*1 A.2d 1240 POLICE STATE PENNSYLVANIA Pennsylvania BOARD, RELATIONS LABOR PENNSYLVANIA Intervenor, Association, Troopers State STATE TROOPERS PENNSYLVANIA APPEAL OF ASSOCIATION, Intervenor. Police, Appellee
Pennsylvania State Board, Appellant. Pennsylvania Labor Relations Association, Pennsylvania Troopers Intervenor. State Pennsylvania. Supreme Court Argued May 25, 2002. Nov.
Decided Harrisburg, for Gary Lightman, M. Anthony Caputo, M. Association, Troopers intervenor. Pennsylvania State Crawford, Will, Harris- Lowrie Elizabeth James Jennifer Labor Relations Board. Pennsylvania burg, Sheehan, Jr., Harrisburg, for Fisher, M. Frank A. James Appellee. CASTILLE, NIGRO, CAPPY, ZAPPALA, C.J, and Before EAKIN, NEWMAN, JJ. SAYLOR
ORDER PER CURIAM. NOW, the Order day this 25th November
AND
Upper
hereby
AFFIRMED. See
the Commonwealth Court
Township
Board,
v. Pennsylvania Labor Relations
(2000).
Justice
In
per
curiam
affirming
Order
the decision of the
Court,
majority
Commonwealth
Upper
relies on
Twp.
(2000),
At hearing recognized examiner that an em ployer generally will be found to have committed unfair labor unilaterally when it a bargainable alters term of employment, compared condition to changing course in a subject matter to managerial prerogative that is not subject to bargaining. See id. at 4 (citing Plumstead v. Twp. PLRB, (Pa.Cmwlth.1998); 713 A.2d Frackville Bor (Pa.Cmwlth. ough Police Dep’t 701 A.2d 1997)). In distinguishing categories between these of deci sions, hearing procedural examiner viewed matters as closely more conditions, associated with bargainable terms and decisionmaking closely substantive aligned more with managerial prerogative. hearing in examiner voked the traditional rational relationship test in evaluating required subject nexus between the matter the decision involved appropriate category and the of decisionmaking. See I, PSTA State Police at 4. slip op. generally PLRB v. Dist., 494, 507, State College Sch.
(1975). evidence,
On review of hearing examiner found that the implementation, period over a substantial years, pre- termination hearings past practice part constituted on the *4 6(1) part, provides In relevant Section of the PLRA as follows:
(1)
It shall be an unfair
employer—
labor
for an
with,
(a)
employes
To interfere
restrain or coerce
in the exercise of
rights guaranteed
the
act.
(e)
bargain collectively
To
to
representatives
refuse
of his
employes....
1937,
1,
1168,
294,
(¡25 amended,
Act of June
P.L.
No.
43 P.S.
211.6(l)(a),
(e)).
below,
§§
As further discussed
these
have
sections
subsuming
bargainable
been construed as
unilateral alteration of a
employment term and condition.
changed
Police that was
when the
was
State
I,
PSTA v.
at 4. In
slip op.
eliminated. See
State
to
response
Pipkin
Pennsylva
to the State Police’s citation
v.
Police,
(1997),
nia
Subsequently, the PLRB
exceptions
dismissed
filed
hearing
State Police and rendered
proposed
examiner’s
decision and order
absolute. See
State Troop
Commonwealth,
Order,
ers Ass’n v.
Pa. State
Final
PF-C-98-149-E,
(PLRB
1999)
No.
slip op.
Dec.
[hereinaf
ter
“PSTA State Police
PLRB opened
analysis
II”]. The
by addressing
the status of
troopers under Act
§§
43 P.S.
217.1-217.7. The Board
noted
the Com
not,
monwealth Court had
that Act
determined
111 does
itself,
and of
protections
confer
troopers,
specific
the absence of
language
the collective
agreement
controlling
or other
legislative
contractual or
re
quirements.
id. at
(citing
Township
Sugarloaf (Pa.Cmwlth.1998),
Bowling,
in part
aff'd
*5
(2000)).
Pa.
and vacated in
however,
provision
PLRB
in the
regard,
highlighted
agreement between the State Police
bargaining
collective
that
covered
Association to the effect
“members”
except
specifically
probationary troopers,
include
where
terms
II,
op.
Police
at 3.3 The PLRB
slip
excluded. PSTA State
among
parties
all
to the unfair labor
also noted the consensus
probationary troopers
that
are members
practice proceeding
unit.
id.
of the
Additionally,
implication
the PLRB criticized the
to
Township
Sugarloaf
Court’s decision
Commonwealth
scope
outside
that
officers are
the effect
111, observing
disharmony of such decision with
Act
precedent,
Board
as well as that of this Court.
longstanding
dispute
that the
the Board did not
the assertion
While
broad discretion to terminate
possessed
205(f)
of the Administrative
provided
Section
65(f),
71 P.S.
the Board concluded
Code
not be
from Act Ill’s
probationary troopers need
removed
comply
statutory
ambit to
with this
directive. See PSTA v.
II,
analogy
at 3-4.
Board drew an
slip op.
State Police
Teachers Local
Philadelphia
Board
Educ. v.
Federation
(1975), which arose
(Vahey),
No. 3
cerning
employées.
of such
See id.
termination
reasoning
PLRB
emphasized
A.2d at 43. The
Court’s
was
provision
hearings
the effect that the
the teachers
statutorily
and did not restrict
the district’s
proscribed
for dismissal.4
ability to establish the substantive criteria
Additionally,
bargaining agreement recognizes the
the collective
Asso-
bargaining pur-
representative for collective
ciation as the "exclusive
members,”
being
only exceptions
poses for all State Police
CBA,
Commissioner,
Art. I.
Deputy
"the
Commissioners and cadets.”
97-98,
(“The
particular
that a
4. See id. at
Based the character of proceedings and past practice implementation, the State Police’s the PLRB determined that the “constituted a term and condi- employment every tion of for probationary trooper hired Probationary Commonwealth since 1984. troopers facing consistently dismissals have been afforded the opportunity proceedings.” defend themselves dismissal PSTA State II, at 5. dispute While the Board did not the State possessed Police’s assertion that it broad discretion to termi- 205(f) provided nate in Section Code, it pre-termination Administrative concluded that hear- question wages, ... if it bears on the hours and [;] employment only prevents agreement conditions of ... [the Act] implementation any to and term which would be violation of or directive.”); any statutory inconsistent with Commonwealth v. State cf. Lodges the Fraternal Order Conference of 51, (1990) (explaining provision grievance that the arbitration as an alternative to court martial under the Administrative way Code “in no from authority detracts the Commissioner’s to estab- regulations police lish rules and to retain in the state or to grounds discharge”). set forth or authori- ings disrupt did not the Commissioner’s discretion opportunity to defend ty, merely but afforded the PLRB opportunity prior themselves to termination —an rationally to their terms and conditions found was related employment. rational rela- support for its
As further analogized PLRB decisions related tionship inquiry, the reasoning: promotions, obligation bargain no over the employer is under decision, yet making promotional
criteria it uses to be followed employer bargain procedures must over the filling position. Similarly, the Commonwealth is under duty bargain retaining over the criteria for or dismiss- no yet ing probationary troopers, bargain it must over the doing so. procedures be followed *7 II, (citing Allegheny Police at 5 East School PSTA State ¶ Order, (1982); Dist., PPER Proposed Decision and 13060 ¶ Auth., Order, Final 29 PPER 29806 Twp. Harrison Water (1998)). regard in The Board summarized its conclusions as follows PTRP hear- hearing
The examiner’s determination the mandatory subject bargaining a is consistent ings are longstanding policy considering Board’s management objectives. For an issue to public employer’s managerial prerogative and thus not manda- be deemed tory subject bargaining, managerial policy must sub- stantially outweigh any impact issue will have on the above, performance police. duties of the As discussed managerial prerogative to establish the Commonwealth’s by is qualifications positions for unaffected procedures probation- for dismissal of over the complete con- ary troopers. The Commonwealth maintains in qualifications trol and criteria to be used over the probationary troopers. decision to retain dismiss in establishing qualifications interest for Commonwealth’s probationary troopers’ interest defend- and the positions compatible. proceedings are ing themselves dismissal II, Police at 5-6. v. State PSTA reversed, find- Court appeal, further the Commonwealth
On hearings pre-termination relationship no rational between ing condi- bargainable and terms and probationary troopers PLRB, Police v. Pennsylvania State tions. See (Pa.Cmwlth.2000). holding, of its court support dismissal of a Pipkin that of to the effect reiterated trooper trooper adjudication not an and the was protections right or the process not to due was entitled dismissal, see State Police appeal the emphasized A.2d at and the Administrative Code’s 205(f) upon conferral the State Police Commissioner Section probationary trooper, to dismiss a see id. The discretion however, not, Court did address the distinc- Commonwealth rights at by drawn the PLRB between the constitutional tion (here, arising under labor law Pipkin interests issue existing bargain concerning the modification not employment). conditions of it did terms that, Adminis- although PLRB’s consider the assessment conferral of discretion the State trative Code’s broad, to retention pertaining pre-termination statute does foreclose the procedures. guidance Upper also found
The Commonwealth Court A.2d Makefield, 753 at decided this Court after of the PLRB’s The Commonwealth Court issuance decision. restricting probationary troopers’ Upper read solely “at rights, light employees, of their status as will” *8 by Con- bargaining agreement. conferred the collective those Act 111 comitantly, protections court that the of opined completed solely troopers probation- to who have their extend employment. Police v. ary period of See PLRB, at 95. that the Explaining 764 A.2d relevant troop- agreement upon probationary not confer did redress, conclud- any the Commonwealth Court ers avenue pre-termi- no vested ed that such have interest procedure. nation apparently While crediting the Board’s finding practice, of a past although characterizing practice as “sporadic,” the court also observed that the State Police had unilaterally past practice reserved the cease providing hearings, apparent those in an reference to the Burns and Agreement. Shade id. See
Appellate review of PLRB
orders is circumscribed
statutory directive that factual findings of
Board
are
if
binding
supported by
evidence, just
substantial
as are
agency
if they
conclusions
are in accordance with law. See 2
§ 704.
generally Borough
PLRB,
Pa.C.S.
See
of Lemstown
141,
7,
1240,
(1999).5
558 Pa.
148 n.
735 A.2d
1243 n. 7
recognized,
particular
courts have
with
emphasis in
arena,
the labor
that substantial deference is to be accorded to
agency expertise.
PLRB,
Borough
Nazareth v.
11,
5,
493,
(1993)
16 n.&
626 A.2d
496 n.
(emphasizing
& 5
that
“the PLRB is in
position
the best
all
resolve
unfair labor
practice
(emphasis in original));
issues”
Twp.
South Park
PLRB,
(Pa.Cmwlth.2002) (“It
Police Ass’n v.
789 A.2d
is well
required
settled
this Court
give great
deference to the
expertise
PLRB.”);
administrative
Plumstead Twp.,
Here,
PLRB
a longstanding past
discerned
giving
bargainable
rise to a
Such
term/condition.
assessment,
minimum,
at a
has substantial factual overtones
and implicates agency expertise
necessary
deference. See
Nazareth,
Borough
534 Pa. at
n.
16 &
605 16; n. at 734-735 & 5; Twp., Plumstead n. cf. Union, AFL-CIO South Local Transit Amalgamated Auth., 473 N.W.2d 437 Mich. Transp. Mich. eastern or condition of a term (1991) (characterizing existence matter). the State Significantly, factual as a of as determination past practice challenge not does evidence, and the Common by substantial lacking support sporadic as characterizing Court, although wealth dispute significance, did to diffuse its effort apparent in an findings. The PLRB’s with the in accordance its existence of Burns and to allusion the effect Court’s Commonwealth consum agreement was since the unpersuasive, also is Shade pre-termination commencement long after the mated of both rights behalf reservations practice and contained concerning the existence dispute to their parties relation agreement I in full am practice. past constitu involving as distinguishing Pipkin reasoning PLRB’s entitlements, and contractual tional, statutory opposed speak 205(1) Administrative Code reconciling Section process, decision-making in the substantive ing to discretion non-determinative, prohibiting not as but noted, the Commonwealth procedure. As pre-termination to account materially lacking its failure reasoning is Court’s distinctions. for such substantial proba- status afforded question is the more difficult of this Court’s decision consequence as a
tionary troopers
sum-
Certainly
Court’s
the Commonwealth
Upper Makefield.
accurate,
given
but
must be
attention
mary of the decision
See,
holding.
its
applying
of a case in
factual context
McCann,
190, 195, 469 A.2d
Pa.
e.g., Commonwealth
(1983) (“The
as in all
particular case]
holding
[a
facts.”).
noted,
As
of its
cases,
read in the context
must be
troop-
ability
probationary
concerned the
Upper concerns the entitlement
grieve,
appeal
this
ers to
whereas
bargain on behalf member
unit to
a collective
distinction
Particularly
light
of this substantial
troopers.
troopers PLRB’s decision
accord
and the
employment,
conditions of
terms and
bargainable
benefit
inquiry
at hand
by
deserves further consideration
beyond
Court
citation Upper
mere
Makefield.
groundwork
consideration,
As
for such
I
impor-
believe it is
that,
tant to bear in mind
in Upper Makefield, this Court’s
reasoning was
prior
constrained
expressions concerning
*10
Act 111.
significantly,
Most
previously
the Court
had estab-
that Act
employees
lished
111
possessed
are
with an entitle-
arbitration,
ment to
via
with resulting awards substan-
grieve
tially
judicial
insulated from
review via
of a narrow
certiorari standard.
See
State Police v. Penn-
sylvania
(Betancourt),
State Troopers
66, 76-78,
Ass’n
540 Pa.
(1995).
83,
88-89
applied
As
troop-
ers, however,
holding
this
was in tension with various statuto-
ry provisions affording substantial and largely inviolable def-
erence to the
judgment
public
See,
sound
employers.
e.g.,
Upper
Makefield,
the collective unit bargaining, particularly and the in as the pertinent provision “right bargain,” speaks righls bears the title “through organizations representatives exercised labor desig- or other by fifty percent nated or policemen,” more of such and in all other respects rights is concerned with the and interests of the unit. See 43 § P.S. 217.1. participate Upper I did and remain of the belief that Makefield given decision represented prevailing was that Betancourt correct — challenge law presented, exception to which no was the need to craft an light to its mandate arose in concerning the conflict with enactments employer probationary discretion in the policemen. retention I however, joined Upper Makefield, would not have had I foreseen that it interpreted broadly preclude would be policemen so as to a class of benefiting from from the employment terms and conditions of their as factfinding discerned the PLRB in its capacity expertise. its administrative 608 arbitra- claim to an to such officer’s entitlement
probationary (as Be- grievance arbitration required tion was that Act 111 held). tancourt above, say did not in Upper what the Court light expressed reasoning. as its perhaps important began to consider whether
Although the Court
111,
purposes
Upper
of Act
see
“policemen”
were
expressly
it
not
at
753 A.2d at
did
Makefield, 562 Pa.
probation
did not state that
inquiry.
answer this
The Court
Moreover,
Act 111.
ary
utterly excluded from
troopers are
bargainable
whether
did not consider
decide
Court
employees
respect
with
terms and conditions
practice,
they generally
can for
past
can be derived from
in the union context. See
majority
employees
the vast
County
Employees
Prison
County Allegheny Allegheny
(1977) (ex
Union,
27, 34,
852
Indep.
“sepa
past practice may
be used
establish
plaining
cannot
condition of
which
be
rate enforceable
agreement”);
see
express language
from the
of the
derived
(discussing past practices
Ellwood
whether troopers, who are members the As- sociation, deprived should be of the benefit of such terms/con- protections ditions expressly as are made po- available all licemen under Act are inconsistent with other pertinent statutory provisions. IAs would this ques- answer negative, tion in I would reverse the order of the Com- that, highlights deprive The PLRB order to express protections, of Act necessary Ill’s effectively it would be (hem unit; exclude from the legislation’s since the stated terms body, inure in favor of the long interests of the collective Association, troopers as the are members of the Act 11l's benefits flow Indeed, parties agree them. all probationary to this case See, troopers should not be e.g., excluded from the Association. Brief of Appellee (“The Commonwealth of at 13 [applying Upper Commonwealth Court's decision does not Makefield] deprive probationary employees ... to have the terms and employment, conditions of their for the duration of the period, through bargaining process.”). determined Notably, ees, if troopers, undeniably public employ- who are 111, they are said to fall outside facially the ambit of Act would be express covered Employe terms of the Public Relations Act (PERA), public employee “any which defines a employed individual by public employer but employes shall not include ... those Since, however, covered 1101.301(2). [Act under 43 P.S. 111].” PERA only right collectively bargain, confers not but also the entitlement circumstances, 1101.701, §§ to strike under certain see 43 P.S. 1101.1003, any category direct would be purposes limiting inimical to Act Ill's the recourse available to police personnel impasse essential and fire situations. *13 PLRB’s
monwealth Court and reinstate the determination practice by in an unfair labor engaged the State probation- unilaterally eliminating a term condition ary troopers’ employment. A.2d 1249 Pennsylvania, Appellee v.
COMMONWEALTH HESS, Jody Appellant. Lee Supreme Pennsylvania. Court May 2002.
Submitted Nov. Decided
