This is a habeas corpus action brought by a state prisoner. The state moved to dismiss the case as untimely, but the district court denied the motion, ruling that the statute of limitations had been equitably tolled. The question whether his ruling was correct is presented to us by an interlоcutory appeal under 28 U.S.C. § 1292(b). The question has two parts: In what circumstances is the one-year statute of limitations in 28 U.S.C. § 2244(d)(1) for federal habeas corpus proceedings brought by state prisoners subject to the common law doctrine of equitable tolling? And was the judge correct to hold that the statute of limitations should be tolled in the circumstances of this case?
The general rule is that a statute of limitations may be tolled — that is, arrested — on the basis of one or the other of two common law doctrines: equitable estoppel and equitable tolling.
Shropshear v. Corporation Counsel,
The other doctrine, equitable tolling, refers to situations in which, without fault by the defendant, the plaintiff is unable to sue within the statutory period. The standard example is where despite the exercise of due diligence the plaintiff simply cannot discover the wrongdoer’s identity, or facts essential to show that there was an actionable wrong, within the statutory period.
Donald v. Cook County Sheriff’s Department,
There is no reason in principle why these doctrines should not apply to a statute of limitations in a habeas corpus case, especially a short statute of limitations such as the оne in section 2244(d)(1). However, there is an argument that Congress knocked out the doctrines by specifying unique tolling rules right in the statute itself, a question we left open in
Taliani v. Chrans,
This is what the statute says:
A 1-year period of limitation shall apply to an application for a writ of habeas cоrpus by a person in custody pursuant to the judgment of a State court. The limitation period shall run from the latest of—
(A)the date on which the judgment became final by the conclusion of direct review or the expiration of the time for seeking such review;
(B) the dаte on which the impediment to filing an application created by State action in violation of the Constitution or laws of the United States is removed, if the applicant was prevented from filing by such State action;
(C) the date on which the constitutionаl right asserted was initially recognized by the Supreme Court, if the right has been newly recognized by the Supreme Court and made retroactively applicable to cases on collateral review; or
(D) the date on which the factual predicate of the claim or claims presented could have been discovered through the exercise of due diligence.
(There is a materially identical provision in 28 U.S.C. § 2255, the federal prisoner’s habeas corpus substitute.) Just to make life a little more complicated, section 2244(d)(2) tolls the statute of limitations for “the time during which a properly filed application for State post-conviction or other collateral review with respect to the pertinent judgment or claim is pending.” That section will figure when we come to discuss the particulars of Williams’s case, but we can ignore it for now.
In subsection (B) of section 2244(d)(1) we see an aspect of equitable estoppel— the defendant has impeded the filing of the habeas corpus action — but it is limited tо cases in which the impediment violated federal law, and so it would not cover either of the standard eases of equitable estoppel that we mentioned earlier unless due process were broadly construed to forbid all such impediments — аs perhaps it might be. Cf.
Strickler v. Greene,
Within the area of overlap between the statutory and common law tolling rules, and thus in determining for example what is an “impediment” and what is required to shоw “due diligence,” we can assume that the body of principles built up in countless cases applying equitable estoppel and equitable tolling outside the habeas corpus setting is usable to flesh out the statute;
McClendon v. Sherman,
Of course the fact that section 2244(d)(1) does nоt cover the entire ground covered by the common law tolling doctrines does not establish that the doctrines survive the statute. Congress may have wanted to curtail them by substituting a narrower statutory standard, as distinct from supplementing them. But there is no indication of this. The statutory tolling provisions that we quoted came in with the statute of limitations itself in the Antiterrorism and Effective Death Penalty Act. See Pub.L. No. 104-132, § 101, 110 Stat. 1214, 1217. Until then there hadn’t been a statute of limitations in habeas corpus cases.
Brecht v. Abrahamson,
In light of this history, it is not surprising that all the cases that address whether the common law tolling doctrines are applicable to the habeas corpus statute of limitations have held that they are, e.g.,
Neverson v. Farquharson,
There is not a great deal at stake, however, though some courts may have been misled in this regard, as we shall see, by misunderstanding the scope of the common law doctrine. The gap between statute and tolling rule looms largest with respect to equitable estoppel, and as to that it is difficult to believe that Congress meant to legislate, for example, that if the respondent in a habeas corpus action promises not to plead the statute of limitations if the petitioner will delay in filing his action, yet pleads it anyway, the courts are debarred from estopping the respondent just because section 2244(d)(1)(B) does not specify that such a promise can arrest the one-year statute of limitations. We cannot find any case in which this precise issue has arisen; but there are several сlosely analogous cases, such as
Stillman v. LaMarque,
With respect to equitable tolling, if we set aside the rare case in which the respondent’s identity is unknown the only case in which the statute fails to track the common law doctrine is where the federal district court misleads the petitioner concerning filing deadlines. See
Pliler v. Ford,
— U.S. -, -,
And now to the question how those principles apply to this case. The statutory deadline for the petitioner to seek federal habeas corpus was April 24, 1997, and he didn’t file until November 7, 2000. However, on April 4, 1997, he had filed a petition for state postconviction relief that was still pending when he filed his federal action, and if that pendency tolled the statute of limitations he is home free. Unfortunately for him, his state petition was itself untimely. Nevertheless the district judge ruled that it tolled the statute of limitations because it was uncertain at the time whether an untimely petition activated the tolling provision in section 2244(d)(2) and because thе state courts had dawdled for three years before ruling that Williams’s state-court post-conviction suit was indeed untimely. The district judge’s ruling was not based on (d)(2), because an untimely state postconviction petition does not toll the statute of limitations.
Artuz v. Bennett,
It should be obvious that an untimely petition would not toll a statute of limitations; and while that might not be obvious to an unrepresented prisoner, even reasonable mistakes of law are not a basis for equitable tolling. This is the gеneral rule, e.g.,
Hoosier Bancorp of Indiana, Inc. v. Rasmussen,
The state court’s delay in ruling that the petitioner’s state-court postconviction action was untimely has no bearing on the reasonableness of Williams’s conduct. He filed that action only 20 days before the deadline for seeking federal habeas corpus expired, which means that only if the court had dismissed his postconviction action within that period (more precisely, had communicated the dismissal to him within that period) could he have filed his federal habeas corpus action in time. The court could not reasonably be expected to act so quickly. Nor is a court’s failure to warn a party that he is about to be cut off by the statute of limitations a basis for equitable tolling.
Pliler v. Ford, supra,
— U.S. at -,
And now we see why some courts have thought it might be very important to decide whether equitable tolling survives the enactmеnt of section 2244(d)(1). It is plain that subsection (D), which we said overlaps the common law doctrine almost completely, does not encompass mistakes *964 of law; it is limited to the “factual” predicates of the petitioner’s claim. But this would open up а gap between the statutory and the common law tolling rules only if the common law doctrine allowed a statute of limitations to be tolled on the basis of a mistake of law or a failure by a court to warn litigants about impending pitfalls, such as an about-to-expire statute of limitations. It does not.
The ruling of the district court is reversed with instructions to dismiss the suit.
Reversed.
