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Peabody Coal Company and Old Republic Insurance Company v. Lessie L. Helms and Director, Office of Workers' Compensation Programs
859 F.2d 486
7th Cir.
1988
Check Treatment

*2 COFFEY, thritis, hypertension and Before POSNER and moderate obstruc- WILL, Judges, hip Circuit Senior tive disease. He also had a total Judge.* replacement. District pack ciga- Helms smoked at least one COFFEY, Judge. Circuit *3 day rettes a from the time he was a teen- Peabody Company Petitioners Coal smoke, ager and continued to at a reduced insurer, Republic Compa- Old Insurance its rate, open surgery his heart in 1979. after ny (collectively “Peabody”), petition for re- quit smoking He testified that he sometime of the Review decision view Benefits surgery after his 1979 heart but could not Department of the of Labor. The Board exactly stopped. remember when he Board affirmed the decision of an adminis- application Helms filed his initial for (ALJ) awarding respon- judge trative law lung black benefits with the United States dent Lessie L. Helms benefits under the Department February of Labor on Act, Lung Black Benefits 30 U.S.C. 901 § (several open months before his heart sur- Act). (the seq. We reverse and remand. et gery). application by was denied 18, 1979, examiner. On December this I counsel, time with assistance of (Helms) Lessie L. Helms as a worked application filed a second for benefits. The coal miner a total of 24 and was examiner determined that Helms was enti- approximately old when he first tled to benefits on the basis of the second applied for benefits under the Act. He application and the benefits award was af- began working Peabody September deputy firmed commissioner of the employment and continued Compen- Division of Coal Miners Workers’ company until his official retirement in sation, Department United States of Labor. although he had not November active- Thereafter, Peabody requested a de novo worked since November of 1978when he ly and, hearing AU, before an after the hear- stopped breathing difficulty.1 because of ing and post-hearing submission of evi- history litany is a hospi- dence, the ALJ awarded Helms black talizations, tests, and examinations benefits. physical problems. a host of He disclose had a heart attack in 1979 cardiac The ALJ based his decision on the invoca- open surgery presumption” heart in tion of an “interim of total catheterization May year. Eight years (black of the same before due to disease) open surgery arising heart and while he was out of coal mine em- working, ployment Peabody Helms had an aortic valve and found failed to re- still implant. presumption Since that time he has the suffered one of four bulb, irregular from an duodenal arterio- rebuttal methods delineated in 20 C.F.R. disease, 727.203(b).2 sclerotic cardiomegaly, Peabody appealed heart ar- the AU’s § * Will, 727.203(a). triggers presumption The Honorable Hubert L. Senior District A miner Illinois, Judge “engaged for the Northern District of if he was in coal mine sitting by designation. years” at least ten and he five satisfies one of 727.203(a). specified requirements §in parties disagree stopped whether Helms triggered, Once is rebutted solely work because of shortness of breath or a if, after the consideration of “all relevant heart attack. The ALJ did not decide this factu- medical evidence"'. n al issue but recited the of Helms and “(1) The evidence that the establishes individ- spouse stopping reason for work is, fact, doing ual his usual coal mine work breathing difficulty. was because of (see comparable gainful or work 410.412(a)(1) Title); of this or § (2) explanation operation 2. For a detailed light In of all relevant evidence it is estab- regulations, the Act and the see Mullins Coal Co. — Director, OWCP, U.S. -, lished that the individual is able to do his v. 108 S.Ct. comparable (1987); Peabody usual coal mine work or 98 L.Ed.2d 450 Coal Co. v. (see 410.412(a)(1) (7th Cir.1983). gainful regula work of this Ti- tle); tions establish an interim to initial ly "totally determine whether a coal The evidence miner establishes that pneumoconiosis.” ability disabled due to 20 C.F.R. or death of the miner did not arise in II Review and the Benefits decision holding (the Board) affirmed argues that Peabody AU erred supported by sub- of the AU was decision disregarding medical by improperly evi petitions now stantial evidence. establishing that Helms’ deci- of the Board’s for review this court ciga his heart disease and sion.3 smoking part “in or in rette and not whole See employment.” coal mine out of from a Although appeal [his] 727.203(b)(3). Drawing inferenc Board, judg review the decision of es from the evidence AU’s the ALJ. Dotson ment of factfinder, Smith Cir.1988); role Old 1134, 1137 (7th OWCP, (7th Cir.1988), Prewitt, Ben *4 all the AU must consider relevant Cir.1985). limited to (7th review is Our evidence, his ex cannot substitute sup is the decision AU whether pertise qualified physician, evidence, that in accord ported by substantial simply disregard cannot the medical Ben and is rational. Old law, and with the Dot qualified physician. Luker, (7th conclusions of 691 v. 826 F.2d son, supra, v. citing Wetherill at Cir.1987). is “such evidence Substantial Director, OWCP, (7th 382 might as a rational mind relevant evidence Cir.1987). agree Peabody that We support a conclu adequate to accept as all the relevant Perales, AU did not medi consider v. 402 U.S. sion.” Richardson in this case and reverse and cal evidence L.Ed.2d 389, 401, 91 S.Ct. 28 decision with instruc remand the AU’s v. (1971) (quoted in Smith 842 all the medical evidence. tions to consider OWPC, 1053, 1057). F.2d 843 “has a total The stated Helms AU appeal is whether The issue disease, with his heart associated ability Peabody failed to ruling that AU erred in the medical that is uncontradicted disability of fact initial rebut pre- and to rebut C.F.R. evidence”6 pneumoconiosis4 under 20 due to (b)(3) requires sumption paragraph 727.203(b)(3).5 § to "true employ- not limited and coal mine part of coal whole or in ment; out mine pneumoconiosis. or clinical” or (4) that the miner evidence establishes The not, not, pneumoconiosis.” Director, OWCP, or did 727.203(b)(1)-(4); have does In Wetherill Smith v. Di See Cir.1987), § (7th employer argued that 379-80 (7th rector, OWCP, Cir. F.2d 1054 843 established the relevant medical 1988). contributing of pneumoconiosis not a cause asserted, instead, disability claimant’s jurisdiction the final Deci- to review 3. We have by disability caused a heart con- claimant’s the Benefits sion and Order of Review those We that under circumstances dition. held 21(c) Longshoremen’s pursuant § (b)(3) provi- is the correct paragraph "rebuttal (LHWCA), Compensation Act Workers’ Harbor ruling-” evaluating ALJ’s sion for 422(a) 921(c), incorporated by § as 33 U.S.C. added). Wetherill, (emphasis F.2d at 380 812 (BLBA), Lung U.S. Benefits Act 30 of the Black case, Likewise, argues Peabody present in the Accord, 932(a). 925(a)(5), Peabody Coal §C. because of a heart disabled that Helms was (7th Director, OWCP, F.2d Co. v. Cir.1985). para- pneumoconiosis. Thus and not condition injury case in the The in this arose (b)(3) again proper rebuttal graph stan- LHWCA, U.S.C. of Indiana. See State (b)(3) “[p]aragraph stated that dard. have 921(c). employer to rebut the interim enables ... pneu- by proving the miner's chronic as "a 4. The Act defines contributing cause not moconiosis was sequelae, includ- and its dust added; (emphasis disability." Id. citations pulmonary impairments ing respiratory and omitted). of rebuttal that It that standard employment.” arising of coal mine out apply. 902(b). regulations an ex- The include U.S.C. § pneumoconiosis. 20 C.F. panded definition evi- importance of the absence Co. 727.202. As we stated §R. contrary Cir.1983), a reasoned medical (7th 268 n. Review in Knudtson respiratory was stressed Board, expanded definition includes Benefits Cir.1986) arising exposure pulmonary diseases from dust disability magic to establish Helms’ did in the certainty reasonable medical out of mine employment. language required III, arise his coal by Blevins Dr. Ho- p. (emphasis AU Decision and Order testimony, ward’s when entirety, read in its added). present clear, direct, controversy The unequivocal concerns and well-rea- deposition testimony of Dr. Howard soned. and the medical records of points to Dr. Howard’s state physicians Wilhelmus. These three ment that “I think it chronic obstruc [the only physicians were the of record to make tive likely most disease] direct statements the cause abuse,” been being tobacco (etiology) of Helms’ total and all equivocal. context, proper however, In its three determined that Helms’ that statement is of a clear and rea employ- was not related to his coal mine judgment. soned medical When asked di ment. rectly whether the obstructive disregarded cigarette smoking, Howard’s was caused he clear for two reasons: ly, emphatically, succinctly responded, Helms’ chronic obstructive my opinion it was.” “[i]n disease was expo not due to coal mine dust gave Dr. Howard reasoning explana expressed magic sure was not in the terms *5 opinion. tion for his He testified that a of certainty” a “reasonable medical pulmonary study function in conducted the standards set forth in Blevins v. Pea only 1983 showed pulmo mild obstructive Co., body Lung Rep., Coal 6 Black 1-750 nary pulmo disease and the decrease in the (1983) (Blevins (2) III)', and the AU fur nary study function values from ther found Dr. Howard’s “remarks con was, again, likely “most ... caused cerning the claimant’s tobacco abuse.” questions He answered cigarette and his smoking quite equiv were disability the cause of the ocal.” tests, stated: “The function in

Dr. Howard reviewed the medical my opinion, evi do not support presence dence of record and later physiologic changes testified at a that we would deposition concerning the results of usually impairing his re see with pneumoconio- applied view. The AU the standard enun sis.” He also noted that shortness of ciated in Blevins III to symptom determine whether breath can be a of heart disease Dr. opinion expressed Howard’s as a and that Helms’ heart disease was not re reasonable certainty. Deci lated to his coal mine employment. Impor sion and p. Order 12. In tantly, opined Blevins III the that Helms would be able testimony “stated that must be to continue in his job last coal mine ‘phrased in terms of a minor, reasonable medical his heart disease any, if certainty’_” Peabody Coal breathing difficulty. Co. Lo restrictions due to In wis, (7th Cir.1983) (em 708 F.2d physician’s Underhill we held opin “that a added). phasis rejected ion, We have expressed stan in clear and uncontradicted Id.; Co., dard. Underhill v. physical examination, Coal terms and based on a (7th Cir.1982). Instead, 687 F.2d 217 ventilatory study, a X-rays chest purposes rebutting the interim presump review of employment history the miner’s tion, we have physician’s opin stated that a judgment’ satisfies the ‘reasoned medical “ opinion ion must be ‘the documented Lowis, (Peabody standard.” Coal Co. v. physician exercising reasoned medical 708 F.2d (explaining Under ” judgment.’ hill, 217)). Amax Coal Co. v. 687 F.2d Dr. Howard con OWCP, (7th Cir.1986) 801 F.2d sidered Helms’ employment history and the Underhill, 223) supra, (empha examinations, at physical pulmo results of added). Applying studies, sis nary reasoned medical gas function arterial blood reject studies, standard we the AU’s X-rays. Every and chest item of finding testimony that Dr. Howard’s is not evidence on which he relies is acceptable fact, Although phrased and, record relied upon by also Co.,

Underhill v. Cir.1982)). (b)(3). Dr. Ho- graph there is no basis AU has read Helms. Thus allowable statements may disregard Dr. Ho ward’s out of context which the AU Id. at analyzed selectively the evidence. a rea opinion because it is ward’s medical Thus, reject ruling of the AU judgment. stated in soned medical As we equivocal Dr. Howard’s Lowis, at Peabody Coal Co. judgment. is not well-reasoned medical of 20 “the AU violated the mandate 727.203(b) that ‘all relevant evi C.F.R. § The AU also determined determining dence shall be considered’ opinions Getty and Dr. Wil- Dr. whether given weight. too old helmus were to be had been rebutted.” opinions stated condition Both Under quoted In case we also that same exposure not related to dust in his coal hill, free at 222: AU is not “[a]n employment. mine The AU almost me expertise that of a his own substitute chanically reasoned that because these qualified ...” 708 F.2d at physician opinions were at three rendered least gas before the blood studies which evoked very lit they had Moreover, questioned unlike the testimo- probative tle value. The AU stated: in Am ny ax Coal opinions with ev- “It is not Howard’s consistent considered that Getty and Dr. as to ery report every Wilhelmus physician’s other because cause of claimant’s condi- physician diagnosed serious heart [Helms] much, any, if applicability have to the except medical opinions, tion. The other gas established these blood Wilhelmus, for those of and Dr. studies.” pro- conclude that Helms disabled every or health

ceed to delineate statement, explana further without by him.7 failed AU, condition suffered The AU by the common tion contravenes *6 reports other physicians’ to cite of the as decision in sense as well our recent Dotson v. finding pre- interim F.2d support to his the (1988). full sumption para- well realize that was rebutted 1983, pulmonary per- reports may studies physician be sum- reviewed function record 1977, 8, Ali, opined as follows: Dr. June marized through in 1979 1980 and Helnls’ formed 23, 1979, February treated Helms pulmonary function was within normal limits pain myocardial infarc- Renn, lumbosacral tion, and acute (tests validity); questioned Dr. were bronchitis, early emphysema and chronic 1983, 25, pulmonary func- November reviewed 13, 1979, ischemia; myocardial Getty, April Dr. 1979, 1980, performed studies in tion diagnosed questionable disease valvular ventilatory function and concluded Helms’ rhythm enlargement, stenosis, sinus and aortic normal (tests questioned to were validi- was normal present and stat- no Asuncion, 12, 1983, through ty); Dr. December entirely impairment ed related to 23, 1984, diagnosis of arterioscle- final October disease; Marty, May noted his Dr. cardiac disease, prosthetic cardiomegaly, rotic heart breath, pulmo- suffered from claimant short block, valve, degree, first AV left ventricu- aortic edema, nary surgery performed valve aortic EKG, possible hypertrophy with lar strain hospitalization; during that Helms his he added osteoarthritis, arthritis, history of his- rheumatic lung is silent had been evaluated for black hypertension, history tory of moderate ob- Combs, evaluation; Dr. to the results of that as September disease, airway pulmonary function structive 26, 1979, noted interstitial chronic airway disease showed moderate obstructive (December lung shown fibronodular densities in both fields arthritis, 1983); hip left arterioscle- X-ray, specific diagnosis in no made disease, hypertension and chronic rotic heart difficulty; breathing Dr. of Helms’ cause 1984); (July obstructive Wilhelmus, 1980, diagnosed arterio- October air- test showed moderate obstructive function artery coronary disease with sclerotic heart disease, lung problem way present "With the disease, along with mild ease and valvular degenerative and his ar- that he has advanced ventilatory defect due chronic obstructive hip as his of the left as well thritis cardiac abuse, study, gas of tobacco normal blood time, condition, totally I believe that at this he pneumoconiosis; Milsaps, no evidence of gainful employment.” unable to disabled and do July through lungs were October 1984); (October Marty, May indi- 1981, August (July April Octo- clear surgery, had heart cardiovascular 1983), cated dyspnea ber noted that mild on exertion condition, “right regarding lungs leg. st. noted possibly more to disease than due chronic disease; Tauter, Rais.” left to cardiac November WILL, Dot- reviewing Judge, did not have the benefit of District Senior son at the time he decided concurring. case. Even so, we held in Dotson that all relevant that, agree I in because the AU did not including medical examinations evidence decision, have, as he should consider preceded opinions Getty of Dr. and Wilhel- triggering test must be considered ground they given mus on the were simply weighed. We cannot ascertain from gas three before Helms’ blood stud- opinion of the AU whether he did or ies, the case must be remanded consid- of Dr. did not consider the eration of all the medical evidence. I write Getty and Dr. Wilhelmus. however, separately, majority because the sufficiently ex- “Unless [AU] strongly emphasizes so the defend- weight given plained the he has to obvi- may ant’s evidence that it be misunder- say ously probative exhibits to that his peremptory stood as a direction to the AU supported decision is substantial evi- to find for the defendant. approaches an abdication of the The statute is clear if that Helms’ undis- duty court’s scrutinize record as puted is “in or in whole

whole to determine whether the conclu- part” a result of his coal mine sions reached are rational.” that, previously as we have said Zeigler Sieberg, Director, OWCP, Wetherill (7th Cir.1988) (concerning trigger (7th Cir.1987), pneumoconiosis ing presumption) interim of the HEW, contributing “a cause” Secretary Arnold v. (4th Cir.1977)). Thus, compensation is entitled to under the Act. the AU also cursory erred in his dismissal medi We do not here decide that it was not. cal evidence from Dr. and Dr. Wilhel We do decide that the AU must make that mus. light determination of all the medical duty weigh It is the of the AU to all the explain light evidence and to his decision in of the evidence. The AU is not free to own experience

substitute his for that of a

qualified physician.8 In this case the AU properly weigh

failed to the reasoned medi- *7 explain cal of Dr. Howard and to HENDERSON, Curtis time, why, passage other than mere Petitioner-Appellant, discounted the medical evidence of Dr. Get- ty Wilhelmus. THIERET, Menard Warden James

Ill Neil F. Harti Center Correctional Attorney of the State gan, General considering The AU erred in not Illinois, Respondents-Appellees. “all relevant medical evidence” in determin ing failed to establish that No. 87-2975. arose in whole or in out Appeals, States Court United employment. of coal mine Circuit. Seventh 727.203(b). Additionally, because the improper AU used standard for medi Argued June opinions, cal we cannot hold that his conclu 5, 1988. Decided Oct. sion was in accordance with law or the 7, 1988. Oct. Amended As Thus, evidence. we reverse the AU’s de Rehearing Rehearing En Banc termination and remand the matter with 10, 1988. Denied Nov. instructions to reconsider all the medical REVERSED AND REMANDED. (1983). e.g., Lowis, Coal v. See,

Case Details

Case Name: Peabody Coal Company and Old Republic Insurance Company v. Lessie L. Helms and Director, Office of Workers' Compensation Programs
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Oct 4, 1988
Citation: 859 F.2d 486
Docket Number: 88-1004
Court Abbreviation: 7th Cir.
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