9 Iowa 1 | Iowa | 1859
Lead Opinion
We shall examine the questions raised in this case in the order in which they are presented by the assignment of errors.
I. The first assignment of error is upon the ruling of the court in suppressing a portion of the deposition of Alfred E. Brown. The fourth and fifth interrogatories, and the answers; and the fourth cross interrogatory, and the answer thereto, are as follows:
“ Intg. 4. What was James McCarthy’s state of mind as regards sanity during your acquaintance with him ? What was Ms state of mind on or about the 20th Nov.,'1850? State particularly all the facts tending to show his state of mind at that time.”
“ Ans. At no time during my acquaintance with him did I have any doubt but that he was sane. I cannot state that /■ I saw him as late as Nov. 20th, 1850; but late in the fall of 1850 I had frequent conversations with him, and in such conversations I neither saw nor heard anything from him to induce me to doubt his entire sanity.
uIntg. 5. What was his state of mind as regards his
uAns\ Ef om niy acquaintance .with him I should think him .capable of making, a1 disposition of his property by will at any’timé dúring my .acquaintance with him.”.
“ Cross Inig. 4. .'Suppose the fact to be,that he was.insane -before, he came to Davenport,- and after he left Davenport, state what 'conduct of. his ..you. remember which, tends to. show .aberration of mind,”. ..... :...
“ Aíis,":’I can, recollect.of no circumstances which tend to .show, aberration ..of mind during niy acquaintance with him.”
..The court ruled that the answerspf the witness to these in-:terrogátorie.smjist be'süppr.essed, and they were excluded from the jury.- The court further ruled, in the .same connection, that the opinions of non-professional witnesses, not subscribers to the will, could not be given in evidence, but that such witnesses must state facts and circumstances only, and let the jury judge of the testator’s sanity for themselves.
The general rule- is: admitted to be, that the testimony of witnesses :á¡3 - tdW confinecj. to facts,', añd --that'thfei’r. opinions aré ¡not Admissible. ^-“-'ThiArul'e, fsays"Mr."Rest) is-.necessary :to prevent1’the-other rules: of- evidence1 frota, being practically nullified.-'-- Yain' would it be for 'the law to constitute the jiiry- triers of disputed facts;to reject'derivative'evidence ■when ' original: proof, is 'withheldj''or' to' declare - that' a party is’ ño't tó be 'prejudiced "by the words'or'acts of others' with whom he-is; unconnected^, if they might he .'swayed by opinions relative to those facts,-expressed by' persons’who come' ' before' them- • in'• the• 'éharacter' bfwi'tfié'sses;” '' Best' 'oii' the' Principles of Evidence, see. 3:44.." ........
The exceptions to the rülé 'áro,'that'mp'ón all questions of science' or' skill, trade, "'and-others of á like kind, persons' instructed • in' the;' particular art "or science, called
This species of testimony is admitted on the ground that the opinions of witnesses possessing peculiar skill, are ' admissible whenever the subject matter of inquiry is such that inexperienced persons are unlikely to prove capable of forming a correct judgment upón it without such assistance; in othei words, when it so far' partakes'of the-nature of a science or art, as'to require á course of previous habit or study in order to attain a knowledge of it. 1. Smith’s Leading Cases, 286. Best on Evidence, sec. 346. ■
It was held by the court in this case, that 'the opinions of non-professional witnesses could' not be 'allowed, as to the sanity of James McCarthy; and it is "now argued for the defendants, in support of the ruling' of the' court, that such testimony is fordidden by the very nature of the rule above referred to; that such witnesses are not experts, and that the law presumes the jury to be as capable of drawing correct conclusions and inferences from facts, as those who have no peculiar sources of knowledge to guide them in forming their opinions, which are not presumed to be equally within the reach of the jury.
Eor the plaintiff, the executor named in the will, it is argued that this species of evidence is admissible on the ground that positive and direct evidence is wholly unattainable, and that a resort to opinions furnishes the only available means of arriving at the truth in such cases; that the difficulty of spreading the -whole case before the jury by a detail of the acts and conversations of the party, when the question relates to his mental capacity, would render it impracticable in many cases to come to a satisfactory conclusion, without receiving, to some extent, the opinions of witnesses; and that such species of testimony forms a well defined exception to the rule which excludes the opinion of a witness.
In the case of Dewitt v. Barly, et al, 5, Selden 371, the ques
The same case was again before the Court of Appeals of New York, 8 Smith, 340, and the court, in part at least, overrule the former decision, while conceding at the same time that the questions to the witness, above set forth, were improper, upon the principle that opinions, when permissible to be given in evidence, must be confined to the facts alone, and must not embrace matters of law as well as facts. A distinction is held by the court to exist in the application of the rule in cases of mental imbecility arising from age or natural decay, and cases of hallucination, or partial derangment of the mental powers. In cases of idiocy or imbecility, they say, the opinion of the witness is denied from indications which are equally patent to all, and a man of sound judgment and experience in life can observe these indications and draw just inferences from them, as well without, as with a scientific education. In such cases, it is held by the court, the opinions of non-professional men may be given in evidence to show the state of mind of the party. While in cases of partial derangment, involving only a portion of the mental powers, or where it consists in some single hallucinated idea, it is conceded by the court that witnesses, whose opinions are received upon the ground that the facts and circumstances upon which an opinion is to be formed cannot be adequately
The opinion of the court in the case cited contains the latest exposition of the rule of law, as claimed by the plaintiff. Admitting the rule to be correct, as thus defined by the court, we think there was no error in the judgment of the District Court excluding the answers of the witness, Brown, to the interrogatories propounded to him. The question to which the jury were to respond, as put to them by the court, was : “ Was James McCarthy on the 20th Nov. 1850, of sound mind ? ” Without stating the acts or conversations of the testator, and without giving the facts or circumstances on which his opinion is based; without being certain in his own mind, whether he had seen the testator as late as the 20th November, 1850, he answers, when asked respecting his sanity, that at no time during his acquaintance with him did he have any doubt that he was sane ;• that he had frequent conversations with him late in the fall of 1850, and neither-saw nor heard anything from him to induce him to doubt his entire sanity. With the exception of the circumstance that the witness says he had frequent conversations with McCarthy during the fall before the 20th November, when the will was executed, no reasons are given upon which the conclusion of the witness is founded, and no facts are stated from which the jury can have any practicable means of testing the accuracy of the opinion expressed.
The extent to which any of the authorities have carried the rule, even in the ecclesiastical courts of England, is, that after the witness has stated the facts and circumstances, then his conclusion or opinion, derived from and resting upon them, may be given. 5 Selden, 385.
In Gibson v. Gibson, the inquiry was as to-the competency of the testator to make a will,.and the-question to the witness was: “ Whether from.the situation in which he saw the old man, and from the facts stated to the jury, he believed the testator was then in his senses, and capable of making a-will ?” The court held that the latter part of the question, “capable of making a Avill,”-as it involved a question of law and fact, and the very question to be determined by the jury, was entirely illegal.
II. The second assignment of error is upon the same matter as the first. The question arises upon the same deposition of the witness, Brown, and has already been considered.
III. The third assignment of error is upon the ruling of the court on the motion to exclude portions of the deposition of John McCarthy. The motion was sustained in part, and portions of the deposition were stricken out, under the rule established by the court, that non-professional witnesses, not subscribing witnesses to the the will, could not be allowed to give their opinions as to the sanity or insanity of the testator.
The plaintiff moved to strike out so much of the sixth interrogatory as inquired of the witness concerning the state of McCarthy’s mind as regarded his sanity. The court overruled the motion to strike out a part of the interrogatory, as requested, and struck out portions of the answer in which the witness gave his opinion concerning the sanity of his brother; suffering the following portions of the answer to remain: “ Ho, (James McCarthy,) before the year 1842, took a strange antipathy to me without any conceivable cause; he would not speak to me; he maintained a constant silence;
It is claimed by the plaintiff that in permitting that portion of the answer to remain, in which the witness speaks of the state of mind of his brother towards himself, the court departed from the rule established, and suffered the opinion of the witness to be given to the jury as evidence.
As an exception to the rule that the opinions of witnesses are not receivable in evidence, Mr. Best, in his work on the Principles of Evidence, Sec. 349, p. 391, cites those cases where the judgment or opinion of the witness on some matter material to be considered by the tribunal, is formed on facts, which, from their nature or number, it would be impossible to bring before it. The state or appearance of a building, or of a public document which the law will not allow to be removed from its repository, may be explained by a witness by a term expressing a complex idea; such as that it looked old, decayed, or fresh, was in good or bad condition, &c. “ So also may the emotions or feelings of the mind of a party whose psychological condition is in issue; thus a witness may state whether on a certain occasion he looked pleased, excited, confused, agitated, frightened, or the like.” Best, 392. Under this rule, we think it was permissible for the witness to state the feeling manifested toward him by his brother. These constituted facts, rather than opinions.
Certain portions of the answer of the witness to the sixth interrogatory, objected to by the plaintiff as hearsay, were rightly permitted to stand. It does not appear that the witness derived his information as to the facts detailed, from
The eighth and eleventh interrogatories and the answers of the witness thereto, objected to by the plaintiff, and not stricken out by the court, are as follows :
“ Intg. 8. State particularly whether or not his insanity took the form of dislike to his relatives or friends? ”
■“ Ans. I think it showed itself in a measure in a strong ■antipathy to myself, without any cause possible to be conceived.”
“ Intg. 11. State whether or not said McCarthy recovered from his insanity ? ”
uAns. I do not know; I only know that-he left the Butler Hospital in Providence, and made a tour through the West. Whether he was entirely restored, I could not say.”
It is objected to the eighth interrogatory, that it is leading, and suggests to the mind of the witness the answer he is desired to give. The test of a leading question,'it is said, is to consider whether an answer by “ yes ” or “ no ” would be conclusive upon the matter in issue, or on any material ■part of the issue. A question is objectionable as leading, when it suggests the answer to it, and not when it merely directs the attention of the witness to the immediate subject with reference to whieh he is interrogated. Best’s Evidence, sec. 436. We think the question was not leading.
To the eleventh interrogatory the witness answered that he knew nothing; and if the question were liable to the objection made to it by the plaintiff, the judgment would not be reversed for the refusal of the court to suppress it together with the answer of the witness, if it appeared that he knew nothing.
IV. The fourth assignment of error is based upon the refusal of the court to strike out certain portions of the deposition of the witness Allen.
The witness was then asked to “state whether or not said McCarthy recovered from his insanity.” He answered: “ I do not know whether he ever recovered from it or no.t. He did not, however, during my acqiiaintance with him,” The motion of the plaintiff was to strike out this interrogatory, and the answer of the witness thereto. The court struck out the last three words of the interrogatory, so that it should read: “ State whether or not said McCarthy recovered.” In this shape the question, with the answer of the witness, went to the jury. The court had no power to change the form of the question after it had been answered by the witness. The same question was asked of the witness, John McCarthy, and the court did not strike out any-part of it. The motion - of defendant was to strike out the interrogatory and the answer, and his exception is to the refusal • of the court to grant the motion. The first was somewhat objectionable, in assuming that James McCarthy was confined in the lunatic asylum on account of his insanity. We do not think, however, that the objection to it is of so serious a nature as to require a reversal of the judgment for the refusal of the court to strike out the question and answer.
V. The court refused to permit the plaintiff’ t,o read in
VI. The sixth assignment of error is upon the refusal of the court to permit the plaintiff to read to the jury the deposition of George Matthewson. The deposition was taken on the part of the defendants to be used in the County Court on the hearing of the application to admit to probate and record the will of said McCarthy. It is endorsed by the clerk: “ Opened and filed, March 13th, 1856.” On the trial in the District Court, the plaintiff offered to read said deposition to the jury, and objection being made by the defendants, the deposition was excluded. The objections to the deposition, nor the reasons of the court for excluding the same, are not stated in the record. It does not appear, however, from the bill of exceptions, that the deposition was taken upon any commission issued for that purpose, although taken out of the State. To obviate this objection, the plaintiff has had certified to this court by the clerk of the District Court, under a writ of certiorari, a copy of the commission, notice
We think it was no sufficient reason for refusing to permit it to be read, that the commission under which the deposition was taken, was issued in the name of the District Court, and by the clerk of said court. The clerk of the District Court is, by virtue of his office, the clerk of the County Court, Code, sec. 141, and although the law requires that the commission shall issue in the name of the court and under its seal, see. 245'5, yet in the absence of any special provision by the statute authorizing the suing out of a commission from the County Court for the taking of depositions to be used in the trial of any matter in said court, we see no objection to the commission being issued by the clerk of the District Court, under his seal of office, in the same manner as is provided for the taking of depositions out of the State, to be used on the trial of any cause in a justice’s court. Code, sec. 2465.
This objection, however, could only have been taken by the plaintiff; and as he waived the same by offering the deposition in evidence, it could not be relied on by defendants; and to render the same of any avail, the objection should have been made before the trial commenced, on a motion to exclude the deposition. Section 2464. When a deposition is taken on interrogatories propounded by both parties, and is returned and filed in the court, it may be used by either party. It is required to be filed by the clerk in his office, and neither party has the right to withdraw the same. Code, section 2459. It is no sufficient reason for refusing permission to either party to read the deposition in the District Court, that it was not used by the party taking the same in the County Court. We cannot go back and enquire whether it was used there or not. It is sufficient that the deposition appears to have been regularly taken to be used on the trial of this cause in the County Court, and was returned to said court, and was opened and filed by the clerk, as appears by his certificate in the return to the writ of certiorari. We
It was taken by the defendants with a view of ascertaining what the witness knew tending to show insanity of mind in McCarthy, the testator. In answer to the interrogatories, he says, that he knew McCarthy in 1840, and hired him in 1843, to work for him; that he last saw him in 1847, or 1848, in Boston; that he did not know McCarthy during his residence in Davenport; and that he knew no facts tending to show insanity in him. Wo are unable to see how the exclusion of this deposition was in any wise prejudicial to the plaintiff. If he had not seen the testator for more than two years before the execution of the will, and knew no facts tending to show insanity in him, up to the time he last saw him, the testimony, however proper to be admitted as negative proof of the testator’s sanity, in 1848, was not relevant to any of the issues submitted to the jury, and no injury resulted to the plaintiff from the suppression of the deposition.
YII. The seventh assignment of error is that the court refused to set aside the verdict of the jury and grant a new trial. The grounds upon which the motion for a new trial was urged, are: 1st, That the verdict was against the law. 2nd, The verdict was against the evidence. 3rd, That the jury were misled by the instructions given them by the court. 4th, That the court erred in refusing to give the instructions asked by plaintiff. 5th, On the ground of newly discovered evidence since the trial.
Upon the first and second grounds of the motion for a new trial, we may say that it does not appear to us that the verdict of the jury is against the law or the evidence, and that there is no reason why a new trial should have been granted for the reasons urged. We do not intend here to recapitulate the evidence. We may state that it is shown that
Dr. Ray, the superintendent of the hospital in which he was a patient, says that the testator often conversed with him on the subject of his insanity; that in any other subject than that of his delusions, his conversation evinced more than ordinary intelligence, and knowledge of the world; that no one, conversing with him on subjects not connected with his delusions, would have suspected him to be insane. This is the testimony as to his condition when he left the hospital of Dr. Ray, and came to Davenport, Iowa, in 1848. He resided at this place until November, 1850, at which time he made his will, the subject of the present controversy, and went down the Mississippi river to New Orleans. All that is certainly known of him afterwards, is, that he escaped from a lunatic asylum in which he was confined in New Orleans, during the prevalence of the yellow fever, and died soon after, in the year 1853. We think the evidence in the case was such that the jury were authorized from it to infer that the testator was not of sound mind at the time of making the will.
The proof of monomania exhibiting itself in an insane and unfounded dislike to a particular person or persons, either expressly recited in the will, or to be inferred from its
The third and fourth grounds upon which the new trial was asked, were that the jury were misled by the instructions of the court, and that the court erred in refusing to give the instructions asked by plaintiff. We see no reason for holding that the jury misunderstood or were misled by the instructions given, and we have considered elseAvhere in this opinion the correctness of the instructions asked by plaintiff and refused by the court. We think that no error is shown.
The motion for a new trial is also urged on the ground of newly discovered evidence. The plaintiff produces the affidavit of one Banigan, who states he knew the brothers, John and James McCarthy, in Providence; that in 1842, they took different and opposite sides in the troubles growing out of the Dorr Rebellion; that they thus became estranged, and never afterwards spoke to each other or had any social intercourse. This testimony was unknown to the plaintiff until after the trial, and it is now claimed that upon a new trial the same will tend to rebut any presumption of insanity in the testator arising from the hostility shown by James McCarthy to his brother. This testimony, it seems to us, could only tend to contradict and impeach that of John McCarthy, who swears that the antipathy of the testator to him, was without any conceivable cause; that they had had no quarrel, and that there had been no transaction of any kind between them that could make his brother feel hard toward him.
In addition to this, no such diligence has been shown by the party in obtaining the testimony of this witness, as to entitle him to a new trial. It is shown that the evidence was unknown to the plaintiff before the trial; and was not discovered until the cause had been submitted to the jury, nor until the jury had retired to consider of their verdict. This is
VIH. The eighth, ninth, tenth and twelfth assignments of error, relate to certain questions asked by the plaintiff of the witnesses, Davis, Bowling, Eagal and Westlake, which were objected to by the defendant and ruled out by the court. These questions seem to us proper to be asked, and the court might well have allowed them to be answered. But we do not see that any such prejudice has resulted to the plaintiff from the ruling of the court, as to require that the judgment should be reversed. The witnesses were asked concerning the peculiarities of the testator; whether the substance of his conversations was reasonable and intelligent, and how his business affairs were conducted. It is not shown what the testimony of the witnesses would have been on these points, nor that it would have been different from that already before the jury. We may say generally that the questions do not seem to us objectionable in any -material sense; but the difficulty with us, is, to see that the court has excluded any testimony that, if suffered to be introduced, would have caused the verdict of the jury to be given the other way. A new trial will not be granted, nor the judgment of the District Court reversed, for the improper rejection of testimony, when the court is satisfied that justice has been done, and when there is little reason to believe that a different result would ensue upon a new trial. 2 Graham and Waterman on New Trials, Ch. 9, p. 651. So a judgment will not be reversed for the erroneous admission or rejection of testimony which could have had no material influence on the verdict. Wright v. Gaff, 6 Ind. 416.
IX. The witness Herbert was asked by plaintiff: “ From your experience as a mechanic, and your knowledge and observation of the building of other mills in Davenport, upon which you have wrought and assisted in building; and taking
X. It is next assigned for error that the court refused to charge the jury as requested by the plaintiff. It is no ground of error that instructions asked by a party are refused by the court, if they are given in the charge of the court in substance, though perhaps in different language; nor if they are mere abstract propositions, either irrelevant to the subject matter of inquiry, or bearing so remotely upon the question that the refusal of the court to give them can work no prejudice to the party.
Some of the instructions asked by the plaintiff, we think, were rightly refused as improper to be given. Among these we may enumerate the fifth
Upon the considerations already presented, we think the judgment should be affirmed. .
Judgment affirmed.
. The fifth instruction asked by the plaintiff, was as follows :
“A man may lawfully dispose of his property by will if he be not an idiot or a lunatic, and if the jury believe from the testimony that the testator was not totally deprived of reason at the time he made the will in question, then they should find the issue for the plaintiff.”
. The twelfth instruction asked by the plaintiff, to which reference is made by the court, was as follows:
“Monomania or partial insanity will not avoid a will unless it is shown that the will was the direct offspring of such partial insanity, and the act of making the will must be traced to such morbid delusion, and shown to be the result of it ”
. The third instruction as asked by the plaintiff, was as follows:
“The mere fact that the testator had acquired an aversion to his brother John, is not evidence that he was insane; and if the proof shows that the testator had such aversion, and also shows that the brother was a wealthy man, this may satisfactorily account for the fact that he was not mentioned in the will.”
. The objectionable portion of the ninth instruction, as asked by the plaintiff, was as follows:
9th. “ If the jury believe the testimony of the witness, M. C. Davis, and that the testator boarded with him during the last five months of his residence in Davenport, and until the will was made, and that during that time his conduct was like that of other men, and such as attracted no attention ; and that he was civil, courteous and gentlemanly, correct in his habits, regular at his meals, neat and cleanly in his appearanoe, prompt and correct in his dealings, and that during that time no change was noticeable in him; then the jury have the right to consider him of sufficiently sound mind to enable him to make a will.”
Dissenting Opinion
dissenting. — In Thorndike v. City of Boston, 1 Metcalf 242, this rule is recognized: “Where evidence has been improperly received or rejected, and the verdict is found against the party taking the exception, and a motion for a new trial is madS on that ground, such motion will not be granted, if the court can see plainly from the whole evidence, that independently of the evidence receiv
Following this rule as one in every respect safe and consistent with the strictest legal principle, I cannot arrive at the conclusion that this case should be affirmed, it being first determined that there was error in the admission and rejection of certain testimony. I suppose the converse of the rule above stated to be true; that is to say, that a new trial should be granted unless the court can see plainly that independent of the evidence rejected or received, the evidence in support of the verdict so decidedly preponderates, that a verdict the other way would be set aside. The rule in its direct and converse statement, seems to me to result, necessarily, fairly and properly, from the plain and fundamental principles governing trial by jury. It is the duty of a court to permit none but competent evidence to go to a jury, and to receive all that is competent. The province of the jury is to aim at truth from the legitimate and competent evidence thus submitted to them. With the exercise of this duty, by the jury, when fairly and honestly exercised, there should be no interference. And in discharging it, no proper or competent evidence should be withheld from them; nor should any incompetent be given them. True it is, that cases are constantly arising in practice, where, after a full and thorough trial, it is manifest to a court, that testimony received, or it may be rejected, erroneously, is entirely immaterial, and could in no manner change the result in a second trial. And in such cases, there would certainly be no reason or propriety in permitting further litigation.
Take a case, however, like the one before us, where there is
But there is still another view of the case that I think strongly supports this position. We concur in the conclusion that the opinion of a non-professional witness, as to the sanity or insanity of the testator, without a detail of the facts upon which the opinion is founded, is not admissible. If .accompanied by the facts, then I think upon authority, it would be admissible. Had this rule been applied throughout the trial, I think other testimony, beside that referred to in the opinion of the majority of the court, would have been admissible and had a very decided influence upon the verdict. For this reason, therefore, a new trial should be granted.
I concur, for the most part, in the view's presented and positions assumed in the majority opinion, except as above indicated. In some instances I should be inclined to adopt a less strict rule in the examination of witnesses, when inquiring into the conduct and peculiarities of .the decedent.