Leonard Peltier was convicted by a jury in 1977 on two counts of first-degree murder for his participation in the murder of two Special Agents of the Federal Bureau of Investigation in 1975. He was sentenced to two consecutive terms of life imprisonment, and this court affirmed the convictions and sentence.
United States v. Peltier,
In 2001, pursuant to the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552, Peltier requested from the Minneapolis
The FBI moved for summary judgment on the ground that the records withheld were properly exempt from disclosure under FOIA. After considering affidavits submitted by the FBI, and a sample of approximately 500 withheld documents submitted pursuant to an agreement of the parties, the district court 1 concluded that the FBI had properly supported its claimed exemptions under FOIA, and granted the motion for summary judgment with respect to all but one category of documents. The court ordered the FBI to disclose to Peltier any responsive documents regarding Anna Mae Aquash that the FBI previously had disclosed to any other requester under FOIA. As to all other withheld documents, the court ruled in favor of the FBI and dismissed Peltier’s complaint. Peltier appeals, and we affirm.
I.
The background for this appeal is chronicled in prior opinions of this court. In brief, on June 26,1975, two Special Agents of the FBI, Jack Coler and Ronald Williams, were murdered on the Pine Ridge Indian Reservation in South Dakota. At the time, Peltier was on the reservation with a group from the American Indian Movement (“AIM”), which was engaged in a political struggle with members of the reservation over the form of government on the reservation. The FBI agents were attempting to locate and arrest four individuals who were charged with armed robbery and assault with a deadly weapon in a matter unrelated to Peltier. On June 26, after the agents followed a vehicle in which they believed one suspect was riding, Williams advised Coler by radio that the occupants of the vehicle were about to fire on the agents. Firing commenced, and both agents were wounded by bullets fired from a distance. The agents were then killed with a high-velocity, small-caliber weapon fired at point blank range.
Peltier I,
Four persons, including Peltier, were charged with first-degree murder of the FBI agents. Darrell Dean Butler and .Robert Eugene Robideau were acquitted by a jury, and the government dismissed charges against James Theodore Eagle. After Peltier was extradited from Canada, he was tried and convicted by a jury on both counts of murder. The government’s case was presented on alternative theories that Peltier personally fired the fatal shots, and that he aided and abetted the murders.
Henman,
Peltier’s defense theory at trial was that agents of the FBI had “conspired to manufacture evidence against him, resorting to
After the convictions were affirmed, Peltier obtained through the Freedom of Information Act thousands of documents regarding the government’s investigation of his case. Based on these documents, Peltier moved to vacate the judgment and for a new trial pursuant to 28 U.S.C. § 2255, alleging primarily that the government violated his right to due process of law by failing to disclose exculpatory evidence. Most allegations of prejudicial concealment were dismissed without a hearing, but this court directed an evidentiary hearing with respect to one FBI teletype that was not available to Peltier until his post-conviction FOIA action.
Peltier II,
In recent years, Peltier has requested documents pertaining to himself from various FBI field offices. In correspondence with the Department of Justice, Peltier’s counsel has asserted, among other things, that “the public has a strong interest in determining whether the FBI used wrongful investigative techniques and framed Mr. Peltier.” J.A. 41. This litigation arises from two of those FOIA requests, directed to the Minneapolis and Chicago field offices.
In the district court, Peltier objected to the FBI’s withholding of certain documents from sub-file N of the main file in Minneapolis regarding the investigation of the murders. This sub-file included twenty-one volumes of what the FBI described as “informant information.” J.A. 30. The district court considered Peltier’s objections in light of affidavits submitted by the FBI’s Section Chief of the Record/Information Dissemination Section, Records Management Division, and a sample of documents that the court reviewed
in camera.
In a joint status report and proposed summary judgment briefing schedule, the parties stipulated that “[gjiven the voluminous number of responsive records released to plaintiff, the parties have agreed that a representative sample of approximately 500 pages of records would be submitted to the Court for review in conjunction with defendant’s [affidavits].” R. Doc. 47. The parties agreed that ninety percent of these sample documents would be
After examining these materials, the district court concluded that the FBI’s claims of exemptions were adequately supported, and that the agency properly withheld documents from sub-file N. In particular, the court ruled that the FBI properly withheld documents based on Exemption 1 relating to classified information, 5 U.S.C. § 552(b)(1), Exemption 2 for information related to internal personnel rules and practices of the FBI, id. § 552(b)(2), Exemption 3 for grand jury materials protected by statute, id. § 552(b)(3), Exemption 7(C) for law enforcement records that “could reasonably be expected to constitute an unwarranted invasion of personal privacy,” id. § 552(b)(7)(C), Exemption 7(D) for law enforcement records that could reasonably be expected to disclose the identity of a confidential source, id. § 552(b)(7)(D), and Exemption 7(F) for law enforcement records that could reasonably be expected to endanger the life or physical safety of any individual, id. § 552(b)(7)(F).
II.
A.
Peltier’s lead argument on appeal is that the district court erred by failing to review
in camera
all of the 10,-557 pages withheld by the FBI to determine whether they are exempt from disclosure under FOIA. The statute provides that the court
“may
examine the contents of agency records
in camera.”
5 U.S.C. § 552(a)(4)(B) (emphasis added). This provision is “discretionary by its terms, and is designed to be invoked when the issue before the District Court could not otherwise be resolved; it thus does not mandate that the documents be individually examined in every case.”
NLRB v. Robbins Tire & Rubber Co.,
We have said that “[t]he role of
in camera
inspection ... should be limited, for it is contrary to the traditional judicial role of deciding issues in an adversarial context upon evidence produced openly in court.”
Cox v. Dep’t of Justice,
Peltier’s position is that evidence of the FBI’s “bad faith” in connection with the investigation and prosecution of the underlying murder case, rather than evidence of bad faith in connection with the response to these FOIA requests, required the district court to examine all of the withheld documents
in camera.
He relies on a decision of the Sixth Circuit in
Jones v. FBI,
For several reasons, we are not persuaded that in camera review of all withheld documents was necessary. First, Peltier did not argue directly to the district court that in camera review of nearly 11,-000 documents was required, and we are disinclined to find that the district court abused its discretion by failing to adopt an unusual procedure that was never advocated by the requester. Peltier stipulated that a representative sample of approximately 500 pages of records would be submitted to the court for review in conjunction with the FBI’s affidavits. He now says that his agreement to have the court review 500 pages did not foreclose a contention that the court should also conduct in camera review of the other approximately 10,000 pages. That may technically be true, but the stipulation certainly could lead a reasonable judge to believe that the parties had reached an accommodation about the degree of in camera review that was warranted in the case. In response to the FBI’s argument of waiver, Peltier quotes his counsel’s oral argument to the district court that it should “set up a briefing schedule and take — and if appropriate, the Court deems it appropriate, review these documents in camera.” Reply Br. 12. This statement, however, came prior to the joint stipulation for in camera review of 500 pages, and it merely asked the court to review the documents in camera if the court “deem[ed] it appropriate.” Amy suggestion that the district court was required to adopt the extraordinary review procedure advocated here should have been urged directly to the district court, so the court would have had an opportunity to consider the proposal and explain its reasons for accepting or rejecting it.
Second, even were we to consider this argument for the first time on appeal, we are satisfied that the district court’s procedure was adequate. Peltier points to nothing about the FBI’s response to the instant FOIA requests that calls into question the good faith of the agency. Moreover, accepting the Sixth Circuit’s approach in
Jones
for purposes of analysis,
3
we are not
Third, the district court
did
employ
in camera
review of more than 500 pages of withheld documents to aid in determining whether the FBI’s claims of exemptions were supported and its affidavits made in good faith. The
Jones
case itself, on which Peltier principally relies, did not mandate
in camera
review of
all
documents withheld by the FBI, even though Jones’s request “clearly involve[d] activities which, if disclosed, would publicly embarrass the agency.”
Jones,
B.
With respect to the specific exemptions at issue, Peltier argues that the district court erred by upholding the FBI’s
ty of a confidential source.
Neely v. FBI,
C.
Peltier also contends that the district court erred in applying Exemption 7(C), which exempts the production of law enforcement records when it “could reasonably be expected to constitute an unwarranted invasion of personal privacy.” 5 U.S.C. § 552(b)(7)(C). As summarized by the district court, the FBI withheld names or other data that would identify the following: “(1) third parties [who were] merely mentioned within the records released to plaintiff; (2) persons ‘of investigative interest’ to law enforcement agencies; (3) persons who assisted in the investigation of [Peltier] with an express assurance of confidentiality; (4) persons who assisted in the investigation of [Peltier] with an implied assurance of confidentiality; and (5) state and local law enforcement personnel.” J.A. 190. These persons have “well-recognized and substantial privacy interests in the withheld information.”
Neely,
Exemption 7(C) “requires the courts to balance the competing interests in privacy and disclosure,”
Nat’l Archives and Records Admin. v. Favish,
In his communications with the Department of Justice about these FOIA requests, Peltier urged through counsel that “[t]he public has a strong interest in determining whether the FBI used wrongful investigative techniques and framed Mr. Peltier,” and that “[t]he documents encompassed by Mr. Peltier’s current FOIA request could very well exonerate him and ultimately result in his release from prison.” J.A. 41 — 42. The district court — like a district court in New York evaluating Peltier’s FOIA request for FBI records from the Buffalo field office — thought it was “clear” that Peltier’s “real interest in seeking disclosure is to gain information to further attack his conviction.” J.A. 191 (quoting
Peltier v. FBI,
No. 03-CV-905S,
Our court has not addressed whether there is a public purpose under FOIA in the disclosure of information that might aid a prisoner in attacking his conviction. The strongest support for the district court’s conclusion is the Fourth Circuit’s decision in
Neely,
where the court reasoned “[t]he innocence of a particular defendant in a particular case tells us nothing about matters of substantive law enforcement policy that are properly the subject of public concern,”
The Seventh Circuit followed similar logic in
Antonelli v. FBI,
Other decisions are more nuanced. The Tenth Circuit, upon which
Neely
relied, did say that “public interest in the fairness of a
particular
trial is not the kind of public interest that compels disclosure under FOIA,”
Hale v. U.S. Dep’t of Justice,
We agree that a prisoner may not override legitimate privacy interests recognized in Exemption 7(C) simply by pointing to the public’s interest in fair criminal trials or the even-handed administration of justice. If that were true, then “virtually every criminal defendant or target of an FBI investigation would be entitled to FOIA disclosure by insinuating that the government had acted on false information.” Id. FOIA would be employed as a supplemental discovery mechanism in criminal cases, and the protection of privacy interests in Exemption 7(C) would be virtually eliminated. Nor do we think that the magnitude of public interest in a particular conviction alters the analysis under FOIA. Although Peltier lists various celebrities and public officials who have expressed interest in his case, the “public interest” under FOIA does not depend on the number of persons who are interested in disclosures about a specific conviction.
Peltier contends that disclosure in this case, however, would advance a more general public purpose, given the “gross abuse of power” by the FBI and the “outrageous manufacturing of evidence and flagrant impropriety of the government in producing false affidavits to secure Peltier’s extradition.” Appellant’s Br. 26, 27. Specifically, Peltier argues that release of the records requested under FOIA would “disclose to the public the FBI’s unconstitutional and utterly unethical efforts to compromise attorney-client communications of AIM members by using informants.” Reply Br. 19. He refers to counterintelligence tactics used by the FBI against AIM in the 1970s, and cites in particular the activities of Douglass Frank Durham, a “confidential source who infiltrated the highest levels of AIM,”
id.
at 20, including the circle of
Accepting, for purposes of analysis, that a public interest might be served by disclosures about a particular conviction where the records also relate to matters of “general applicability” or “unique intrinsic public significance,”
Hale,
While improper actions by the government in Peltier’s case are a major theme of his appeal, we think that his brief overstates that which has been established and its legal significance in the analysis of Exemption 7(C). The use of the Poor Bear affidavits in the extradition process was found by this court to be a clear abuse of the investigative process.
Peltier I,
We are also not convinced that there is a substantial nexus between Peltier’s FOIA request and the specific public interest asserted by Peltier — namely, the potential for disclosure of records that would disclose deliberate interference with Peltier’s confidential attorney-client relationship. Peltier is in a position to know whether third parties attended meetings between him and his counsel relating to his criminal trial, but he has presented no evidence of any such infiltration. Any benefits to the public from disclosure on the grounds as
We note, moreover, that the records to which Peltier directs most of his attention — those including information that could reasonably be expected to disclose the identity of a confidential source and information furnished by a confidential source — are also protected by Exemption 7(D), which does not entail a balancing of public and private interests.
See McDonnell v. United States,
The judgment of the district court is affirmed.
Notes
. The Honorable Donovan W. Frank, United States District Judge for the District of Minnesota, adopting with elaboration the report and recommendation of the Honorable Susan Richard Nelson, United States Magistrate Judge for the District of Minnesota.
.
Peltier also cites a statement of the Tenth Circuit in an appeal from a decision of the United States Parole Commission: “Much of the government's behavior at the Pine Ridge Reservation and in its prosecution of Mr. Peltier is to be condemned. The government withheld evidence. It intimidated witnesses. These facts are not disputed.”
Peltier
v.
Booker,
.
Jones
presented “an unusual case” that defined the “collateral nature of bad faith in FOIA actions according to a very high standard that would infrequently be met."
Rugie
. Peltier argues that the FBI’s present-day "bad faith” is demonstrated by its public statements on the FBI website concerning his case. Peltier asserts that the website includes "demonstrably false” assertions that "Peltier's extradition was based on evidence other than Poor Bear’s affidavits,” and that “Poor Bear was never called to testify at trial, and therefore, her information had nothing whatsoever to do with Peltier’s conviction.” Appellant’s Br. 18-19. Peltier states that this court “found differently” when it concluded that "[t]he use of the affidavits of Myrtle Poor Bear in the extradition process was, to say the least, a clear abuse of the investigative process by the F.B.I.” Appellant’s Br. 18-19 (quoting
Peltier I,
The quoted statements from the FBI's website, however, are not at odds with the opinions of this court. It is correct that Poor Bear was not a witness at Peltier's trial.
Henman,
