262 Conn. 372 | Conn. | 2003
Opinion
In these two consolidated appeals, the plaintiff, Norman Pelletier, and his wife, Reine Pelletier,
The following procedural history is relevant to our resolution of these appeals. In his complaint, the plaintiff alleged negligence as to both Sordoni and Professional Services, and breach of contract as to Sordoni alone. Both defendants moved for summary judgment. Sordoni argued that, pursuant to the rule set forth by the Appellate Court in Ray v. Schneider, 16 Conn. App. 660, 548 A.2d 461, cert. denied, 209 Conn. 822, 551 A.2d 756 (1988), it could not be held hable in neghgence to the employee of its independent subcontractor. Sordoni also argued that the contract that was alleged in count two of the plaintiffs complaint did not exist. Professional Services argued that it did not owe a duty to the plaintiff under its subcontract with Sordoni. The trial court granted both motions for summary judgment and rendered judgment for the defendants accordingly. These appeals fohowed.
The parties presented the following undisputed facts to the trial court on the motions for summary judgment. At the time of the incident giving rise to this action, Sordoni was the general contractor for the “Pitney Bowes Project,” a building under construction for a large shipping company, Pitney Bowes, Inc. (Pitney Bowes). The plaintiff was an employee of Berlin Steel Construction Company (Berlin Steel), the structural steel fabrication and erection subcontractor for the project. Sordoni hired Professional Services to inspect the work performed by Berlin Steel.
Under its subcontract with Sordoni, Berlin Steel had the responsibility to provide all of the structural steel for the Pitney Bowes project, and to ensure its integrity. This included the duty to weld connections in the struc
On June 20,1994, the plaintiff suffered serious physical injuries in an accident at the Pitney Bowes construction site. At the time of the accident, he was working beneath the building’s large steel frame, which his employer, Berlin Steel, had been hired to build. The plaintiff was in the process of installing metal sheet flooring between two steel columns when several of his coworkers interrupted his work to install a two ton crossbeam between the columns. The plaintiff stepped away while his coworkers bolted the crossbeam to seat connections, which are steel flanges that enable the interconnection of large structural members, located on each of the columns. One of the seat connections, on column 313, had been only tack welded to the column. A tack weld is a weak, provisional weld, which is intended only to hold a piece in place pending a full, load-bearing weld. The tack weld on column 313 did not immediately give way under the one ton load of the crossbeam. After his coworkers secured the crossbeam to the seat connections on the columns, the plaintiff returned to work beneath the crossbeam. Within minutes, the seat connection broke and the corresponding end of the crossbeam fell, striking him. The plaintiff suffered severe injuries and is currently recovering workers’ compensation benefits from Berlin Steel for his injuries.
We first set forth the standards of review applicable to both of these appeals. Each appeal arises from a judgment of the trial court granting a motion for summary judgment. “[T]he standard of review of a trial court’s decision to grant a motion for summary judgment is well established. Practice Book [§ 17-49] provides that summary judgment shall be rendered forthwith if the pleadings, affidavits and any other proof submitted show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. In deciding a motion for summary judgment, the trial court must view the evidence in the light most favorable to the nonmoving party.” (Internal quotation marks omitted.) Elliott v. Waterbury, 245 Conn. 385, 391, 715 A.2d 27 (1998). With this standard of review in mind, we turn to the plaintiffs claims on appeal.
I
THE PLAINTIFF’S CLAIMS AGAINST SORDONI
In his appeal against Sordoni, the plaintiff claims that the trial court improperly determined that: (1) the general contractor nonliability rule set forth in Ray v. Schneider, supra, 16 Conn. App. 663-65, barred recovery under count one of his complaint, which sounded in negligence; and (2) neither Sordoni’s contract with Pitney Bowes nor an orientation and procedures manual that Sordoni had distributed to the plaintiff created a duty to the plaintiff.
In its motion for summary judgment, Sordoni argued that, as a matter of law, with respect to the negligence count, Sordoni, as a general contractor, could not be
As to the breach of contract count, the plaintiff argued that there were two contractual sources of Sordom’s duty to the plaintiff: (1) Sordom’s contract with Pitney Bowes; and (2) the orientation and procedures manual.
The trial court ruled that the rule of nonliability established in Ray barred the plaintiffs negligence claim. As
A
The plaintiff claims that the trial court improperly determined that the general contractor nonliability rule set forth in Ray v. Schneider, supra, 16 Conn. App. 663-65, barred recovery under count one of his complaint, which sounded in negligence. We conclude that the reasoning of the Appellate Court in Ray is sound, and bars the plaintiffs negligence count against Sordoni in the present case because the plaintiff was the employee of Sordoni’s independent subcontractor, which was primarily responsible for the safety of steel fabrication.
As a general rule, “an employer is not liable for the negligence of its independent contractors. Douglass v. Peck & Lines Co., 89 Conn. 622, 627, 95 A. 22 (1915); W. Prosser & W. Keeton, Torts (5th Ed. 1984) § 71, p. 509; 41 Am. Jur. 2d, Independent Contractors § 29 (1995).” Gazo v. Stamford, 255 Conn. 245, 256-57, 765 A.2d 505 (2001); Alexander v. R.A. Sherman’s Sons Co., 86 Conn. 292, 299, 85 A. 514 (1912); 2 Restatement (Second), Torts § 409, p. 370 (1965). “The explanation for [this rule] most commonly given is that, since the employer has no power of control over the manner in which the work is to be done by the contractor, it is to be regarded as the contractor’s own enterprise, and
This same rule applies, as a general matter, to general contractors, as employers of independent subcontractors: a general contractor is not liable for the torts of its independent subcontractors. There are, however, certain exceptions to this rule. For example, where the general contractor, itself, breaches a duty of care, such as a duty “to exercise reasonable care in inspecting the work after it is done or, in certain cases, during its progress, in order to see that the work is so done as to secure the safety of others” the general contractor may be hable in negligence, notwithstanding the general rule of nonliability. Id., § 409, introductory note, p. 371; see id., § 412; see generally id., § 410 et seq.
We first consider the significance of Ray v. Schneider, supra, 16 Conn. App. 660, which the trial court found
The court in Ray rejected both claims. The court in Ray first gave its reasoning in support of the denial of liability under the vicarious liability claim; id., 663-70; and then also rejected the claim of direct liability for negligent hiring for essentially the same reasons as given for rejecting the vicarious liability theory. Id., 672. Although in the present case the claim of direct liability for the failure to inspect properly the work of the subcontractor is a different form of negligence than that asserted in Ray, we see no reason to distinguish the
First, the law, in the form of the workers’ compensation statutes, already provides the plaintiff with a level of compensation for his injuries. Therefore, there is not the same social need to compensate him from a different source of liability that there is in the case of the ordinary third party, such as an innocent bystander. Id., 667-68. Bystanders have no stake in the construction operation, nor any means of recovery through workers’ compensation. An employee of the subcontractor, by contrast, has access to workers’ compensation benefits and “has specifically contracted to perform such work knowing the risks involved . . . .” Id., 667.
Second, as the Appellate Court indicated in Ray, the weight of authority is against the plaintiffs claim here.
Fourth, recognizing the plaintiffs negligence claim against Sordoni would impose a greater liability against
Fifth, in the present case, the contract documents make unmistakably clear that the plaintiffs employer, Berlin Steel, was primarily responsible for proper steel fabrication and inspection. Thus, if there was a failure, it was primarily that of Berlin Steel, which is paying the plaintiff workers’ compensation benefits, and only secondarily, if at all, that of Sordoni. If the plaintiff were able to recover against Sordoni, Berlin Steel would be entitled to intervene in the plaintiffs action and recoup from the plaintiffs recovery all of its workers’ compensation payments. See General Statutes § 31-293. Thus, affording the plaintiff a right to recover in the present case would, in effect, shift the loss from Berlin Steel, the party primarily responsible for the plaintiffs injuries, to Sordoni, the party only secondarily responsible therefor. That would not be a wise and reasonable public policy.
B
The plaintiff claims that the trial court improperly determined that neither Sordoni’s contract with Pitney Bowes nor the orientation and procedures manual created a duty of Sordoni to the plaintiff. We conclude that the trial court properly found that the plaintiff was
First, the plaintiff argues that Sordoni’s contract with Pitney Bowes created a duty of Sordoni to the plaintiff. Specifically, the plaintiff argues that certain provisions of that contract “charged Sordoni with . . . safety and inspection responsibilities for the . . . purpose of preventing the type of harm suffered by [the plaintiff].” The plaintiff was not a contracting party of this agreement. Thus, his claim that the contract provides a legal duty proceeds under a third party beneficiary theory.
“[T]he ultimate test to be applied [in determining whether a person has a right of action as a third party beneficiary] is whether the [mutual] intent of the parties to the contract was that the promisor should assume a direct obligation to the third party [beneficiary] and . . . that intent is to be determined from the terms of the contract read in the light of the circumstances attending its making . . . .” (Internal quotation marks omitted.) Grigerik v. Sharpe, 247 Conn. 293, 311-12, 721 A.2d 526 (1998). All of the evidence relevant to the contracting parties’ mutual intent indicates that the “safety and inspection” obligations referenced by the plaintiff were intended only to benefit Pitney Bowes. Throughout the written agreement, the parties articu
The plaintiff argues that “the trial court essentially ignored the [orientation and] procedures manual, a contract in which Sordoni expressly promised to provide a safe workplace and be responsible for the well-being of all subcontractors’ employees, including [the plaintiff].” As summarized previously, the trial court did not ignore the plaintiffs claim that the orientation and procedures manual represented a contract between Sordoni and the plaintiff. The trial court addressed this claim in its memorandum of decision, stating: “The [plaintiffs] contractual claim . . . relies on the force and effect of the manual, the provisions of which cannot be distinguished from the general obligation by all involved in the project to provide and maintain a safe workplace on the owner’s property.” Thus, the court did address this claim, and resolved it against the plaintiff.
After reviewing the purported contractual document in light of the undisputed facts of the case, we agree with the trial court that Sordoni was entitled to judgment on this count. There is nothing in the orientation and procedures manual, or in the entire record, to suggest
II
THE PLAINTIFF’S CLAIM AGAINST PROFESSIONAL SERVICES
In his appeal from the trial court’s judgment in favor of Professional Services, the plaintiff claims that the court improperly concluded that no issue of material fact remained as to whether Professional Services was negligent in performing its contractual duty to inspect the welds on the project.
The plaintiff argues that his claims relying on the state building code have been preserved because he stated in his memorandum in opposition to summary judgment that “[Professional Services’] obligations
Instead, the trial court understood the plaintiff to be making the following four claims on summary judgment: (1) Professional Services breached its duty to inspect 100 percent of all welds as required by drawing S9, note 21, of the structural steel notes, which was incorporated into the contract by reference; (2) Professional Services failed to review welder qualifications of Berlin Steel employees, as required by the structural steel specifications of the contract; (3) under the statement of special inspections, filed by Professional Services with the local municipal authority, Professional Services assumed a duty to inspect 100 percent of all welds, which it failed to do;
The plaintiff’s only remaining claim on appeal, then, is that Professional Services’ failure to perform its duty to inspect under the contract constituted negligence. Specifically, the plaintiff argues that, even if Professional Services were obligated to perform only periodic, random inspections of welds under the contract, it was negligent in performing that duty. We are not persuaded.
The judgment is affirmed.
In this opinion the other justices concurred.
The claims of Reine Pelletier are solely for loss of consortium. Because those claims are derivative of the claims of Norman Pelletier, we refer to Norman Pelletier as the plaintiff.
The plaintiff appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
The plaintiffs action originally was brought against Sordoni. Thereafter, the trial court granted the plaintiff’s motion to cite in Professional Services as a party defendant.
Although the plaintiff also argues on appeal that the trial court improperly determined disputed issues of causation in his case against Sordoni, there is no support in the record for this argument. The plaintiff focuses on one phrase in the trial court’s memorandum of decision, which reads as follows: “The undisputed facts indicate that the direct cause of the accident in this case was the combined failure of the plaintiff’s employer, Berlin Steel, to provide the structural steel framework called for by the contract drawings and specifications, in addition to its failure to inspect its work in the manner
In the present appeal, the plaintiff also relies on Sordoni’s contract with Berlin Steel as a source of a contractual duty to the plaintiff. As we indicate later in this opinion, however, in the summary judgment proceedings in the trial court, the plaintiff did not rely on that contract. We confine our consideration, therefore, to those contractual sources presented to the trial court, namely, the Pitney Bowes contract and the orientation and procedures manual.
We ordinarily decide an appeal on the basis on which the case was litigated in the trial court. Imperial Casualty & Indemnity Co. v. State, 246 Conn. 313, 320, 714 A.2d 1230 (1998). Therefore, we do not consider the plaintiffs claims on appeal that the state building code, or any other statutory or regulatory source, provides a basis for a legal duty of Sordoni. We consider only the alleged sources of a legal duty that were litigated before the trial court, namely, common-law negligence and the alleged contractual sources.
We do not give an exhaustive list of the possible duties of care that may provide an exception to the rule of nonliability, leading to a general contractor’s liability. The Restatement (Second) of Torts gives, inter alia, the following additional examples. A general contractor might also be held liable, notwithstanding the general rule of nonliability, where the work in question poses “a peculiar unreasonable risk of physical harm to others unless special precautions are taken” and the general contractor “fails to provide in the contract that the contractor shall take such precautions” or “fails to exercise reasonable care” itself. 2 Restatement (Second), supra, § 413. Also, a general contractor that retains control of the work performed by the subcontractor might be liable for a “failure to exercise [that] control with reasonable care.” Id., § 414.
“Vicarious liability is based on a relationship between the parties, irrespective of participation, either by act or omission, of the one vicariously liable, under which it has been determined as a matter of policy that one person should be liable for the act of [another]. Its true basis is largely one of public or social policy under which it has been determined that, irrespective of fault, a party should be held to respond for the acts of another.” (Emphasis added; internal quotation marks omitted.) Alvarez v. New Haven Register, Inc., supra, 249 Conn. 720. Thus, an allegation of vicarious liability does not involve the breach of any duty by the party vicariously liable.
“See, e.g., Scofi v. McKeon Construction Co., 666 F.2d 170 (5th Cir. 1982); Evans v. Transportacion Maritime Mexicana, 639 F.2d 848 (2d Cir. 1981); Vagle v. Pickands Mather & Co., 611 F.2d 1212 (8th Cir. 1979), cert. denied, 444 U.S. 1033, 100 S. Ct. 704, 62 L. Ed. 2d 669 (1980) (applying Minnesota law); Bramer v. United States, 595 F.2d 1141 (9th Cir. 1979); Chavis v. Finnlines Ltd., O/Y, 576 F.2d 1072 (4th Cir. 1978); Jones v. United States, 399 F.2d 936 (2d Cir. 1968); Lipka v. United States, 369 F.2d 288 (2d Cir. 1966), cert. denied, 387 U.S. 935, 87 S. Ct. 2061, 18 L. Ed. 2d 997 (1967); Galbraith v. United States, 296 F.2d 631 (2d Cir. 1961); Wallach v. United States, 291 F.2d 69 (2d Cir.), cert. denied, 368 U.S. 935, 82 S. Ct. 373, 7 L. Ed. 2d 197 (1961); Hurst v. Gulf Oil Corporation, 251 F.2d 836 (5th Cir. 1958); Ackerman v. Gulf Oil Corporation, 555 F. Sup. 93 (D.N.D. 1982) (applying North Dakota law); Sloane v. Atlantic Richfield Co., 552 P.2d 157 (Alaska 1976); Welker v. Kennecott Copper Co., 1 Ariz. App. 395, 403 P.2d 330 (1965); Jackson v. Petit Jean Electric Corporation, 270 Ark. 506, 606 S.W.2d 66 (1980); Florida Power & Light Co. v. Price, 170 So. 2d 293 (Fla. 1964); Pearson v. Harris, 449 So. 2d 339 (Fla. App. 1984); Peone v. Regulus
The plaintiff also argued that Sordoni owed a duty “to perform its . . . contractual obligations with due care” as a matter of “foreseeability and public policy.” This specific argument is controlled by the general contractor nonliability rule, discussed previously, which is applicable to all of the plaintiff s allegations that a duty of Sordoni should be recognized as a matter of public policy.
Additionally, the plaintiff relies on the Appellate Court’s decision in Gould v. Mellick & Sexton, 66 Conn. App. 542, 555, 785 A.2d 265, cert. granted, 259 Conn. 902, 789 A.2d 990 (2001), to argue that summary judgment is “an inappropriate way to conclude complex litigation.” The plaintiff,
AWS Dl.l is issued by the American Welding Society, Inc., and establishes standards relating to welding.
BOCA is a national building code that is issued by the Building Officials and Code Administrators International, Inc.
Although the plaintiff relies on the statement of special inspections on appeal, he has changed the nature of this claim, so that it now depends on his inteipretation of the state building code. It is not, therefore, preserved
As with the plaintiffs argument regarding the statement of special inspections, the plaintiff has recast this claim in the context of his interpretation of the state building code. This issue, therefore, is not properly preserved because the plaintiff now argues that it was Professional Services’ status as a special inspector under the state building code that created a duty in it owed to all who were likely to be injured by any failure of it to perform its duties under the code.
The plaintiff also had claimed that Professional Services’ failure to act in accordance with BOCA and AWS Dl.l constituted negligence per se, but has since conceded that he failed to preserve this claim and has withdrawn it.