The caseworker
reported that she had to create a Facebook account to contact some
of the people listed, but she otherwise called the individuals for
which she had phone numbers.
¶ 36 The record shows the caseworker attempted to contact each of
the individuals that father had listed in the fall of 2022, but, for the
most part, they did not respond, or the caseworker did not have the
correct contact information. Then, at a review hearing in January
2023, father’s counsel recognized the caseworker’s attempts to
contact the individuals named by father and said that she would
work with father to contact the people who had not responded.
Father agreed that he would “be more able to get ahold of them.”
Nothing in the record indicates that father ever provided any
additional information about these individuals listed or that any of
20
them ever reached out to the Department after the January 2023
hearing.
¶ 37 Father now asserts that the Department failed to make
adequate efforts because the caseworker only attempted to contact
these individuals a single time. Father relies on the Department’s
regulation that defines “family search” as “the diligent and timely
good faith effort to locate and contact . . . other adult relatives.”
Dep’t of Human Servs. Reg. 7.000.2, 12 Code Colo. Regs. 2509-1.
But this regulation only requires that the Department attempt to
locate and contact relatives. And the record shows that the
Department conducted diligent searches for relatives and attempted
to contact them. Father does not direct us to anything in the
regulation that would require the Department to attempt to make
follow-up contacts with individuals who do not respond to the
Department for it to satisfy the regulation.
¶ 38 In any event, we are not guided by the Department’s
regulation. Rather, for purposes of a less drastic alternative
consideration, the Department only has a duty to evaluate a
reasonable number of persons the parent identifies as placement
21
options. See D.B-J., 89 P.3d at 532. The record indicates that the
Department attempted to investigate the individuals listed on
father’s affidavit. See B.H., ¶ 82 (concluding that the department
adequately investigated relatives for purposes of less drastic
alternatives where the caseworker said that she “thought” that she
sent “family finding letters” even though “she didn’t have a record of
it”). Therefore, we agree with the juvenile court’s assessment that
the Department did enough to investigate these individuals and
that it was not required to track down every single person on
father’s relative affidavit, especially once father indicated that he
would try to contact them and let the Department know if any of
them would be interested in being a placement.
¶ 39 Finally, even assuming that one of the relatives was an
appropriate placement option, we discern no error because the
record indicates that a less drastic alternative was not in the
children’s best interests as they needed permanency that could only
be achieved through adoption. See Z.P., 167 P.3d at 214. In other
words, the juvenile court determined, with record support, that
22
regardless of potential placement options, there was no less drastic
alternative to termination.
IV. Disposition
¶ 40 The judgment is affirmed.
JUDGE BROWN and JUDGE RICHMAN concur.
