Peggy L. THORNE, Plaintiff-Appellee-Cross-Appellant,
v.
Mаjor "A.B." JONES, et al., Defendants-Appellants-Cross Appellees.
Richard Eugene THORNE, Plaintiff-Appellee,
v.
Major "A.B." JONES, et al., Defendants-Appellants.
Richard James THORNE, Plaintiff-Appellee,
v.
Ross MAGGIO, et al., Defendants-Appellants.
Scott Allen THORNE, Plaintiff-Appellee,
v.
Ross MAGGIO, et al., Defendants-Appellants.
No. 84-3339.
United States Court of Appeals,
Fifth Circuit.
July 22, 1985.
Joseph Erwin Kopsa, Asst. Atty. Gen., Baton Rouge, La., for Jones, et al.
Stephen E. Everett, Alexandria, La., for Thornes.
Appeals from the United States District Court for the Middle District of Louisiana.
Before GEE, TATE, and HIGGINBOTHAM, Circuit Judges.
GEE, Circuit Judge:
In these consolidated cases, visitors to and inmates of the Louisiana State Penitentiary at Angola challenge effected and attempted strip searches1 of their persons.
Facts
Peggy and Richard E. Thorne are the parents of Richard J. and Scott Thorne. The younger Thornes are inmates at Louisiana State Penitentiary (LSP), a mаximum security facility for prisoners who pose severe security risks. Both brothers have been disciplined while in prison for possession of contraband drugs. LSP permits "contact" visits between inmates and approved friends and family.
Mr. and Mrs. Thorne visited their sons at LSP. Before being allowed to do so, each was required to sign a form that stated, among other things, "I hereby agree to a personal search by security personnel of the [LSP] while on prison grounds." A large sign prominently posted just outside the front gate of LSP warned, "Beware Notice If you enter the gates of Angola, you consent to a search of your person and property...."
In November 1981, an LSP inmate told Captain Whistine, an LSP shift commander, that another inmate was receiving contraband in his legal mail and that Scott Thorne was regularly receiving narcotics through the visiting room, probably from his mother. Captain Whistine reported this information to Warden Byargeon. On the Warden's instructions, Captain Whistine ordered a mail watch on the first inmate's legal mail and notified all shifts that Mrs. Thorne was to be asked to submit to a strip search before being allowed to visit Scott Thorne.
Contraband was found in the first inmate's legal mail, lending credence to the informant. When Mrs. Thorne next arrived to visit Scott Thorne, Captain Whistine told her that she would have to be strip searched before seeing him. Mrs. Thorne refused, with some heat, to be searched. Escorted back to the front gates of the prison, she departed. The Warden had her name removed from the list of approved visitors to the prison. Mrs. Thornе was thus unable to visit either of her inmate sons.
Mr. Thorne came to visit Scott Thorne the next day. He, too, was told that a strip search would be required before he could visit his son. Mr. Thorne consented to the search. No contraband was found and the visit took place.
All four Thornes, sensitive to their rights as citizens, obtained counsel and brought actions under 42 U.S.C. Sec. 1983 against the Louisiana Department of Corrections and sundry LSP officials alleging that these doings infringed upon rights secured to them by the Constitution of the United States.2 Mrs. Thorne and her inmate sons asserted violations of alleged first amendment associational rights; Mr. Thorne alleged violation of his fourth amendment right to be free from unreasonable searches. The actions were consolidated and tried to a jury, which found for all of the Thornes as against some (but not all) of the defendants,3 awarding damages to each.4 Defendants (referred to collectively as "LSP") moved for judgment notwithstanding the verdict; the trial court denied their motion.
Rights of Association Guaranteed by the First Amendment?
Mrs. Thorne and her two inmate sons contended that LSP deprived them of rights of аssociation guaranteed by the first amendment. The trial court agreed, holding that Mrs. Thorne had a first amendment associational right to visit her sons in prison and that her sons' right to receive her visits was guaranteed by the same amendment. If this holding be error, as LSP contends, the judgments for Mrs. Thorne and her sons cannot stand, for they neither alleged nor proved deprivation of any other constitutional right;5 it is axiomatic that no recovery may be had under Sec. 1983 absent proof of deprivation of a right guaranteed by the Constitutiоn or laws of the United States. See Oklahoma City v. Tuttle, --- U.S. ----, ----,
The trial court cited no authority whatever for the proposition that Mrs. Thorne had an absolute right under the first amendment to visit her sons, and we have found little or none.6 In Jones v. North Carolina Prisoners' Labor Union, Inc.,
The fact of confinement and the needs of the penal institution impose limitations on constitutional rights, including those derived from the First Amendment, which are implicit in incarceration.... Perhaps the most obvious of the First Amendment rights that are necessarily curtailed by confinement are those associаtional rights that the First Amendment protects outside of prison walls. The concept of incarceration itself entails a restriction on the freedom of inmates to associate with those outside the penal institution.
Further, it is extremely doubtful that the rights to visitation asserted by the Thornes are the sort of associational rights protected by the First Amendment. White v. Keller, a case with strong parallels to these actions, contains a thoughtful discussion of this issue:
Freedom of association, as articulated by the Supreme Court, had its genesis in freedom of speech. NAACP v. Alabama,
As this court sees it the essence of prison visitation is not the ideological association recognized by the courts as protected by the first amendment. Rather, prison visitation raises questions of the right to physical association. The right sought is to see and visit in person with another individual. There may well be a first amendment right to physical association, see Griswold v. Connecticut,
* * *
* * *
Thus this court maintains the belief that any first amendment right to mere physical association is so attenuated from the true protections of that amendment as to not be deserving of the usual strictures placed on abridgement of first amendment rights including restriction only by the least drastic means.
We agree with the general thrust of Judge Blair's observations in White: such freedoms as the Thornes seek to anchor in the first amendment find their true basis elsewhere, рerhaps in the ninth, perhaps simply in the character of our polity as a free society. Each of us, as a citizen of the United States--indeed, to a great degree, even as a person merely present here--enjoys the freedom to stroll where he will, to spend his time with those whom he chooses to befriend, to travel without internal passports, and so on. Whatever is not forbidden on our blessed shores is permitted.
It is one thing, however, to trench upon these general freedoms from being hectоred and schoolmarmed; only a rational basis is required to support legislative (or, in the instance of prisoners, quasi-legislative) restriction of them. It is quite another to make an inroad on matters specifically protected by the Bill of Rights. For such an invasion, more is required. Courts have written much of the history of modern constitutional adjudication in response to the efforts of persons who sought to transpose the activities which they sought to pursue from the first of these areas to the second. E.g., Roe v. Wаde,
Such incarcerated persons as the Thorne brothers maintain no right to simple physical association--with their parents or with anyone else--grounded in the first amendment. Indeed, as the quoted matter from Jones, supra, indicates, even true first amendment rights are subject to restriction in such circumstances. It is very doubtful, moreover, that even the free citizen enjoys such a first amendment right to nonideologiсal association. The freedom to gather to play touch football or to gamble for money stands on a very different footing from a right to hold a political rally or one to assemble to seek redress of grievances. At all events, the claims of the Thorne brothers, whatever their source, to go where they like and to meet with whom they choose have been terminated by a proceeding conducted according to the strictest of due process: a criminal trial.
Restrictions on Prisoners' Rights
Even were we in the presence of a true, first amendment right, the correct standard for review of a restriction placed upon it, derived from Bell v. Wolfish,
In Block, pretrial detainees challenged the prison's prohibition of contact visits. The trial court invalidated the prohibition. The Supreme Court reversed:
[w]hen the District Court found that many factors counseled against contact visits, its inquiry should have ended. The court's further 'balancing' resulted in an impermissible substitution of its view on the proper administration of Central Jail for that of the experienced administrators of that facility.... We hold ... that the Constitution does not require that detainees be allowed contact visits when responsible, experienced administrators have determined, in their sound discretion, that such visits will jeopardize the security of the facility.
The preeminence of prison security concerns was further emphasized in Hudson v. Palmer, --- U.S. ----,
The two interests here are the interest of society in the security of its penal institutions and the interest of the prisoner in privacy within his cell. The latter interest, of course, is already limited by the exigencies of the circumstances. A prison "shares none of the attributes of privacy of a home, an automobile, an office, or a hotel room".... We strike the balance in favor of institutional security, which we have noted is "central to all other corrections goals," Pell v. Procunier, 417 U.S., [sic] аt 823, 94 S.Ct., [sic] at 2804. A right of privacy in traditional Fourth Amendment terms is fundamentally incompatible with the close and continual surveillance of inmates and their cells required to ensure institutional security and internal order. We are satisfied that society would insist that the prisoner's expectation of privacy always yield to what must be considered the paramount interest in institutional security.
Mr. Thorne's Fourth Amendment Claim
As the other Thornes were not searched, they have no fourth amendment claims; as Mr. Thorne's visit does not implicate his freedom to associate in order to express ideas, he possesses no colorable first amendment ones. We turn to his fourth amendment claim.
As to it, LSP advances several arguments for reversal. In the first of these, LSP seems to argue that the trial court erred in finding the search of Mr. Thorne unreasonable because the finding was grounded on a theory different from LSP's: that a strip search of any prison visitor is reasonable as a matter of law, so long as the visitor has prior notice that he is subject to search and is given the option of leaving the prison rather than submitting to the search.8 LSP's contention thus appears to be that it was error for the trial court to consider the particular circumstances of Mr. Thorne's search. If this is in fact the contention, it is meritless. In United States v. Lilly,
Although few searches are more intrusive than a body cavity search, we do not hold that such searches are per se unreasonable.... They not only help stem the flow of contraband into, within, and out of prisons, but they also havе a beneficial deterrent effect. To prove the legal validity of a particular body cavity search, however, the government still must show that the search and seizure in question was reasonable under all the facts and circumstances. The relevant facts and circumstances will vary from case to case. In the prison context, however, the government always must show that a legitimate penological need necessitated the search, that the need could not have been satisfiеd by a more narrow means, and that the search and any consequent seizure were conducted in a reasonable manner. Depending on the facts of a particular case, proof of certain other factors may be necessary to prove reasonableness.
LSP next argues that the trial court erred in finding Mr. Thorne's search unreasonable under the fourth amendment, either because Mr. Thorne consented to his search or because he waived his fourth amendment rights when he entered the prison. LSP locates this consent or waiver in the visitor form signed by Mr. Thorne and in the warning notices posted at the prison gates. If accepted, this argument would render reasonable a strip search of any such prison visitor; as discussed above, such аt-will, random searches are not reasonable under the Fourth Amendment. The argument must therefore fail. See Carey,
Finally, LSP argues that the search of Mr. Thorne was justified by "reasonable suspicion," and that the trial court erred by holding the search unreasonable under this standard. The argument is untenable. " '[R]easonable suspicion' must be specifically directed to the person tо be searched.... [T]he fourth amendment does not permit any automatic or casual transference of 'suspicion.' " United States v. Afanador,
Qualified Immunity
Finally, LSP contends that the trial court erred in rejecting the individual defendants' defenses of qualified, or "good faith," immunity from liability for money damages. Under Harlow v. Fitzgerald,
officials 'are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.' Whether an official may prevail in his qualified immunity defense depends upon the 'objective reasonableness of [his] conduct as measured by reference to clearly established law.' No other 'circumstances' are relevant to the issue of qualified immunity.
Davis v. Scherer, --- U.S. ----,
First, at that time only one district court had yet ruled on the issue, Black v. Amico,
We agree. The authorities cited in the foregoing section of our opinion make plain that at the time of the search of Mr. Thorne the law in this area was in a state of uncertainty. Indeed, in our Circuit portions of it become "clearly established" only today.
For the foregoing reasons, we REVERSE the judgments favorable to the Thornes and REMAND with instructions to enter judgment for the defendants.
Notes
In a strip search, the naked body of the subject is very thoroughly inspected, but not touched, by prison personnel of the same sex; thе search is conducted in private
Warden Ross Maggio was a named defendant in each of the four actions. Captain Ray Whistine and Major Travis Jones were additional defendants in Mrs. Thorne's action. Mr. Thorne's action was brought against Major Jones, Captain Clovis Tillary, Lieutenant Faren Rachal, and Sergeant Ronald Lemoine. Richard and Scott sued only Warden Maggio and Assistant Warden Herbert Byargeon. Secretary John King and the Louisiana Department of Corrections were also named defendants; however, the trial court granted the former's motion for a directed verdict and the latter's motion to dismiss
The jury found for Warden Maggio in each of the four actions, and for Sergeant Lemoine in Mr. Thorne's action. It returned verdicts against the remaining defendants
Richard and Scott were awarded damages of $5,000 each. Mr. Thorne was awarded damages of $10,000. Mrs. Thorne was originally awarded damages of $15,000. The trial court found this award to be excessive; it granted LSP's motion for a new trial, limited to Mrs. Thorne's damages, when shе refused to consent to a remittitur of $10,000. At this second trial, Mrs. Thorne was awarded damages of $5,000. Although Mrs. Thorne made the district court's grant of a new trial on damages the subject of a cross-appeal, we need not, for reasons discussed below, reach this issue
It is important to note that these cases do not involve allegations of deprivation of rights without due process of law; the trial court was not called upon to decide the proper measure of procedural protection to be accorded familial visiting rights and did not do so. Accordingly, that question is not before us
Cases cited by Mrs. Thorne in support of this proposition do not--with one exception--do so. Bell v. Wolfish,
We note that the Second Circuit has recognized the right of pretrial detainees to contact visits; it has "repeatedly held that due process forbids denying detainees the right 'to shake hands with a friend, to kiss a wife, or to fondle a child.' " Marcera v. Chinlund,
Wolfish,
A more reasonable rule might condition contact visitation on such a search, permitting noncontact visitation upon its refusal. Even so, we express no opinion on its validity as no such rule is before us
