Opinion
The trial court dismissed plaintiff Timothy P. Peltier’s personal injury suit for failure to bring the case to trial within three years (Code Civ. Proc., § 583.410; all further undesignated section references are to this code). He moved for relief under section 473, asserting that his attorney’s decision not to move the case forward until plaintiff’s condition had stabilized constituted mistake or neglect within the meaning of that provision. Denied relief in the trial court, he makes the same contention here. We shall affirm.
Background
On June 28, 1990, plaintiff filed an action against defendant McCloud River Railroad Company seeking damages for work-related injuries under the Federal Employers’ Liability Act (45 U.S.C. §51 et seq.). Defendant answered the complaint on October 11,1990. Discovery ensued, and defendant took plaintiff’s deposition on April 5, 1991. Plaintiff took no further action to move the case forward for 22 months.
On March 4, 1993, plaintiff filed an at-issue memorandum and a certificate of readiness for trial. However, following plaintiff’s failure to file a pretrial conference statement as ordered by the trial court, the matter was dropped from (he calendar.
On August 18, 1993, plaintiff filed opposition to the motion. His counsel asserted that he had not moved the case forward faster because plaintiff’s condition had deteriorated following his deposition in April 1991, rendering his ultimate damages uncertain, and that his condition had remained unstable from then on, even after counsel filed the at-issue memorandum in April 1993.
Following defendant’s response, the trial court entered a minute order dismissing the complaint on September 8, 1993. A formal order ensued on September 29, 1993.
On September 18, 1993, counsel moved for reconsideration under section 1008, asserting that he had been unable to obtain an expert opinion as to causation until April 29, 1992. Following defendant’s opposition to the motion, on October 27,1993, the trial court denied the motion on the ground that it failed to state new or different facts as required by section 1008.
On November 8, 1993, plaintiff filed a notice of appeal from the order of dismissal and the order denying reconsideration. On December 20, 1993, however, after retaining new counsel, he abandoned this appeal and moved to vacate the dismissal under section 473. 1
Plaintiff’s section 473 motion argued that the dismissal of his case stemmed from the mistake or neglect of counsel because his former attorney had allegedly failed to move the case forward due to a mistaken legal strategy. If the trial court believed the attorney’s explanation of his strategy in his opposition to the dismissal motion but found it legally insufficient, this proved “mistake,” while if the court suspected that this strategy was not the real reason for the delay (as defendant had argued), the court in effect found “neglect.”
In support of his motion plaintiff submitted a declaration from his former attorney, who averred that whether or not the trial court had believed his
Following opposition, the trial court issued an order denying the motion on May 5, 1994.
Plaintiff filed a notice of appeal from the order denying his motion to vacate the dismissal of the action.
Discussion
I
Before reaching the merits of plaintiff’s arguments concerning section 473, we must address defendant’s contention that the order denying the section 473 motion is not appealable. As will appear, this contention lacks merit.
More than 30 years ago, in
Daley
v.
County of Butte
(1964)
Here, plaintiff introduced new evidence on the motion to vacate, to wit, counsel’s declaration for the first time taking full responsibility for the delay in prosecution of the case. Moreover, for the first time, plaintiff tendered the argument that section 473 itself operated so as to compel setting aside of the
Defendant asserts, however, that our Supreme Court has recently held that orders denying section 473 motions are not directly appealable and may be reviewed only on appeal from the underlying judgment.
(Rappleyea
v.
Campbell
(1994)
In the passage defendant relies on, the Supreme Court states: “[T]he order denying the motion to vacate
the default
is not independently appeal-able. . . . However, there is authority for the view that it may be reviewed on an appeal from the judgment . . . .”
(Rappleyea
v.
Campbell, supra,
We conclude the order denying plaintiff’s motion to vacate is appealable. (Daley v. County of Butte, supra, 227 Cal.App.2d at pp. 388-389.)
II
Since its amendment in 1992, section 473 has provided that a plaintiff is entitled to relief from “any . . . dismissal” if he files a timely motion for relief in proper form alleging the dismissal was caused by attorney “mistake, inadvertence, surprise, or neglect” and supports the motion with an affidavit by his attorney (or former attorney, as here) so attesting, unless the trial court finds that the dismissal was not in fact so
In our experience, nearly every discretionary dismissal is caused by the mistake, inadvertence or neglect of the plaintiff’s attorney. Thus, although section 473 does not directly conflict with the discretionary dismissal statutes, its literal terms suggest that the vast majority of plaintiffs whose actions are dismissed under section 583.410 et seq., on account of attorney neglect, may obtain mandatory relief from dismissal by filing an appropriate motion under section 473. 2 If so, then section 473 in effect nearly nullifies the discretionary dismissal statutes, as few dismissals entered thereunder would ever assuredly be final.
We must harmonize statutes dealing with the same subject if possible
(Dyna-Med, Inc.
v.
Fair Employment & Housing Com.
(1987)
Tustin and Graham.
In
Tustin, supra,
the majority noted that by failing to amend the discretionary dismissal statutes and their references to the California Rules of Court at the same time it amended section 473, “. . . the Legislature left the trial court’s discretion undisturbed in determining whether attorney neglect excuses the delay [in bringing a case to trial].”
(Tustin Plaza Partnership
v.
Wehage, supra,
In
Graham, supra,
the effect of the 1992 amendment to section 473 was squarely before the court: as here, the dismissed plaintiff moved for relief under the statute and submitted an affidavit in which his attorney called a misguided decision to delay prosecution “mistake or neglect.”
(Graham
v.
Beers, supra,
30 Cal.App.4th at pp. 1659-1660.) To resolve the issue the court cited the
Tustin
majority’s “forceful dicta” with approval and adopted its reasoning.
(Graham, supra,
30 Cal.App.4th at pp. 1660-1661.) Acknowledging that the unqualified reference to mandatory relief from “any . . . dismissal” in section 473 as amended presents a “troubling” facial conflict with section 583.410, the court used the constructional rule that statutes relating to the same subject must be harmonized if possible, giving consideration to the consequences of a particular interpretation
(Dyna-Med, Inc.
v.
Fair Employment & Housing Com., supra,
Section 473 and its relevant legislative history.
Plaintiff contends that the
Tustin-Graham
analysis errs because it disregards both the plain language of section 473 and its legislative history—not only that of the 1992 amendment to section 473 but also that of the prior amendment which made relief from default judgments mandatory on a sufficient showing of an attorney’s mistake, inadvertence, surprise, or neglect.
4
(Stats. 1988, ch. 1131, § 1, p. 3630.) According to plaintiff, the history of these amendments taken together reveals a clear legislative intent, consistent with the express terms of current section 473, to put all dismissed
To the extent plaintiff’s argument rests on the literal terms of section 473 standing alone, it fails because we may not consider the statute in isolation, but must harmonize it if possible with the other statutes relating to dismissals, considering the possible consequences of any particular interpretation.
(Dyna-Med, Inc.
v.
Fair Employment & Housing Com. supra,
The cognizable legislative history of the 1988 and 1992 amendments to section 473 which plaintiff calls to our attention shows the following:
1. The report of the Assembly Committee on Judiciary on the proposed 1988 amendment to section 473 (Sen. Bill No. 1975) explains that under existing law, where relief from default on a showing of mistake, surprise, inadvertence, or neglect was discretionary, trial courts had apparently become reluctant to grant such equitable relief due to increased caseloads. Therefore, in order to protect parties who were defaulted because of “an attorney’s indiscretion” rather than any fault of their own, the amendment would make relief mandatory. (Assem. Com. on Judiciary, Analysis of Sen. Bill No. 1975 (1987-1988 Reg. Sess.) as amended Aug. 1, 1988.)
2. The Legislative Counsel’s Digest of Senate Bill No. 1975 as passed by the Senate (Aug. 23, 1988) describes it as effecting a “[sjubstantial substantive change.”
According to plaintiff, these documents show that the Legislature intended in 1992 to grant across-the-board relief to all dismissed plaintiffs, just as it had done in 1988 for defaulted defendants. We cannot agree.
It is true that, like the 1992 amendment to section 473 itself, the description of that amendment in the 1992 Judiciary Committee report contains no language facially restricting relief to only a subset of dismissed plaintiffs (e.g., those who have failed to oppose a dismissal motion). It is also true, however, that the report terms all changes made by Assembly Bill No. 3296 “noncontroversial.” We cannot imagine that the Judiciary Committee would have considered a proposal to abrogate the discretionary dismissal statutes “noncontroversial” if the committee had understood that the proposal would have this effect. Thus it is a reasonable inference that the committee, and by extension the Legislature, did not so understand the proposal.
We note that the State Bar’s view of the meaning of proposed legislation, even if it authored that legislation, is not an index of legislative intent. (See
Lungren
v.
Deukmejian, supra,
But even assuming the State Bar’s views are cognizable legislative history, they do not detract from our analysis. Under our reading of amended section 473, a plaintiff seeking relief is granted “comparable” relief to that obtained by a defaulting defendant. Thus, a default judgment is entered when a defendant fails to appear, and, under section 473, relief is afforded where
Furthermore, a long line of authority prior to the 1992 amendment had construed section 473 with respect to dismissals as a provision for relief to plaintiffs who excused their failure to oppose dismissal motions on the ground of mistake, surprise, inadvertence, or neglect, not as a detour around the dismissal statutes. As explained in
Wilcox, supra,
an opinion relied on in both
Tus tin
and Graham: “Section 473 enables a plaintiff who has failed to oppose a motion to dismiss through mistake, inadvertence, surprise or . . . neglect to file a belated opposition to such motion.
Section 473 does not provide additional grounds for relief from failure to bring an action to trial within five years. The cases reflect that this has always been the accepted relationship between section 473 and the various statutes permitting dismissal for lack of prosecution.” (Wilcox
v.
Ford, supra,
Moreover, the repeal or abrogation of statutes by implication is disfavored, as is any construction of a statute which would render related
Finally, we note the discretionary dismissal statutes serve important policies. First, these statutes are analogous to statutes of limitation, because they promote the trial of cases before evidence is lost or destroyed or the memory of witnesses becomes dimmed.
(General Motors
Corp. v.
Superior Court
(1966)
Additional considerations.
1. “Exceptions” to the automatic-relief rule.
Anticipating the above line of analysis, plaintiff seeks to deflect it by showing that his interpretation of section 473 would not have such a far-reaching effect; however, his showing is unpersuasive.
First, plaintiff notes that under the current statute cases are still subject to dismissal where the plaintiff fails to seek relief within six months of entry of judgment or where the motion for relief from dismissal is not “in proper form.” However, in our view, this is a minuscule class of cases. In the vast majority of cases dismissed on account of attorney neglect, a section 473 motion would be timely made, under plaintiff’s construction of the statute.
Second, plaintiff notes that cases where the plaintiff, rather than counsel, was responsible for the delay in bringing the matter to trial are still excepted
Thus, contrary to plaintiff’s view, his interpretation of section 473 would nearly abrogate the discretionary dismissal statutes.
2. Zellerino v. Brown.
In his reply brief plaintiff asserts for the first time that this court’s holding in
Zellerino
v.
Brown
(1991)
In
Zellerino
we had to decide whether a party could obtain relief under section 473 for a default in the discovery phase of a civil action due to “mistake, inadvertence, surprise, or . . . neglect,” given that the discovery act (§ 2016 et seq.), which “is generally viewed as comprehensive and exclusive”
(Zellerino
v.
Brown, supra,
Plaintiff seizes on the following language from Zellerino: “To prohibit application of section 473 to discovery matters, [the Legislature] could have expressed in the discovery act that relief under section 473 was unavailable. It did not.” (
Ultimately,
Zellerino
does not help plaintiff because the analytical problem we faced there differs fundamentally from that we face here. We did not
3. Policy considerations.
Lastly, plaintiff suggests a number of policy grounds which might have led the Legislature to prefer granting mandatory relief to plaintiffs dismissed under section 583.410 et seq. rather than preserving the discretionary dismissal scheme as it existed before 1992. Because plaintiff does not derive these supposed policy grounds from the cognizable legislative history of the 1992 amendment to section 473, his argument rests on mere speculation. Therefore we need not consider it.
4. Conclusion.
We agree with plaintiff that in amending section 473 the Legislature intended in some sense to put dismissed plaintiffs on the same footing with defaulted defendants. However, it is the majority in
Tus tin
and the unanimous court in
Graham,
not plaintiff, who have correctly identified the equalization which the Legislature intended: to put plaintiffs whose cases are dismissed for failing to respond to a dismissal motion on the same footing with defendants who are defaulted for failing to respond to an action.
(Graham
v.
Beers, supra,
In light of our analysis of section 473, plaintiff’s contention that he deserved relief thereunder requires only a brief response. As the trial court pointed out, plaintiff’s motion for relief merely restated the evidence and arguments offered in opposing dismissal and in seeking reconsideration of the dismissal order; the only new element was the attorney’s claim of mistake or neglect and evidence in support thereof. To the extent plaintiff’s section 473 motion restated and reargued facts and arguments tendered at the original motion to dismiss, his motion was properly denied because, “ ‘A motion for relief from [dismissal] may not be used to merely amplify or supplement the evidence and arguments] that were presented in opposition to the original motion to dismiss. [Citation.] ’ ”
(Graham
v.
Beers, supra,
Disposition
The judgment is affirmed.
Scotland, J., and Brown, J., concurred.
A petition for a rehearing was denied June 13, 1995, and appellant’s petition for review by the Supreme Court was denied August 17, 1995.
Notes
Section 473 provides as relevant: “Notwithstanding any other requirements of this section, the court shall, whenever an application for relief is made no more than six months after entry of judgment, is in proper form, and is accompanied by an attorney’s sworn affidavit attesting to his or her mistake, inadvertence, surprise, or neglect, vacate any . . . resulting default judgment or dismissal entered against his or her client, unless the court finds that the default or dismissal was not in fact caused by the attorney’s mistake, inadvertence, surprise, or neglect. . . . However, this section shall not lengthen the time within which an action shall be brought to trial pursuant to Section 583.310.”
The references to dismissals and to section 583.310, the five-year mandatory dismissal statute, were added by amendment in 1992. (Stats. 1992, ch. 876, § 4.)
Moreover, the fact that the 1992 amendment to section 473 contained a specific exclusion for mandatory dismissals under the five-year rule (§ 583.310) appears to strengthen the inference that the Legislature meant to include all discretionary dismissals within the scope of the amended statute, on the principle inclusio unius est exclusio alterius. So plaintiff argues, at any rate. As will appear, we reject this inference because we cannot agree with plaintiff that the literal terms of section 473 control.
A
concurring and dissenting justice not only pointed out that the majority’s discussion was dictum (since the appellant had failed to raise the issue below), but disagreed with the majority’s analysis of section 473. He concluded by accusing his colleagues of indulging in
Plaintiff characterizes the analysis in Tustin and Graham as “result-driven,” somehow inspired by those courts’ “evident fealty to discretionary dismissals.” This is wrong. Nothing in Tustin or Graham reveals an irrational determination to preserve discretionary dismissals at all costs; rather, the courts in those cases applied well-settled canons of statutory construction to the task of attempting to reconcile an apparent conflict between statutes so as to give effect to each.
In successive requests for judicial notice, plaintiff has sought notice of numerous exhibits pertaining to the legislative history of the 1988 and 1992 amendments to section 473. We grant judicial notice as to three of these documents: the report of the Assembly Committee on Judiciary dated May 4, 1992, concerning the proposed 1992 amendment (Assem. Bill No. 3296 (1991-1992 Reg. Sess.), the report of the same committee dated August 9, 1988, concerning the proposed 1988 amendment (Sen. Bill No. 1975 (1987-1988 Reg. Sess.), and the Legislative Counsel’s Digest of the 1988 amendment as passed by the Senate (Aug. 8, 1988). To the extent plaintiff’s discussion of legislative history incorporates documents as to which we have denied judicial notice, we disregard it.
In his reply brief plaintiff calls the language in
Wilcox
v.
Ford, supra,
“Reenactment” of a statute under this rule of construction may include substantive amendments, as the discussion in Bouzas itself makes clear. (People v. Bouzas, supra, 53 Cal.3d at pp. 470-475.)
Like plaintiff, we think the trial court erred so far as it held the statute applies only to dismissals entered without a hearing. Neither the language of the statute nor authority supports this interpretation; furthermore, it would not effectuate the Legislature’s intent as we have described it.
