History
  • No items yet
midpage
Pauline Prickett v. R. James Nicholson
20 Vet. App. 370
Vet. App.
2006
Check Treatment
Docket

*1 The majority’s opinion will expand this jurisdiction

Court’s to review matters ad

dressing not the merits of appellant’s

argument, but whether CUE motion con specific

tains allegations. clear Case-

law from the majority of other circuits

refrains addressing this type of mat

ter to foreclose the possibility of piecemeal

litigation. This decision has potential

to increase the time it will take for an

appellant to receive final judgment in his

or her case. Even if this Court were

find the Board erred and appel plead

lant had with specificity, the Court adjudicate

could not claim; most, it

could remand case back to the Board

for the address the issues

first instance. Alternatively, if we were to

affirm the Board’s holding, that determina

tion has no preclusive effect; by statute,

the appellant can always amend and refile

the motion with the Board. See 38 U.S.C. 7111(e). Because I believe the Court’s

decision only will have the effect of ex

panding our caseload to include review of

administrative matters and lengthening

the time it takes for an appellant to receive

a decision merits, on the I respectfully

dissent. PRICKETT,

Pauline Appellant,

R. James NICHOLSON, Secretary Affairs, Veterans Appellee.

No. 04-0140.

United States Court of Appeals

for Veterans Claims.

Argued June 2006.

Decided Sept.

that denied her service-connection claim for the cause of her husband’s death. addition to two secondary arguments on appeal, this requires case us to decide *3 whether complied with its 38 U.S.C. § notification requirements pursu- ant to the Veterans Claims Assistance Act Pub.L. 106-475, No. 3(a), (VCAA), Stat.2096 despite its failure to provide notice before an initial rating deci- sion, and whether VA was required, to the principles of fair or due process, to inform Mrs. Prickett of (DRO’s) decision review officer’s re- quest for VA opinions medical and pro- vide her a copy opinions an opportunity to challenge those opinions prior to the issuance of the DRO’s deter- mination. For provided the reasons be- low, we affirm the Board’s decision as to the service-connection claim.

I. BACKGROUND World IIWar veteran David E. Prickett served on active duty in the Air U.S. Corps Ground Crew from December 1942 to October 1945. In November he was awarded service connection psy- for Allan Hubbard, C. chosis at a 100% Washington, D.C., disability rating. That for the appellant. disability rating eventually was reduced to 10% in January 1950 signs after of marked Gary Connor, O’ with whom Tim S. improvement. In the early 1980s, Mr. McClain, Counsel; General R. Randall Prickett was first diagnosed as having hy- Campbell, Assistant Counsel; General pertension and potential coronary heart Richard Mayerick, Deputy Assistant Gen- disease. May 1982, a VA regional office eral Counsel, all of Washington, D.C., were (RO) denied him entitlement to service on the brief for the appellee. connection for his heart-related conditions grounds that there KASOLD, Before was no HAGEL, evidence DAVIS, in his service medical Judges. records of hyperten-

sion or heart disease and that there was no DAVIS, Judge: evidence establishing a nexus between his psychiatric service-connected condition and appellant, The Prickett, Pauline the sur- heart disease. The Board affirmed that viving spouse of World War II veteran determination in June 1984. Prickett, David E. seeks, through counsel, review of a 7, 2003, November decision of Mr. Prickett died in February 1991. the Board of (Board) Veterans’ Appeals His death certificate listed end-stage con- (VSO) represen- organization service erans arthrios- due to cardiomyopathy gestive as tative. disease cardiovascular chlerotic list- mellitus Diabetes death.

cause a deci- issued DRO In August but contributor significant as ed Case a Statement form of sion Following death. cause underlying an determined the DRO (SOC). Because widow, Pauline death, his the veteran’s since submitted dependency Prickett, claim filed a was both initially denied (DIC), asserting indemnity compensation material, reopened the DRO new death husband’s that her cause-of- service-connection psychosis. his service-connected result of *4 However, the evi- based on claim. death her entitle- 1991, denied the RO April In that determined available, the DRO dence “[t]here grounds on DIC ment to on the denied remain should claim her veter- [the] relationship between no [was] relationship no “there is grounds dis- [psychological] an’s service-connected military ser- veteran’s between shown Neither of his death. the cause ability and disor- psychotic vice, his service-connected disability hasten the service-connected did R. 793. at death.” and his der (R.) 501. Mrs. Record his demise.” decision, there- appeal did not Prickett a held 2001, the DRO In November it final. rendering by participat- Mrs. Prickett hearing which in re- the DRO hearing, During the ed. 2000, denied Mrs. the RO February In Mrs. Prickett informed peatedly previously her reopen attempt Prickett’s a medical evidence, particular, in medical claim service-connection denied between a nexus demonstrating on death husband’s her of cause death, of cause and service veteran’s and new submit failed that she grounds her of disposition to the critical was 2000, filed she May In evidence. material evidence. such to submit her asked (NOD). May In Disagreement of a Notice cur- she said that However, Mrs. Prickett letter, a Prickett Mrs. RO sent submit. evidence such no rently had notify of duty to informing her VA’s request- DRO hearing, the Following the needed evidence or the information an endocrinolo- cardiologist a ed and of VA’s she benefit wanted grant review specialist mellitus or diabetes gist that infor- obtaining assist her duty to to determine file claims Prickett’s Mr. May (hereinafter the or evidence mation be- relationship existed a nexus whether let- letter, notification or 2001 notification cause his service and veteran’s tween re- month, Prickett Mrs. ter). same That evidence There no death. informing the RO a letter ceived represen- or her Prickett Mrs. record (VAMC) center VA medical that additional development informed tative and that requested records or com- to review opportunity had the or once such issued would be DRO decision request. specifics of ment 2001, the In June obtained. were records copy received the RO January Mrs. informed RO mellitus diabetes results no were records VAMC requested The VA exam- examinations. cardiology also available longer evidence was no there opined iners tell or evidence “may she service existed condition either in that may request [it] about [VA] Prickett’s causally related That 686. R. at claim.” support [her] condition. psychological vet- Prickett’s to Mrs. sent also letter was In February 2002, the DRO issued condition and the cause his death. R. at Supplemental (SSOC), SOC informing Mrs. Prickett of additional developments

since August 2001 SOC. The SSOC II. DISCUSSION specifically mentioned procure- the DRO’s ment of the January 2002 specialists’ A. § 38 U.S.C. Notification opinions. The cover letter attached to the SSOC informed her that the purpose of (i) Contentions on Appeal sending her this information give was to her the “opportunity to make com- On appeal, Mrs. Prickett first argues ment [she] wish[ed] concerning the addi- that the Government erred in several re- tional information in the enclosed [SSOC]” spects with regard to VA’s before placing her records on the Board’s duties pursuant 5103(a). 38 U.S.C. docket. R. at 994. The SSOC and cover She contends that the Board failed to letter were also sent to her VSO represen- make a conclusion in its statement of rea- tative. In June ap- sons or bases that VCAA notification docu- peal was certified transferred to the ments *5 complied alone with the VA’s sec- 5, Board. 2002, On June she appeared 5103(a) tion notification requirements. personally before the Board provide Rather, she contends that the im- Board testimony concerning her appeal. permissibly relied on a combination of no- In 2002, October the Board affirmed the tification documents and decisional and DRO’s decision deny Mrs. Prickett enti- postdecisional documents to conclude that tlement to service connection for the cause 5103(a) section notice had been satisfied. of her husband’s death. However, that reason, For that she argues pursuant that decision was set aside to a Court to Mayfield Nicholson, v. 444 F.3d 1328 order granting the Secretary’s request to (Fed.Cir.2006), the Court is required to remand to allow the Board to provide a remand this matter for the Board to exer- statement of reasons or bases why VA cise its factfinding authority in the first had complied with its VCAA duty-to-notify instance. requirements. remand, On in 2003, June the Board sent a letter to Mrs. Prickett’s Alternatively, she asserts that even if representative notifying him of the oppor- the Board sufficiently rendered factual tunity desired, “if to submit additional ar- determination, the Court must remand this gument evidence in and/or support of the matter because VA failed to fulfill its un- appellant’s appeal before Board” with- derlying 5103(a) section notification obli- in 90 days of the letter. R. at 1061. The gations. She alleges error in

record does not reflect that a copy of that by which VA attempted to cure its initial letter was also sent to Mrs. Prickett. In timing defect because VA failed to issue a its decision here on appeal, the Board second rating decision following the May again affirmed the DRO’s determination. 2001 notification letter. She The Board further con- concluded that “the evidence tends that the generic shows that the notice letter cardiovascular she disorder and diabetes received was in resulted in insufficient its attempt veteran’s death satisfy were 5103(a) not present VA’s during section service or notification re- manifested year quirement. within one service,” end, To this she asserts that that the evidence failed to establish a rela- where notification is issued to cure a tim- tionship between the veteran’s psychiatric defect, ing specialized notification is re-

375 Board’s the deficiencies by ignoring exists that the record on based quired notifica- that the concluding discussion of issuance.1 time 5103(a) section VA’s satisfied letter tion that Secretary contends response, In in- first in requirements duty-to-notify distinguish- clearly is decision held that Circuit stance, Federal Mayfield in decision this Court’s from able violated Mayfield decision Court’s a factual rendered here the because principle law administrative longstanding section VA’s determination agency decision reviewing an met a “court requirements duty-to-notify agency’s sustain the may letter. generally notification 2001 May through the different provide ground aon ruling failed VA concedes He (cit- 1335 deter- Id. at initial agency.” to its prior by notification invoked VCAA However, Chenery as- he claim. Comm’n & Exch. ing mination Sec. May the issuance that, through 63 S.Ct. serts U.S. Corp., DRO follow-up (establishing the doctrine notification L.Ed. SOC, August a de- issued dealing decision reviewing court addition, timing defect. cured an adminis- judgment termination the Court contends Secretary make authorized is alone agency trative argument appellant’s reject the should action of such propriety judge must because required notification specialized agen- invoked grounds solely on the assessed cannot be VCAA cy)). rather, notifi- because terms; categorical notification discus- its the outset At deter- issue, be it must factual is a cation discussions that “the sion, states the Board and the basis case-by-case aon mined *6 [SOC], the decision, the rating in the determi- to the defer Court should appellant to the [SSOC], sent letters nation. evi- the information her of Regarding Findings (ii) Board’s the to substantiate needed dence 5103(a) Section Notification require- notification with VA’s complied Ap Court the U.S. Mayfield, In asserts Mrs. Prickett R. at ments.” (Federal Cir the Federal Circuit peals the Feder- contravenes this statement determination cuit) the Board’s held Mayfield, therefore holding al Circuit’s require 5103(a) notification section cannot Court The remand. requiring through a combination met be could ments interpretation narrow with agree postdecisional decisional unrelated state- Reading the statement. the Board’s interpre incorrect was an communications discus- of the Board’s context ment F.3d 444 Mayfield, See of the law. tation was whole, statement the Board’s aas sion emphasized Circuit Federal The at 1335. through finding that aas intended not 5103 of section meaning plain documents postdecisional pre- and various issued to be notification VCAA requires met. 5103(a) had notification claim, section the initial decision “prior generally Rather, concluded Moreover, the Board at 1333. Id. afterwards.” not speci- considerable identify, "with appellant specifically not has appellant 1. Because and, defective was notice require- ficity,” how notice regulatory how the asserted pro- have (2005) would appellant was 3.159 what C.F.R. 38 under ment Secretary to obtain ultimately requested error such vided or how defective these obli- address notice Secretary not his will fulfilled Court prejudicial, Nicholson, 19 Coker appeal. See gations). issues that the (2006) (requiring Vet.App. 442 376 that through pre- postdecisional docu- letter alone 5103(a) satisfied VA’s section

ments, all VA’s notification requirements, duty-to-notify requirements, the Court just 5103(a) notice, section had been must first address Mrs. argu- satisfied. ment that VA failed properly cure the timing-of-notification

More importantly, even defect by not assuming issuing Court agreed rating with second following decision Prickett’s nar- the May row interpretation, 2001 we agree because, cannot letter. This is if Mrs. Prick- her that remand required is ett is correct that a second rating decision Mayfield and Chenery required, doctrine. This May 2001 notification let- is because reading the Board’s ter notification would itself be a postdecisional docu- discussion whole, as a the Court is satis- ment and unable to satisfy 5103(a) section fied that unlike the Board in Mayfield, requirements. notification Board here rendered a factual determina-

tion that the While May recognizing VCAA noti letter alone fication satisfied VA’s section intended to place take duty- prior to-notify to, requirements. rather than decision, following, its the initial deter the Board nearly dedicated claim, two mination on a pages of the Federal Circuit in discussion to May Mayfield letter also recognized alone. may Quartuccio Citing v. Principi, 16 Vet.App. cure timing defects through compliance (2002), the Board stated May that the with proper remedial measures. The Fed “provided appellant with a eral Circuit specifically mentioned two re specific explanation of type of evidence (1) medial measures: The issuance of a necessary to claim, substantiate her as fully compliant VCAA notification, followed well as an explanation of what evidence the readjudication of the claim. See VA would attempt to obtain on his behalf.” Mayfield, 444 F.3d at 1333-34. Mayfield’s R. at 5. In support of statement, discussion of remedial measures for curing Board noted that the letter informed Mrs. timing-of-notification defects is consistent Prickett of the enactment of the VCAA with this prior Court’s decisions. See Din and VA’s duties pursuant to that statute. gess v. Nicholson, 19 Vet.App. *7 The Board also noted that the letter in- (2006) (holding that any defect in timing of formed Mrs. Prickett of the three eviden- notification cannot constitute prejudicial tiary requisites necessary to substantiate error if VA follows proper subsequent re and, her claim as to the nexus evidentiary medial processes to cure defect, such requirement, the letter advised that thereby providing the claimant a meaning such relationship usually is established ful opportunity to participate in pro the through medical records or opinions that cessing of his or claim); see also Pele may requested be by VA or from her own grini v. Principi, 18 Vet.App. 112, 122-24 doctor. Therefore, we that conclude the (2004). Board sufficiently exercised its factfinding authority and rendered a determination As to the requirement&emdash;re- adjudication second of that the May 2001 notice letter alone satis- claim&emdash;Mrs. Prickettcontendsthata the new fied VA’s section duty-to-notify re- rating by regional decisionissued VA a quirements. comply mustbe provided to Mayfield. with office (Hi) VA’s Remedial Measures Curing for She such a contends absent the Timing-of-Notification rating Defect decision,May second the 2001 notification Before the assessing VCAA-compliant Board’s factual could de- have afforded notice termination that May the 2001 notification be- her VCAA-compliant notice be-

377 Ac- death. his cause and an’s service postdeci- itself document cause complied SOC August cordingly, Federal interpret to refuse sional. We notifi- and process due applicable narrow all with Mayfield in so statement Circuit’s requirements. the claims to start cation YA require ly as to process adjudicatory anew. VA’s process allowing VA contends ensure to measures established includes in the form readjudication notify her of to go back to not have a does claimant apple away her bite takes of an SOC a defect when process beginning argument, This review. RO additional or addition place taken has process in the ad the VA however, the fact ignores pre has been or evidence al information afford designed is system judicatory relies process Specifically, sented. ev and the Government the claimant both by made determinations reviews disagreement a to resolve ery opportunity DROs, the Veterans ROs, VA to a resorting before parties between (VSCM). See managers Center Service adjudica Appeal and Substantive (autho (2006) § 3.2600 38 C.F.R. generally fol disagreement a If remains tion. there by DROs review novo rizing de SOC, is still an VA lowing the issuance must be VSCMs). determinations Such § to U.S.C. required applica the same with compliance made in action or review development such “take re due ble that dis to resolve proper” deems as it rat of initial required that are quirements 7105(d). Any de § U.S.C. agreement. id.; C.F.R. also 38 see See ing decisions. or development resulting from such cision process and due (procedural § 3.103 pursu in an SSOC issued action is review a long as determina As rights). appellate designed 19.31, § C.F.R. ant re compliance is made tion material appellant to “inform draw a need no we see quirements, to, information in, additions or changes adjudicatory an whether as to distinction any prior or to [SOC] included rating decision in a issued decision (2005). 19.31(a) C.F.R. [SSOC].” an SOC.2 disagree is clear it Only when clearly indi- Here, 2001 SOC August RO at the level be resolved cannot ment service-connec- cates adjudicated be the matter must her husband’s cause of tion testimony, Here, through personal Board. fol- readjudicated properly had been death development, evidentiary timing-of- cure attempts lowing VA’s form action review subsequent in- 2001 SOC August The notice defect. made ev SSOC, the DRO February 2002 a review after Mrs. Prickett formed dis Mrs. Prickett’s resolve attempt to ery *8 after the before received the evidence transferred matter was pute before letter, service- May 2001 the Board. claim remained death connection-cause-of to start claimant addition, a requiring a state- provided also The SOC denied. would ulti- from scratch claim his or denial, in or bases reasons ment of families. their veterans mately hurt of evidence the lack noting particular, increase would requirement Such veter- demonstrating nexus between However, we note 5103(a) case, notification. the Court this Although at issue in not 2. follow- during failure Secretary’s comments agrees with a waiv- may constitute ing proper notification determination that a argument oral error harm- render readjudication er of "readjudication” proper may constitute not followup less. section aof following the issuance 378

chances that a veteran or his or her surviv- exceptions or purport to exclude certain ing spouse would fail to file a NOD, second categories of factual findings from the thereby preventing appellate relief. It ‘clearly review,” erroneous’ standard of require would also the claimant and Gov- even for Flores, so-called “ultimate facts.” ernment to start the claims review 19 522; Vet.App. at see also Pullman- scratch, from which would likely increase Swint, Standard 273, 287, 456 U.S. 102 the workload at the lower adjudicatory 1781, (1982) S.Ct. 72 L.Ed.2d 66 (noting level, increasing the time it pro- 52(a) takes that Rule of the Federal Rules of cess each every appeal. Civil Procedure “does not divide facts into Based the foregoing reasons, we con- categories; particular it does not divide clude VA did err by issuing a findings fact into deal with readjudicated decision in the August 2001 ‘ultimate’ and those that deal with ‘subsid SOC. facts.”). iary’ As the Federal Circuit’s

(iv) in Mayfield clear, made Court’s Review determi Board’s nation of 5103(a) 5103(a) whether section Section notifica Notification tion has been met through predecisional Findings communications “turns on what inferences (a) Standard of Review agency draws it,” the facts before Having concluded that VA properly therefore, such determinations are cured the timing-of-notice defect and that squarely within the province of VA. See the Board rendered a determination Mayfield, 1335; F.3d at see also Mil May 2001 notification letter Fenton, alone sat ler v. 104, 113-14, U.S. 5103(a) isfied VA’s section duty-to-notify S.Ct. (1985). 88 L.Ed.2d 405 Accord requirements, the Court must ingly, review the the Court reviews the deter Board’s determination pursuant ap to the mination that a notification communication propriate standard of review. In May satisfies VA’s section duty-to-notify field, the Federal Circuit noted that requirements under the “clearly errone adequacy of notice must be assessed in ous” standard of review. accordance with “the particular informa Under the “clearly erroneous” tion provided to [the light claimant] in review, standard the Court may only set the circumstances of [his or] her claim” aside a finding of material when, fact after that ultimately “turns on what inferences reviewing the record whole, as a it is “left [VA] draws from the facts before it.” with the definite and firm conviction that a Mayfield, 444 F.3d at Thus, mistake has been committed.” Gilbert v. whether VA communications satisfy the Derwinski, 1 Vet.App. (quot statutory and regulatory notification re ing United States v. Gypsum Co., U.S. quirements is a “substantially factual de 364, 395, U.S. 68 S.Ct. 92 L.Ed. 746

termination” which must be made (1948)). When applying standard, in the first instance. Id. “ ‘[i]fthe [Board’s] account the evidence The Court reviews factual determi plausible in light of the record viewed in nations under the “clearly erroneous” stan its entirety, the *9 may [Court] not reverse it dard review. See 38 U.S.C. even though convinced that had it 7261(a)(4). § As this Court noted in sitting as fact, the trier of it would have Nicholson, Flores v. 19 Vet.App. 516 weighed the evidence differently.’” Id. (2005), plain “[a] reading of section 7261 (quoting Anderson City Bessemer makes clear Congress that did not make City, 470 U.S. 573-74, 105 S.Ct. Although the Court doctor. Moreover, her own (1985)). the from L.Ed.2d first instance in the of fact sitting as trier in its decision to include required Board is circumstances the weighed bas- may reasons or have the statement a written spe or specific all more require and conclusions case to the findings for es its nexus, we presented regard to law with of fact and issues notice material cialized be must conclusions record; that statement Board’s that the say on the cannot to under- the appellant Reviewing an to enable adequate clearly erroneous. were Board’s for basis notifi precise May 2001 entirety, stand the in its record re- informed decision, as facilitate well as Board provides letter cation 38 U.S.C. See view in Court. that Mrs. conclusions for its basis plausible Gilbert, Vet.App. at 56-57. 7104(d)(1); § or evidence notified Prickett was her necessary to substantiate information to Fact3 (b) of Law Application informa and evidence on the based in its entire the record Reviewing time. at the that existed tion that conclusion Board’s that the ty, we find its record in Moreover, reviewing the letter satisfied 2001 notification May that the conclusions entirety, the requirements statutory notification VA’s informed Mrs. letter May 2001 5103(a) not § to 38 U.S.C. pursuant responsible be would who about Prickett an supported and is clearly erroneous which to obtain seeking or providing for bases. or of reasons statement adequate clearly are and information element, Board first notice toAs adequate by an supported erroneous Prick- Mrs. informed the letter noted theAs or bases. of reasons statement evidentiary requisites the three ett of advised noted, letter the notice Board her service-connection establish needed to obtaining her for responsible VA was for evidence the need claim, including medical records VA husband’s deceased death”; (1) “The cause following: responsible ultimately, she was in disease, other event (2) or injury, “[a]n records. medical any private obtaining for relationship between service”; “[a] the letter noted that further The Board disease, injury, and the of death the cause a medical would obtain VA stated 674. R. at in service.”4 event or other she could or that appropriate opinion if let that the further concluded Board The this infor- Given own. of her one provide as information Prickett Mrs. provided ter letter, the Board May 2001 mation be needed evidence would types of to what to con- record basis plausible elements. of these each to substantiate who told appellant clude that letter noted particular, or providing responsible would be or med opinion medical that a advised information obtain seeking to evi pertinent were most ical records cannot the Court Accordingly, evidence. requisite nexus to the regard dence with contentions agree with if duty-to- as to VA’s conclusions the Board’s a medical request would VA appropriate, to 38 U.S.C. notify requirements or examiner medical a VA opinion clearly erroneous. were medical private could she inform letter failed Although the appellant has noted footnote 3. As and material new of what constituted regu- pertaining argument waived her claim evidence, reopened fact that .the requirement. element notice latory fourth harmless. such error rendered *10 B. Fair Process and Due Process submit additional argument comment, or but failed to inform him that he could (i) Mrs. Prickett’s Thurber/Austin additional evidence. Applying Arguments Thurber, the Court held that the Board’s Mrs. Prickett’s second set of arguments procurement of the opinion medical violat- alleges various VA actions violated the ed the principles process fair because it principles of fair process. In support of failed to do so in impartial, unbiased, “an allegations, she cites ato line Austin, neutral manner.” 6 Vet.App. Court’s decisions beginning with Thurber at 552. The Court also held that Brown, (1993). 5 Vet.App. 119 Thurber Board violated by failing Thurber to ex- that, held before the Board relies on any pressly inform the claimant that he could evidence developed or obtained subsequent also submit additional evidence and infor- to the issuance of the most recent SOC or mation rebutting the procured medical SSOC respect with claim, such opinion. Board must “provide a claimant with rea- Citing Thurber and Austin as authority, sonable notice of such evidence ... and a Mrs. Prickett asserts specific three viola- reasonable opportunity for the claimant to tions of the principles of fair by respond Thurber, it.” 5 Vet.App. at First, DRO’s review. she contends 126. The Court premised its holding in that the DRO fair process violated fail- by Thurber, part, upon considerations of ing to notify her that the was procur- DRO what it labeled “principles of process.” fair ing two VA medical examinations of her Citing generally Gonzales v. United deceased husband’s Second, claims file. States, 348 U.S. 75 S.Ct. 99 L.Ed. she contends that the DRO violated fair (1955), a Supreme U.S. Court criminal process by failing provide her with a decision, law the Court in Thurber noted copy of those medical opinions before issu- that where an applicable statute regula- ing decision, thereby precluding her tion is silent as to whether particular from having a meaningful opportunity to procedural process required, such pro- respond to and challenge those medical may cess be implicitly required when opinions. Third, she contends that “viewed against [the] underlying concepts DRO procured those medical opinions procedural in a regularity and basic fair biased and impartial manner without play” of al- benefits adjudicatory sys- lowing verify, on, comment Thurber, tem. 5 Vet.App. at 123 (quoting contribute to the request. Gonzales, 409). U.S. 75 S.Ct. (ii) Fair Thurber/Austin Process and year later, A Brown, in Austin v. Mrs. Prickett’s First and Second

Vet.App. (1994), the Court clarified Contentions expanded upon Thurber’s holding. Austin, the Board’s request written for an With regard to Mrs. Prickett’s first contentions&emdash;the pro- medical opinion contained second DRO’scurementof acting opinions Board member’s own that VA medicalwithout consent there was no pro- relationship between the and the DRO’sfailureto videher copy claimant’s opinions service and his meaningful current condi with a opportunity addition, tion. In agree although the Board com respond&emdash;we Secretary plied with requirement consistently Thurber’s of send this Court limiteda has ing the claimant the opinion, medical the Thurber/Austin duty-to-act situations procured accompanying opinion informed evidencewas representative claimant’s that he could following the Board following the

381 her and Third, Prickett Mrs. at 994. R. or SSOC. SOC recent most the issuance of a written to make failed representative West, Vet.App. 12 v. See, Anderson e.g., medical of those copy a for application claimant’s the (1999) (noting that 491, 497 provided have been would opinions, unavailing because was argument Thurber regulations and statutes to VA in opinion the medical in Thurber unlike 5701(a), §§ 38 U.S.C. See request. upon to the issu- prior procured was Anderson Anderson, Vet.App. 5702(a)(1); (b)(1), SSOC); or recent SOC most the ance 1.501(b)(1), §§ 494-95; 38 C.F.R. at 148, 155 West, Vet.App. Velez Prickett’s (2005). Finally, Mrs. 1.526(a) not was error Thurber (holding that actively participated representative office, regional it was the where implicated the in which hearing, Board June the inform to Board, failed that the not evidence, in particular medical need for a VA respond could he that claimant repeatedly was opinions, nexus medical rebut- evidence or submit opinion medical Mrs. fair to was process Such discussed. (“[An] see id. opinion); that ting first therefore, reject her we Prickett, and evidence additional to submit right Austin er- process of fair assertions second and de- the where in situation arises ror. the issuance after evidence velops new SSOC, a situation or recent SOC most and Process Fair (Hi) Thurber/Austin here.”). presented not Contention Third Prickett’s Mrs. Secre agree further We argument-; As to Mrs. Prickett’s third in opinions medical procured DRO decline should tary that we limits impartial manner-;we that any case overrule request a biased and find no the DRO’s that her contention in merit requirement duty-to-act Thurber/Austin vio- opinions medical procuring for request fully satisfied We are the Board. As- process. of fair principles lated in process adjudicatory pre-Board development stages all suming that at Prickett, who was fair, was case in evidence procure must that VA claima ev counsel, provided represented manner, can- we neutral unbiased and an in opinions review ery opportunity of the DRO’s our review on say, based not information rebuttal question medical letter, November undisputed First, it is evidence. unfairly. Austin requested were opinions requesting in properly DRO acted all principle for the not stand does evidence as such opinions medical be must a VA medical for requests Prick- develop Mrs. properly necessary approval a claimant submitted February 2002 Second, the claim. ett’s holds Rather, simply Austin comment. to Mrs. SSOC, mailed which was in a conducted be must requests informed representative, medical to ensure manner neutral obtained, in had been additional influ- unfairly opinion is examiner’s two Jan account a detailed cluding neu- awas Here, letter the DRO’s enced. The cover opinions. medical uary 2002 as to opinions for medical request tral specifically SSOC accompanying Ac- with Austin. compliance full nexus sending purpose her that third Mrs. Prickett’s reject we cordingly, her the give towas information her this error. contention, fair any [she] comment to make “opportunity Due Process (iv) Constitutional infor concerning the wish[ed] argument reject alsoWe before [SSOC]” the enclosed mation violated the omissions actions DRO’s docket. records placing *12 process due clause of the U.S. obligations Constitu 38 C.F.R. tion. As this Court has previously noted, 3.103(c)(2). § This Court has held creating a procedural right in the of name VA hearing officer has regulatory obli- process fair principles is primarily based gation 3.103(c)(2) § under explain fully on the underlying concepts of adju the VA the issues and inform a claimant of evi- dicatory scheme, not the U.S. Constitution. dence he “may or she have overlooked Anderson, See 12 Vet.App. 497 (noting which would be of advantage to the claim- that the holding in Thurber “was based on ant’s position.” Douglas Derwinski, v. principles fair process of and basic fair Vet.App. 435, (1992) (en banc). 441-42 play that the Court from a extracted vari Here, during 5, 2002, June Board hear- sources, of ety including the U.S. Constitu ing, the hearing officer informed Mrs. tion, but Thurber did not rely upon a Prickett that “the probative most informa- constitutional basis for its holding as to the tion” with regard to determining her claim procedural protections owed to VA claim were “statements from types.” medical R. ants”); Austin, see also 6 Vet.App. at 551- at 1031. addition, regarding the issue 52 (discussing principles of process” “fair nexus, of the hearing officer informed Mrs. grounded Constitution). the U.S. Prickett that “[she] need[ed] to have medi- With regard to the requirements of the says-that expresses cal evidence that an process due clause of the Constitution, the opinion, an that [the vet- pertinent inquiry is whether totality eran’s] death was caused or contributed provides the situation claimants with “ade aby service-connected disability.” R. at quate judicial notice disposition of their Moreover, the Board officer re- claim and an adequate opportunity to chal peatedly informed Mrs. Prickett that she lenge an adverse ruling.” E. Paralyzed should any submit evidence that she had Assoc., Veterans Inc. v. Secretary Veter possession, particularly medical evi- Affairs, ans (Fed. 257 F.3d 1358-59 dence in support of her claim. Based Cir.2001); see also Cleveland Bd. Educ. these statements, the Court finds that the Loudermill, 470 U.S. 542-46, 105 hearing officer acted in accordance with (1984) S.Ct. (“The L.Ed.2d 494 obligations 3.103(c)(2). his § under essential requirements of process due ... are notice and an opportunity to re (ii) VA’s 38 §§ C.F.R. 19.36 and spond.”). Here, at every stage the de (2005) Obligations 20.1301

velopment and processing of her claim Mrs. Prickett also contends that (e.g., notification, VCAA rating decisions, the Board violated its obligations pursuant SOCs, SSOCs, personal testimony before to 38 §§ C.F.R. 19.36 and 20.1304 Board, and decision), Mrs. Prickett by failing provide her a “90-day” notice- provided notice and a meaningful op of-certification letter. Together, portunity develop her claim and chal regulations require that after an appeal lenge VA’s determination. Therefore, we certified Board, to the written reject notice be Mrs. arguments as to her sent to appellant, any representative, due assertion. informing them of the certification and C. Appellant’s Other Contentions transfer of the appellate record to the (i) VA’s 3.103(c)(2) 38 C.F.R. Board. Such notice also serves to advise (2005) Obligations appellant, representative, Mrs. Prickett contends that appellant days has 90 from the date of Board hearing officer failed to fulfill his that letter in which request a change in Prickett of informing sentence hearing, personal request representation, Here, additional to submit right evidence. additional Thus, already she Id. argument. failed to that VA contends right to submit notified obligations because § 19.36 its fulfill *13 the Board before argument repre- only evidence to was sent “90-day” letter her claim. on decision by the another designated rendered The record sentative. sub- notification, failed to she that letter that copy Despite of reflects parties argument. or any additional representative mit Mrs. Prickett’s sent to was noti- erred in Therefore, assuming wheth- regarding no evidence contains but representative notice. Prickett’s separate only Mrs. fying was sent Mrs. Prickett er ability the has of ac- herself event, Secretary, who claimant the the any and not In evidence, the Court file, concedes that claims additional to the entire to submit cess nonprejudicial. ’90-day’ copy of the error was that a that such finds appears “[i]t representa- [a]ppellant’s to sent was Secretary’s appellant.” to but not tive III. CONCLUSION this (Br.) accepts Court at 26. The Brief the foregoing, of the consideration On erred that VA an admission as statement AF- decision is Board November § 19.36. comply by failing FIRMED. Court, error, the finding Upon dissenting 7261(b)(2), HAGEL, filed take due Judge, § must 38 U.S.C. error. prejudicial opinion. rule of the of

account ap- with, Mrs. Prickett’s because begin To concurring part in HAGEL, Judge, from on remand the Board was before peal dissenting part: in RO, from the appeal not on Court the Court of the I concur 19.36 and §§ whether questionable is it Mrs. A, addresses which except as to Part event, In in case. apply 20.1304 regarding arguments error re- argues VA’s Secretary’s duty discussion of the vacatur § 19.36 warrants garding 5103(a), to 38 U.S.C. notify pursuant her claim remand of decision Board Assis- Claims by the Veterans as amended “failed to consider the Board only because below, explain I will As Act of 2000. tance evidence or to submit failure [her] whether U.S. Court of the decision the recent to receive her failure tied to argument was (Federal Circuit Federal for Appeals Br. at Appellant’s notice.” required Nicholson, F.3d Circuit) Mayfield in agree.5 We do 23. vacatur (Fed.Cir.2006), compels asserts, Secretary case, as In this ap- on decision Board the November by the remanded claim was when matter. of this remand peal and Prickett, who January Court held Circuit the Federal Mayfield, In directly unrepresented, not satisfied notify “is duty to that VA’s addition- could submit she on remand communications post-decisional various R. at 1055. argument. See al evidence might have a claimant remand, from for fact, his motion found the VA what evidence infer able to directly after § 20.1304 Secretary cited ability to on error notice effect of the contends Although Mrs. Prickett a Board representation change in request a failed she whether not consider did 23; also at see Br. Appellant’s hearing. See the no- evidence because 20.1304(a). §.R. regarding 38 C.F error, argument no she raises tice lacking in presentation.” the claimant’s letter, June 2003 August 2001 State- Mayfield, F.3d 1333. In support Case, ment and the February 2002 holding, the Federal Circuit Supplemental reasoned Statement Case, be- that notice under the Veterans Claims fore concluding As- on “[biased the fore- sistance Act going, the Board finds that the VA has fully duty satisfied the to inform required appel- have different contents Hence, lant.” R. at 5. the Board post-decisional made it notices, and it is abundantly clear that it

designed was relying different purposes en-—to just than more the May sure that 2001 letter to find present- claimant’s case is Secretary properly ed the initial dis- decisionmaker with charged duty his *14 to notify. whatever support is available and to en- sure that the claimant understands what In concluding to contrary, the ma- the evidence will be by obtained the VA and jority determines that the Board’s state- what evidence must provided be by the ment that it relying was on a combination claimant. pre- and postdecisional to documents Id. find compliance with duty the notify to “was not intended as a finding that Here, in determining that the notice through pre- various postdecisional provided to Mrs. Prickett was adequate, 5103(a) documents section notification had the Board relied impermissibly, at least been met.” Ante at Instead, the part, on documents that were neither is- majority finds the Board’s statement prior sued to the initial adjudication of her generally conclude that “through pre- and by claim agency the of original jurisdiction postdecisional documents, all VA’s notifica- nor for the purpose compliance with the requirements, tion just 5103(a) not section Veterans Claims Indeed, Assistance Act. notice, had been satisfied.” Id. major- The the Board much, conceded as concluding ity goes on to declare that the “Board here that “discussions in rating decision, the the rendered a factual determination that the [Statement ..., of the [C]ase [Sup- the May 2001 notification letter alone satisfied plemental [Cjase [Statement of ..., 5103(a) VA’s section duty-to-notify require- and letters to appellant ments.” Id. of the information and evidence needed to substantiate complied with I and, do not agree I above, as noted the VA’s requirements.” R. at believe that the language referred in the 4. The next decision, sentence of its in Board that, decision reflects in finding that which the began explaining its con- the Secretary had properly discharged his clusion that the Secretary had complied duty to notify, the Board relied post- on with duty notify, begins as follows: decisional documents designed not to have communications, “The such as a letter complied 5103(a). with section See R. at [regional office] dated in May By 4-5. concluding otherwise, majori- 2001, provided the appellant with a specific ty is rewriting the Board decision in order explanation of type of evidence neces- to eliminate the Mayfield error. sary to claim, substantiate her as said, well as I That would not necessarily view the an explanation what evidence was to be Board’s mere reference to noncomplying provided by her and what evidence the VA documents as fatal in every Indeed, case. attempt would to obtain on h[er] behalf.” had the Board clearly articulated it R. added). at 4-5 (emphasis The Board relying solely on May 2001 letter went on to discuss the May letter, to find compliance with the section proper Mayfield, counseled Circuit with agree I would requirements, notice decision the Board to vacate is recourse as decision the Board’s majority readjudication matter and remand clearly erroneous. notice issue.6 duty-to-notify on the Prickett’s, as Mrs. sum, such in eases docu- multiple Board relies where postdecisional are of which

ments —some the statuto- provide designed are not compliance find notice —to

rily required as the Federal notify, duty to ade- has received claimant that whether is, us assuming the notice error 6. That ad- be should “is an issue that quate case is in this notice I it believe prejudicial, instance, first agency in the My stems from belief most others. dressed spec- position Mayfield, legal not in premise proper that we are standard." under the on remand the Board regarding what be ulate therefore It would at 1335. 444 F.3d adequacy of concerning the would conclude first consider Court to improper for the documents documents, in the absence the notice remaining whether instance 7261(b)(2); U.S.C. Mayfield. See 38 violate alone, satisfy VA’s *15 standing are sufficient Brown, (1996). Vet.App. Daniels duty. Moreover, Circuit has informed the Federal

Case Details

Case Name: Pauline Prickett v. R. James Nicholson
Court Name: United States Court of Appeals for Veterans Claims
Date Published: Sep 11, 2006
Citation: 20 Vet. App. 370
Docket Number: 04-0140
Court Abbreviation: Vet. App.
AI-generated responses must be verified and are not legal advice.