Peavey v. HolderPeavey v. Holder
MEMORANDUM OPINION
Pro se plaintiff Morris J. Peavey, Jr., an African-American, Orthodox Muslim Army veteran, brings this action against the United States Attorney General, the Secretary of Veterans Affairs, the Archivist of the United States, the Director of the National Personnel Records Center (“NPRC”), the Secretary of the Treasury, and the Secretary of the Army in their official capacities, and against the Equal Employment Opportunity Commission (“EEOC”) and the United States Postal Service (“USPS”), challenging several decisions by the Department of Veteran’s Affairs (“VA”) regarding his entitlement to benefits since his 1967 discharge from the Army, seeking to compel the release of records under the Freedom of Information Act (“FOIA”),
BACKGROUND
The complaint in this action consists of more than one hundred single-spaced paragraphs and more than 100 pages of attached exhibits. Portions of Peavey’s allegations, which cover a timespan of more than forty years, beginning with the circumstances leading up to Peavey’s discharge from the Army in 1967, are difficult to understand and are not clear enough to be illuminating. Peavey alleges that he bring claims against the defendants under the First, Fifth, Ninth, and Fourteenth Amendments; the Freedom of Information Act (“FOIA”),
Peavey appears to be challenging several VA decisions determining his entitlement to certain veterans benefits at various times since his discharge. The complaint provides a detailed description of his medical and benefits history since his discharge from the Army in 1967, and alleges that the VA incorrectly determined his disability rating on several occasions and improperly discontinued his benefits for a period of several months in 2001 and in May and June of 2003. Peavey states that he sought appeals to the Board of Veterans Appeals regarding certain benefits decisions in 1971, 1994, 2003, and 2004.
(See Id.
at 17.) He alleges that the VA’s decisions not to provide him certain benefits were made with a discriminatory purpose, violated his rights to due process and equal protection under the law, and constituted an unconstitutional taking.
(Id.
at 15-16.) In addition, Peavey challenges the constitutionality of
Peavey brings FOIA claims against the NPRC and the VA, alleging that the NPRC, the VA, and the VA Hospital in Brooklyn, New York failed to fully respond to his FOIA requests for records regarding his military service and medical history. (Id. at 13-14, 23.) In addition, he contends, based upon the NPRC’s and VA’s failure to produce certain records related to his military service and medical treatment that he believes they possess, that the NPRC, the VA, and the Army have deliberately concealed, altered, or destroyed portions of his military and medical records in violation of FOIA and several criminal obstruction of justice statutes. 3 (Id. at 13, 17.) Peavey further claims that he filed a complaint with the Department of Justice (“DOJ”) alleging that the VA and its agents altered, suppressed, or destroyed federal documents. (Id. at 20-21.) He contends that the DOJ did not properly investigate and bring charges based upon his complaint. (Id. at 21.)
In addition, Peavey alleges that the “IRS and EEOC [have] practiced harassment against [him] since 1983.”
(Id.
at 11.) Specifically, Peavey contends that the IRS harassed him from 1983 to 2001 by filing at least one claim against him for back taxes, placing liens on his assets, “revoking licenses, taking assets, placing liens on assets” of his employers, and by subjecting his business clients to unwarranted audits because they were his business clients.
(See Id.
at 11-12.) He alleges that the EEOC violated his rights under Title VII, and his right to equal protection under the law by improperly handling a discrimination claim he filed in
1983.(Id.)
Moreover, Peavey alleges that the USPS “acted to harass” him by interrupting his mail service for periods of
The defendants have filed a motion to dismiss under
DISCUSSION
“ ‘On
a motion to dismiss for lack of subject-matter jurisdiction pursuant to
A complaint can be dismissed under
To survive a motion to dismiss, a complaint must contain sufficient factual matter, acceptable as true, to “state a claim to relief that is plausible on its face.” A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.
Ashcroft v. Iqbal,
— U.S.-,
I. VA’S BENEFITS DECISIONS
Peavey brings claims challenging various benefits decisions made by the VA since Peavey’s 1967 discharge from the Army and challenging the constitutionality of
Under
In explaining the scope of
Applying this guidance, the district court has jurisdiction over Peavey’s claim to the extent that it is a facial challenge to the constitutionality of
Regarding Peavey’s challenges to the VA’s decisions on his benefit claims, Peavey attempts to avoid application of
II. FOIA CLAIMS
Peavey brings FOIA claims against the Director of the NPRC and the VA Secretary to compel release of requested records, alleging that the VA, the VA Hospital Center in Brooklyn, New York, and the NPRC failed to fully respond to his FOIA requests for documents. Peavey alleges that he requested copies of his military records and early VA medical records, but his requests “have been consistently refused.” (Compl. at 13.) The defendants have moved to dismiss these FOIA claims as moot or, in the alternative, for summary judgment, alleging that these agencies produced all documents in their possession responsive to Peavey’s requests. In support of their motion, the defendants submit declarations from Scott Levins, NPRC Assistant Director for Military Records, Cynthia Stock, Assistant Chief of the Support Services Division in the VA’s Regional Office in St. Petersburg, Florida, and Peter Juliano, Privacy Officer in the New York Harbor Healthcare System in Brooklyn, New York, each attesting to his or her agency’s efforts to locate and produce documents responsive to Peavey’s requests.
The defendants move in the alternative for dismissal or summary judgment. Under
In FOIA cases, “[t]o meet its burden to show that no genuine issue of material fact exists, with the facts viewed in the light most favorable to the requester, the agency must demonstrate that it has conducted a search reasonably calculated to uncover all relevant documents.”
Weisberg v. U.S. Dep’t of Justice,
A. NPRC response
Peavey alleges that he filed a request with the NPRC on April 7, 2003, requesting his military records pertaining to “[a]ll disciplinary actions, to [include] Art. 15 and U.S. courts martial; [and all] medical records, to include medical treatment in Unit Dispensaries and two admissions to Womack Army Hospital 1966.” (Compl. at 13.) Peavey admits that he received some records in response to his request, but nonetheless maintains that the NPRC provided incomplete records because his official military personnel file (“OMPF”) should have included additional clinical and laboratory records and records relating to a June 16, 1967 court martial. (Pl.’s Mem. in Supp. of Summ. J. at 21-22; Pl.’s Stmt. Supporting FOIA Request at 3.)
In his declaration explaining the NPRC’s efforts to respond to Peavey’s request, NPRC’s Levins explains that “the NPRC is the designated repository for the Official Military Personnel Files
7
... and medical records of former Army personnel who served from the early 1900’s until 2002.” (Defs.’ Mot. to Dismiss or for Summ. J., Levins Deck ¶ 3.) In addition, the NPRC receives from military service departments additional records, such as an individual hospital’s clinical records documenting inpatient treatment, that are maintained as separate systems of records. (Levins Deck ¶ 6.) Regarding record retention, Levins states that the NPRC does not dispose of OMPF files, clinical records have a retention period of fifty years, and no records have been disposed of since the mid-1990s.
(Id.
¶¶ 5-6.) Levins explains that in response to Peavey’s April 7, 2003 request, the NPRC “informfed] plaintiff that the original medical records were loaned to the VA, and [provided him] copies of all disciplinary records found in the OMPF.”
(Id.
¶ 7.) Levins also explains that in response to further inquiries from Peavey seeking additional records, the NPRC provided Peavey “with copies of every document in his OMPF.”
(Id.
¶¶ 8-9.) The NPRC also supplemented its release of Peavey’s OMPF with copies of Womack Army Hospital inpatient records for 1965-1966 that were located in a separate system of inpatient treatment records, copies of all morning reports pertaining to Peavey from August 1966 to April 1967, and a copy of a 1993 request by the VA for service verification.
(Id.
¶¶ 8-9, 11, 14.) In addition, Levins states that the NPRC informed Peavey on April 11, 2005 that it had erroneously reported to him that his medical records were retired to NPRC and loaned to the VA, but had subsequently determined that “because [Peavey’s] OMPF contains a DA Form 644, Service
With the Levins declaration, the NPRC has carried its burden of demonstrating that it conducted a reasonable search calculated to locate all relevant documents responsive to Peavey’s FOIA request. Peavey’s assertion that his OMPF should have contained additional documents does not undermine the NPRC’s undisputed evidence demonstrating that in response to Peavey’s FOIA request, the NPRC reasonably searched its relevant systems of records that could contain responsive documents, including Peavey’s OMPF, and produced copies of all existing OMPF records and other relevant nonOMPF records that were located. Thus, Peavey has not created a material dispute about the adequacy of the NPRC’s search efforts, and summary judgment will be granted for the defendants on Peavey’s FOIA claim seeking release of records from the NPRC.
B. VA and VA hospital response
On July 7, 2004, Peavey filed a FOIA request with the VA seeking (1) military medical records showing he was hit by a car and hospitalized in 1966; (2) findings and impressions from an “intravenous pyelogram”; (3) records from his hospitalization in a Brooklyn VA hospital in 1968, and (4) documents relating to Peavey’s employment at Shanty Restaurant. (Def.’s Mot. to Dismiss or for Summ. J., Stock Deck, Ex. 2; see Pl.’s Mem. in Supp. of Summ. J. at 17.) The VA’s Stock states that, in response to Peavey’s request, she “caused a complete copy of Mr. Peavey’s VA C-file to be mailed to him” on August 19, 2004. (Def.’s Mot. to Dismiss or for Summ. J., Stock Deck at 2.) She further states that included in Peavey’s C-file were (1) his Army service medical records, “including doctor’s orders and treatment notes from an inpatient stay in late September to early October 1966 and an IVP Radio-graphic report dated 4 Oct 66;” (2) a hospital summary for Peavey’s hospitalization at a VA hospital in Brooklyn, New York from January 26, 1968 to March 4, 1968; (3) New Hospital of Medicine and Dentistry records for May 14 to September 17, 2003; (4) a letter from Shanty Restaurant; (5) multiple requests from Peavey to the VA and other government agencies; (6) multiple responses to Peavey’s requests from the VA and its offices, including the VA’s Debt Management Center, the Board of Veterans Appeals, and the VA regional office in St. Petersburg, Florida; and (7) copies of a debt management center audit, decisions on Peavey’s benefits claims, and a decision by a VA Committee on Waivers and Compromises. (Id. at 1-2.)
Brooklyn VA hospital’s Juliano states that the hospital received a request from Peavey on February 26, 2003 to have copies of his records sent to a physician. (Defs.’ Mot. for Leave to File Supp’l Aff., Juliano Deck at 1.) In response to the request, the hospital determined that Peavey was not in its system and advised
Peavey contends that the VA’s response to his FOIA requests are insufficient because the VA did not find and produce copies of certain medical testing performed at an Army hospital in 1966, or any copies of clinical and laboratory records or doctors’ reports from his 1968 Brooklyn VA hospital stay. (PL’s Mem. in Supp. of Summ. J. at 15, 17.) Despite Peavey’s contention that these records exist and should currently be in the VA or VA hospital’s possession, Peavey has not raised a factual dispute regarding the adequacy of the search efforts made by the VA’s regional office and the Brooklyn VA hospital to locate these records. The VA has submitted undisputed evidence that the VA regional office provided Peavey with a copy of his entire claims file and the VA hospital searched both its on-site and archived records, producing records relating to Peavey it retrieved from a Missouri storage facility. Peavey offers no suggestion as to where else these agencies might have looked for his records or what other search criteria should have been used. Accordingly, based upon the undisputed evidence that the VA regional office and Brooklyn VA hospital conducted reasonable searches in response to Peavey’s FOIA requests and produced all responsive documents located during their searches, summary judgment will be granted for the defendants on Peavey’s FOIA claim seeking the release of records from the VA.
III. ALLEGED CONCEALMENT, ALTERATION, OR DESTRUCTION OF FEDERAL DOCUMENTS
Peavey alleges that the NPRC, the VA, and the Army acted together to conceal, alter, or destroy government records in an attempt to obstruct justice in violation of several criminal statutes, including
In addition, Peavey alleges a coordinated effort by federal agencies to conceal, alter, or destroy documents that violated his Fifth Amendment due process rights by interfering with his ability to obtain benefits and correct his military records.
(See
Compl. at 13, 15-16, 18, 20; Pl.’s Mem. in Supp. of Summ. J. at 3, 37.) He has not alleged facts in support of this conclusory allegation that, if proven, would entitle him to relief. “The due process clause requires the government to provide sufficient notice and a meaningful opportunity to be heard on the deprivation of a protected liberty or property interest.”
Rason v. Nicholson,
IV. DAMAGES CLAIMS
Peavey seeks damages for the variety of alleged wrongs he has experienced since 1967, alleging that he is bringing both constitutional and common law tort claims. Because Peavey’s claims are brought against federal agencies and agency officials in their official capacities, such claims must be construed as claims against the United States. “[T]he United States, as sovereign, is immune from suit save as it consents to be sued ..., and the terms of its consent to be sued in any court define that court’s jurisdiction to entertain the suit.”
United States v. Mitchell,
V. CIVIL RIGHTS STATUTES
Peavey purports to bring claims under the civil rights statutes,
VI. BIVENS CLAIMS
Peavey alleges that he is bringing claims against the defendants under a
Bivens
constitutional tort theory. “A
Bivens
suit is an action against a federal officer seeking damages for violations of the plaintiffs constitutional rights.”
Simpkins,
VII. OTHER CLAIMS AGAINST THE EEOC, IRS, and USPS
It is unclear what other remedies beyond damages, if any, Peavey seeks for the alleged harassment by the EEOC, IRS, and USPS. However, to the extent Peavey’s complaint can be construed with reasonable inferences drawn in his favor as
VIII. DOJ COMPLAINT
Peavey alleges that he was injured by the DOJ’s failure to investigate and bring charges based upon a complaint he filed with the DOJ accusing the VA or its agents of unlawfully concealing, altering, or destroying federal records. (Compl. at 20-21;
see
Pl.’s Mem. in Supp. of Summ. J. at 30.) The decision whether to institute an investigation or to bring charges in response to a particular complaint is a decision committed to an agency’s discretion and presumptively unreviewable unless Congress has indicated otherwise.
See Heckler v. Chaney,
IX. REVIEW OF ABCMR DECISION
Peavey seeks judicial review of an ABCMR’s decision not to correct his army records. He alleges that he submitted a claim to the ABCMR upon his release from service, but the ABCMR did not properly investigate his claim to correct his military records and denied him relief. (Compl. at 15, 17.) In a subsequent filing, Peavey clarifies that he filed his claim with the ABCMR on May 9, 1968. (Pl.’s Mot. for Order to Certify the Rec. (Docket Entry 41) at 2.) He seeks an order directing the AMBCMR to overturn a January 23, 1967 court martial judgment and correct his records to reflect the rank he would have attained but for the judgment. (Id. at 23.)
The district court has jurisdiction to review an ABCMR decision.
See Lewis v. Sec’y of the Navy,
Civil Action No. 89-1446(JHG),
CONCLUSION
Because the district court lacks jurisdiction over Peavey’s claims challenging various VA benefits determinations since 1967, those claims will be dismissed for want of
A final, appealable Order accompanies this Memorandum Opinion.
Notes
. Eric H. Holder, Jr., Eric Shinseki, Adrienne Thomas, Timothy Geithner, and Pete Geren are substituted for Alberto Gonzalez, Jim Nicholson, Allen Weinstein, John Snow, and Francis Harvey under
. The complaint identifies the relevant statute as
. Although it is difficult to discern, Peavey also appears to allege that the agencies’ deliberate acts concealing, altering, or destroying his records violated his due process rights by interfering with benefits determinations and his ability to correct his military records. (See Id. at 13, 15-16, 18, 20; Pl.'s Mem. in Supp. of Summ. J. at 3, 37.)
. The defendants also move to dismiss the complaint for failure to comply with the minimal pleading requirements of Rule 8(a). Rule 8(a) sets forth a minimum standard for the sufficiency of a complaint, requiring a plaintiff to provide "a short and plain statement of the claim showing that the pleader is entitled to relief!.]”
. Peavey adds to his theories of recovery in his opposition to the defendants' motion to dismiss or for summary judgment and his motion for summary judgment by alleging a Bivens constitutional tort theory that is not clearly identified in his complaint. (See Pl.'s Opp'n to Def.'s Mot. to Dismiss or for Summ. J. at 44; Pl.’s Mem. in Supp. of Mot. for Summ. J. at 27.)
. It is the due process clause of the Fifth, not the Fourteenth, Amendment that applies to actions of the federal government. Thus, Peavey’s Fourteenth Amendment challenge is unavailing.
. An OMPF contains the military personnel and medical records of a service member and includes records relating to "enlistment/appointment, duty stations and assignments, training, qualifications, performance, awards and medals, disciplinary actions, ... separation/discharge/retirement, and other personnel actions.” (Levins Deck ¶ 4.)