OPINION AND ORDER
Prеsently before this Court is the Defendant’s Motion to Dismiss the Amended Complaint pursuant to Fed.R.Civ.P. 12(b)(1) (lack of subject matter jurisdiction). For the reasons set forth below, the Motion is denied.
I. BACKGROUND
A. Factual Background
Title XIX of the Social Security Act, 42 U.S.C. § 1396 et seq., establishes the federal Medical Assistance program. The program is a cost sharing arrangement between the states and the federal government, whereby the federal government reimburses some state expenses if a state elects to provide financial assistance to those individuals whose incomes and re
Under the program, state expenses for nonresidential community-based services are not automatically part of the cost sharing arrangement. Id. at ¶¶ 25-28. States can obtain a “home and community-based services” (“HCB”) waiver from the federal Health Care Financing Administration. 42 U.S.C. § 1396n(C). This waiver allows states to include services which prevent individuals from being institutionalized as Medical Assistance, and thereby receive additional reimbursement from the federal government. Id.
Pennsylvania applied for and received an HCB waiver. This waiver is known as Person/Family Directed Support (“P/ FDS”) Waiver. Am. Compl. at ¶ 1. In Count I of the Amended Complaint, Plaintiff alleges that the Defendant has failed to fully implement the waiver. Id. at ¶¶ 35, 43-63. Count II contends that the Pennsylvania Department of Public Welfare (“DPW”) violated federal regulations to furnish medical assistance with “reasonable promptness.” Id. at ¶¶ 64-65. In Count III, Plaintiff alleges that the Defendant has failed to allow applications for services under the P/FDS Waiver. Id. at ¶¶ 66-68. Finally, Count IV asserts that the Defendant failed to allow for evaluations of individuals in violation of Title XIX. Id. at ¶¶ 69-70.
B. Procedural Background
This action commenced on August 24, 2000, by and on behalf of plaintiffs Derek DeLong, Mitchell Landsman, and Saul Vasquez. These three plaintiffs sought to have the case certified as a class action lawsuit. We denied this request in an order dated October 25, 2000. We allowed the parties ninety days 'to conduct additional discovery as to whether the threshold requirements for the certification of a class action could be satisfied. This time period elapsed on January 23, 2001, and this Court has not been presented with any evidence that there is a group of plaintiffs who meet the threshold requirements for class certification.
While this action has been pending, Mr. DeLong, Mr. Vasquez, and Mr. Landsman, each became enrolled in and began recеiving HCB waiver services under the P/FDS Waiver. On January 9, 2001, an Amended Complaint was filed. Mr. DeLong and Mr. Vasquez were dropped as plaintiffs apparently because they had become enrolled in and began receiving services under the P/FDS Waiver. Pl.’s Mem. at 3. Through the agreement of counsel, Pennsylvania Protection and Advocacy, Inc. (PP & A), was added. Def.’s Mem. at 2. The Defendants consented to the addition of PP & A on the express condition that they would retain the right to challenge the group’s standing to bring this action. Id. Therefore, in the Amended Complaint, Mitchell Landsman, suing on his own behalf through his parents and without the aid of PP & A, became the sole individual alleging an injury in fact.
On February 9, 2001, the Defendant filed an uncontested motion seeking summary judgment as to Mr. Landsman’s claims. The parties agreed that his claims were rendered moot by his enrollment in the P/FDS Waiver program on December 15, 2000. We granted this motion in an order dated February 14, 2001.
Thus, PP & A is now the sole plaintiff in this action. Although it is unclear from the face of the Amended Complaint, the Plaintiff argues in its Memorandum that it is suing both on its own behalf and as a representative suing on behalf of its constituents. Pl.’s Mem. at 10, 17. The De
C. Standard of Review
Fed.R.Civ.P. 12(b)(1) allows parties to file motions when a court’s jurisdiction over the subject matter of the action is in question. A Rule 12(b)(1) motion may challenge jurisdiction based on the face of the complaint or its existence in fact.
See Mortensen v. First Fed. Savings and Loan Ass’n,
Regardless of whether the challenge is facial or factual, the plaintiff still bears the burden of persuasion.
Plaintiff argues that the Defendаnt asserted a facial challenge to PP & A’s standing.
2
Pl.’s Mem. at 9. Defendant’s Memorandum contains no discussion of Fed.R.Civ.P. 12(b)(1).
3
However, the Memorandum does mention construing the complaint in the light most favorable to the Plaintiff. Def.’s Mem. at 3. This statement suggests that the Defendant’s attack on jurisdiction is facial.
See
II. DISCUSSION
A. Standing Generally
Federal courts are courts of limited jurisdiction. We are empowered to hear only such cases as are within the judicial power of the United States, as defined in the Constitution, and entrusted to us by Congress. Const. Art. Ill, § 2 (“The judicial Power shall extend to all Cases, in Law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made, or which shаll be made, under their Authority”). This is typically referred to as the Constitution’s “case or controversy” requirement.
Raines v. Byrd,
The key element of the “case or controversy” requirement is that a plaintiff, based on the complaint, must establish that it has standing to sue.
Fair Hous. Council of Suburban Philadelphia v. Montgomery Publ’g, Co.,
Each of these elements of Article III standing must be supported in the same way as any other matter on which the plaintiff bears the burden of proof, i.e., with the manner and degree of evidence required at the successive stages of litigation.
Bennett,
We will first consider whether PP & A has standing to sue in its own right. We will then examine whether PP & A has standing to sue as a representative of those individuals not receiving services under the P/FDS waiver.
B. PP & A Has Standing to Sue on Its Own Behalf
An organization has standing to sue on its own behalf if the organization itself can satisfy the irreducible constitutional minimum requirements and prudential concerns do not point to the need for judicial restraint.
See Warth,
1. Injury In Fact
Under the Developmental Disabilities Act (“DDA”), 42 U.S.C. § 6042, 4 the Commonwealth of Pennsylvania designated Plaintiff as the group with the responsibility to advocate for and protect the rights of individuals with developmental disabilities. Am. Compl. at ¶ 7. Plaintiff states that it has spent, “its time, money, and resources to advocate for an end to the waiting list for community services for Pennsylvanians with mental retardation,” and that ending the waiting list is one of its priorities. Id. Plaintiff also alleges that it has spent, “its time, money, and resources to counsel and assist the families of individuals with mental retardation who have been unable to access services under the P/FDS Waiver.” Id. Plaintiff does not allege that its day to day operations or overall goals were impaired because of actions on the part of the Defendant.
Defendant argues that Plaintiff is an advocacy group and that it has engaged in no more, and no less advocacy than it normally would as a result of the alleged failure to fully and properly implement the P/FDS Waiver. Def.’s Mem. at 8. Although the Defendant’s view that PP & A has not engaged in additional advocacy may be correct, we must accept Plaintiffs factual allegations and draw all reаsonable inferences in its favor.
Mortensen,
Defendant also attacks Plaintiffs allegation that it has expended resources on counseling individuals and families, as too broad and unspecific to state an injury. Def.’s Mem. at 8. Construing the complaint in the light most favorable to the Plaintiff, we find that the PP & A has alleged a sufficient' injury.
See Mortensen,
2. Causation
Plaintiff alleges that the Defendant: has not provided waiver services to the correct number of people (Count I), has refused to allow applications for such services (Count III), and that the Defendant failed to allow for evaluations of individuals who want such services (Count IV). Am. Compl. ¶¶ 57-63, 66-70. Plaintiff also alleges that the Defendant has not provided services with “reasonable promptness” in violation of 42 U.S.C. § 1396a(a)(8).
Id.
at ¶¶ 64-65. Plaintiff argues that, because of these actions, it had to spend its resources on counseling individuals who have been unable to receive home and community-based services or who have not received such services in a timely manner. Am. Compl. at ¶ 7; Pl.’s Mem. at 15. We find that the expenses for counseling are sufficiently connected to the conduct complained of to satisfy the causation requirement.
See United States v. SCRAP,
The link between the advocacy costs and the conduct complained of is more tenuous. PP & A is an organization formed for the purpose of advocating on behalf of the developmentally disabled.
See
114 Stat 1677, PL 106-402, 2000 S 1809. It is conceptually troublesome to predicate standing on a “frustration” of such an organization’s mission which causes a drain on its resources where in fact the organization is devoting its resources to accomplishing its mission.
See Shammouth v. Karp,
No. Civ. A. 96-4706,
3. Redressability
Plaintiff argues that declaratory and/or injunctive relief would ensure that the Defendant implemented the P/FDS Waiver. PL’s Mem. at 15. If‘ the DPW implemented the waiver, Plaintiff could then “cease spending further time” on the issue. Id. Plaintiff contends that if the requested relief is granted, it could “turn its attention to the many other issues affecting the rights of individuals with developmental disabilities.” Id.
Plaintiff does not dispute the fact that even if the waiver services are provided to the total number of individuals stated in the waiver application, there will still be thousands of developmentally disabled individuals who do not receive such services. See Am. Compl. ¶¶ 35, 51. A waiting list will persist even if Plaintiff receives all the relief it requests. Accordingly, PP & A’s costs of advocating for an end to the waiting list for P/FDS services will remain, regardless of the outcome of this litigation. However, if relief is granted, Plaintiff would no longer need to expend resources on advocating for a full and prompt implementation of the waiver.
Turning to the counseling costs, these will also persist even if Plaintiff receives a favorable decision. It is possible that they will be marginally reduced. According to
We do have concerns about whether a favorable decision on each of the claims will redress Plaintiffs injuries. If this litigation were at the summary judgment stage, we might conclude that Plaintiff had not shown a concrete enough injury capable of redress to satisfy Article III. However, at this preliminary stage, we find that the Amended Complaint presents a claim for relief over which we have subject matter jurisdiction.
4. Prudential Considerations
Besides the Article III case or controversy requirement, courts are generally also bound by “prudential limitations” on the exercise of federal jurisdiction.
Valley Forge Christian College v. Americans United for Separation of Church and State, Inc.,
Plaintiff argues that in 42 U.S.C. § 6042 5 Congress intended to remove the prudential limitations to standing. As discussed more fully belоw, we agree that Congress intended to make it easier for protection and advocacy organizations to bring suit on behalf of others, i.e., associational standing. However, the legislative intent on standing when an organization is bringing suit on the basis of injury to itself is less clear. Plaintiff relies on Risinger v. Concannon, 117 F.Supp.2d. 61, 69-70 (D.Me.2000), to support its contention that it does not have to overcome any of the traditional prudential concerns. Pl.’s Mem. at 16. Risinger involves associational standing for a protection and advocacy organization. Id. It does not address the ability of such organizations to bring suit on their own behalf. Id.
We need not decide whether Congress intended to confer standing to the full reaches of Article III when protection and advocacy organizations bring suit on their own behalf because this Plaintiff can overcome these limits. PP & A’s alleged injury is specific enough so as not to be considered a generalized grievance. The organization asserts that it personally had to undertake various expenses as a result of Defendant’s conduct. Am. Compl. at ¶ 7. It does not argue that the failure to provide home and community-based services negatively affects society.
See Sierra Club v. Morton,
C. PP & A Has Not Satisfied The Requirements For Associational Standing
An organization’s standing to sue on behalf of others, referred to as “associational standing,” can derive from either judicial discretion or a congressional grant.
United Food and Commercial Workers Union Local 751 v. Brown Group, Inc.,
In
Hunt v. Washington State Apple Adver. Comm’n,
In
United Food Workers,
the Court explained that the Article III limitations on standing required the satisfaction of only the first two prongs of this test.
In support of its claim of standing to sue on behalf of disabled adults not receiving waiver services, Plaintiff invokes the Developmental Disabilities Assistance and Bill of Rights Act (“DDA”). 6 The DDA requires states, as a condition of receiving federal financial assistance, to: “have in effect a system to protect and advocate the rights of individuals with developmental disabilities.” 114 Stat 1677, 1712, PL 106-402, 2000 S 1809, Sec. 143. Organizations established pursuant to this clause, must have the authority to: “pursue legal, administrative, and other appropriate remedies or approaches to ensure the protection of, and advocacy for, the rights of such individuals within the State who are or who may be eligible for treatment, services, or habilitation, or who are being considered for a change in living arrangements.” Id. The parties do not dispute that Plaintiff is the agency designated pursuant to this statutory schеme.
Given the broad remedial purpose of the DDA, this Court finds that the statute permits PP & A to file claims on
The Amended Complaint alleges that there are thousands of individuals with mental retardation in Pennsylvania who are on the waiting list for home and community-based services, and that many of these individuals are eligible for and could benefit from such services. Am. Compl. at ¶ 43, 54. The Amended Complaint does identify one individual, Mitchell Landsman. However, his claims were dismissed and are no longer before this Court. Therefore, as of today, the Amended Complaint does not identify any specific individual.
Plaintiff, relying on
Doe v. Stincer,
Similarly,
Tennessee Protection and Advocacy, Inc.,
held that the plaintiff, did not have standing when it was not filing on behalf of specific, named, injured individuals.
We
agree with the
Tennessee
court that Plaintiff must identify a specific constitu
Plaintiff argues that it has
previously
identified, to this Court, individuals who were not allowed to apply for and who were not provided with the P/FDS waiver services for which they were eligible. Pl.’s Mem. at 20. These individuals are Mr. DeLong, Mr. Landsmаn, and Mr. Vasquez.
Id.
It is well-settled that in deciding a motion to dismiss, courts generally may consider only the allegations contained in the complaint, exhibits attached thereto, and matters of public record.
Pension Benefit Guar. Corp. v. White Consol. Indus. Inc.,
Plaintiff also attempts to rely on the two declarations it submitted in conjunction with its memorandum. One is by Anita Mack, who, on behalf of her daughter, applied for P/FDS services but who has not yet received them. Pl.’s Ex. H: Mack Decl. The second is by Kevin Casey, the Executive Director of PP & A. Pl.’s Ex. A, Casey Decl. These documents were not referenced in or attached to the Amended
Hunter
elaborates on the need to keep Fed.R.Civ.P. 12(b)(1) distinct from Fed.R.Civ.P. 12(b)(6).
Id.
If, in connection with a 12(b)(1) motion, a defendant submits, and the court considers evidence that controverts the allegations contained in the complaint, the motion must be treated as a factual challenge under Fed.R.Civ.P. 12(b)(1).
Id., citing Gould,
Moreover, even if we took the declarations into consideration, we would still conclude that PP & A does not meet the requirements for associational standing. Ms. Mack contends that she submitted her application for P/FDS Waiver services in December 2000. Under the applicable regulations, the DPW does not have to reply until at least April 15, 2001. Mental Retardation Bulletin No. 00-00-09, “Service Preference in Medicaid Waivers for Individuals with Mental Retardation,” attached to the Answer and Affirmative Defenses of Defendant. Thus, Ms. Mack’s claims are not yet ripe for judicial determination.
9
Unripe claims cаnnot be used to confer standing on a protection and advocacy group.
See Murphy,
The Casey Declaration states that PP & A provided substantial assistance to four unnamed individuals who were having difficulty accessing services. PL’s Mem. at 20. These individuals were initially pre
It may be that Plaintiff can now identify a specific constituent who has suffered a concrete and particularized injury. If so, Plaintiff may move to amend its complaint to include this constituent.
III. CONCLUSION
Accordingly, we find that based on the face of the Amended Complaint, PP & A has standing to bring suit for injuries suffered in its own right. However, it does not have standing to sue as a representative of its constituents because it has not identified a specific individual who would have standing to sue in his or her own right.
An appropriate order follows,
ORDER
AND NOW, this 29th day of March 2001, upon consideration of Defendant’s Motion to Dismiss Amended Complaint and Memorandum of Law filed on February 9, 2001, Plaintiffs Memorandum of Law in opposition to that Motion, filed on February 22, 2001, and Defendant’s Sur Reply filed on March 23, 2001, consistent with the foregoing Opinion, it is hereby ORDERED that: said Motion is DENIED without prejudice to defendants right to move for summary judgment when discovery is complete. At this point in time, we have found that Plaintiff has standing to sue in its own right, subject to future motions before this court. We nevertheless find that without amendment of its complaint to identify a specific individual or individuals with standing to sue, Plaintiff cannot proceed as a representative of its constituents.
Notes
. Plaintiff also argued that we could consider information outside of the pleadings. Pl’s Mem at 9,
citing Robinson v. Dalton,
. The Motion itself states that the Defendant moves pursuant to Fed.R.Civ.P. 12(b)(1).
. This statute has since been repealed and replaced by 114 Stat 1677, PL 106-402, 2000 S 1809, Subtitle C, Sec. 143 (system required). The substance of the two sections was unchanged.
. As mentioned above, this statute has been replaced by 114 Stat 1677, PL 106-402, 2000 S 1809. We are assuming that Plaintiff means to rely on the statute currently in effect.
. As discussed above, although Plaintiff cites 42 U.S.C. § 6042; we assume that it meant to rely on 114 Stat 1677, Sec. 143.
. Plaintiff also argues that the fact the claims of Mr. DeLong, Mr. Landsman and Mr. Vasquez are now moot does not undermine its standing. Pl.’s Mem. at 21. We agree that there is a long-standing doctrine which allows courts to review otherwise moot claims if the problem is "capable of repetition, yet evading review.”
See Roe v. Wade,
. In their Reply Brief, the Defendant’s argued that the declarations amounted to new evidence which went beyond the issues raised in Defendant's Motion.
. Defendant also argued that the declaration does not show a redressable injury. As we expressed in our Order Denying Class Certification, we do have concerns about how to structure relief should Plaintiff prove an injury. Since the Defendant has not yet made a final determination as to whether Diona Mack will receive waiver services, it is inappropriate for us to examine whether she meets the other requirements for alleging an injury-in fact.
